Kozak & Associates, Inc.

In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 17, 2024), Kozak & Associates, Inc. reported 386 stock positions worth $371.9 million. Its top holding was iShares U.S. Tech Independen (IETC) at 12.3% of the portfolio, followed by SS SPDR S&P 500 ETF Trust-US (SPY, 11.8%) and Invesco QQQ Trust Series 1 (QQQ, 10.2%). Compared with Q4 2023, it opened 67 new positions, sold out of 30, added to 163 and reduced 75. The biggest buy was Nvidia (NVDA, shares +2%) and the biggest sale SS SPDR P S&P 500 Growth ETF (SPYG, shares −4%).

Most Recent 13F
Q2 2026
Location
HIGHLANDS RANCH, CO
CIK
0001764970
Portfolio Value
$371.9M (Q1 2024)
SEC Filing
0001764970-24-000003 ↗ filed May 17, 2024

Holdings Value

0$200.0M$400.0M$600.0M Q1 2024: $371.9M $371.9M Q1 2024 Q2 2024: $405.1M Q2 2024 Q3 2024: $423.0M Q3 2024 Q4 2024: $437.5M Q4 2024 Q1 2025: $400.8M Q1 2025 Q2 2025: $490.7M Q2 2025 Q3 2025: $507.8M Q3 2025 Q4 2025: $517.5M Q4 2025 Q1 2026: $512.8M Q1 2026 Q2 2026: $576.0M Q2 2026

