Flaharty Asset Management, LLC

In its 13F for Q4 2024 (holdings as of December 31, 2024, filed February 5, 2025), Flaharty Asset Management, LLC reported 128 stock positions worth $685.0 million. Its top holding was iShares Russell 1000 Growth (IWF) at 7.4% of the portfolio, followed by PIMCO Enhanced Short Maturit (MINT, 6.3%) and iShares Russell 1000 Value E (IWD, 6.1%). Compared with Q3 2024, it opened 7 new positions, sold out of 325, added to 44 and reduced 46. The biggest buy was a new position in JH Securitized Income ETF (JSI) and the biggest sale an exit from SS SPDR P Int C Corp. ETF (SPIB).

Most Recent 13F
Q2 2026
Location
CLEARWATER, FL
CIK
0001697882
Portfolio Value
$685.0M (Q4 2024)
SEC Filing
0001420506-25-000148 ↗ filed Feb 5, 2025

Holdings Value

0$200.0M$400.0M$600.0M$800.0M$1.0B Q1 2024: $673.8M Q1 2024 Q2 2024: $676.9M Q2 2024 Q3 2024: $711.2M Q3 2024 Q4 2024: $685.0M $685.0M Q4 2024 Q1 2025: $693.0M Q1 2025 Q2 2025: $730.8M Q2 2025 Q3 2025: $786.8M Q3 2025 Q4 2025: $800.6M Q4 2025 Q1 2026: $805.5M Q1 2026 Q2 2026: $69.9M Q2 2026

