Flaharty Asset Management, LLC

In its 13F for Q3 2025 (holdings as of September 30, 2025, filed November 4, 2025), Flaharty Asset Management, LLC reported 128 stock positions worth $786.8 million. Its top holding was iShares Russell 1000 Growth (IWF) at 6.7% of the portfolio, followed by PIMCO Enhanced Short Maturit (MINT, 6.0%) and iShares Russell 1000 Value E (IWD, 5.7%). Compared with Q2 2025, it opened 16 new positions, sold out of 16, added to 44 and reduced 29. The biggest buy was a new position in Franklin U.S. Treasury Bond (FLGV) and the biggest sale an exit from FT Multi-Asset Divers (MDIV).

Most Recent 13F
Q2 2026
Location
CLEARWATER, FL
CIK
0001697882
Portfolio Value
$786.8M (Q3 2025)
SEC Filing
0001420506-25-002978 ↗ filed Nov 4, 2025

Holdings Value

0$200.0M$400.0M$600.0M$800.0M$1.0B Q1 2024: $673.8M Q1 2024 Q2 2024: $676.9M Q2 2024 Q3 2024: $711.2M Q3 2024 Q4 2024: $685.0M Q4 2024 Q1 2025: $693.0M Q1 2025 Q2 2025: $730.8M Q2 2025 Q3 2025: $786.8M $786.8M Q3 2025 Q4 2025: $800.6M Q4 2025 Q1 2026: $805.5M Q1 2026 Q2 2026: $69.9M Q2 2026

