Flaharty Asset Management, LLC

Name: Flaharty Asset Management, LLC 13F holdings, Q4 2024
Creator: Flaharty Asset Management, LLC
Published: 2025-02-05

Q2 2026Q1 2026Q4 2025Q3 2025Q2 2025Q1 2025Q3 2024Q2 2024Q1 2024

In its 13F for Q4 2024 (holdings as of December 31, 2024, filed February 5, 2025), Flaharty Asset Management, LLC reported 128 stock positions worth $685.0 million. Its top holding was iShares Russell 1000 Growth (IWF) at 7.4% of the portfolio, followed by PIMCO Enhanced Short Maturit (MINT, 6.3%) and iShares Russell 1000 Value E (IWD, 6.1%). Compared with Q3 2024, it opened 7 new positions, sold out of 325, added to 44 and reduced 46. The biggest buy was a new position in JH Securitized Income ETF (JSI) and the biggest sale an exit from SS SPDR P Int C Corp. ETF (SPIB).

Most Recent 13F: Q2 2026
Location: CLEARWATER, FL
CIK: 0001697882
Portfolio Value: $685.0M (Q4 2024)
SEC Filing: 0001420506-25-000148 ↗ filed Feb 5, 2025

Holdings Value

Holdings 128 stocks · $685.0M


IWF iShares Russell 1000 Growth	7.42%	126,612	$50.8M	Reduce -2.8%
MINT PIMCO Enhanced Short Maturit	6.30%	429,992	$43.1M	Reduce -3.0%
IWD iShares Russell 1000 Value E	6.06%	224,352	$41.5M	Reduce -2.3%
PFM Invesco Dividend Achievers E	5.35%	798,646	$36.6M	Reduce -2.6%
FTSL First Trust Senior Loan ETF	5.10%	755,299	$34.9M	Add +1.4%
JAAA Janus Henderson Aaa Clo ETF	4.62%	623,979	$31.6M	Add +0.1%
XLP SS Consumer Staples Sel Sect	4.42%	385,382	$30.3M	Reduce -1.6%
SDY SS SPDR S&P Dividend ETF	3.83%	198,772	$26.3M	Reduce -1.6%
RSPG Invesco S&P 500 Equal Weight	3.73%	334,947	$25.6M	Reduce -2.0%
MDIV FT Multi-Asset Divers Inc.	3.47%	1,470,106	$23.7M	Add +6.6%
TDIV FT Nasdaq Tech DVD Index FD	3.38%	295,251	$23.2M	Reduce -2.8%
XLF SS Financial Select Sector	3.19%	452,426	$21.9M	Add +1.2%
BOND PIMCO Active Bond Exchange-T	3.18%	241,235	$21.8M	Add +9.4%
FTGC First Trust Global Tactical	3.15%	902,478	$21.6M	Reduce -1.3%
KORP American Century Diversified	3.00%	446,934	$20.5M	Add +7.0%
PFFD Global X US Preferred ETF	2.64%	927,830	$18.1M	Add +0.1%
SPBO SS SPDR P Corp. Bond ETF	2.51%	600,949	$17.2M	Reduce -3.1%
