Flaharty Asset Management, LLC

In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 5, 2026), Flaharty Asset Management, LLC reported 131 stock positions worth $805.5 million. Its top holding was PIMCO Enhanced Short Maturit (MINT) at 5.8% of the portfolio, followed by Janus Henderson Aaa Clo ETF (JAAA, 4.8%) and First Trust Senior Loan ETF (FTSL, 4.5%). Compared with Q4 2025, it opened 3 new positions, sold out of 11, added to 46 and reduced 50. The biggest buy was First Trust Global Tactical (FTGC, shares +129%) and the biggest sale First Trust Enh Short Mat FD (FTSM, shares −98%).

Most Recent 13F
Q2 2026
Location
CLEARWATER, FL
CIK
0001697882
Portfolio Value
$805.5M (Q1 2026)
SEC Filing
0001420506-26-000797 ↗ filed May 5, 2026

Holdings Value

0$200.0M$400.0M$600.0M$800.0M$1.0B Q1 2024: $673.8M Q1 2024 Q2 2024: $676.9M Q2 2024 Q3 2024: $711.2M Q3 2024 Q4 2024: $685.0M Q4 2024 Q1 2025: $693.0M Q1 2025 Q2 2025: $730.8M Q2 2025 Q3 2025: $786.8M Q3 2025 Q4 2025: $800.6M Q4 2025 Q1 2026: $805.5M $805.5M Q1 2026 Q2 2026: $69.9M Q2 2026

Holdings 131 stocks · $805.5M
MINT PIMCO Enhanced Short Maturit 5.81% 465,654 $46.8M Add +2.5%
JAAA Janus Henderson Aaa Clo ETF 4.77% 762,225 $38.4M Add +1.7%
FTSL First Trust Senior Loan ETF 4.45% 800,071 $35.8M Add +2.1%
XLF SS Financial Select Sector 3.93% 640,913 $31.6M Add +1.6%
KORP American Century Diversified 3.92% 676,583 $31.5M Add +1.5%
XCEM Columbia Em Core Ex-China 3.84% 757,268 $30.9M Reduce -2.0%
FTGC First Trust Global Tactical 3.71% 1,042,226 $29.9M Add +129.3%
SDY SS SPDR S&P Dividend ETF 3.58% 197,469 $28.8M Reduce -0.5%
FLGV Franklin U.S. Treasury Bond 3.55% 1,398,174 $28.6M Add +1.6%
IWF iShares Russell 1000 Growth 3.52% 66,442 $28.3M Reduce -2.3%
XLI SS Industrial Select Sector 3.42% 170,452 $27.6M Reduce -1.3%
RSPG Invesco S&P 500 Equal Weight 3.31% 243,438 $26.6M Reduce -44.4%
BOND PIMCO Active Bond Exchange-T 3.31% 288,621 $26.6M Add +1.3%
IWD iShares Russell 1000 Value E 3.30% 124,484 $26.6M Reduce -2.9%
PFM Invesco Dividend Achievers E 3.17% 500,017 $25.5M Reduce -0.3%
TDIV FT Nasdaq Tech DVD Index FD 3.06% 263,542 $24.7M Reduce -0.5%
AVUV Avantis US Small Cap Value 2.83% 206,389 $22.8M Reduce -1.6%
SPBO SS SPDR P Corp. Bond ETF 2.69% 746,259 $21.7M Add +1.3%
PFFD Global X US Preferred ETF 2.62% 1,145,766 $21.1M Add +2.0%
JSI JH Securitized Income ETF 2.52% 393,067 $20.3M Add +1.8%
SKYY First Trust Cloud Computing 2.22% 163,815 $17.9M New
TVAL T. Rowe Price Value ETF 2.21% 492,412 $17.8M Add +1.3%
