Flaharty Asset Management, LLC

In its 13F for Q4 2025 (holdings as of December 31, 2025, filed February 6, 2026), Flaharty Asset Management, LLC reported 139 stock positions worth $800.6 million. Its top holding was PIMCO Enhanced Short Maturit (MINT) at 5.7% of the portfolio, followed by Janus Henderson Aaa Clo ETF (JAAA, 4.7%) and First Trust Senior Loan ETF (FTSL, 4.5%). Compared with Q3 2025, it opened 18 new positions, sold out of 7, added to 52 and reduced 37. The biggest buy was a new position in T. Rowe Price Value ETF (TVAL) and the biggest sale iShares Russell 1000 Growth (IWF, shares −39%).

Most Recent 13F
Q2 2026
Location
CLEARWATER, FL
CIK
0001697882
Portfolio Value
$800.6M (Q4 2025)
SEC Filing
0001420506-26-000194 ↗ filed Feb 6, 2026

Holdings Value

0$200.0M$400.0M$600.0M$800.0M$1.0B Q1 2024: $673.8M Q1 2024 Q2 2024: $676.9M Q2 2024 Q3 2024: $711.2M Q3 2024 Q4 2024: $685.0M Q4 2024 Q1 2025: $693.0M Q1 2025 Q2 2025: $730.8M Q2 2025 Q3 2025: $786.8M Q3 2025 Q4 2025: $800.6M $800.6M Q4 2025 Q1 2026: $805.5M Q1 2026 Q2 2026: $69.9M Q2 2026

Holdings 139 stocks · $800.6M
MINT PIMCO Enhanced Short Maturit 5.69% 454,380 $45.6M Reduce -3.0%
JAAA Janus Henderson Aaa Clo ETF 4.73% 749,331 $37.9M Reduce -6.6%
FTSL First Trust Senior Loan ETF 4.49% 783,751 $36.0M Add +3.4%
RSPG Invesco S&P 500 Equal Weight 4.35% 437,740 $34.8M Reduce -2.8%
XLF SS Financial Select Sector 4.33% 630,567 $34.7M Reduce -5.1%
IWF iShares Russell 1000 Growth 4.02% 67,988 $32.2M Reduce -39.4%
KORP American Century Diversified 3.93% 666,494 $31.5M Add +4.3%
XCEM Columbia Em Core Ex-China 3.70% 772,465 $29.6M Reduce -3.3%
FLGV Franklin U.S. Treasury Bond 3.53% 1,376,870 $28.3M Add +2.9%
SDY SS SPDR S&P Dividend ETF 3.45% 198,530 $27.6M Reduce -7.1%
IWD iShares Russell 1000 Value E 3.37% 128,182 $27.0M Reduce -42.2%
XLI SS Industrial Select Sector 3.35% 172,675 $26.8M Add +0.6%
BOND PIMCO Active Bond Exchange-T 3.31% 284,921 $26.5M Add +2.2%
PFM Invesco Dividend Achievers E 3.23% 501,524 $25.8M Add +0.3%
TDIV FT Nasdaq Tech DVD Index FD 3.20% 264,785 $25.6M Reduce -4.2%
SPBO SS SPDR P Corp. Bond ETF 2.70% 736,686 $21.6M Add +4.0%
AVUV Avantis US Small Cap Value 2.67% 209,811 $21.4M Add +3.6%
PFFD Global X US Preferred ETF 2.65% 1,122,939 $21.2M Add +4.0%
JSI JH Securitized Income ETF 2.52% 386,180 $20.2M Add +2.5%
EMBD Global X Emerging Markets BD 2.21% 738,419 $17.7M Add +0.7%