Holdings 128 stocks · $685.0M
IWF iShares Russell 1000 Growth 7.42% 126,612 $50.8M Reduce -2.8%
MINT PIMCO Enhanced Short Maturit 6.30% 429,992 $43.1M Reduce -3.0%
IWD iShares Russell 1000 Value E 6.06% 224,352 $41.5M Reduce -2.3%
PFM Invesco Dividend Achievers E 5.35% 798,646 $36.6M Reduce -2.6%
FTSL First Trust Senior Loan ETF 5.10% 755,299 $34.9M Add +1.4%
JAAA Janus Henderson Aaa Clo ETF 4.62% 623,979 $31.6M Add +0.1%
XLP SS Consumer Staples Sel Sect 4.42% 385,382 $30.3M Reduce -1.6%
SDY SS SPDR S&P Dividend ETF 3.83% 198,772 $26.3M Reduce -1.6%
RSPG Invesco S&P 500 Equal Weight 3.73% 334,947 $25.6M Reduce -2.0%
MDIV FT Multi-Asset Divers Inc. 3.47% 1,470,106 $23.7M Add +6.6%
TDIV FT Nasdaq Tech DVD Index FD 3.38% 295,251 $23.2M Reduce -2.8%
XLF SS Financial Select Sector 3.19% 452,426 $21.9M Add +1.2%
BOND PIMCO Active Bond Exchange-T 3.18% 241,235 $21.8M Add +9.4%
FTGC First Trust Global Tactical 3.15% 902,478 $21.6M Reduce -1.3%
KORP American Century Diversified 3.00% 446,934 $20.5M Add +7.0%
PFFD Global X US Preferred ETF 2.64% 927,830 $18.1M Add +0.1%
SPBO SS SPDR P Corp. Bond ETF 2.51% 600,949 $17.2M Reduce -3.1%
JSI JH Securitized Income ETF 2.45% 323,678 $16.8M New
AVUV Avantis US Small Cap Value 2.40% 170,214 $16.4M Reduce -2.7%
XCEM Columbia Em Core Ex-China 2.12% 491,377 $14.5M Reduce -0.5%
IWO iShares Russell 2000 Growth 2.09% 49,815 $14.3M Reduce -3.5%
KNG FT Vest S&P 500 DVD Arst TRG 2.04% 278,143 $14.0M Reduce -0.6%
EMBD Global X Emerging Markets BD 2.02% 613,152 $13.8M New
JPST JPMorgan Ultra-Short Income 2.01% 273,922 $13.8M Reduce -50.6%
IJJ iShares S&P Mid-Cap 400 Valu 1.87% 102,273 $12.8M Reduce -1.6%
QQQ Invesco QQQ Trust Series 1 0.98% 13,108 $6.7M Reduce -6.8%
MSFT Microsoft Corp. 0.56% 9,057 $3.8M Reduce -1.9%
AAPL Apple Inc. 0.46% 12,666 $3.2M Reduce -16.9%
SPY SS SPDR S&P 500 ETF Trust-US 0.42% 4,939 $2.9M Reduce -6.3%
DVY iShares Select Dividend ETF 0.41% 21,512 $2.8M Reduce -9.7%
FDN First Trust DJ Internet Ind 0.36% 10,234 $2.5M Reduce -8.2%
XLI SS Industrial Select Sector 0.30% 15,756 $2.1M Reduce -9.2%
XYLD Global X S&P 500 Cove Call E 0.30% 49,380 $2.1M Reduce -6.0%
GRID First TRST Nasd Class Edg Sgiif 0.29% 16,804 $2.0M Reduce -9.3%
QYLD Global X Nasd 100 Cov Call 0.26% 99,520 $1.8M Add +0.9%
CAT Caterpillar Inc. 0.24% 4,597 $1.7M Reduce -0.9%
JNJ Johnson & Johnson 0.24% 11,490 $1.7M No change
NVDA Nvidia Corp. 0.23% 11,747 $1.6M Reduce -8.6%
RDVY First Trust Rising Dividend 0.21% 24,164 $1.4M Reduce -8.4%
VNQ Vanguard Real Estate ETF 0.20% 15,453 $1.4M Add +1.7%
BSCQ Invesco Bulletshares 2026 CB 0.19% 67,901 $1.3M No change
VMC Vulcan Materials Co. 0.17% 4,572 $1.2M No change
LLY Eli Lilly & Co. 0.17% 1,494 $1.2M Add +33.9%
IWB iShares Russell 1000 ETF 0.17% 3,528 $1.1M No change
ROBT First Trust Nasdaq Artificia 0.16% 24,680 $1.1M Reduce -10.0%
BSCR Invesco Bulletshares 2027 CB 0.16% 55,969 $1.1M No change
BSCP Invesco Bulletshares 2025 CB 0.15% 49,613 $1.0M Add +28.5%
AMLP Alerian MLP ETF 0.15% 21,197 $1.0M Add +0.5%