JSI JH Securitized Income ETF	2.45%	323,678	$16.8M	New
AVUV Avantis US Small Cap Value	2.40%	170,214	$16.4M	Reduce -2.7%
XCEM Columbia Em Core Ex-China	2.12%	491,377	$14.5M	Reduce -0.5%
IWO iShares Russell 2000 Growth	2.09%	49,815	$14.3M	Reduce -3.5%
KNG FT Vest S&P 500 DVD Arst TRG	2.04%	278,143	$14.0M	Reduce -0.6%
EMBD Global X Emerging Markets BD	2.02%	613,152	$13.8M	New
JPST JPMorgan Ultra-Short Income	2.01%	273,922	$13.8M	Reduce -50.6%
IJJ iShares S&P Mid-Cap 400 Valu	1.87%	102,273	$12.8M	Reduce -1.6%
QQQ Invesco QQQ Trust Series 1	0.98%	13,108	$6.7M	Reduce -6.8%
MSFT Microsoft Corp.	0.56%	9,057	$3.8M	Reduce -1.9%
AAPL Apple Inc.	0.46%	12,666	$3.2M	Reduce -16.9%
SPY SS SPDR S&P 500 ETF Trust-US	0.42%	4,939	$2.9M	Reduce -6.3%
DVY iShares Select Dividend ETF	0.41%	21,512	$2.8M	Reduce -9.7%
FDN First Trust DJ Internet Ind	0.36%	10,234	$2.5M	Reduce -8.2%
XLI SS Industrial Select Sector	0.30%	15,756	$2.1M	Reduce -9.2%
XYLD Global X S&P 500 Cove Call E	0.30%	49,380	$2.1M	Reduce -6.0%
GRID First TRST Nasd Class Edg Sgiif	0.29%	16,804	$2.0M	Reduce -9.3%
QYLD Global X Nasd 100 Cov Call	0.26%	99,520	$1.8M	Add +0.9%
CAT Caterpillar Inc.	0.24%	4,597	$1.7M	Reduce -0.9%
JNJ Johnson & Johnson	0.24%	11,490	$1.7M	No change
NVDA Nvidia Corp.	0.23%	11,747	$1.6M	Reduce -8.6%
RDVY First Trust Rising Dividend	0.21%	24,164	$1.4M	Reduce -8.4%
VNQ Vanguard Real Estate ETF	0.20%	15,453	$1.4M	Add +1.7%
BSCQ Invesco Bulletshares 2026 CB	0.19%	67,901	$1.3M	No change
VMC Vulcan Materials Co.	0.17%	4,572	$1.2M	No change
LLY Eli Lilly & Co.	0.17%	1,494	$1.2M	Add +33.9%
IWB iShares Russell 1000 ETF	0.17%	3,528	$1.1M	No change
ROBT First Trust Nasdaq Artificia	0.16%	24,680	$1.1M	Reduce -10.0%
BSCR Invesco Bulletshares 2027 CB	0.16%	55,969	$1.1M	No change
BSCP Invesco Bulletshares 2025 CB	0.15%	49,613	$1.0M	Add +28.5%
AMLP Alerian MLP ETF	0.15%	21,197	$1.0M	Add +0.5%
RSPU Invesco S&P 500 Equal Weight	0.15%	15,481	$1.0M	Reduce -0.4%
HD Home Depot Inc.	0.14%	2,528	$983K	Add +11.0%
NXTG First Trust Indxx Nextg ETF	0.14%	11,148	$951K	Reduce -10.1%
MSTR Strategy Inc. filed as MICROSTRATEGY INC	0.12%	2,955	$856K	Reduce -56.7%