KNG FT Vest S&P 500 DVD Arst TRG 2.19% 355,998 $17.5M Add +6.3%
TVAL T. Rowe Price Value ETF 2.11% 485,900 $16.9M New
QGRO American Century US Quality 2.10% 146,579 $16.8M New
JPST JPMorgan Ultra-Short Income 2.08% 328,513 $16.6M Add +2.7%
FTSM First Trust Enh Short Mat FD 1.85% 247,122 $14.8M New
FTGC First Trust Global Tactical 1.32% 454,421 $10.6M Reduce -53.6%
IWO iShares Russell 2000 Growth 1.11% 27,506 $8.9M Reduce -44.2%
UTES Virtus Reaves Utilities ETF 1.10% 110,388 $8.8M New
IJJ iShares S&P Mid-Cap 400 Valu 0.99% 60,437 $8.0M Reduce -41.6%
JSMD Janus Small Mid Cap GR Alp 0.84% 82,890 $6.8M New
RPV Invesco S&P 500 Pure Value E 0.79% 60,294 $6.3M New
MFSI MFS Active International 0.78% 205,262 $6.3M New
QQQ Invesco QQQ Trust Series 1 0.77% 9,996 $6.1M Reduce -3.8%
MSFT Microsoft Corp. 0.67% 11,040 $5.3M Add +10.3%
RDVY First Trust Rising Dividend 0.47% 54,097 $3.8M Reduce -0.3%
SPY SS SPDR S&P 500 ETF Trust-US 0.35% 4,162 $2.8M Reduce -0.9%
NVDA Nvidia Corp. 0.34% 14,400 $2.7M Add +2.8%
CAT Caterpillar Inc. 0.30% 4,250 $2.4M No change
JNJ Johnson & Johnson 0.30% 11,470 $2.4M Add +3.0%
AAPL Apple Inc. 0.29% 8,594 $2.3M Reduce -16.6%
DVY iShares Select Dividend ETF 0.29% 16,430 $2.3M Add +0.1%
XYLD Global X S&P 500 Cove Call E 0.28% 55,996 $2.3M Add +6.7%
QYLD Global X Nasd 100 Cov Call 0.26% 118,233 $2.1M Add +3.7%
FDN First Trust DJ Internet Ind 0.25% 7,537 $2.0M Add +0.6%
GRID First TRST Nasd Class Edg Sgiif 0.25% 13,238 $2.0M Reduce -1.5%
VNQ Vanguard Real Estate ETF 0.22% 20,106 $1.8M Add +9.7%
AGG iShares Core U.S. Aggregate 0.21% 16,468 $1.6M Add +72.6%
LLY Eli Lilly & Co. 0.19% 1,403 $1.5M Add +0.5%
BSCQ Invesco Bulletshares 2026 CB 0.17% 67,901 $1.3M No change
RSPU Invesco S&P 500 Equal Weight 0.16% 17,625 $1.3M Add +7.5%
VMC Vulcan Materials Co. 0.16% 4,572 $1.3M No change
IWB iShares Russell 1000 ETF 0.16% 3,425 $1.3M No change
GLD SPDR Gold Shares 0.15% 3,091 $1.2M Add +52.4%
MLPA Global X MLP ETF 0.15% 25,301 $1.2M Add +10.0%
AMZN Amazon.com Inc. 0.15% 5,235 $1.2M Add +8.0%
JPM JPMorgan Chase & Co. 0.14% 3,561 $1.1M Add +7.7%
BSCR Invesco Bulletshares 2027 CB 0.14% 55,969 $1.1M No change
AZN Astrazeneca PLC-Spons ADR 0.14% 11,983 $1.1M Reduce -1.0%
VONV Vanguard Russell 1000 Value 0.13% 11,390 $1.1M Add +50.0%
SLDE Slide Insurance Holdings Inc. 0.13% 53,931 $1.1M New