RSPU Invesco S&P 500 Equal Weight 0.15% 15,481 $1.0M Reduce -0.4%
HD Home Depot Inc. 0.14% 2,528 $983K Add +11.0%
NXTG First Trust Indxx Nextg ETF 0.14% 11,148 $951K Reduce -10.1%
MSTR Strategy Inc. filed as MICROSTRATEGY INC 0.12% 2,955 $856K Reduce -56.7%
XETYX Eaton Vance Tax-MGD Div Eqty 0.12% 55,251 $826K Reduce -7.5%
BSJP Invesco Bulletshares 2025 HY 0.12% 34,900 $805K No change
AZN Astrazeneca PLC-Spons ADR 0.12% 12,099 $793K No change
AGG iShares Core U.S. Aggregate 0.11% 8,020 $777K Reduce -0.3%
BSCS Invesco Bulletshares 2028 CB 0.11% 36,585 $736K No change
LMBS First Trust Low Duration Opp 0.11% 15,124 $736K Reduce -67.5%
RSP Invesco S&P 500 Equal Weight 0.11% 4,156 $728K Add +1.0%
GLD SPDR Gold Shares 0.11% 3,006 $728K Reduce -0.1%
MUB iShares National Muni Bond E 0.10% 6,665 $710K No change
IWM iShares Russell 2000 ETF 0.10% 3,122 $690K Add +110.4%
RWL Invesco S&P 500 Revenue ETF 0.09% 6,579 $644K Add +0.1%
PG The Procter & Gamble Co. 0.09% 3,707 $621K Reduce -1.2%
JMBS Janus Henderson Mortg Backed 0.09% 13,690 $605K No change
AMZN Amazon.com Inc. 0.09% 2,711 $595K Reduce -15.2%
GOOG Alphabet Inc. Class C 0.08% 2,960 $564K Add +0.8%
WMT Walmart Inc. 0.08% 6,226 $563K Add +88.2%
XOM Exxon Mobil Corp. 0.08% 5,007 $539K Add +8.7%
MBCN Middlefield Banc Corp. 0.07% 17,562 $493K Add +0.3%
BRK.B Berkshire Hathaway Inc. Class B 0.07% 1,036 $470K No change
COST Costco Wholesale Corp. 0.06% 476 $436K Add +42.1%
PAYX Paychex Inc. 0.06% 3,050 $428K No change
TIP iShares Tips Bond ETF 0.06% 3,996 $426K No change
PEG Public Service Enterprise GP 0.06% 4,988 $421K Add +0.1%
ITA iShares U.S. Aerospace & Def 0.06% 2,860 $416K No change
SPLV Invesco S&P 500 Low Volatili 0.06% 5,920 $414K No change
JPM JPMorgan Chase & Co. 0.06% 1,725 $413K Add +97.4%
PANW Palo Alto Networks Inc. 0.06% 2,194 $399K Add +33.0%
TSLA Tesla Inc. 0.06% 987 $399K No change
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.06% 8,913 $392K Reduce -25.4%
SO The Southern Co. 0.06% 4,751 $391K No change
CSCO Cisco Systems Inc. 0.06% 6,382 $378K Reduce -7.3%
DUK Duke Energy Corp. 0.05% 3,446 $371K Reduce -5.8%
JBL Jabil Inc. 0.05% 2,575 $371K Reduce -1.0%
CRMT America's Car-Mart Inc. 0.05% 7,000 $359K Add +75.0%
OXY Occidental Petroleum Corp. 0.05% 7,107 $351K No change
UNH Unitedhealth Group Inc. 0.05% 668 $338K Reduce -0.9%
RYAN Ryan Specialty Holdings Inc. 0.05% 5,000 $321K New
V Visa Inc. Class A 0.05% 1,011 $320K Add +5.3%
MCD McDonald's Corp. 0.05% 1,085 $315K Reduce -28.1%
SHOP Shopify Inc. Class A 0.04% 2,890 $307K Add +38.3%
VTI VG Morningstar TS MKT ETF-US 0.04% 1,050 $304K No change
RAVI NT Ultrashrt Fi ETF 0.04% 4,040 $304K No change
AIVL Wisdomtree US AI Enhanced Va 0.04% 2,798 $298K No change
HYLS FT Tactical High Yield ETF 0.04% 7,172 $296K No change
XLK SS Technology Select Sector 0.04% 1,241 $289K No change
CBZ Cbiz Inc. 0.04% 3,492 $286K No change
HUBS HubSpot Inc. 0.04% 400 $279K No change
IJR iShares Core S&P Small-Cap E 0.04% 2,414 $278K Add +2017.5%