XETYX Eaton Vance Tax-MGD Div Eqty	0.12%	55,251	$826K	Reduce -7.5%
BSJP Invesco Bulletshares 2025 HY	0.12%	34,900	$805K	No change
AZN Astrazeneca PLC-Spons ADR	0.12%	12,099	$793K	No change
AGG iShares Core U.S. Aggregate	0.11%	8,020	$777K	Reduce -0.3%
BSCS Invesco Bulletshares 2028 CB	0.11%	36,585	$736K	No change
LMBS First Trust Low Duration Opp	0.11%	15,124	$736K	Reduce -67.5%
RSP Invesco S&P 500 Equal Weight	0.11%	4,156	$728K	Add +1.0%
GLD SPDR Gold Shares	0.11%	3,006	$728K	Reduce -0.1%
MUB iShares National Muni Bond E	0.10%	6,665	$710K	No change
IWM iShares Russell 2000 ETF	0.10%	3,122	$690K	Add +110.4%
RWL Invesco S&P 500 Revenue ETF	0.09%	6,579	$644K	Add +0.1%
PG The Procter & Gamble Co.	0.09%	3,707	$621K	Reduce -1.2%
JMBS Janus Henderson Mortg Backed	0.09%	13,690	$605K	No change
AMZN Amazon.com Inc.	0.09%	2,711	$595K	Reduce -15.2%
GOOG Alphabet Inc. Class C	0.08%	2,960	$564K	Add +0.8%
WMT Walmart Inc.	0.08%	6,226	$563K	Add +88.2%
XOM Exxon Mobil Corp.	0.08%	5,007	$539K	Add +8.7%
MBCN Middlefield Banc Corp.	0.07%	17,562	$493K	Add +0.3%
BRK.B Berkshire Hathaway Inc. Class B	0.07%	1,036	$470K	No change
COST Costco Wholesale Corp.	0.06%	476	$436K	Add +42.1%
PAYX Paychex Inc.	0.06%	3,050	$428K	No change
TIP iShares Tips Bond ETF	0.06%	3,996	$426K	No change
PEG Public Service Enterprise GP	0.06%	4,988	$421K	Add +0.1%
ITA iShares U.S. Aerospace & Def	0.06%	2,860	$416K	No change
SPLV Invesco S&P 500 Low Volatili	0.06%	5,920	$414K	No change
JPM JPMorgan Chase & Co.	0.06%	1,725	$413K	Add +97.4%
PANW Palo Alto Networks Inc.	0.06%	2,194	$399K	Add +33.0%
TSLA Tesla Inc.	0.06%	987	$399K	No change
BAC Bank of America Corp. filed as BANK AMERICA CORP	0.06%	8,913	$392K	Reduce -25.4%
SO The Southern Co.	0.06%	4,751	$391K	No change
CSCO Cisco Systems Inc.	0.06%	6,382	$378K	Reduce -7.3%
DUK Duke Energy Corp.	0.05%	3,446	$371K	Reduce -5.8%
JBL Jabil Inc.	0.05%	2,575	$371K	Reduce -1.0%
CRMT America's Car-Mart Inc.	0.05%	7,000	$359K	Add +75.0%
OXY Occidental Petroleum Corp.	0.05%	7,107	$351K	No change
UNH Unitedhealth Group Inc.	0.05%	668	$338K	Reduce -0.9%
RYAN Ryan Specialty Holdings Inc.	0.05%	5,000	$321K	New