KNG FT Vest S&P 500 DVD Arst TRG 2.17% 359,204 $17.5M Add +0.9%
EMBD Global X Emerging Markets BD 2.17% 744,279 $17.4M Add +0.8%
JPST JPMorgan Ultra-Short Income 2.09% 332,006 $16.8M Add +1.1%
QGRO American Century US Quality 1.97% 151,015 $15.9M Add +3.0%
UTES Virtus Reaves Utilities ETF 1.14% 114,439 $9.1M Add +3.7%
IWO iShares Russell 2000 Growth 1.04% 26,652 $8.4M Reduce -3.1%
IJJ iShares S&P Mid-Cap 400 Valu 0.98% 59,328 $7.9M Reduce -1.8%
JSMD Janus Small Mid Cap GR Alp 0.84% 84,881 $6.7M Add +2.4%
RPV Invesco S&P 500 Pure Value E 0.82% 61,746 $6.6M Add +2.4%
MFSI MFS Active International 0.77% 209,354 $6.2M Add +2.0%
QQQ Invesco QQQ Trust Series 1 0.68% 9,473 $5.5M Reduce -5.2%
MSFT Microsoft Corp. 0.45% 9,735 $3.6M Reduce -11.8%
RDVY First Trust Rising Dividend 0.44% 51,522 $3.5M Reduce -4.8%
CAT Caterpillar Inc. 0.34% 3,867 $2.7M Reduce -9.0%
SPY SS SPDR S&P 500 ETF Trust-US 0.32% 3,982 $2.6M Reduce -4.3%
NVDA Nvidia Corp. 0.29% 13,389 $2.3M Reduce -7.0%
DVY iShares Select Dividend ETF 0.29% 15,384 $2.3M Reduce -6.4%
XYLD Global X S&P 500 Cove Call E 0.28% 58,269 $2.3M Add +4.1%
QYLD Global X Nasd 100 Cov Call 0.26% 123,907 $2.1M Add +4.8%
GRID First TRST Nasd Class Edg Sgiif 0.26% 12,874 $2.1M Reduce -2.8%
AAPL Apple Inc. 0.26% 8,136 $2.1M Reduce -5.3%
JNJ Johnson & Johnson 0.24% 7,970 $1.9M Reduce -30.5%
VNQ Vanguard Real Estate ETF 0.23% 21,253 $1.9M Add +5.7%
FDN First Trust DJ Internet Ind 0.22% 7,496 $1.8M Reduce -0.5%
RSPU Invesco S&P 500 Equal Weight 0.18% 18,308 $1.5M Add +3.9%
MLPA Global X MLP ETF 0.18% 26,706 $1.4M Add +5.5%
BSCQ Invesco Bulletshares 2026 CB 0.16% 67,901 $1.3M No change
VMC Vulcan Materials Co. 0.15% 4,572 $1.2M No change
IWB iShares Russell 1000 ETF 0.15% 3,388 $1.2M Reduce -1.1%
AZN Astrazeneca PLC 0.15% 5,991 $1.2M No change
GLD SPDR Gold Shares 0.14% 2,586 $1.1M Reduce -16.3%
BSCR Invesco Bulletshares 2027 CB 0.14% 55,969 $1.1M No change
AMZN Amazon.com Inc. 0.14% 5,235 $1.1M No change
JPM JPMorgan Chase & Co. 0.13% 3,661 $1.1M Add +2.8%
AGG iShares Core U.S. Aggregate 0.12% 9,865 $979K Reduce -40.1%
NXTG First Trust Indxx Nextg ETF 0.12% 8,633 $966K Reduce -1.8%
LLY Eli Lilly & Co. 0.12% 1,019 $938K Reduce -27.4%
WMT Walmart Inc. 0.10% 6,230 $774K Add +3.4%
MU Micron Technology Inc. 0.10% 2,289 $773K Add +18.7%
MUB iShares National Muni Bond E 0.09% 7,197 $764K Add +2.3%
XOM Exxon Mobil Corp. 0.09% 4,405 $747K Reduce -42.5%
BSCS Invesco Bulletshares 2028 CB 0.09% 36,585 $747K No change
