Neuberger Berman Group LLC
In its 13F for Q2 2024 (holdings as of June 30, 2024, filed November 14, 2024), Neuberger Berman Group LLC reported 1,869 stock positions worth $121.8 billion. Its top holding was Microsoft (MSFT) at 4.4% of the portfolio, followed by Apple (AAPL, 3.0%) and Nvidia (NVDA, 2.8%). Compared with Q1 2024, it opened 160 new positions, sold out of 89, added to 869 and reduced 788. The biggest buy was Apple (AAPL, shares +5%) and the biggest sale Adobe (ADBE, shares −63%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001465109
- Portfolio Value
- $121.8B (Q2 2024)
- SEC Filing
- 0001415889-24-026825 ↗ filed Nov 14, 2024
Holdings Value
Holdings 1,869 stocks · $121.8B
| MSFT Microsoft Corp. | 4.38% | 11,922,266 | $5.3B | Add +1.0% |
| AAPL Apple Inc. | 2.99% | 17,309,963 | $3.6B | Add +5.3% |
| NVDA Nvidia Corp. | 2.78% | 27,354,683 | $3.4B | Reduce -1.1% |
| AMZN Amazon.com Inc. | 2.58% | 16,263,953 | $3.1B | Add +2.4% |
| JPM JPMorgan Chase & Co. | 1.65% | 9,931,256 | $2.0B | Reduce -2.8% |
| GOOG Alphabet Inc. Class C | 1.42% | 9,397,468 | $1.7B | Reduce -0.0% |
| GOOGL Alphabet Inc. Class A | 1.39% | 9,273,679 | $1.7B | Reduce -1.3% |
| LLY Eli Lilly & Co. | 1.08% | 1,449,548 | $1.3B | Add +4.1% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.97% | 2,910,823 | $1.2B | Reduce -4.0% |
| NEE Nextera Energy Inc. | 0.93% | 15,923,430 | $1.1B | Add +12.2% |
| TMUS T-Mobile US Inc. | 0.83% | 5,726,753 | $1.0B | Reduce -8.2% |
| META Meta Platforms Inc. Class A | 0.81% | 1,958,886 | $987.7M | Add +10.9% |
| PG The Procter & Gamble Co. | 0.80% | 5,872,205 | $968.6M | Reduce -0.1% |
| ASML ASML Holding NV-NY Reg SHS | 0.76% | 901,325 | $921.8M | Add +4.7% |
| SPGI S&P Global Inc. | 0.74% | 2,016,548 | $899.4M | Reduce -2.6% |
| HD Home Depot Inc. | 0.71% | 2,526,920 | $869.8M | Add +14.7% |
| COST Costco Wholesale Corp. | 0.71% | 1,012,517 | $860.6M | Add +1.6% |
| V Visa Inc. Class A | 0.67% | 3,127,472 | $820.8M | Add +2.3% |
| ADI Analog Devices Inc. | 0.65% | 3,490,662 | $796.8M | Add +10.3% |
| XOM Exxon Mobil Corp. | 0.65% | 6,908,888 | $795.3M | Add +31.7% |
| JNJ Johnson & Johnson | 0.65% | 5,403,291 | $789.7M | Reduce -10.0% |
| DHR Danaher Corp. | 0.62% | 3,042,768 | $760.3M | Add +6.3% |
| ORCL Oracle Corp. | 0.61% | 5,236,788 | $739.4M | Reduce -5.0% |
| IVV iShares Core S&P 500 ETF | 0.60% | 1,335,939 | $731.1M | Add +0.2% |
| TMO Thermo Fisher Scientific Inc. | 0.59% | 1,300,047 | $718.9M | Add +9.6% |
| MA Mastercard Inc. Class A | 0.58% | 1,593,860 | $703.2M | Add +0.9% |
| PGR Progressive Corp. | 0.57% | 3,364,711 | $699.1M | Reduce -19.1% |
| MSI Motorola Solutions Inc. | 0.57% | 1,793,625 | $692.4M | Reduce -2.6% |
| QCOM Qualcomm Inc. | 0.57% | 3,457,124 | $688.6M | Reduce -8.9% |
| WMT Walmart Inc. | 0.56% | 10,073,958 | $682.1M | Reduce -9.8% |