Holdings 386 stocks · $371.9M

IETC iShares U.S. Tech Independen 12.32% 646,599 $45.8M Add +4.4%
SPY SS SPDR S&P 500 ETF Trust-US 11.81% 83,053 $43.9M Add +0.6%
QQQ Invesco QQQ Trust Series 1 10.19% 83,843 $37.9M Add +1.1%
RWL Invesco S&P 500 Revenue ETF 9.71% 388,458 $36.1M Add +13.7%
MSFT Microsoft Corp. 6.31% 55,743 $23.5M Add +2.5%
NVDA Nvidia Corp. 5.97% 23,511 $22.2M Add +2.2%
AAPL Apple Inc. 5.09% 99,777 $18.9M Add +6.7%
SPYG SS SPDR P S&P 500 Growth ETF 4.64% 230,774 $17.2M Reduce -3.7%
IYG iShares U.S. Financial Servi 4.11% 229,580 $15.3M Add +3.2%
COST Costco Wholesale Corp. 3.56% 16,706 $13.2M Add +13.1%
AMZN Amazon.com Inc. 3.50% 70,908 $13.0M Add +11.2%
SMH Vaneck Semiconductor ETF 3.39% 54,314 $12.6M Add +8.0%
XLV SS Health Care Select Sector 2.85% 72,701 $10.6M Add +7.7%
SCHW Schwab (charles) Corp. 2.76% 131,482 $10.3M Add +5.9%
DE Deere & Co. 2.19% 20,642 $8.1M Add +15.4%
GOOG Alphabet Inc. Class C 0.47% 10,008 $1.8M Add +6.0%
JPM JPMorgan Chase & Co. 0.44% 8,061 $1.6M Reduce -2.2%
IJK iShares S&P Mid-Cap 400 Grow 0.38% 15,774 $1.4M Add +0.3%
CVX Chevron Corp. 0.37% 8,505 $1.4M Add +0.6%
UNH Unitedhealth Group Inc. 0.36% 2,550 $1.3M Add +0.4%
V Visa Inc. Class A 0.33% 4,364 $1.2M Add +0.3%
HD Home Depot Inc. 0.28% 3,023 $1.0M Add +2.3%
NFLX Netflix Inc. 0.25% 1,543 $942K Reduce -7.3%
META Meta Platforms Inc. Class A 0.24% 1,915 $906K Reduce -10.4%
PG The Procter & Gamble Co. 0.23% 5,066 $850K Reduce -2.6%
GOOGL Alphabet Inc. Class A 0.22% 4,633 $807K Reduce -4.7%
AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO 0.19% 2,821 $721K Add +0.4%
CRM Salesforce Inc. 0.19% 2,515 $716K Add +0.1%
NOW ServiceNow Inc. 0.19% 937 $710K Add +105.0%
DFS Discover Financial Services 0.18% 5,469 $683K Add +0.6%
BX Blackstone Inc. 0.18% 5,282 $675K Add +1.4%
WDAY Workday Inc. Class A 0.18% 2,577 $661K No change
AXP American Express Co. 0.18% 2,723 $657K Add +0.6%
MCD McDonald's Corp. 0.17% 2,290 $626K Reduce -7.3%
MAR Marriott International Class A 0.16% 2,517 $601K Add +0.2%
FDX FedEx Corp. 0.16% 2,273 $588K Reduce -3.6%
CAT Caterpillar Inc. 0.16% 1,661 $583K Add +14.0%
LMT Lockheed Martin Corp. 0.15% 1,213 $564K Add +1.5%
GE General Electric 0.15% 3,373 $543K Add +0.2%
ADBE Adobe Inc. 0.15% 1,122 $542K Add +0.4%
JNJ Johnson & Johnson 0.14% 3,443 $531K Reduce -26.1%
FSLR First Solar Inc. 0.14% 2,650 $516K No change
QCOM Qualcomm Inc. 0.14% 2,661 $514K Add +0.5%
AVGO Broadcom Inc. 0.14% 362 $510K Add +11.7%
MRK Merck & Co. Inc. 0.14% 3,836 $502K Add +0.6%
BLK BlackRock Finance Inc. 0.13% 613 $495K Reduce -10.0%
ONT Onterris Inc. filed as MONTROSE ENVIRONMENTAL GROUP 0.13% 10,000 $475K Reduce -9.1%
CSCO Cisco Systems Inc. 0.13% 9,716 $470K Reduce -3.9%
XOM Exxon Mobil Corp. 0.12% 3,782 $446K Reduce -2.5%
NOBL Proshares S&P 500 Dividend A 0.11% 3,963 $397K Add +40.1%
NEE Nextera Energy Inc. 0.11% 5,137 $393K Reduce -0.6%
CMG Chipotle Mexican Grill Inc. 0.10% 124 $390K Add +49.4%
KO The Coca-Cola Co. 0.10% 6,118 $387K Add +0.7%
DRI Darden Restaurants Inc. 0.10% 2,444 $370K Add +1.7%
CSX CSX Corp. 0.10% 10,624 $360K Add +0.3%
ULTA Ulta Beauty Inc. 0.10% 881 $353K Add +1.1%
DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE 0.09% 873 $349K Add +11.8%
HON Honeywell International Inc. 0.09% 1,685 $348K Reduce -1.2%
LULU Lululemon Athletica Inc. 0.09% 1,018 $344K No change
BRK.B Berkshire Hathaway Inc. Class B 0.09% 800 $330K No change
OLED Universal Display Corp. 0.09% 1,882 $327K Add +0.3%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.09% 8,169 $320K Add +1.0%
LRCX Lam Research Corp. 0.09% 339 $320K Add +89.4%
SHOP Shopify Inc. Class A 0.08% 5,410 $313K No change
QLD Proshares Ultra QQQ 0.08% 3,220 $288K Add +0.1%
SHEL Shell PLC-ADR 0.08% 3,923 $281K Add +1.0%
PEY Invesco High Yield Equity Di 0.08% 13,616 $281K Add +1.6%
EA Electronic Arts Inc. 0.07% 2,101 $271K Add +0.1%
GS Goldman Sachs Group Inc. 0.07% 558 $259K Reduce -36.5%
LOW Lowe's Cos Inc. 0.07% 1,079 $251K Reduce -26.5%
VLO Valero Energy Corp. 0.07% 1,580 $251K Add +0.7%
ABBV Abbvie Inc. 0.07% 1,471 $242K Reduce -2.8%
BSX Boston Scientific Corp. 0.06% 3,204 $239K No change
XEL Xcel Energy Inc. 0.06% 4,250 $237K Add +1.3%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.06% 2,157 $223K Reduce -9.8%