VXF Vanguard Extended Market ETF 0.09% 3,546 $730K Reduce -17.9%
LMBS First Trust Low Duration Opp 0.09% 14,530 $724K No change
AVGO Broadcom Inc. 0.09% 2,303 $713K Add +203.0%
HD Home Depot Inc. 0.09% 2,153 $708K Add +0.1%
RSP Invesco S&P 500 Equal Weight 0.08% 3,535 $678K Add +0.9%
VONV Vanguard Russell 1000 Value 0.08% 7,108 $666K Reduce -37.6%
JBL Jabil Inc. 0.08% 2,477 $658K No change
GOOG Alphabet Inc. Class C 0.08% 2,230 $640K Reduce -4.0%
SCHF Schwab Intl Equity ETF 0.08% 25,709 $636K Reduce -23.3%
UNH Unitedhealth Group Inc. 0.08% 2,338 $633K Add +27.2%
IWM iShares Russell 2000 ETF 0.08% 2,512 $623K No change
SLDE Slide Insurance Holdings Inc. 0.08% 33,755 $608K Reduce -37.4%
RWL Invesco S&P 500 Revenue ETF 0.08% 5,266 $605K Reduce -1.6%
JMBS Janus Henderson Mortg Backed 0.07% 13,360 $604K No change
MSTR Strategy Inc. 0.07% 4,751 $593K Add +91.9%
VONG Vanguard Russell 1000 Growth 0.07% 5,235 $574K Reduce -33.2%
BRK.B Berkshire Hathaway Inc. Class B 0.07% 1,178 $564K Reduce -1.5%
SUB iShares Short-Term National 0.07% 5,167 $550K Reduce -18.1%
BE Bloom Energy Corp. Class A 0.07% 3,900 $528K Add +39.3%
PG The Procter & Gamble Co. 0.06% 3,523 $509K No change
TIP iShares Tips Bond ETF 0.06% 4,466 $493K No change
BMNR Bitmine Immersion Technologi 0.06% 23,000 $455K Add +123.2%
SPLV Invesco S&P 500 Low Volatili 0.05% 5,920 $433K No change
XETYX Eaton Vance Tax-MGD Div Eqty 0.05% 31,295 $432K Reduce -3.6%
MCD McDonald's Corp. 0.05% 1,385 $430K Add +27.6%
SCHC Schwab Intl Small-Cap Equity 0.05% 8,944 $418K Reduce -17.5%
MS Morgan Stanley 0.05% 2,508 $413K No change
PEG Public Service Enterprise GP 0.05% 5,067 $410K Add +1.1%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.05% 8,185 $399K Add +0.2%
ORCL Oracle Corp. 0.05% 2,694 $396K Reduce -5.8%
CSCO Cisco Systems Inc. 0.05% 5,036 $391K Add +1.1%
MRK Merck & Co. Inc. 0.05% 3,144 $378K Add +0.8%
PAVE Global X US Infrastructure 0.05% 7,385 $375K No change
PLTR Palantir Technologies Inc. Class A 0.05% 2,544 $372K Add +101.7%
GS Goldman Sachs Group Inc. 0.05% 434 $367K No change
VTI VG Morningstar TS MKT ETF-US 0.04% 1,094 $351K No change
SCHE Schwab Emrg Mrkts Eqty ETF 0.04% 10,573 $348K Reduce -27.5%
FTSM First Trust Enh Short Mat FD 0.04% 5,826 $348K Reduce -97.6%
PANW Palo Alto Networks Inc. 0.04% 2,113 $339K No change
TSLA Tesla Inc. 0.04% 894 $332K Add +15.3%
COST Costco Wholesale Corp. 0.04% 332 $331K No change
AMAT Applied Materials Inc. 0.04% 957 $327K Reduce -6.5%