Holdings 128 stocks · $786.8M
IWF iShares Russell 1000 Growth 6.68% 112,180 $52.5M Add +1.1%
MINT PIMCO Enhanced Short Maturit 5.99% 468,317 $47.2M Add +3.9%
IWD iShares Russell 1000 Value E 5.74% 221,900 $45.2M Add +2.2%
JAAA Janus Henderson Aaa Clo ETF 5.18% 801,915 $40.7M Add +17.9%
RSPG Invesco S&P 500 Equal Weight 4.55% 450,226 $35.8M Add +5.0%
XLF SS Financial Select Sector 4.55% 664,247 $35.8M Add +3.1%
FTSL First Trust Senior Loan ETF 4.42% 758,344 $34.8M Add +3.3%
KORP American Century Diversified 3.87% 639,164 $30.4M Add +3.3%
SDY SS SPDR S&P Dividend ETF 3.80% 213,700 $29.9M Add +3.8%
XCEM Columbia Em Core Ex-China 3.69% 799,108 $29.0M Reduce -0.1%
FLGV Franklin U.S. Treasury Bond 3.51% 1,338,170 $27.6M New
TDIV FT Nasdaq Tech DVD Index FD 3.46% 276,405 $27.3M Add +0.5%
XLI SS Industrial Select Sector 3.37% 171,723 $26.5M Add +0.7%
BOND PIMCO Active Bond Exchange-T 3.31% 278,818 $26.0M Add +2.6%
PFM Invesco Dividend Achievers E 3.23% 500,099 $25.4M Add +1.5%
FTGC First Trust Global Tactical 3.22% 978,681 $25.3M Add +3.9%
SPBO SS SPDR P Corp. Bond ETF 2.67% 708,494 $21.0M Add +3.0%
PFFD Global X US Preferred ETF 2.67% 1,079,887 $21.0M Add +3.5%
AVUV Avantis US Small Cap Value 2.56% 202,536 $20.2M Add +2.4%
JSI JH Securitized Income ETF 2.50% 376,716 $19.7M Add +3.3%
EMBD Global X Emerging Markets BD 2.22% 733,346 $17.4M Add +3.0%
KNG FT Vest S&P 500 DVD Arst TRG 2.10% 334,951 $16.5M Add +4.5%
JPST JPMorgan Ultra-Short Income 2.06% 319,875 $16.2M Add +3.6%
IWO iShares Russell 2000 Growth 2.01% 49,269 $15.8M Add +2.0%
IJJ iShares S&P Mid-Cap 400 Valu 1.71% 103,452 $13.4M Add +2.9%
QQQ Invesco QQQ Trust Series 1 0.79% 10,394 $6.2M Reduce -5.3%
MSFT Microsoft Corp. 0.66% 10,012 $5.2M Add +12.7%
RDVY First Trust Rising Dividend 0.46% 54,270 $3.7M Reduce -4.1%
SPY SS SPDR S&P 500 ETF Trust-US 0.36% 4,201 $2.8M Reduce -3.2%
AAPL Apple Inc. 0.33% 10,302 $2.6M Add +2.6%
NVDA Nvidia Corp. 0.33% 14,010 $2.6M Add +1.5%
DVY iShares Select Dividend ETF 0.30% 16,411 $2.3M Reduce -5.0%
FDN First Trust DJ Internet Ind 0.27% 7,495 $2.1M Reduce -1.3%
JNJ Johnson & Johnson 0.26% 11,140 $2.1M Reduce -3.3%
XYLD Global X S&P 500 Cove Call E 0.26% 52,472 $2.1M Reduce -0.2%
GRID First TRST Nasd Class Edg Sgiif 0.26% 13,445 $2.0M Reduce -1.4%
CAT Caterpillar Inc. 0.26% 4,250 $2.0M Reduce -1.0%
QYLD Global X Nasd 100 Cov Call 0.25% 113,974 $1.9M Add +4.7%
VNQ Vanguard Real Estate ETF 0.21% 18,335 $1.7M Add +4.3%
VMC Vulcan Materials Co. 0.18% 4,572 $1.4M No change
BSCQ Invesco Bulletshares 2026 CB 0.17% 67,901 $1.3M No change
RSPU Invesco S&P 500 Equal Weight 0.16% 16,399 $1.3M Add +3.2%
IWB iShares Russell 1000 ETF 0.16% 3,425 $1.3M No change
MLPA Global X MLP ETF 0.14% 23,000 $1.1M Add +4.8%
BSCR Invesco Bulletshares 2027 CB 0.14% 55,969 $1.1M No change
LLY Eli Lilly & Co. 0.14% 1,396 $1.1M Reduce -0.7%
AMZN Amazon.com Inc. 0.14% 4,849 $1.1M Reduce -4.3%
JPM JPMorgan Chase & Co. 0.13% 3,306 $1.0M Add +133.6%
BSCP Invesco Bulletshares 2025 CB 0.13% 49,613 $1.0M No change
HD Home Depot Inc. 0.12% 2,373 $962K Reduce -1.6%
AGG iShares Core U.S. Aggregate 0.12% 9,540 $956K Add +18.9%
AZN Astrazeneca PLC-Spons ADR 0.12% 12,099 $928K No change
NXTG First Trust Indxx Nextg ETF 0.12% 8,859 $918K Reduce -2.8%
TSLA Tesla Inc. 0.11% 1,934 $860K Add +12.4%
BSJP Invesco Bulletshares 2025 HY 0.10% 34,900 $805K No change
ORCL Oracle Corp. 0.10% 2,859 $804K Add +93.2%
XOM Exxon Mobil Corp. 0.10% 7,060 $796K Add +54.0%
BSCS Invesco Bulletshares 2028 CB 0.10% 36,585 $753K No change
MUB iShares National Muni Bond E 0.09% 7,015 $747K Add +2.0%
VXF Vanguard Extended Market ETF 0.09% 3,521 $737K New
LMBS First Trust Low Duration Opp 0.09% 14,530 $723K No change
GLD SPDR Gold Shares 0.09% 2,028 $721K Reduce -32.5%
WMT Walmart Inc. 0.09% 6,770 $698K Reduce -7.9%
BRK.B Berkshire Hathaway Inc. Class B 0.09% 1,351 $679K No change