SCHA Schwab US Small-Cap ETF 0.06% 4,231 $206K Add +0.2%
ZTS Zoetis Inc. 0.05% 1,151 $200K Add +0.2%
ARW Arrow Electronics Inc. 0.05% 1,441 $187K No change
ELV Elevance Health Inc. 0.05% 320 $174K Reduce -37.0%
CLX Clorox Company 0.05% 1,234 $169K Add +1.6%
XYZ Block Inc. 0.04% 2,330 $167K No change
RTX RTX Corp. 0.04% 1,557 $162K Add +0.6%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.04% 935 $158K Reduce -1.2%
ORCL Oracle Corp. 0.04% 1,229 $150K Add +0.7%
WMB Williams Cos Inc. 0.04% 3,664 $150K Reduce -0.2%
GEV GE Vernova Inc. 0.04% 838 $139K New
EPD Enterprise Products Partners 0.04% 4,633 $133K Add +9.8%
ADSK Autodesk Inc. 0.03% 575 $127K No change
CMCSA Comcast Corp. Class A 0.03% 3,150 $124K Add +2.8%
RIO Rio Tinto PLC-Spon ADR 0.03% 1,717 $123K Add +3.9%
EFA iShares MSCI Eafe ETF 0.03% 1,482 $121K No change
AZN Astrazeneca PLC-Spons ADR 0.03% 1,531 $118K Add +1.5%
IVV iShares Core S&P 500 ETF 0.03% 216 $115K Reduce -19.7%
AMP Ameriprise Financial Inc. 0.03% 260 $113K Reduce -20.7%
LHX L3HARRIS Technologies Inc. 0.03% 502 $111K Add +0.6%
ABT Abbott Laboratories 0.03% 1,042 $109K Reduce -12.0%
ETN Eaton Corp. PLC 0.03% 330 $109K Reduce -12.9%
TSLA Tesla Inc. 0.03% 623 $109K Reduce -85.0%
NOC Northrop Grumman Corp. 0.03% 226 $106K Add +0.4%
NKE Nike Inc. Class B 0.03% 1,113 $102K Reduce -2.0%
DUK Duke Energy Corp. 0.02% 894 $92K Add +1.1%
MRSH Marsh & McLennan Cos 0.02% 417 $87K Add +15.8%
AFL Aflac Inc. 0.02% 996 $87K Reduce -10.8%
PEP Pepsico Inc. 0.02% 468 $86K Reduce -21.3%
F Ford Motor Co. filed as FORD MTR CO DEL 0.02% 6,790 $84K Add +3.9%
IPG Interpublic Group of Cos Inc. 0.02% 2,588 $82K Reduce -11.0%
VUG Vanguard Mrngstar GR ETF-Sui 0.02% 233 $81K Add +27.3%
DAL Delta Air Lines Inc. 0.02% 1,549 $81K Add +0.3%
AMGN Amgen Inc. 0.02% 256 $81K Reduce -9.5%
TSCO Tractor Supply Company 0.02% 285 $79K Reduce -10.4%
GEHC GE Healthcare Technology 0.02% 910 $74K Reduce -16.8%
JCI Johnson Controls Internation 0.02% 1,077 $74K Reduce -48.1%
ACN Accenture PLC Class A 0.02% 230 $71K Reduce -27.4%
SCHV Schwab US Large-Cap Value 0.02% 927 $70K Add +0.4%
MS Morgan Stanley 0.02% 701 $70K Add +1.7%
RY Royal Bank of Canada 0.02% 649 $69K Reduce -11.9%
MO Altria Group Inc. 0.02% 1,449 $67K Add +2.3%
NVO Novo-Nordisk A/S-Spons ADR 0.02% 480 $64K Reduce -45.8%
TXN Texas Instruments Inc. 0.02% 320 $62K Reduce -12.8%
CVS CVS Health Corp. 0.02% 1,085 $62K Reduce -44.4%
IWM iShares Russell 2000 ETF 0.02% 292 $61K Add +0.3%
T AT&T Inc. 0.02% 3,497 $61K Add +58.7%
CMI Cummins Inc. 0.02% 209 $60K Add +1.0%
ONEQ Fidelity Nasdaq Comp Indx 0.02% 898 $59K Add +0.2%
C Citigroup Inc. 0.01% 869 $56K Add +0.9%
BA The Boeing Co. 0.01% 301 $55K Reduce -41.3%
SCHG Schwab US Large-Cap Growth 0.01% 567 $54K Add +0.2%
AMT American Tower Corp. 0.01% 263 $51K Reduce -9.9%
HTGC Hercules Capital Inc. 0.01% 2,588 $49K Add +21.1%
ILCG iShares Morningstar Growth E 0.01% 639 $49K Add +0.2%
PCAR Paccar Inc. 0.01% 434 $46K Add +8.8%
ET Energy Transfer LP 0.01% 2,902 $46K Add +2.1%
PAYC Paycom Software Inc. 0.01% 252 $46K Add +0.4%
BIL SS SPDR BB 1-3M T-Bill ETF 0.01% 490 $45K Add +0.0%
SPG Simon Property Group Inc. 0.01% 295 $44K Add +10.9%
VTV Vanguard Mrngstr Val ETF-Aui 0.01% 266 $43K Reduce -52.8%
LUV Southwest Airlines Co. 0.01% 1,526 $43K Add +3.2%
APD Air Products & Chemicals Inc. 0.01% 162 $42K Add +1.3%
KHC The Kraft Heinz Co. 0.01% 1,142 $41K Reduce -0.8%
IVW iShares S&P 500 Growth ETF 0.01% 468 $40K Add +0.2%
NLY Annaly Capital Management Inc. 0.01% 1,955 $40K Add +6.9%
GPC Genuine Parts Co. 0.01% 257 $40K Add +0.4%
SBUX Starbucks Corp. 0.01% 499 $38K Reduce -52.9%
DOW Dow Inc. 0.01% 637 $37K Add +1.1%
AB Alliancebernstein Holding LP 0.01% 1,032 $35K Add +2.3%
ZION Zions Bancorp NA 0.01% 739 $33K Add +1.1%
INTC Intel Corp. 0.01% 1,012 $32K Add +0.3%
YUM Yum! Brands Inc. 0.01% 228 $32K Add +0.4%
WMT Walmart Inc. 0.01% 503 $32K Add +5.5%
KEY Keycorp 0.01% 2,083 $32K Reduce -15.2%
PECO Phillips Edison & Company Inc. 0.01% 937 $31K Add +1.2%
TRMD Torm PLC-A 0.01% 800 $30K No change
IWO iShares Russell 2000 Growth 0.01% 114 $30K Add +12.9%
CQP Cheniere Energy Partners LP 0.01% 626 $30K Add +3.8%
AMD Advanced Micro Devices 0.01% 185 $30K Add +32.1%