Show all 128 holdings

Portfolio Sells Q3 2024 → Q4 2024
SPIB SS SPDR P Int C Corp. ETF Sold out 0.00% −2.20
JPST JPMorgan Ultra-Short Income Reduce -50.6% 2.01% −1.95
LMBS First Trust Low Duration Opp Reduce -67.5% 0.11% −0.22
SDY SS SPDR S&P Dividend ETF Reduce -1.6% 3.83% −0.20
BSCO Invesco Bulletshares 2024 CB Sold out 0.00% −0.19
XLP SS Consumer Staples Sel Sect Reduce -1.6% 4.42% −0.15
XCEM Columbia Em Core Ex-China Reduce -0.5% 2.12% −0.14
SPBO SS SPDR P Corp. Bond ETF Reduce -3.1% 2.51% −0.11
KNG FT Vest S&P 500 DVD Arst TRG Reduce -0.6% 2.04% −0.10
BSJO Invesco Bulletshares 2024 HY Sold out 0.00% −0.08
IWD iShares Russell 1000 Value E Reduce -2.3% 6.06% −0.07
COIN Coinbase Global Inc. Class A Sold out 0.00% −0.06
GOOGL Alphabet Inc. Class A Sold out 0.00% −0.05
TDIV FT Nasdaq Tech DVD Index FD Reduce -2.8% 3.38% −0.05
DVY iShares Select Dividend ETF Reduce -9.7% 0.41% −0.04
GRID First TRST Nasd Class Edg Sgiif Reduce -9.3% 0.29% −0.04
MSTR Strategy Inc. Reduce -56.7% 0.12% −0.04
IWR iShares Russell Mid-Cap ETF Sold out 0.00% −0.04
BABA Alibaba Group Holding-SP ADR Sold out 0.00% −0.04
AAPL Apple Inc. Reduce -16.9% 0.46% −0.04
AMAT Applied Materials Inc. Sold out 0.00% −0.03
BIDU Baidu Inc. - Spon ADR Sold out 0.00% −0.03
AMD Advanced Micro Devices Sold out 0.00% −0.03
RTX RTX Corp. Sold out 0.00% −0.03
CVX Chevron Corp. Sold out 0.00% −0.03
XLI SS Industrial Select Sector Reduce -9.2% 0.30% −0.03
NOBL Proshares S&P 500 Dividend A Sold out 0.00% −0.03
VO Vngrd Mrngstr MD-Cap ETF-Usd Sold out 0.00% −0.03
T AT&T Inc. Sold out 0.00% −0.02
DE Deere & Co. Sold out 0.00% −0.02
ARGX Argenx SE - ADR Sold out 0.00% −0.02
VTV Vanguard Mrngstr Val ETF-Aui Sold out 0.00% −0.02
MDY State Street SPDR S&P Midcap Sold out 0.00% −0.02
FAD First Trust Multi Cap Growth Sold out 0.00% −0.02
PFE Pfizer Inc. Sold out 0.00% −0.02
PEP Pepsico Inc. Sold out 0.00% −0.02
FTSM First Trust Enh Short Mat FD Sold out 0.00% −0.02
SHEL Shell PLC-ADR Sold out 0.00% −0.02
ALB Albemarle Corp. Sold out 0.00% −0.02
PFM Invesco Dividend Achievers E Reduce -2.6% 5.35% −0.02
IJT iShares S&P Small-Cap 600 GR Sold out 0.00% −0.02
MCD McDonald's Corp. Reduce -28.1% 0.05% −0.02
XLV SS Health Care Select Sector Sold out 0.00% −0.02
TU Telus Corp. Sold out 0.00% −0.02
CMCSA Comcast Corp. Class A Sold out 0.00% −0.02
VYM Vanguard High DVD Yield ETF Sold out 0.00% −0.02
PSA Public Storage Sold out 0.00% −0.02
BMY Bristol-Myers Squibb Co. Sold out 0.00% −0.02
SUB iShares Short-Term National Sold out 0.00% −0.02
NTAP Netapp Inc. Sold out 0.00% −0.02