VONV Vanguard Russell 1000 Value 0.09% 7,594 $679K New
VONG Vanguard Russell 1000 Growth 0.09% 5,586 $673K New
RSP Invesco S&P 500 Equal Weight 0.09% 3,545 $672K Reduce -1.9%
UNH Unitedhealth Group Inc. 0.08% 1,838 $635K Add +35.4%
JMBS Janus Henderson Mortg Backed 0.08% 13,690 $625K No change
SCHF Schwab Intl Equity ETF 0.08% 26,396 $614K New
IWM iShares Russell 2000 ETF 0.08% 2,512 $608K No change
ITA iShares U.S. Aerospace & Def 0.08% 2,860 $598K No change
RWL Invesco S&P 500 Revenue ETF 0.08% 5,344 $591K Reduce -11.3%
GOOG Alphabet Inc. Class C 0.07% 2,322 $566K No change
PG The Procter & Gamble Co. 0.07% 3,558 $547K Add +1.2%
JBL Jabil Inc. 0.07% 2,477 $538K No change
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.07% 10,156 $524K Reduce -7.2%
XETYX Eaton Vance Tax-MGD Div Eqty 0.07% 32,399 $515K Reduce -5.0%
TIP iShares Tips Bond ETF 0.06% 4,466 $497K No change
MSTR Strategy Inc. 0.06% 1,455 $469K New
CSCO Cisco Systems Inc. 0.06% 6,483 $444K Add +30.1%
SPLV Invesco S&P 500 Low Volatili 0.06% 5,920 $435K No change
PANW Palo Alto Networks Inc. 0.05% 2,085 $425K No change
PEG Public Service Enterprise GP 0.05% 5,004 $418K Add +0.1%
SO The Southern Co. 0.05% 4,350 $412K No change
SCHC Schwab Intl Small-Cap Equity 0.05% 8,892 $405K New
PAYX Paychex Inc. 0.05% 3,022 $383K No change
SCHE Schwab Emrg Mrkts Eqty ETF 0.05% 11,235 $375K New
BRR Columbus Circle Capital Co. Class A 0.05% 37,000 $374K No change
VTI VG Morningstar TS MKT ETF-US 0.05% 1,094 $359K Add +10.1%
PAVE Global X US Infrastructure 0.04% 7,385 $352K No change
META Meta Platforms Inc. Class A 0.04% 460 $338K Reduce -4.0%
MCD McDonald's Corp. 0.04% 1,085 $330K No change
BMNR Bitmine Immersion Technologi 0.04% 6,304 $327K New
GS Goldman Sachs Group Inc. 0.04% 410 $327K No change
MS Morgan Stanley 0.04% 2,008 $319K Add +12.1%
SHOP Shopify Inc. Class A 0.04% 2,145 $319K No change
PLTR Palantir Technologies Inc. Class A 0.04% 1,740 $317K Reduce -6.7%
COST Costco Wholesale Corp. 0.04% 333 $308K Reduce -24.3%
T AT&T Inc. 0.04% 10,874 $307K Add +9.3%
RAVI NT Ultrashrt Fi ETF 0.04% 4,040 $306K No change
KLAC KLA Corp. 0.04% 283 $305K No change
HYLS FT Tactical High Yield ETF 0.04% 7,172 $302K No change
XLK SS Technology Select Sector 0.04% 1,061 $299K Reduce -4.8%
HNGE Hinge Health Inc. Class A 0.04% 6,000 $294K New
IBIT iShares Bitcoin Trust ETF 0.04% 4,399 $286K Reduce -65.0%
IJH iShares Core S&P Midcap ETF 0.04% 4,247 $277K No change
AON Aon PLC Class A 0.03% 768 $274K No change
SUB iShares Short-Term National 0.03% 2,506 $268K Add +5.8%
VZ Verizon Communications Inc. 0.03% 6,052 $266K No change
AVGO Broadcom Inc. 0.03% 798 $263K No change
RTX RTX Corp. 0.03% 1,565 $262K Reduce -5.1%
BSCT Invesco Bulletshares 2029 CB 0.03% 13,600 $256K No change
RYAN Ryan Specialty Holdings Inc. 0.03% 4,500 $254K Reduce -35.7%
ARE Alexandria Real Estate Equit 0.03% 3,000 $250K No change
NEAR iShares SH Dba ETF Usd Inc. 0.03% 4,810 $247K No change
MRK Merck & Co. Inc. 0.03% 2,906 $244K New
AMAT Applied Materials Inc. 0.03% 1,137 $233K No change
BULL Webull Corp. 0.03% 14,582 $216K New
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.03% 723 $212K No change
AMD Advanced Micro Devices 0.03% 1,311 $212K New
VTV Vanguard Mrngstr Val ETF-Aui 0.03% 1,125 $210K New
V Visa Inc. Class A 0.03% 607 $207K Reduce -6.3%
OXY Occidental Petroleum Corp. 0.03% 4,382 $207K New
RELY Remitly Global Inc. 0.02% 10,000 $163K Reduce -33.3%
OPRT Oportun Financial Corp. 0.01% 13,000 $80K New
NXGL Nexgel Inc. 0.01% 24,000 $59K No change
FBLG Fibrobiologics Inc. 0.00% 14,702 $8K No change
Other holdings (2): bonds, preferreds, convertibles and warrants · $225K (not counted above)
SecurityClassShares / PrincipalValueChange
BRRWW Columbus Circle Capital -30 *W EXP 05/16/203 172,400$207KAdd +28.8%
NIOBW Niocorp Developments Ltd. -28 *W EXP 03/17/202 10,000$18KNew