VONG Vanguard Russell 1000 Growth 0.12% 7,839 $954K Add +40.3%
NXTG First Trust Indxx Nextg ETF 0.12% 8,793 $948K Reduce -0.8%
XOM Exxon Mobil Corp. 0.12% 7,662 $922K Add +8.5%
VXF Vanguard Extended Market ETF 0.11% 4,318 $903K Add +22.6%
SCHF Schwab Intl Equity ETF 0.10% 33,505 $805K Add +26.9%
MUB iShares National Muni Bond E 0.09% 7,037 $754K Add +0.3%
BSCS Invesco Bulletshares 2028 CB 0.09% 36,585 $754K No change
HD Home Depot Inc. 0.09% 2,151 $740K Reduce -9.4%
GOOG Alphabet Inc. Class C 0.09% 2,322 $729K No change
LMBS First Trust Low Duration Opp 0.09% 14,530 $726K No change
SUB iShares Short-Term National 0.08% 6,312 $673K Add +151.9%
WMT Walmart Inc. 0.08% 6,028 $672K Reduce -11.0%
RSP Invesco S&P 500 Equal Weight 0.08% 3,505 $671K Reduce -1.1%
IWM iShares Russell 2000 ETF 0.08% 2,512 $618K No change
RWL Invesco S&P 500 Revenue ETF 0.08% 5,350 $613K Add +0.1%
JMBS Janus Henderson Mortg Backed 0.08% 13,360 $610K Reduce -2.4%
UNH Unitedhealth Group Inc. 0.08% 1,838 $607K No change
BRK.B Berkshire Hathaway Inc. Class B 0.08% 1,196 $601K Reduce -11.5%
JBL Jabil Inc. 0.07% 2,477 $565K No change
ORCL Oracle Corp. 0.07% 2,861 $558K Add +0.1%
MU Micron Technology Inc. 0.07% 1,929 $551K New
IBIT iShares Bitcoin Trust ETF 0.06% 10,313 $512K Add +134.4%
PG The Procter & Gamble Co. 0.06% 3,523 $505K Reduce -1.0%
XETYX Eaton Vance Tax-MGD Div Eqty 0.06% 32,474 $498K Add +0.2%
SCHC Schwab Intl Small-Cap Equity 0.06% 10,840 $494K Add +21.9%
TIP iShares Tips Bond ETF 0.06% 4,466 $491K No change
SCHE Schwab Emrg Mrkts Eqty ETF 0.06% 14,579 $477K Add +29.8%
META Meta Platforms Inc. Class A 0.06% 684 $452K Add +48.7%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.06% 8,169 $449K Reduce -19.6%
MS Morgan Stanley 0.06% 2,508 $445K Add +24.9%
SPLV Invesco S&P 500 Low Volatili 0.05% 5,920 $423K No change
PEG Public Service Enterprise GP 0.05% 5,010 $402K Add +0.1%
PANW Palo Alto Networks Inc. 0.05% 2,113 $389K Add +1.3%
CSCO Cisco Systems Inc. 0.05% 4,983 $384K Reduce -23.1%
GS Goldman Sachs Group Inc. 0.05% 434 $381K Add +5.8%
SO The Southern Co. 0.05% 4,350 $379K No change
MSTR Strategy Inc. 0.05% 2,476 $376K Add +70.2%
VTI VG Morningstar TS MKT ETF-US 0.05% 1,094 $367K No change
PAVE Global X US Infrastructure 0.04% 7,385 $353K No change
TSLA Tesla Inc. 0.04% 775 $349K Reduce -59.9%
SHOP Shopify Inc. Class A 0.04% 2,145 $345K No change
PAYX Paychex Inc. 0.04% 3,022 $339K No change