T AT&T Inc. 0.04% 11,122 $322K Add +3.7%
SO The Southern Co. 0.04% 3,250 $314K Reduce -25.3%
IBIT iShares Bitcoin Trust ETF 0.04% 8,116 $312K Reduce -21.3%
RAVI NT Ultrashrt Fi ETF 0.04% 4,040 $305K No change
SRRK Scholar Rock Holding Corp. 0.04% 6,000 $295K No change
HYLS FT Tactical High Yield ETF 0.04% 7,172 $291K No change
IJH iShares Core S&P Midcap ETF 0.04% 4,273 $289K No change
META Meta Platforms Inc. Class A 0.04% 493 $282K Reduce -27.9%
GOOGL Alphabet Inc. Class A 0.03% 954 $274K New
KLAC KLA Corp. 0.03% 183 $269K Reduce -33.0%
NEE Nextera Energy Inc. 0.03% 2,888 $268K New
AMD Advanced Micro Devices 0.03% 1,308 $266K Add +5.7%
PAYX Paychex Inc. 0.03% 2,850 $263K Reduce -5.7%
SHOP Shopify Inc. Class A 0.03% 2,145 $254K No change
BSCT Invesco Bulletshares 2029 CB 0.03% 13,600 $254K No change
AON Aon PLC Class A 0.03% 768 $248K No change
NEAR iShares SH Dba ETF Usd Inc. 0.03% 4,810 $245K No change
XLK SS Technology Select Sector 0.03% 1,828 $243K Reduce -13.8%
VZ Verizon Communications Inc. 0.03% 4,709 $236K Reduce -17.8%
WFC Wells Fargo & Co. 0.03% 2,961 $236K No change
VTV Vanguard Mrngstr Val ETF-Aui 0.03% 1,125 $221K No change
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.03% 2,188 $211K Add +6.3%
SVIA Silvia Inc. filed as PROCAP FINL INC 0.01% 37,000 $78K No change
BULL Webull Corp. 0.01% 15,765 $76K No change
OPRT Oportun Financial Corp. 0.01% 16,000 $74K No change
Other holdings (2): bonds, preferreds, convertibles and warrants · $65K (not counted above)
SecurityClassShares / PrincipalValueChange
SVIAW Procap Financial Inc. *W EXP 12/05/203 172,400$48KNo change
NIOBW Niocorp Developments Ltd. -28 *W EXP 03/17/202 10,000$17KNo change

Total filed on the 13F, all lines: $805.5M.

Portfolio Sells Q4 2025 → Q1 2026
FTSM First Trust Enh Short Mat FD Reduce -97.6% 0.04% −1.81
RSPG Invesco S&P 500 Equal Weight Reduce -44.4% 3.31% −1.04
IWF iShares Russell 1000 Growth Reduce -2.3% 3.52% −0.50
MSFT Microsoft Corp. Reduce -11.8% 0.45% −0.22
TDIV FT Nasdaq Tech DVD Index FD Reduce -0.5% 3.06% −0.14
QQQ Invesco QQQ Trust Series 1 Reduce -5.2% 0.68% −0.09
AGG iShares Core U.S. Aggregate Reduce -40.1% 0.12% −0.08
LLY Eli Lilly & Co. Reduce -27.4% 0.12% −0.07
IWO iShares Russell 2000 Growth Reduce -3.1% 1.04% −0.07
IWD iShares Russell 1000 Value E Reduce -2.9% 3.30% −0.07
SLDE Slide Insurance Holdings Inc. Reduce -37.4% 0.08% −0.06
PFM Invesco Dividend Achievers E Reduce -0.3% 3.17% −0.05
JNJ Johnson & Johnson Reduce -30.5% 0.24% −0.05