V Visa Inc. Class A	0.05%	1,011	$320K	Add +5.3%
MCD McDonald's Corp.	0.05%	1,085	$315K	Reduce -28.1%
SHOP Shopify Inc. Class A	0.04%	2,890	$307K	Add +38.3%
VTI VG Morningstar TS MKT ETF-US	0.04%	1,050	$304K	No change
RAVI NT Ultrashrt Fi ETF	0.04%	4,040	$304K	No change
AIVL Wisdomtree US AI Enhanced Va	0.04%	2,798	$298K	No change
HYLS FT Tactical High Yield ETF	0.04%	7,172	$296K	No change
XLK SS Technology Select Sector	0.04%	1,241	$289K	No change
CBZ Cbiz Inc.	0.04%	3,492	$286K	No change
HUBS HubSpot Inc.	0.04%	400	$279K	No change
IJR iShares Core S&P Small-Cap E	0.04%	2,414	$278K	Add +2017.5%
AON Aon PLC Class A	0.04%	768	$276K	No change
EWJ iShares MSCI Japan ETF	0.04%	3,921	$263K	Add +2585.6%
RBRK Rubrik Inc. Class A	0.04%	4,000	$261K	New
NEE Nextera Energy Inc.	0.04%	3,636	$261K	Add +0.1%
MRK Merck & Co. Inc.	0.04%	2,545	$253K	Add +7.6%
ELF Elf Beauty Inc.	0.04%	2,000	$251K	New
BSCT Invesco Bulletshares 2029 CB	0.04%	13,600	$249K	No change
RWK Invesco S&P Midcap 400 Rev	0.04%	2,145	$249K	Add +0.3%
IJH iShares Core S&P Midcap ETF	0.04%	3,962	$247K	Add +1075.7%
ORCL Oracle Corp.	0.04%	1,481	$247K	Add +0.2%
SCCO Southern Copper Corp.	0.04%	2,700	$246K	New
NEAR iShares SH Dba ETF Usd Inc.	0.04%	4,810	$243K	Reduce -34.2%
GS Goldman Sachs Group Inc.	0.04%	422	$242K	Add +502.9%
IONQ Ionq Inc.	0.03%	5,713	$239K	Add +1244.2%
DIS The Walt Disney Co. filed as DISNEY WALT CO	0.03%	2,119	$236K	Reduce -1.2%
PAVE Global X US Infrastructure	0.03%	5,785	$234K	New
META Meta Platforms Inc. Class A	0.03%	394	$231K	Add +26.3%
MS Morgan Stanley	0.03%	1,802	$227K	Add +598.5%
INTC Intel Corp.	0.03%	11,201	$225K	Add +36.6%
PPTA Perpetua Resources Corp.	0.03%	21,000	$224K	Add +50.0%
KLAC KLA Corp.	0.03%	355	$223K	Add +0.3%
SLF Sun Life Financial Inc.	0.03%	3,611	$214K	No change
ITOT iShares Core S&P Total U.S.	0.03%	1,631	$210K	No change
VZ Verizon Communications Inc.	0.03%	5,034	$201K	Add +0.0%
OPRT Oportun Financial Corp.	0.03%	50,000	$194K	Add +11.1%
JOBY Joby Aviation Inc.	0.02%	20,000	$163K	Add +100.0%
COMP Compass Inc. Class A	0.02%	25,500	$149K	No change
FBLG Fibrobiologics Inc.	0.00%	14,702	$29K	No change