LYB Lyondellbasell Indu Class A 0.01% 296 $30K Reduce -14.2%
MA Mastercard Inc. Class A 0.01% 64 $29K No change
MMM 3M Co. 0.01% 279 $29K Add +1.4%
BALL Ball Corp. 0.01% 405 $28K Add +0.3%
MET Metlife Inc. 0.01% 381 $28K Add +3.5%
KR Kroger Co. 0.01% 505 $28K Add +0.6%
TROW T Rowe Price Group Inc. filed as PRICE T ROWE GROUP INC 0.01% 230 $27K Add +0.9%
FVD First Trust Value Line DVD 0.01% 627 $27K Reduce -48.4%
PYPL PayPal Holdings Inc. 0.01% 406 $26K No change
FSK FS KKR Capital Corp. 0.01% 1,298 $26K Add +3.3%
VTI VG Morningstar TS MKT ETF-US 0.01% 98 $26K No change
AGNC AGNC Investment Corp. 0.01% 2,575 $25K Add +5.1%
SCHF Schwab Intl Equity ETF 0.01% 628 $25K No change
GLW Corning Inc. 0.01% 683 $24K Add +0.9%
SPGP Invesco S&P 500 Garp ETF 0.01% 223 $23K New
BP BP PLC-Spons ADR 0.01% 616 $23K Add +85.0%
CRWD CrowdStrike Holdings Inc. Class A 0.01% 66 $22K No change
UAL United Airlines Holdings Inc. 0.01% 394 $22K No change
DVY iShares Select Dividend ETF 0.01% 170 $21K Add +0.6%
SSO Proshares Ultra S&P500 0.01% 263 $21K New
WHR Whirlpool Corp. 0.01% 222 $20K Add +1.8%
PRU Prudential Financial Inc. 0.01% 170 $20K Add +1.2%
IEUS iShares MSCI Europe Small-Ca 0.01% 342 $20K No change
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.01% 78 $19K New
GNL Global Net Lease Inc. 0.01% 2,503 $19K Reduce -6.8%
VZ Verizon Communications Inc. 0.01% 482 $19K Reduce -41.3%
IEFA iShares Core MSCI Eafe ETF 0.01% 254 $19K Reduce -79.9%
TRP TC Energy Corp. 0.01% 488 $19K Reduce -6.9%
USMV iShares MSCI USA Min Vol Fac 0.01% 223 $19K New
COP Conocophillips 0.00% 154 $18K Add +4.0%
FCX Freeport-McMoran Inc. 0.00% 354 $18K Add +0.3%
RDVI FT Vest Rising Dividend Achi 0.00% 765 $18K New
EDV Vanguard Extended Dur Treas 0.00% 241 $18K New
PFE Pfizer Inc. 0.00% 610 $18K Add +1.5%
TOL Toll Brothers Inc. 0.00% 128 $17K No change
EMR Emerson Electric Co. 0.00% 148 $17K No change
RIVN Rivian Automotive Inc. Class A 0.00% 1,620 $16K Add +130.4%
VBK Van Morst SML-Cap Gro-Usd Inc. 0.00% 62 $16K Reduce -4.6%
UNP Union Pacific Corp. 0.00% 63 $16K Add +12.5%
BRSP Brightspire Capital Inc. 0.00% 2,467 $16K Add +3.2%
SYY Sysco Corp. 0.00% 203 $15K Add +1.5%
TSM Taiwan Semiconductor-SP ADR 0.00% 101 $15K Add +110.4%
IJH iShares Core S&P Midcap ETF 0.00% 255 $15K New
APA Apa Corp. 0.00% 501 $15K Add +0.8%
INTU Intuit Inc. 0.00% 23 $15K Add +109.1%
LDOS Leidos Holdings Inc. 0.00% 102 $15K Add +1.0%
NEM Newmont Corp. 0.00% 350 $15K Add +0.6%
SLB SLB Ltd. filed as SCHLUMBERGER LTD 0.00% 308 $15K Add +0.3%
RCL Royal Caribbean Cruises Ltd. 0.00% 103 $15K No change
UL Unilever PLC 0.00% 273 $15K Add +0.7%
H Hyatt Hotels Corp. Class A 0.00% 97 $15K No change
SDVY First Trust Smid Cap Rising 0.00% 417 $14K New
PEXL Pacer US Export Leaders ETF 0.00% 289 $14K New
IHF iShares U.S. Healthcare Prov 0.00% 257 $14K Add +0.8%
J Jacobs Solutions Inc. 0.00% 99 $14K Add +1.0%
SAM Boston Beer Company Inc. Class A 0.00% 48 $14K Reduce -2.0%
IRM Iron Mountain Inc. filed as IRON MTN INC DEL 0.00% 165 $13K Add +1.2%
NXPI NXP Semiconductors NV 0.00% 50 $13K No change
WFC Wells Fargo & Co. 0.00% 219 $13K Add +0.9%
SIRI Sirius XM Holdings Inc. 0.00% 4,301 $13K Add +0.6%
BBWI Bath & Body Works Inc. 0.00% 266 $13K Add +0.4%
ILF iShares Latin America 40 ETF 0.00% 446 $13K No change
MDYG SS SPDR S&P 400 MC GR ETF 0.00% 144 $12K No change
LLY Eli Lilly & Co. 0.00% 16 $12K Add +6.7%
STLA Stellantis NV 0.00% 528 $12K New
XLE SS Energy Select Sector 0.00% 127 $12K Add +0.8%
RLY SS Multi-Asset Real Ret ETF 0.00% 406 $12K New
OHI Omega Healthcare Investors 0.00% 376 $12K Add +20.9%
PKST Peakstone Realty Trust 0.00% 798 $12K Add +3.2%
VOO Vanguard S&P 500 ETF 0.00% 23 $11K Reduce -89.1%
MFA Mfa Financial Inc. 0.00% 1,009 $11K Add +6.5%
DUSA Davis Select US Equity ETF 0.00% 276 $11K New
FEX First Trust Large Cap Core A 0.00% 111 $11K Add +0.9%
GBTC Grayscale Bitcoin Trust ETF 0.00% 182 $11K New
SYF Synchrony Financial 0.00% 243 $11K Add +1.3%
JWN Nordstrom Inc. 0.00% 493 $10K Add +0.6%
FNX First Trust Mid Cap Core Alp 0.00% 92 $10K No change
TNET Trinet Group Inc. 0.00% 100 $10K No change
COR Cencora Inc. 0.00% 46 $10K New
FYX First Trust Small Cap Core A 0.00% 109 $10K Add +0.9%
SKYX SKYX Platforms Corp. 0.00% 10,000 $10K New