Portfolio Buys Q3 2024 → Q4 2024
JSI JH Securitized Income ETF New 2.45% +2.45
EMBD Global X Emerging Markets BD New 2.02% +2.02
XLF SS Financial Select Sector Add +1.2% 3.19% +0.34
FTSL First Trust Senior Loan ETF Add +1.4% 5.10% +0.29
BOND PIMCO Active Bond Exchange-T Add +9.4% 3.18% +0.25
MDIV FT Multi-Asset Divers Inc. Add +6.6% 3.47% +0.24
KORP American Century Diversified Add +7.0% 3.00% +0.16
JAAA Janus Henderson Aaa Clo ETF Add +0.1% 4.62% +0.16
IWM iShares Russell 2000 ETF Add +110.4% 0.10% +0.05
RYAN Ryan Specialty Holdings Inc. New 0.05% +0.05
WMT Walmart Inc. Add +88.2% 0.08% +0.04
IJR iShares Core S&P Small-Cap E Add +2017.5% 0.04% +0.04
RBRK Rubrik Inc. Class A New 0.04% +0.04
BSCP Invesco Bulletshares 2025 CB Add +28.5% 0.15% +0.04
EWJ iShares MSCI Japan ETF Add +2585.6% 0.04% +0.04
ELF Elf Beauty Inc. New 0.04% +0.04
SCCO Southern Copper Corp. New 0.04% +0.04
JPM JPMorgan Chase & Co. Add +97.4% 0.06% +0.03
IONQ Ionq Inc. Add +1244.2% 0.03% +0.03
PAVE Global X US Infrastructure New 0.03% +0.03
IJH iShares Core S&P Midcap ETF Add +1075.7% 0.04% +0.03
GS Goldman Sachs Group Inc. Add +502.9% 0.04% +0.03
LLY Eli Lilly & Co. Add +33.9% 0.17% +0.03
MS Morgan Stanley Add +598.5% 0.03% +0.03
CRMT America's Car-Mart Inc. Add +75.0% 0.05% +0.03
COST Costco Wholesale Corp. Add +42.1% 0.06% +0.02
SHOP Shopify Inc. Class A Add +38.3% 0.04% +0.02
PANW Palo Alto Networks Inc. Add +33.0% 0.06% +0.02
JOBY Joby Aviation Inc. Add +100.0% 0.02% +0.02
QYLD Global X Nasd 100 Cov Call Add +0.9% 0.26% +0.01
PPTA Perpetua Resources Corp. Add +50.0% 0.03% +0.01
HD Home Depot Inc. Add +11.0% 0.14% +0.01
GOOG Alphabet Inc. Class C Add +0.8% 0.08% +0.01
OPRT Oportun Financial Corp. Add +11.1% 0.03% +0.01
V Visa Inc. Class A Add +5.3% 0.05% +0.01
AMLP Alerian MLP ETF Add +0.5% 0.15% +0.01
META Meta Platforms Inc. Class A Add +26.3% 0.03% +0.01
INTC Intel Corp. Add +36.6% 0.03% +0.01
RWL Invesco S&P 500 Revenue ETF Add +0.1% 0.09% +0.00
XOM Exxon Mobil Corp. Add +8.7% 0.08% +0.00
RSP Invesco S&P 500 Equal Weight Add +1.0% 0.11% +0.00
RWK Invesco S&P Midcap 400 Rev Add +0.3% 0.04% +0.00
MBCN Middlefield Banc Corp. Add +0.3% 0.07% +0.00
ORCL Oracle Corp. Add +0.2% 0.04% +0.00
MRK Merck & Co. Inc. Add +7.6% 0.04% −0.00
PEG Public Service Enterprise GP Add +0.1% 0.06% −0.00
VZ Verizon Communications Inc. Add +0.0% 0.03% −0.00
NEE Nextera Energy Inc. Add +0.1% 0.04% −0.01
KLAC KLA Corp. Add +0.3% 0.03% −0.01
VNQ Vanguard Real Estate ETF Add +1.7% 0.20% −0.01

Notes & Other Activity Q3 2024 → Q4 2024
OXY.WS Occidental Petroleum-CW27 *W EXP 08/03/202 Sold out 200 $6Kbefore exit

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 52$69.9MMINT, JAAA, FTSL, XLF, PFM
Q1 2026 131$805.5MMINT, JAAA, FTSL, XLF, KORP
Q4 2025 139$800.6MMINT, JAAA, FTSL, RSPG, XLF
Q3 2025 128$786.8MIWF, MINT, IWD, JAAA, RSPG
Q2 2025Amended 128$730.8MIWF, MINT, IWD, JAAA, XLF
Q1 2025 506$693.0MMINT, IWD, IWF, JAAA, RSPG
Q4 2024 128$685.0MIWF, MINT, IWD, PFM, FTSL
Q3 2024 446$711.2MIWF, MINT, IWD, PFM, FTSL
Q2 2024 119$676.9MIWF, IWD, MINT, PFM, FTSL
Q1 2024 118$673.8MIWF, IWD, MINT, PFM, FTSL