Total filed on the 13F, all lines: $787.1M.

Portfolio Sells Q2 2025 → Q3 2025
MDIV FT Multi-Asset Divers Inc. Sold out 0.00% −3.53
ED Consolidated Edison Inc. Sold out 0.00% −0.16
IBIT iShares Bitcoin Trust ETF Reduce -65.0% 0.04% −0.07
SMLR Semler Scientific Inc. Sold out 0.00% −0.06
SCCO Southern Copper Corp. Sold out 0.00% −0.06
CRMT America's Car-Mart Inc. Sold out 0.00% −0.05
XCEM Columbia Em Core Ex-China Reduce -0.1% 3.69% −0.05
QQQ Invesco QQQ Trust Series 1 Reduce -5.3% 0.79% −0.04
CBZ Cbiz Inc. Sold out 0.00% −0.03
GLD SPDR Gold Shares Reduce -32.5% 0.09% −0.03
RYAN Ryan Specialty Holdings Inc. Reduce -35.7% 0.03% −0.03
RWK Invesco S&P Midcap 400 Rev Sold out 0.00% −0.03
NEE Nextera Energy Inc. Sold out 0.00% −0.03
COF Capital One Financial Corp. Sold out 0.00% −0.03
DIS The Walt Disney Co. Sold out 0.00% −0.03
INTC Intel Corp. Sold out 0.00% −0.03
SLF Sun Life Financial Inc. Sold out 0.00% −0.03
HUBS HubSpot Inc. Sold out 0.00% −0.03
RDVY First Trust Rising Dividend Reduce -4.1% 0.46% −0.02
COST Costco Wholesale Corp. Reduce -24.3% 0.04% −0.02
XYLD Global X S&P 500 Cove Call E Reduce -0.2% 0.26% −0.02
RELY Remitly Global Inc. Reduce -33.3% 0.02% −0.02
DVY iShares Select Dividend ETF Reduce -5.0% 0.30% −0.02
AMZN Amazon.com Inc. Reduce -4.3% 0.14% −0.02
BBAI Bigbear.ai Holdings Inc. Sold out 0.00% −0.01
LLY Eli Lilly & Co. Reduce -0.7% 0.14% −0.01
FDN First Trust DJ Internet Ind Reduce -1.3% 0.27% −0.01
SPY SS SPDR S&P 500 ETF Trust-US Reduce -3.2% 0.36% −0.01
RWL Invesco S&P 500 Revenue ETF Reduce -11.3% 0.08% −0.01
COMP Compass Inc. Class A Sold out 0.00% −0.01
WMT Walmart Inc. Reduce -7.9% 0.09% −0.01
AUR Aurora Innovation Inc. Sold out 0.00% −0.01
XETYX Eaton Vance Tax-MGD Div Eqty Reduce -5.0% 0.07% −0.01
META Meta Platforms Inc. Class A Reduce -4.0% 0.04% −0.01
V Visa Inc. Class A Reduce -6.3% 0.03% −0.01
NXTG First Trust Indxx Nextg ETF Reduce -2.8% 0.12% −0.00
RSP Invesco S&P 500 Equal Weight Reduce -1.9% 0.09% −0.00
BAC Bank of America Corp. Reduce -7.2% 0.07% −0.00
GRID First TRST Nasd Class Edg Sgiif Reduce -1.4% 0.26% −0.00
XLK SS Technology Select Sector Reduce -4.8% 0.04% −0.00
RTX RTX Corp. Reduce -5.1% 0.03% +0.00
HD Home Depot Inc. Reduce -1.6% 0.12% +0.00
PLTR Palantir Technologies Inc. Class A Reduce -6.7% 0.04% +0.01
JNJ Johnson & Johnson Reduce -3.3% 0.26% +0.02
CAT Caterpillar Inc. Reduce -1.0% 0.26% +0.03