CODI Compass Diversified Holdings 0.00% 449 $10K Add +2.3%
HAL Halliburton Co. 0.00% 259 $10K Add +0.4%
OKLO Oklo Inc. filed as ALTC ACQUISITION CORP 0.00% 1,000 $10K New
UBER Uber Technologies Inc. 0.00% 143 $9K Add +43.0%
LITE Lumentum Holdings Inc. 0.00% 200 $9K No change
HSY The Hershey Co. 0.00% 44 $9K No change
SLYV SS SPDR S&P 600 SC Val ETF 0.00% 111 $9K No change
LCID Lucid Group Inc. 0.00% 3,100 $9K New
OMFS Invesco RSL 2000 DYN Mltfctr 0.00% 236 $9K New
HPE Hewlett Packard Enterprise 0.00% 484 $9K Add +36.0%
ZIM Zim Integrated Shipping Serv 0.00% 455 $9K New
FSCO FS Credit Opportunities Corp. 0.00% 1,401 $9K Add +3.0%
PAYX Paychex Inc. 0.00% 68 $9K No change
SCHD Schwab US DVD Equity ETF 0.00% 102 $8K Add +1.0%
IEI iShares 3-7 Year Treasury Bo 0.00% 70 $8K Reduce -73.7%
ACGL Arch Capital Group Ltd. 0.00% 79 $8K New
VEA Vanguard Ftse Developed ETF 0.00% 153 $8K New
UNM Unum Group 0.00% 135 $7K New
SCHH Schwab US REIT ETF 0.00% 344 $7K New
SBS Cia Saneamento Basico DE-ADR filed as COMPANHIA DE SANEAMENTO BASI 0.00% 427 $7K New
FLIA Franklin International Aggre 0.00% 328 $7K New
BLDR Builders Firstsource Inc. 0.00% 40 $7K New
IWY iShares Russell Top 200 Grow 0.00% 33 $7K New
FPX First Trust US Equity Opport 0.00% 63 $7K No change
HCA HCA Healthcare Inc. 0.00% 20 $6K No change
SCHX Schwab US Large-Cap ETF 0.00% 103 $6K No change
GIS General Mills Inc. 0.00% 88 $6K Add +2.3%
CION Cion Investment Corp. 0.00% 499 $6K Add +3.1%
PKW Invesco Buyback Achievers Et 0.00% 59 $6K No change
IWP iShares Russell Mid-Cap Grow 0.00% 54 $6K Add +1250.0%
VRTX Vertex Pharmaceuticals Inc. 0.00% 13 $6K No change
UTHR United Therapeutics Corp. 0.00% 21 $6K New
SLYG SS SPDR S&P 600 SC GR ETF 0.00% 64 $6K No change
VIG Vanguard Dividend Apprec ETF 0.00% 30 $6K No change
MU Micron Technology Inc. 0.00% 42 $5K Reduce -42.5%
MRO Marathon Oil Corp. 0.00% 201 $5K Add +0.5%
PROSHARES SHORT S&P500 0.00% 434 $5K Add +1.2%
BMY Bristol-Myers Squibb Co. 0.00% 113 $5K Add +2.7%
COF Capital One Financial Corp. 0.00% 35 $5K No change
ECOR Electrocore Inc. 0.00% 666 $5K No change
REGN Regeneron Pharmaceuticals 0.00% 5 $5K New
PHM Pultegroup Inc. 0.00% 40 $5K New
D Dominion Energy Inc. 0.00% 86 $5K Reduce -43.4%
CCL Carnival Corp. 0.00% 300 $4K No change
PLTR Palantir Technologies Inc. Class A 0.00% 200 $4K New
SQM Quimica Y Minera Chil-SP ADR filed as SOCIEDAD QUIMICA Y MINERA DE 0.00% 90 $4K No change
AMAT Applied Materials Inc. 0.00% 20 $4K No change
FNDX Schwab Fndmntl US LRG Co. ETF 0.00% 63 $4K No change
SOLV Solventum Corp. 0.00% 69 $4K New
GM General Motors Co. 0.00% 92 $4K Add +1.1%
HPQ HP Inc. 0.00% 130 $4K New
TFII Tfi International Inc. 0.00% 28 $4K New
DHR Danaher Corp. 0.00% 14 $4K Reduce -90.8%
FLCB Franklin U.S. Core Bond ETF 0.00% 173 $4K New
CRON Cronos Group Inc. 0.00% 1,200 $4K No change
SNA Snap-on Inc. 0.00% 13 $4K New
SCHE Schwab Emrg Mrkts Eqty ETF 0.00% 134 $4K New
TMO Thermo Fisher Scientific Inc. 0.00% 6 $4K No change
WBD Warner Bros Discovery Inc. 0.00% 423 $3K Reduce -8.6%
RSP Invesco S&P 500 Equal Weight 0.00% 20 $3K No change
IIPR Innovative Industrial Proper 0.00% 30 $3K Add +3.5%
MPLX MPLX LP 0.00% 84 $3K Add +5.0%
LSTR Landstar System Inc. 0.00% 18 $3K New
BIIB Biogen Inc. 0.00% 14 $3K No change
CHKP Check Point Software Tech 0.00% 21 $3K New
SAIC Science Applications Inte 0.00% 22 $3K No change
MPWR Monolithic Power Systems Inc. 0.00% 4 $3K New
MRVL Marvell Technology Inc. 0.00% 39 $3K New
O Realty Income Corp. 0.00% 52 $3K Add +2500.0%
SNX TD Synnex Corp. 0.00% 22 $3K New
RKT Rocket Cos Inc. Class A 0.00% 200 $3K No change
ADP Automatic Data Processing 0.00% 11 $3K New
MDT Medtronic PLC 0.00% 32 $3K Reduce -91.1%
FNDA Schwab Fndmntl US SM Co. ETF 0.00% 48 $3K No change
ALTM Arcadium Lithium PLC 0.00% 553 $3K New
SNN Smith & Nephew PLC -Spon ADR 0.00% 100 $3K No change
PDBC Invesco Optimum Yield Divers 0.00% 180 $3K New
ADM Archer-Daniels-Midland Co. 0.00% 41 $3K Reduce -93.2%
KMI Kinder Morgan Inc. 0.00% 127 $2K Add +3.3%
SHG Shinhan Financial Group-ADR 0.00% 69 $2K New
EBAY eBay Inc. 0.00% 46 $2K New
KD Kyndryl Holdings Inc. 0.00% 86 $2K Reduce -3.4%
FTV Fortive Corp. 0.00% 30 $2K New
IIM Invesco Value Municipal Inco 0.00% 196 $2K Add +1.6%
NUE Nucor Corp. 0.00% 13 $2K New