MCD McDonald's Corp. 0.04% 1,085 $332K No change
KLAC KLA Corp. 0.04% 273 $332K Reduce -3.5%
MRK Merck & Co. Inc. 0.04% 3,120 $328K Add +7.4%
XLK SS Technology Select Sector 0.04% 2,122 $306K No change
RAVI NT Ultrashrt Fi ETF 0.04% 4,040 $304K No change
ITA iShares U.S. Aerospace & Def 0.04% 1,412 $303K Reduce -50.6%
HYLS FT Tactical High Yield ETF 0.04% 7,172 $300K No change
RTX RTX Corp. 0.04% 1,565 $287K No change
COST Costco Wholesale Corp. 0.04% 332 $286K Reduce -0.3%
IJH iShares Core S&P Midcap ETF 0.04% 4,273 $282K Add +0.6%
BMNR Bitmine Immersion Technologi 0.03% 10,304 $280K Add +63.5%
WFC Wells Fargo & Co. 0.03% 2,961 $276K New
AON Aon PLC Class A 0.03% 768 $271K No change
T AT&T Inc. 0.03% 10,722 $266K Reduce -1.4%
AMD Advanced Micro Devices 0.03% 1,238 $265K Reduce -5.6%
SRRK Scholar Rock Holding Corp. 0.03% 6,000 $264K New
AMAT Applied Materials Inc. 0.03% 1,024 $263K Reduce -9.9%
AVGO Broadcom Inc. 0.03% 760 $263K Reduce -4.8%
BSCT Invesco Bulletshares 2029 CB 0.03% 13,600 $256K No change
SLV iShares Silver Trust 0.03% 3,901 $251K New
NEAR iShares SH Dba ETF Usd Inc. 0.03% 4,810 $246K No change
BE Bloom Energy Corp. Class A 0.03% 2,800 $243K New
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.03% 805 $238K New
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.03% 2,059 $234K New
VZ Verizon Communications Inc. 0.03% 5,727 $233K Reduce -5.4%
RYAN Ryan Specialty Holdings Inc. 0.03% 4,500 $232K No change
REET iShares Global REIT ETF 0.03% 9,225 $230K New
PLTR Palantir Technologies Inc. Class A 0.03% 1,261 $224K Reduce -27.5%
VTV Vanguard Mrngstr Val ETF-Aui 0.03% 1,125 $215K No change
CRWV Coreweave Inc. Class A 0.03% 3,000 $215K New
V Visa Inc. Class A 0.03% 607 $213K No change
RELY Remitly Global Inc. 0.02% 10,000 $138K No change
SVIA Silvia Inc. filed as PROCAP FINL INC 0.02% 37,000 $131K New
BULL Webull Corp. 0.02% 15,765 $122K Add +8.1%
OPRT Oportun Financial Corp. 0.01% 16,000 $85K Add +23.1%
NXGL Nexgel Inc. 0.00% 24,000 $39K No change
FBLG Fibrobiologics Inc. 0.00% 14,702 $3K No change
Other holdings (2): bonds, preferreds, convertibles and warrants · $139K (not counted above)
SecurityClassShares / PrincipalValueChange
SVIAW Procap Financial Inc. *W EXP 12/05/203 172,400$121KNew
NIOBW Niocorp Developments Ltd. -28 *W EXP 03/17/202 10,000$19KNo change

Total filed on the 13F, all lines: $800.7M.