| MRK Merck & Co. Inc. | 0.52% | 5,102,072 | $632.5M | Reduce -7.6% |
| INTU Intuit Inc. | 0.52% | 955,042 | $627.6M | Reduce -3.4% |
| CSX CSX Corp. | 0.49% | 17,960,342 | $600.7M | Reduce -4.4% |
| UNP Union Pacific Corp. | 0.48% | 2,585,960 | $585.1M | Reduce -2.6% |
| AON Aon PLC Class A | 0.48% | 1,986,433 | $583.2M | Add +15.3% |
| APH Amphenol Corp. Class A | 0.48% | 8,637,792 | $582.0M | Add +28.1% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.46% | 5,101,905 | $561.7M | Reduce -1.6% |
| MCD McDonald's Corp. | 0.46% | 2,198,095 | $560.2M | Reduce -0.9% |
| FCX Freeport-McMoran Inc. | 0.45% | 11,382,345 | $553.1M | Add +59.5% |
| CRM Salesforce Inc. | 0.42% | 2,010,840 | $517.0M | Add +8.8% |
| CNP Centerpoint Energy Inc. | 0.42% | 16,639,434 | $515.5M | Add +1.5% |
| SRE Sempra | 0.42% | 6,733,324 | $512.1M | Reduce -7.6% |
| ELV Elevance Health Inc. | 0.41% | 919,189 | $498.0M | Add +2.9% |
| BX Blackstone Inc. | 0.40% | 3,896,170 | $482.3M | Reduce -5.3% |
| REGN Regeneron Pharmaceuticals | 0.39% | 455,800 | $479.1M | Add +0.9% |
| CDW CDW Corp. | 0.39% | 2,135,161 | $477.9M | Add +3.2% |
| AVGO Broadcom Inc. | 0.39% | 295,406 | $474.3M | Add +28.7% |
| EPD Enterprise Products Partners | 0.39% | 16,224,927 | $470.2M | Add +0.3% |
| AVY Avery Dennison Corp. | 0.38% | 2,136,812 | $467.2M | Add +12.0% |
| CME Cme Group Inc. | 0.37% | 2,297,995 | $451.8M | Reduce -5.3% |
| MDLZ Mondelez International Inc. Class A | 0.37% | 6,886,940 | $450.8M | Reduce -21.0% |
| NOW ServiceNow Inc. | 0.37% | 567,565 | $446.5M | Add +11.9% |
| UNH Unitedhealth Group Inc. | 0.37% | 873,213 | $444.7M | Reduce -10.6% |
| DUK Duke Energy Corp. | 0.36% | 4,376,683 | $438.7M | Reduce -12.4% |
| VRSK Verisk Analytics Inc. | 0.36% | 1,623,557 | $437.6M | Reduce -5.8% |
| LNG Cheniere Energy Inc. | 0.35% | 2,429,131 | $424.7M | Add +5.5% |
| WMB Williams Cos Inc. | 0.35% | 9,951,362 | $422.9M | Add +4.7% |
| TXN Texas Instruments Inc. | 0.35% | 2,173,804 | $422.8M | Add +2.7% |
| PNC PNC Financial Services Group | 0.35% | 2,719,093 | $422.5M | Reduce -11.2% |
| AZN Astrazeneca PLC-Spons ADR | 0.35% | 5,406,505 | $421.7M | Add +2.8% |
| AMD Advanced Micro Devices | 0.35% | 2,592,478 | $420.5M | Reduce -11.5% |
| KEX Kirby Corp. | 0.34% | 3,420,244 | $409.5M | Reduce -2.7% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.33% | 10,252,970 | $407.6M | Reduce -7.6% |
| MANH Manhattan Associates Inc. | 0.33% | 1,642,190 | $405.1M | Add +0.2% |
| TRGP Targa Resources Corp. | 0.33% | 3,123,418 | $402.2M | Reduce -6.6% |
| FICO Fair Isaac Corp. | 0.33% | 267,740 | $398.6M | Reduce -16.8% |
| FISV Fiserv Inc. | 0.33% | 2,670,621 | $398.0M | Add +0.3% |
| UBER Uber Technologies Inc. | 0.33% | 5,456,882 | $396.6M | Add +28.5% |
| ETN Eaton Corp. PLC | 0.32% | 1,246,011 | $390.7M | Reduce -5.1% |
| GS Goldman Sachs Group Inc. | 0.32% | 860,320 | $389.1M | Add +3.9% |