UDR Udr Inc. 0.00% 57 $2K Add +1.8%
CWEN.A Clearway Energy Inc. Class A 0.00% 88 $2K Add +2.3%
FHN First Horizon Corp. 0.00% 138 $2K New
ONON On Holding AG Class A filed as ON HLDG AG 0.00% 60 $2K No change
BG Bunge Global SA 0.00% 20 $2K Reduce -96.1%
FCPT Four Corners Property Trust 0.00% 81 $2K Add +1.3%
TLT iShares 20+ Year Treasury BD 0.00% 21 $2K Add +16.7%
WBA Walgreens Boots Alliance Inc. 0.00% 103 $2K Add +1.0%
DT Dynatrace Inc. 0.00% 39 $2K New
VSXY Victoria's Secret & Co. 0.00% 84 $2K No change
TGT Target Corp. 0.00% 11 $2K No change
INVZ Innoviz Technologies Ltd. 0.00% 1,499 $2K No change
SYK Stryker Corp. 0.00% 5 $2K Reduce -96.7%
UPS United Parcel Service Class B 0.00% 11 $2K No change
GOVT iShares US Treasury Bond ETF 0.00% 74 $2K Reduce -98.3%
VFC VF Corp. 0.00% 127 $2K Reduce -38.4%
TMUS T-Mobile US Inc. 0.00% 10 $2K No change
EMF Templeton Emerging Markets 0.00% 128 $2K No change
FRT Federal Realty Invs Trust 0.00% 16 $2K Add +6.7%
FLGT Fulgent Genetics Inc. 0.00% 65 $1K No change
CRSP Crispr Therapeutics AG 0.00% 26 $1K No change
RH RH 0.00% 5 $1K No change
TLRY Tilray Brands Inc. 0.00% 671 $1K No change
TSN Tyson Foods Inc. Class A 0.00% 22 $1K No change
IJS iShares S&P Small-Cap 600 Va 0.00% 13 $1K Reduce -92.1%
DD Dupont DE Nemours Inc. 0.00% 16 $1K No change
IVLU iShares MSCI International V 0.00% 42 $1K New
PTON Peloton Interactive Inc. Class A 0.00% 250 $973 No change
A Agilent Technologies Inc. 0.00% 6 $928 New
CTVA Corteva Inc. 0.00% 16 $896 No change
FIVA Fidelity Intl Val Fact ETF 0.00% 28 $742 New
OGN Organon & Co. 0.00% 33 $711 Reduce -59.8%
AMLIF American Lithium Corp. 0.00% 990 $690 No change
WRAP Wrap Technologies Inc. 0.00% 399 $626 No change
ROKU Roku Inc. 0.00% 10 $613 No change
TDOC Teladoc Health Inc. 0.00% 45 $581 No change
FBND Fidelity Total Bond ETF 0.00% 12 $547 New
OPEN Opendoor Technologies Inc. 0.00% 200 $487 No change
CGC Canopy Growth Corp. 0.00% 40 $440 No change
DKNG Draftkings Inc. Class A 0.00% 9 $405 Add +80.0%
GPRO Gopro Inc. Class A 0.00% 210 $347 Reduce -48.5%
AVK Advent Convert & Income 0.00% 28 $336 New
NVEI Nuvei Corp.-Subordinate VTG 0.00% 10 $322 No change
ENFY Enlightify Inc. filed as CHINA GREEN AGRICULTURE INC 0.00% 121 $315 No change
IJT iShares S&P Small-Cap 600 GR 0.00% 2 $263 Reduce -98.6%
NCZ Virtus Convertible & Inc. FD 0.00% 90 $259 New
SOUN Soundhound AI Inc. Class A 0.00% 50 $256 New
IJR iShares Core S&P Small-Cap E 0.00% 2 $221 Reduce -98.3%
LUMN Lumen Technologies Inc. 0.00% 142 $186 No change
LFVN Lifevantage Corp. 0.00% 25 $180 New
DXCM Dexcom Inc. 0.00% 1 $165 New
PSFE Paysafe Ltd. 0.00% 9 $162 No change
DXC DXC Technology Co. 0.00% 8 $159 New
DGX Quest Diagnostics Inc. 0.00% 1 $147 New
VVOS Vivos Therapeutics Inc. 0.00% 49 $111 No change
GWRS Global Water Resources Inc. 0.00% 7 $93 New
ACB Aurora Cannabis Inc. 0.00% 12 $91 Reduce -4.0%
IR Ingersoll-Rand Inc. 0.00% 1 $65 Reduce -99.5%
PLD Prologis Inc. 0.00% 1 $55 Reduce -98.7%
TSPH Createai Holdings Inc. filed as TUSIMPLE HLDGS INC 0.00% 181 $54 No change
GLDG Goldmining Inc. 0.00% 50 $41 New
STWD Starwood Property Trust Inc. 0.00% 2 $41 New
CASIF Casi Pharmaceuticals Inc. 0.00% 10 $32 No change
NVTAQ Invitae Corp. 0.00% 5,483 $11 No change
WKHS Workhorse Group Inc. 0.00% 20 $5 New
Other holdings (1): bonds, preferreds, convertibles and warrants · $8K (not counted above)
SecurityClassShares / PrincipalValueChange
EQUITY COMMONWEALTH (EQC 6.5 PERP D) 6.5% CNV PFD D 310$8KAdd +3.3%
Lines left out (13) · $287 — a value with no share or principal amount
SecurityClassSharesValue
BDX Becton Dickinson and Co. COM0$76
VOOG Vanguard S&P 500 Growth ETF 500 GRTH IDX F0$49
VCIT Vanguard Int-Term Corporate INT-TERM CORP0$29
IEF iShares 7-10 Year Treasury B 7-10 YR TRSY BD0$24
BBAX JPMorgan Betabuilders Develo BETA DEVE EX ETF0$20
BNDX Vanguard Total Intl Bond ETF TOTAL INT BD ETF0$19
BBCA JPMorgan Betabuilders Canada BETA CDA ETF NEW0$13
JEPI JPMorgan Equity Premium Inco EQUITY PREMIUM0$13
IEMG iShares Core MSCI Emerging CORE MSCI EMKT0$12
BBEU JPMorgan Betabuilders Europe BETA EURO ET NE0$10
VGLT Vanguard Long-Term Treasury LONG TERM TREAS0$9
CAG Conagra Brands Inc. COM0$8
BND Vanguard Total Bond Market TOTAL BND MRKT0$5

Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.

Total filed on the 13F, all lines: $371.9M.

Portfolio Sells Q4 2023 → Q1 2024

SPYG SS SPDR P S&P 500 Growth ETF Reduce -3.7% 4.64% −0.34
TSLA Tesla Inc. Reduce -85.0% 0.03% −0.26
JNJ Johnson & Johnson Reduce -26.1% 0.14% −0.09
MCD McDonald's Corp. Reduce -7.3% 0.17% −0.06
BLK BlackRock Finance Inc. Reduce -10.0% 0.13% −0.04
GS Goldman Sachs Group Inc. Reduce -36.5% 0.07% −0.04
CSCO Cisco Systems Inc. Reduce -3.9% 0.13% −0.04
LOW Lowe's Cos Inc. Reduce -26.5% 0.07% −0.04
CVS CVS Health Corp. Reduce -44.4% 0.02% −0.03
GOVT iShares US Treasury Bond ETF Reduce -98.3% 0.00% −0.03
ELV Elevance Health Inc. Reduce -37.0% 0.05% −0.03
VOO Vanguard S&P 500 ETF Reduce -89.1% 0.00% −0.03
FDX FedEx Corp. Reduce -3.6% 0.16% −0.03
IEFA iShares Core MSCI Eafe ETF Reduce -79.9% 0.01% −0.02
IGIB iShares 5-10Y Inv Grade Corp. Sold out 0.00% −0.02
SBUX Starbucks Corp. Reduce -52.9% 0.01% −0.02
PG The Procter & Gamble Co. Reduce -2.6% 0.23% −0.02
BA The Boeing Co. Reduce -41.3% 0.01% −0.02
ACN Accenture PLC Class A Reduce -27.4% 0.02% −0.02
VTV Vanguard Mrngstr Val ETF-Aui Reduce -52.8% 0.01% −0.01
JCI Johnson Controls Internation Reduce -48.1% 0.02% −0.01
BG Bunge Global SA Reduce -96.1% 0.00% −0.01
SYK Stryker Corp. Reduce -96.7% 0.00% −0.01
HON Honeywell International Inc. Reduce -1.2% 0.09% −0.01
ABT Abbott Laboratories Reduce -12.0% 0.03% −0.01
NVO Novo-Nordisk A/S-Spons ADR Reduce -45.8% 0.02% −0.01
ADM Archer-Daniels-Midland Co. Reduce -93.2% 0.00% −0.01
ABBV Abbvie Inc. Reduce -2.8% 0.07% −0.01
AGG iShares Core U.S. Aggregate Sold out 0.00% −0.01
DIS The Walt Disney Co. Reduce -9.8% 0.06% −0.01
DBEF Xtrackers MSCI Eafe Hedged E Sold out 0.00% −0.01
DHR Danaher Corp. Reduce -90.8% 0.00% −0.01
IVV iShares Core S&P 500 ETF Reduce -19.7% 0.03% −0.01
MBB iShares MBS ETF Sold out 0.00% −0.01
NKE Nike Inc. Class B Reduce -2.0% 0.03% −0.01
MDT Medtronic PLC Reduce -91.1% 0.00% −0.01
AMP Ameriprise Financial Inc. Reduce -20.7% 0.03% −0.01
FVD First Trust Value Line DVD Reduce -48.4% 0.01% −0.01
PEP Pepsico Inc. Reduce -21.3% 0.02% −0.01
TT Trane Technologies PLC Sold out 0.00% −0.01
IEI iShares 3-7 Year Treasury Bo Reduce -73.7% 0.00% −0.01
IBM Intl Business Machines Corp. Reduce -1.2% 0.04% −0.01
IPG Interpublic Group of Cos Inc. Reduce -11.0% 0.02% −0.01
GEHC GE Healthcare Technology Reduce -16.8% 0.02% −0.01
AFL Aflac Inc. Reduce -10.8% 0.02% −0.01
AMT American Tower Corp. Reduce -9.9% 0.01% −0.01
AMGN Amgen Inc. Reduce -9.5% 0.02% −0.01
IJT iShares S&P Small-Cap 600 GR Reduce -98.6% 0.00% −0.01
META Meta Platforms Inc. Class A Reduce -10.4% 0.24% −0.01
IR Ingersoll-Rand Inc. Reduce -99.5% 0.00% −0.01

Portfolio Buys Q4 2023 → Q1 2024

NVDA Nvidia Corp. Add +2.2% 5.97% +1.85
SMH Vaneck Semiconductor ETF Add +8.0% 3.39% +0.59
RWL Invesco S&P 500 Revenue ETF Add +13.7% 9.71% +0.55
AMZN Amazon.com Inc. Add +11.2% 3.50% +0.40
COST Costco Wholesale Corp. Add +13.1% 3.56% +0.37
SCHW Schwab (charles) Corp. Add +5.9% 2.76% +0.23
NOW ServiceNow Inc. Add +105.0% 0.19% +0.09
CMG Chipotle Mexican Grill Inc. Add +49.4% 0.10% +0.04
LRCX Lam Research Corp. Add +89.4% 0.09% +0.04
GOOG Alphabet Inc. Class C Add +6.0% 0.47% +0.04
GEV GE Vernova Inc. New 0.04% +0.04
CAT Caterpillar Inc. Add +14.0% 0.16% +0.02
AVGO Broadcom Inc. Add +11.7% 0.14% +0.02
NOBL Proshares S&P 500 Dividend A Add +40.1% 0.11% +0.02
AXP American Express Co. Add +0.6% 0.18% +0.02
QCOM Qualcomm Inc. Add +0.5% 0.14% +0.02
BIL SS SPDR BB 1-3M T-Bill ETF Add +0.0% 0.01% +0.01
GE General Electric Add +0.2% 0.15% +0.01
SPGP Invesco S&P 500 Garp ETF New 0.01% +0.01
SSO Proshares Ultra S&P500 New 0.01% +0.01
VO Vngrd Mrngstr MD-Cap ETF-Usd New 0.01% +0.01
USMV iShares MSCI USA Min Vol Fac New 0.01% +0.01
RDVI FT Vest Rising Dividend Achi New 0.00% +0.00
T AT&T Inc. Add +58.7% 0.02% +0.00
EDV Vanguard Extended Dur Treas New 0.00% +0.00
IJH iShares Core S&P Midcap ETF New 0.00% +0.00
DE Deere & Co. Add +15.4% 2.19% +0.00
SDVY First Trust Smid Cap Rising New 0.00% +0.00
BAC Bank of America Corp. Add +1.0% 0.09% +0.00
PEXL Pacer US Export Leaders ETF New 0.00% +0.00
VUG Vanguard Mrngstar GR ETF-Sui Add +27.3% 0.02% +0.00
DAL Delta Air Lines Inc. Add +0.3% 0.02% +0.00
STLA Stellantis NV New 0.00% +0.00
RLY SS Multi-Asset Real Ret ETF New 0.00% +0.00
DUSA Davis Select US Equity ETF New 0.00% +0.00
VLO Valero Energy Corp. Add +0.7% 0.07% +0.00
GBTC Grayscale Bitcoin Trust ETF New 0.00% +0.00
COR Cencora Inc. New 0.00% +0.00
SKYX SKYX Platforms Corp. New 0.00% +0.00
OKLO Oklo Inc. New 0.00% +0.00
TSM Taiwan Semiconductor-SP ADR Add +110.4% 0.00% +0.00
BP BP PLC-Spons ADR Add +85.0% 0.01% +0.00
OMFS Invesco RSL 2000 DYN Mltfctr New 0.00% +0.00
LCID Lucid Group Inc. New 0.00% +0.00
ZIM Zim Integrated Shipping Serv New 0.00% +0.00
VEA Vanguard Ftse Developed ETF New 0.00% +0.00
ACGL Arch Capital Group Ltd. New 0.00% +0.00
INTU Intuit Inc. Add +109.1% 0.00% +0.00
SCHH Schwab US REIT ETF New 0.00% +0.00
UNM Unum Group New 0.00% +0.00