Portfolio Sells Q3 2024 → Q4 2024


SPIB SS SPDR P Int C Corp. ETF	Sold out	0.00%	−2.20
JPST JPMorgan Ultra-Short Income	Reduce -50.6%	2.01%	−1.95
LMBS First Trust Low Duration Opp	Reduce -67.5%	0.11%	−0.22
SDY SS SPDR S&P Dividend ETF	Reduce -1.6%	3.83%	−0.20
BSCO Invesco Bulletshares 2024 CB	Sold out	0.00%	−0.19
XLP SS Consumer Staples Sel Sect	Reduce -1.6%	4.42%	−0.15
XCEM Columbia Em Core Ex-China	Reduce -0.5%	2.12%	−0.14
SPBO SS SPDR P Corp. Bond ETF	Reduce -3.1%	2.51%	−0.11
KNG FT Vest S&P 500 DVD Arst TRG	Reduce -0.6%	2.04%	−0.10
BSJO Invesco Bulletshares 2024 HY	Sold out	0.00%	−0.08
IWD iShares Russell 1000 Value E	Reduce -2.3%	6.06%	−0.07
COIN Coinbase Global Inc. Class A	Sold out	0.00%	−0.06
GOOGL Alphabet Inc. Class A	Sold out	0.00%	−0.05
TDIV FT Nasdaq Tech DVD Index FD	Reduce -2.8%	3.38%	−0.05
DVY iShares Select Dividend ETF	Reduce -9.7%	0.41%	−0.04
GRID First TRST Nasd Class Edg Sgiif	Reduce -9.3%	0.29%	−0.04
MSTR Strategy Inc.	Reduce -56.7%	0.12%	−0.04
IWR iShares Russell Mid-Cap ETF	Sold out	0.00%	−0.04
BABA Alibaba Group Holding-SP ADR	Sold out	0.00%	−0.04
AAPL Apple Inc.	Reduce -16.9%	0.46%	−0.04
AMAT Applied Materials Inc.	Sold out	0.00%	−0.03
BIDU Baidu Inc. - Spon ADR	Sold out	0.00%	−0.03
AMD Advanced Micro Devices	Sold out	0.00%	−0.03
RTX RTX Corp.	Sold out	0.00%	−0.03
CVX Chevron Corp.	Sold out	0.00%	−0.03
XLI SS Industrial Select Sector	Reduce -9.2%	0.30%	−0.03
NOBL Proshares S&P 500 Dividend A	Sold out	0.00%	−0.03
VO Vngrd Mrngstr MD-Cap ETF-Usd	Sold out	0.00%	−0.03
T AT&T Inc.	Sold out	0.00%	−0.02
DE Deere & Co.	Sold out	0.00%	−0.02
ARGX Argenx SE - ADR	Sold out	0.00%	−0.02
VTV Vanguard Mrngstr Val ETF-Aui	Sold out	0.00%	−0.02
MDY State Street SPDR S&P Midcap	Sold out	0.00%	−0.02
FAD First Trust Multi Cap Growth	Sold out	0.00%	−0.02
PFE Pfizer Inc.	Sold out	0.00%	−0.02
PEP Pepsico Inc.	Sold out	0.00%	−0.02
FTSM First Trust Enh Short Mat FD	Sold out	0.00%	−0.02
SHEL Shell PLC-ADR	Sold out	0.00%	−0.02
ALB Albemarle Corp.	Sold out	0.00%	−0.02
PFM Invesco Dividend Achievers E	Reduce -2.6%	5.35%	−0.02
IJT iShares S&P Small-Cap 600 GR	Sold out	0.00%	−0.02
MCD McDonald's Corp.	Reduce -28.1%	0.05%	−0.02
XLV SS Health Care Select Sector	Sold out	0.00%	−0.02
TU Telus Corp.	Sold out	0.00%	−0.02
CMCSA Comcast Corp. Class A	Sold out	0.00%	−0.02
VYM Vanguard High DVD Yield ETF	Sold out	0.00%	−0.02
PSA Public Storage	Sold out	0.00%	−0.02
BMY Bristol-Myers Squibb Co.	Sold out	0.00%	−0.02
SUB iShares Short-Term National	Sold out	0.00%	−0.02
NTAP Netapp Inc.	Sold out	0.00%	−0.02