VONV Vanguard Russell 1000 Value Reduce -37.6% 0.08% −0.05
VONG Vanguard Russell 1000 Growth Reduce -33.2% 0.07% −0.05
NVDA Nvidia Corp. Reduce -7.0% 0.29% −0.05
ITA iShares U.S. Aerospace & Def Sold out 0.00% −0.04
RTX RTX Corp. Sold out 0.00% −0.04
FDN First Trust DJ Internet Ind Reduce -0.5% 0.22% −0.04
AAPL Apple Inc. Reduce -5.3% 0.26% −0.04
SPY SS SPDR S&P 500 ETF Trust-US Reduce -4.3% 0.32% −0.03
RDVY First Trust Rising Dividend Reduce -4.8% 0.44% −0.03
SLV iShares Silver Trust Sold out 0.00% −0.03
IBM Intl Business Machines Corp. Sold out 0.00% −0.03
RYAN Ryan Specialty Holdings Inc. Sold out 0.00% −0.03
REET iShares Global REIT ETF Sold out 0.00% −0.03
CRWV Coreweave Inc. Class A Sold out 0.00% −0.03
V Visa Inc. Class A Sold out 0.00% −0.03
IBIT iShares Bitcoin Trust ETF Reduce -21.3% 0.04% −0.03
XOM Exxon Mobil Corp. Reduce -42.5% 0.09% −0.02
VXF Vanguard Extended Market ETF Reduce -17.9% 0.09% −0.02
SCHF Schwab Intl Equity ETF Reduce -23.3% 0.08% −0.02
META Meta Platforms Inc. Class A Reduce -27.9% 0.04% −0.02
ORCL Oracle Corp. Reduce -5.8% 0.05% −0.02
IJJ iShares S&P Mid-Cap 400 Valu Reduce -1.8% 0.98% −0.02
RELY Remitly Global Inc. Sold out 0.00% −0.02
SCHE Schwab Emrg Mrkts Eqty ETF Reduce -27.5% 0.04% −0.02
SUB iShares Short-Term National Reduce -18.1% 0.07% −0.02
GLD SPDR Gold Shares Reduce -16.3% 0.14% −0.01
GOOG Alphabet Inc. Class C Reduce -4.0% 0.08% −0.01
IWB iShares Russell 1000 ETF Reduce -1.1% 0.15% −0.01
PAYX Paychex Inc. Reduce -5.7% 0.03% −0.01
SCHC Schwab Intl Small-Cap Equity Reduce -17.5% 0.05% −0.01
XETYX Eaton Vance Tax-MGD Div Eqty Reduce -3.6% 0.05% −0.01
SO The Southern Co. Reduce -25.3% 0.04% −0.01
KLAC KLA Corp. Reduce -33.0% 0.03% −0.01
XLK SS Technology Select Sector Reduce -13.8% 0.03% −0.01
BRK.B Berkshire Hathaway Inc. Class B Reduce -1.5% 0.07% −0.01
NXGL Nexgel Inc. Sold out 0.00% −0.00
RWL Invesco S&P 500 Revenue ETF Reduce -1.6% 0.08% −0.00

Portfolio Buys Q4 2025 → Q1 2026
FTGC First Trust Global Tactical Add +129.3% 3.71% +2.40
SKYY First Trust Cloud Computing New 2.22% +2.22
MINT PIMCO Enhanced Short Maturit Add +2.5% 5.81% +0.12
TVAL T. Rowe Price Value ETF Add +1.3% 2.21% +0.10
AVGO Broadcom Inc. Add +203.0% 0.09% +0.06
UTES Virtus Reaves Utilities ETF Add +3.7% 1.14% +0.04
RPV Invesco S&P 500 Pure Value E Add +2.4% 0.82% +0.04
BE Bloom Energy Corp. Class A Add +39.3% 0.07% +0.04
GOOGL Alphabet Inc. Class A New 0.03% +0.03
NEE Nextera Energy Inc. New 0.03% +0.03