Notes & Other Activity Q4 2023 → Q1 2024

EQUITY COMMONWEALTH (EQC 6.5 PERP D) 6.5% CNV PFD D Add +3.3% 310 $8K
BDX Becton Dickinson and Co. COM Reduce -100.0% 0 $76
VOOG Vanguard S&P 500 Growth ETF 500 GRTH IDX F New 0 $49
CI The Cigna Group COM Sold out 0 $45before exit
VCIT Vanguard Int-Term Corporate INT-TERM CORP Reduce -100.0% 0 $29
IEF iShares 7-10 Year Treasury B 7-10 YR TRSY BD Reduce -100.0% 0 $24
BBAX JPMorgan Betabuilders Develo BETA DEVE EX ETF New 0 $20
BNDX Vanguard Total Intl Bond ETF TOTAL INT BD ETF New 0 $19
ITW Illinois Tool Works COM Sold out 0 $17before exit
JEPI JPMorgan Equity Premium Inco EQUITY PREMIUM Reduce -100.0% 0 $13
BBCA JPMorgan Betabuilders Canada BETA CDA ETF NEW New 0 $13
IEMG iShares Core MSCI Emerging CORE MSCI EMKT Reduce -100.0% 0 $12
BBEU JPMorgan Betabuilders Europe BETA EURO ET NE New 0 $10
VGLT Vanguard Long-Term Treasury LONG TERM TREAS New 0 $9
CAG Conagra Brands Inc. COM New 0 $8
VGSH Vanguard Short-Term Treasury SHORT TERM TREAS Sold out 0 $8before exit
BND Vanguard Total Bond Market TOTAL BND MRKT New 0 $5
SPTS SS SPDR P St Term TSY ETF ST SHO TREAS ETF Sold out 0 $1before exit
ROST Ross Stores Inc. COM Reduce -100.0% 0 $0
PNC PNC Financial Services Group COM Reduce -100.0% 0 $0
IGLB iShares 10+ Year Inv GR Corp. 10+ YR INVST GRD Reduce -100.0% 0 $0
SCHR Schwab Intermediate-Term US INT-TRM U.S TRES Reduce -100.0% 0 $0
SCHQ Schwab Long-Term US Treasury LONG TERM US Reduce -100.0% 0 $0
IGSB iShares 1-5Y Inv Grade Corp. ISHS 1-5YR INVS Reduce -100.0% 0 $0
SCHO Schwab Short-Term US Treas SHT TM US TRES Reduce -100.0% 0 $0
VLTO Veralto Corp. COM SHS Reduce -100.0% 0 $0
EMBC Embecta Corp. COMMON STOCK Reduce -100.0% 0 $0
SPTL SS SPDR PF LNG TRM TSY E-Usd ST LON TREAS ETF Reduce -100.0% 0 $0
UYLD Angel Oak Ultrashort Income OAK ULTRASHORT New 0 $0
CARY Angel Oak Income ETF INCOME ETF New 0 $0
BEEM Beam Global COM New 0 $0
CTSH Cognizant Tech Solutions-A CL A New 0 $0
DVN Devon Energy Corp. COM New 0 $0
DFP Flaherty & Crumrine DYN Pref SHS New 0 $0
FLGV Franklin U.S. Treasury Bond US TREAS BD ETF New 0 $0
ULCC Frontier Group Holdings Inc. COM New 0 $0
GILD Gilead Sciences Inc. COM New 0 $0
BOTZ Global X Robotics & Artifici RBTCS ARTFL INTE New 0 $0
GROY Gold Royalty Corp. COMMON SHARES New 0 $0
GSLC Goldman Activebeta US LC ETF ACTIVEBETA US LG New 0 $0
PODD Insulet Corp. COM New 0 $0
KBWB Invesco KBW Bank ETF KBW BK ETF New 0 $0
IVE iShares S&P 500 Value ETF S&P 500 VAL ETF New 0 $0
ISCV iShares Morningstar Small-Ca MRNING SM CP ETF New 0 $0
JSI JH Securitized Income ETF HEND SECU IN ETF New 0 $0
JAAA Janus Henderson Aaa Clo ETF HENDRSON AAA CL New 0 $0
JMBS Janus Henderson Mortg Backed HENDERSON MTG New 0 $0
KNX Knight-Swift Transportation CL A New 0 $0
OGE Oge Energy Corp. COM New 0 $0
OPK Opko Health Inc. COM New 0 $0

Showing the first 50 of 62.

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 432$576.0MIETC, SPYG, SPY, QQQ, RWL
Q1 2026 441$512.8MRWL, IETC, SPY, QQQ, IYG
Q4 2025 422$517.5MRWL, IETC, SPY, QQQ, IYG
Q3 2025 445$507.8MIETC, RWL, SPY, QQQ, IYG
Q2 2025 411$490.7MIETC, RWL, SPY, QQQ, SPYG
Q1 2025 422$400.8MRWL, IETC, SPY, QQQ, SPYG
Q4 2024 405$437.5MIETC, RWL, SPY, QQQ, SPYG
Q3 2024 387$423.0MIETC, RWL, SPY, QQQ, NVDA
Q2 2024 383$405.1MIETC, SPY, RWL, QQQ, NVDA
Q1 2024 386$371.9MIETC, SPY, QQQ, RWL, MSFT