Portfolio Buys Q3 2024 → Q4 2024


JSI JH Securitized Income ETF	New	2.45%	+2.45
EMBD Global X Emerging Markets BD	New	2.02%	+2.02
XLF SS Financial Select Sector	Add +1.2%	3.19%	+0.34
FTSL First Trust Senior Loan ETF	Add +1.4%	5.10%	+0.29
BOND PIMCO Active Bond Exchange-T	Add +9.4%	3.18%	+0.25
MDIV FT Multi-Asset Divers Inc.	Add +6.6%	3.47%	+0.24
KORP American Century Diversified	Add +7.0%	3.00%	+0.16
JAAA Janus Henderson Aaa Clo ETF	Add +0.1%	4.62%	+0.16
IWM iShares Russell 2000 ETF	Add +110.4%	0.10%	+0.05
RYAN Ryan Specialty Holdings Inc.	New	0.05%	+0.05
WMT Walmart Inc.	Add +88.2%	0.08%	+0.04
IJR iShares Core S&P Small-Cap E	Add +2017.5%	0.04%	+0.04
RBRK Rubrik Inc. Class A	New	0.04%	+0.04
BSCP Invesco Bulletshares 2025 CB	Add +28.5%	0.15%	+0.04
EWJ iShares MSCI Japan ETF	Add +2585.6%	0.04%	+0.04
ELF Elf Beauty Inc.	New	0.04%	+0.04
SCCO Southern Copper Corp.	New	0.04%	+0.04
JPM JPMorgan Chase & Co.	Add +97.4%	0.06%	+0.03
IONQ Ionq Inc.	Add +1244.2%	0.03%	+0.03
PAVE Global X US Infrastructure	New	0.03%	+0.03
IJH iShares Core S&P Midcap ETF	Add +1075.7%	0.04%	+0.03
GS Goldman Sachs Group Inc.	Add +502.9%	0.04%	+0.03
LLY Eli Lilly & Co.	Add +33.9%	0.17%	+0.03
MS Morgan Stanley	Add +598.5%	0.03%	+0.03
CRMT America's Car-Mart Inc.	Add +75.0%	0.05%	+0.03
COST Costco Wholesale Corp.	Add +42.1%	0.06%	+0.02
SHOP Shopify Inc. Class A	Add +38.3%	0.04%	+0.02
PANW Palo Alto Networks Inc.	Add +33.0%	0.06%	+0.02
JOBY Joby Aviation Inc.	Add +100.0%	0.02%	+0.02
QYLD Global X Nasd 100 Cov Call	Add +0.9%	0.26%	+0.01
PPTA Perpetua Resources Corp.	Add +50.0%	0.03%	+0.01
HD Home Depot Inc.	Add +11.0%	0.14%	+0.01
GOOG Alphabet Inc. Class C	Add +0.8%	0.08%	+0.01
OPRT Oportun Financial Corp.	Add +11.1%	0.03%	+0.01
V Visa Inc. Class A	Add +5.3%	0.05%	+0.01
AMLP Alerian MLP ETF	Add +0.5%	0.15%	+0.01
META Meta Platforms Inc. Class A	Add +26.3%	0.03%	+0.01
INTC Intel Corp.	Add +36.6%	0.03%	+0.01
RWL Invesco S&P 500 Revenue ETF	Add +0.1%	0.09%	+0.00
XOM Exxon Mobil Corp.	Add +8.7%	0.08%	+0.00
RSP Invesco S&P 500 Equal Weight	Add +1.0%	0.11%	+0.00
RWK Invesco S&P Midcap 400 Rev	Add +0.3%	0.04%	+0.00
MBCN Middlefield Banc Corp.	Add +0.3%	0.07%	+0.00
ORCL Oracle Corp.	Add +0.2%	0.04%	+0.00
MRK Merck & Co. Inc.	Add +7.6%	0.04%	−0.00
PEG Public Service Enterprise GP	Add +0.1%	0.06%	−0.00
VZ Verizon Communications Inc.	Add +0.0%	0.03%	−0.00
NEE Nextera Energy Inc.	Add +0.1%	0.04%	−0.01
KLAC KLA Corp.	Add +0.3%	0.03%	−0.01
VNQ Vanguard Real Estate ETF	Add +1.7%	0.20%	−0.01

Notes & Other Activity Q3 2024 → Q4 2024


OXY.WS Occidental Petroleum-CW27	*W EXP 08/03/202	Sold out	200	$6Kbefore exit

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

Quarter	Positions	13F Reported Value	Top Holdings
Q2 2026	52	$69.9M	MINT, JAAA, FTSL, XLF, PFM
Q1 2026	131	$805.5M	MINT, JAAA, FTSL, XLF, KORP
Q4 2025	139	$800.6M	MINT, JAAA, FTSL, RSPG, XLF
Q3 2025	128	$786.8M	IWF, MINT, IWD, JAAA, RSPG
Q2 2025Amended	128	$730.8M	IWF, MINT, IWD, JAAA, XLF
Q1 2025	506	$693.0M	MINT, IWD, IWF, JAAA, RSPG
Q4 2024	128	$685.0M	IWF, MINT, IWD, PFM, FTSL
Q3 2024	446	$711.2M	IWF, MINT, IWD, PFM, FTSL
Q2 2024	119	$676.9M	IWF, IWD, MINT, PFM, FTSL
Q1 2024	118	$673.8M	IWF, IWD, MINT, PFM, FTSL