Portfolio Sells Q3 2025 → Q4 2025
IWF iShares Russell 1000 Growth Reduce -39.4% 4.02% −2.66
IWD iShares Russell 1000 Value E Reduce -42.2% 3.37% −2.37
FTGC First Trust Global Tactical Reduce -53.6% 1.32% −1.90
IWO iShares Russell 2000 Growth Reduce -44.2% 1.11% −0.90
IJJ iShares S&P Mid-Cap 400 Valu Reduce -41.6% 0.99% −0.71
JAAA Janus Henderson Aaa Clo ETF Reduce -6.6% 4.73% −0.44
SDY SS SPDR S&P Dividend ETF Reduce -7.1% 3.45% −0.35
MINT PIMCO Enhanced Short Maturit Reduce -3.0% 5.69% −0.30
TDIV FT Nasdaq Tech DVD Index FD Reduce -4.2% 3.20% −0.26
XLF SS Financial Select Sector Reduce -5.1% 4.33% −0.22
RSPG Invesco S&P 500 Equal Weight Reduce -2.8% 4.35% −0.20
BSCP Invesco Bulletshares 2025 CB Sold out 0.00% −0.13
BSJP Invesco Bulletshares 2025 HY Sold out 0.00% −0.10
TSLA Tesla Inc. Reduce -59.9% 0.04% −0.07
BRR Columbus Circle Capital Co. Class A Sold out 0.00% −0.05
AAPL Apple Inc. Reduce -16.6% 0.29% −0.04
ITA iShares U.S. Aerospace & Def Reduce -50.6% 0.04% −0.04
HNGE Hinge Health Inc. Class A Sold out 0.00% −0.04
ARE Alexandria Real Estate Equit Sold out 0.00% −0.03
HD Home Depot Inc. Reduce -9.4% 0.09% −0.03
VO Vngrd Mrngstr MD-Cap ETF-Usd Sold out 0.00% −0.03
OXY Occidental Petroleum Corp. Sold out 0.00% −0.03
QQQ Invesco QQQ Trust Series 1 Reduce -3.8% 0.77% −0.03
PLTR Palantir Technologies Inc. Class A Reduce -27.5% 0.03% −0.01
BRK.B Berkshire Hathaway Inc. Class B Reduce -11.5% 0.08% −0.01
BAC Bank of America Corp. Reduce -19.6% 0.06% −0.01
CSCO Cisco Systems Inc. Reduce -23.1% 0.05% −0.01
PG The Procter & Gamble Co. Reduce -1.0% 0.06% −0.01
T AT&T Inc. Reduce -1.4% 0.03% −0.01
GRID First TRST Nasd Class Edg Sgiif Reduce -1.5% 0.25% −0.01
WMT Walmart Inc. Reduce -11.0% 0.08% −0.00
VZ Verizon Communications Inc. Reduce -5.4% 0.03% −0.00
COST Costco Wholesale Corp. Reduce -0.3% 0.04% −0.00
JMBS Janus Henderson Mortg Backed Reduce -2.4% 0.08% −0.00
RSP Invesco S&P 500 Equal Weight Reduce -1.1% 0.08% −0.00
SPY SS SPDR S&P 500 ETF Trust-US Reduce -0.9% 0.35% −0.00
AVGO Broadcom Inc. Reduce -4.8% 0.03% −0.00
NXTG First Trust Indxx Nextg ETF Reduce -0.8% 0.12% +0.00
KLAC KLA Corp. Reduce -3.5% 0.04% +0.00
AMAT Applied Materials Inc. Reduce -9.9% 0.03% +0.00
RDVY First Trust Rising Dividend Reduce -0.3% 0.47% +0.01
AMD Advanced Micro Devices Reduce -5.6% 0.03% +0.01
XCEM Columbia Em Core Ex-China Reduce -3.3% 3.70% +0.01
AZN Astrazeneca PLC-Spons ADR Reduce -1.0% 0.14% +0.02

Portfolio Buys Q3 2025 → Q4 2025
TVAL T. Rowe Price Value ETF New 2.11% +2.11
QGRO American Century US Quality New 2.10% +2.10
FTSM First Trust Enh Short Mat FD New 1.85% +1.85
UTES Virtus Reaves Utilities ETF New 1.10% +1.10
JSMD Janus Small Mid Cap GR Alp New 0.84% +0.84
RPV Invesco S&P 500 Pure Value E New 0.79% +0.79
MFSI MFS Active International New 0.78% +0.78