JAAA Janus Henderson Aaa Clo ETF Add +1.7% 4.77% +0.03
MU Micron Technology Inc. Add +18.7% 0.10% +0.03
MSTR Strategy Inc. Add +91.9% 0.07% +0.03
MLPA Global X MLP ETF Add +5.5% 0.18% +0.03
BMNR Bitmine Immersion Technologi Add +123.2% 0.06% +0.02
RSPU Invesco S&P 500 Equal Weight Add +3.9% 0.18% +0.02
PLTR Palantir Technologies Inc. Class A Add +101.7% 0.05% +0.02
FLGV Franklin U.S. Treasury Bond Add +1.6% 3.55% +0.02
WMT Walmart Inc. Add +3.4% 0.10% +0.01
MCD McDonald's Corp. Add +27.6% 0.05% +0.01
VNQ Vanguard Real Estate ETF Add +5.7% 0.23% +0.01
JPST JPMorgan Ultra-Short Income Add +1.1% 2.09% +0.01
T AT&T Inc. Add +3.7% 0.04% +0.01
MRK Merck & Co. Inc. Add +0.8% 0.05% +0.01
QYLD Global X Nasd 100 Cov Call Add +4.8% 0.26% +0.00
UNH Unitedhealth Group Inc. Add +27.2% 0.08% +0.00
MUB iShares National Muni Bond E Add +2.3% 0.09% +0.00
PEG Public Service Enterprise GP Add +1.1% 0.05% +0.00
CSCO Cisco Systems Inc. Add +1.1% 0.05% +0.00
RSP Invesco S&P 500 Equal Weight Add +0.9% 0.08% +0.00
AMD Advanced Micro Devices Add +5.7% 0.03% −0.00
XYLD Global X S&P 500 Cove Call E Add +4.1% 0.28% −0.00
TSLA Tesla Inc. Add +15.3% 0.04% −0.00
DIS The Walt Disney Co. Add +6.3% 0.03% −0.00
JSI JH Securitized Income ETF Add +1.8% 2.52% −0.00
HD Home Depot Inc. Add +0.1% 0.09% −0.00
BOND PIMCO Active Bond Exchange-T Add +1.3% 3.31% −0.01
BAC Bank of America Corp. Add +0.2% 0.05% −0.01
JSMD Janus Small Mid Cap GR Alp Add +2.4% 0.84% −0.01
MFSI MFS Active International Add +2.0% 0.77% −0.01
JPM JPMorgan Chase & Co. Add +2.8% 0.13% −0.01
SPBO SS SPDR P Corp. Bond ETF Add +1.3% 2.69% −0.01
KNG FT Vest S&P 500 DVD Arst TRG Add +0.9% 2.17% −0.01
KORP American Century Diversified Add +1.5% 3.92% −0.02
PFFD Global X US Preferred ETF Add +2.0% 2.62% −0.04
FTSL First Trust Senior Loan ETF Add +2.1% 4.45% −0.04
EMBD Global X Emerging Markets BD Add +0.8% 2.17% −0.05
QGRO American Century US Quality Add +3.0% 1.97% −0.13
XLF SS Financial Select Sector Add +1.6% 3.93% −0.40

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 52$69.9MMINT, JAAA, FTSL, XLF, PFM
Q1 2026 131$805.5MMINT, JAAA, FTSL, XLF, KORP
Q4 2025 139$800.6MMINT, JAAA, FTSL, RSPG, XLF
Q3 2025 128$786.8MIWF, MINT, IWD, JAAA, RSPG
Q2 2025Amended 128$730.8MIWF, MINT, IWD, JAAA, XLF
Q1 2025 506$693.0MMINT, IWD, IWF, JAAA, RSPG
Q4 2024 128$685.0MIWF, MINT, IWD, PFM, FTSL
Q3 2024 446$711.2MIWF, MINT, IWD, PFM, FTSL
Q2 2024 119$676.9MIWF, IWD, MINT, PFM, FTSL
Q1 2024 118$673.8MIWF, IWD, MINT, PFM, FTSL