Portfolio Buys Q2 2025 → Q3 2025
FLGV Franklin U.S. Treasury Bond New 3.51% +3.51
JAAA Janus Henderson Aaa Clo ETF Add +17.9% 5.18% +0.45
IWF iShares Russell 1000 Growth Add +1.1% 6.68% +0.23
RSPG Invesco S&P 500 Equal Weight Add +5.0% 4.55% +0.18
IWO iShares Russell 2000 Growth Add +2.0% 2.01% +0.12
AVUV Avantis US Small Cap Value Add +2.4% 2.56% +0.10
VXF Vanguard Extended Market ETF New 0.09% +0.09
VONV Vanguard Russell 1000 Value New 0.09% +0.09
VONG Vanguard Russell 1000 Growth New 0.09% +0.09
SCHF Schwab Intl Equity ETF New 0.08% +0.08
JPM JPMorgan Chase & Co. Add +133.6% 0.13% +0.08
TDIV FT Nasdaq Tech DVD Index FD Add +0.5% 3.46% +0.07
MSTR Strategy Inc. New 0.06% +0.06
ORCL Oracle Corp. Add +93.2% 0.10% +0.06
MSFT Microsoft Corp. Add +12.7% 0.66% +0.05
AAPL Apple Inc. Add +2.6% 0.33% +0.05
SCHC Schwab Intl Small-Cap Equity New 0.05% +0.05
SCHE Schwab Emrg Mrkts Eqty ETF New 0.05% +0.05
BMNR Bitmine Immersion Technologi New 0.04% +0.04
FTGC First Trust Global Tactical Add +3.9% 3.22% +0.04
HNGE Hinge Health Inc. Class A New 0.04% +0.04
TSLA Tesla Inc. Add +12.4% 0.11% +0.03
NVDA Nvidia Corp. Add +1.5% 0.33% +0.03
XOM Exxon Mobil Corp. Add +54.0% 0.10% +0.03
MRK Merck & Co. Inc. New 0.03% +0.03
BULL Webull Corp. New 0.03% +0.03
AMD Advanced Micro Devices New 0.03% +0.03
VTV Vanguard Mrngstr Val ETF-Aui New 0.03% +0.03
OXY Occidental Petroleum Corp. New 0.03% +0.03
UNH Unitedhealth Group Inc. Add +35.4% 0.08% +0.02
AGG iShares Core U.S. Aggregate Add +18.9% 0.12% +0.01
OPRT Oportun Financial Corp. New 0.01% +0.01
CSCO Cisco Systems Inc. Add +30.1% 0.06% +0.01
MS Morgan Stanley Add +12.1% 0.04% +0.01
RSPU Invesco S&P 500 Equal Weight Add +3.2% 0.16% +0.01
IJJ iShares S&P Mid-Cap 400 Valu Add +2.9% 1.71% +0.01
VTI VG Morningstar TS MKT ETF-US Add +10.1% 0.05% +0.00
T AT&T Inc. Add +9.3% 0.04% −0.00
SUB iShares Short-Term National Add +5.8% 0.03% −0.00
VNQ Vanguard Real Estate ETF Add +4.3% 0.21% −0.00
QYLD Global X Nasd 100 Cov Call Add +4.7% 0.25% −0.00
MUB iShares National Muni Bond E Add +2.0% 0.09% −0.00
PEG Public Service Enterprise GP Add +0.1% 0.05% −0.00
PG The Procter & Gamble Co. Add +1.2% 0.07% −0.01
MLPA Global X MLP ETF Add +4.8% 0.14% −0.01
XLI SS Industrial Select Sector Add +0.7% 3.37% −0.02
SDY SS SPDR S&P Dividend ETF Add +3.8% 3.80% −0.02
PFM Invesco Dividend Achievers E Add +1.5% 3.23% −0.02
PFFD Global X US Preferred ETF Add +3.5% 2.67% −0.02
IWD iShares Russell 1000 Value E Add +2.2% 5.74% −0.03

Notes & Other Activity Q2 2025 → Q3 2025
BRRWW Columbus Circle Capital -30 *W EXP 05/16/203 Add +28.8% 172,400 $207K
NIOBW Niocorp Developments Ltd. -28 *W EXP 03/17/202 New 10,000 $18K

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 52$69.9MMINT, JAAA, FTSL, XLF, PFM
Q1 2026 131$805.5MMINT, JAAA, FTSL, XLF, KORP
Q4 2025 139$800.6MMINT, JAAA, FTSL, RSPG, XLF
Q3 2025 128$786.8MIWF, MINT, IWD, JAAA, RSPG
Q2 2025Amended 128$730.8MIWF, MINT, IWD, JAAA, XLF
Q1 2025 506$693.0MMINT, IWD, IWF, JAAA, RSPG
Q4 2024 128$685.0MIWF, MINT, IWD, PFM, FTSL
Q3 2024 446$711.2MIWF, MINT, IWD, PFM, FTSL
Q2 2024 119$676.9MIWF, IWD, MINT, PFM, FTSL
Q1 2024 118$673.8MIWF, IWD, MINT, PFM, FTSL