SLDE Slide Insurance Holdings Inc. New 0.13% +0.13
AVUV Avantis US Small Cap Value Add +3.6% 2.67% +0.11
KNG FT Vest S&P 500 DVD Arst TRG Add +6.3% 2.19% +0.09
AGG iShares Core U.S. Aggregate Add +72.6% 0.21% +0.08
FTSL First Trust Senior Loan ETF Add +3.4% 4.49% +0.07
MU Micron Technology Inc. New 0.07% +0.07
KORP American Century Diversified Add +4.3% 3.93% +0.07
GLD SPDR Gold Shares Add +52.4% 0.15% +0.06
LLY Eli Lilly & Co. Add +0.5% 0.19% +0.05
SUB iShares Short-Term National Add +151.9% 0.08% +0.05
VONV Vanguard Russell 1000 Value Add +50.0% 0.13% +0.05
WFC Wells Fargo & Co. New 0.03% +0.03
JNJ Johnson & Johnson Add +3.0% 0.30% +0.03
VONG Vanguard Russell 1000 Growth Add +40.3% 0.12% +0.03
SRRK Scholar Rock Holding Corp. New 0.03% +0.03
SPBO SS SPDR P Corp. Bond ETF Add +4.0% 2.70% +0.03
SLV iShares Silver Trust New 0.03% +0.03
BE Bloom Energy Corp. Class A New 0.03% +0.03
IBM Intl Business Machines Corp. New 0.03% +0.03
DIS The Walt Disney Co. New 0.03% +0.03
REET iShares Global REIT ETF New 0.03% +0.03
IBIT iShares Bitcoin Trust ETF Add +134.4% 0.06% +0.03
CRWV Coreweave Inc. Class A New 0.03% +0.03
SCHF Schwab Intl Equity ETF Add +26.9% 0.10% +0.02
XYLD Global X S&P 500 Cove Call E Add +6.7% 0.28% +0.02
VXF Vanguard Extended Market ETF Add +22.6% 0.11% +0.02
FLGV Franklin U.S. Treasury Bond Add +2.9% 3.53% +0.02
JSI JH Securitized Income ETF Add +2.5% 2.52% +0.02
SVIA Silvia Inc. New 0.02% +0.02
AMZN Amazon.com Inc. Add +8.0% 0.15% +0.02
MS Morgan Stanley Add +24.9% 0.06% +0.01
QYLD Global X Nasd 100 Cov Call Add +3.7% 0.26% +0.01
XOM Exxon Mobil Corp. Add +8.5% 0.12% +0.01
JPST JPMorgan Ultra-Short Income Add +2.7% 2.08% +0.01
META Meta Platforms Inc. Class A Add +48.7% 0.06% +0.01
SCHE Schwab Emrg Mrkts Eqty ETF Add +29.8% 0.06% +0.01
MLPA Global X MLP ETF Add +10.0% 0.15% +0.01
JPM JPMorgan Chase & Co. Add +7.7% 0.14% +0.01
SCHC Schwab Intl Small-Cap Equity Add +21.9% 0.06% +0.01
MRK Merck & Co. Inc. Add +7.4% 0.04% +0.01
VNQ Vanguard Real Estate ETF Add +9.7% 0.22% +0.01
MSFT Microsoft Corp. Add +10.3% 0.67% +0.01
GS Goldman Sachs Group Inc. Add +5.8% 0.05% +0.01

Notes & Other Activity Q3 2025 → Q4 2025
BRRWW Columbus Circle Capital -30 *W EXP 05/16/203 Sold out 172,400 $207Kbefore exit
SVIAW Procap Financial Inc. *W EXP 12/05/203 New 172,400 $121K

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 52$69.9MMINT, JAAA, FTSL, XLF, PFM
Q1 2026 131$805.5MMINT, JAAA, FTSL, XLF, KORP
Q4 2025 139$800.6MMINT, JAAA, FTSL, RSPG, XLF
Q3 2025 128$786.8MIWF, MINT, IWD, JAAA, RSPG
Q2 2025Amended 128$730.8MIWF, MINT, IWD, JAAA, XLF
Q1 2025 506$693.0MMINT, IWD, IWF, JAAA, RSPG
Q4 2024 128$685.0MIWF, MINT, IWD, PFM, FTSL
Q3 2024 446$711.2MIWF, MINT, IWD, PFM, FTSL
Q2 2024 119$676.9MIWF, IWD, MINT, PFM, FTSL
Q1 2024 118$673.8MIWF, IWD, MINT, PFM, FTSL