| PFE Pfizer Inc. | 0.32% | 13,797,650 | $386.0M | Reduce -9.5% |
| CVX Chevron Corp. | 0.31% | 2,449,522 | $383.2M | Reduce -1.8% |
| AEM Agnico Eagle Mines Ltd. | 0.31% | 5,683,866 | $371.9M | Add +16.1% |
| MCO Moody's Corp. | 0.30% | 880,398 | $370.6M | Add +11.3% |
| APO Apollo Global Management Inc. | 0.30% | 3,109,362 | $367.1M | Add +5.4% |
| BDX Becton Dickinson and Co. | 0.30% | 1,545,082 | $360.9M | Add +14.5% |
| BLK BlackRock Finance Inc. | 0.29% | 447,654 | $352.4M | Add +2.0% |
| VOO Vanguard S&P 500 ETF | 0.29% | 703,387 | $351.8M | Reduce -2.0% |
| ZTS Zoetis Inc. | 0.28% | 1,992,845 | $345.5M | Reduce -31.2% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.28% | 1,994,576 | $344.9M | Reduce -3.4% |
| FE Firstenergy Corp. | 0.28% | 8,938,545 | $342.1M | Add +4.9% |
| DTE DTE Energy Company | 0.28% | 3,070,702 | $340.9M | Reduce -13.8% |
| TTEK Tetra Tech Inc. | 0.28% | 1,662,687 | $340.0M | Reduce -1.4% |
| ABBV Abbvie Inc. | 0.28% | 1,953,375 | $335.0M | Add +5.4% |
| AMT American Tower Corp. | 0.27% | 1,686,025 | $327.7M | Reduce -0.3% |
| NFLX Netflix Inc. | 0.26% | 470,776 | $317.7M | Add +69.6% |
| HAE Haemonetics Corp. | 0.26% | 3,833,888 | $317.2M | Add +1.2% |
| AMAT Applied Materials Inc. | 0.26% | 1,339,326 | $315.9M | Reduce -10.2% |
| SPSC SPS Commerce Inc. | 0.26% | 1,660,353 | $312.4M | Reduce -5.4% |
| BSX Boston Scientific Corp. | 0.26% | 4,034,284 | $310.7M | Add +2.8% |
| EXP Eagle Materials Inc. | 0.25% | 1,425,006 | $309.9M | Reduce -8.0% |
| EOG EOG Resources Inc. | 0.25% | 2,442,489 | $307.4M | Add +1.6% |
| RIO Rio Tinto PLC-Spon ADR | 0.25% | 4,630,301 | $305.3M | Reduce -3.6% |
| KDP Keurig Dr Pepper Inc. | 0.25% | 9,095,561 | $303.8M | Reduce -7.3% |
| LIN Linde PLC | 0.25% | 690,977 | $303.2M | Add +2.3% |
| RBC RBC Bearings Inc. | 0.25% | 1,119,575 | $302.0M | Reduce -1.9% |
| ABG Asbury Automotive Group | 0.25% | 1,318,444 | $300.4M | Reduce -4.9% |
| LSCC Lattice Semiconductor Corp. | 0.24% | 5,086,187 | $294.9M | Reduce -10.6% |
| LEN Lennar Corp. Class A | 0.24% | 1,966,852 | $294.8M | Add +0.7% |
| CHD Church & Dwight Co. Inc. | 0.24% | 2,815,191 | $291.9M | Reduce -3.3% |
Options reported separately and not counted above: GDX calls ($2.3M), SNPS puts ($425K), PLTR calls ($201K).
Other holdings (26): bonds, preferreds, convertibles and warrants · $66.0M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | 9,000,000 | $9.0M | No change |
| INFINERA CORP (INFN 3.75 08/01/28) | NOTE 3.750% 8/0 · principal | 7,500,000 | $8.3M | No change |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 163,015 | $6.8M | Reduce -0.9% |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 6,555,000 | $5.9M | Reduce -4.5% |
| INFINERA CORP (INFN 2.5 03/01/27) | NOTE 2.500% 3/0 · principal | 5,696,000 | $5.9M | Reduce -42.5% |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | 7,810,000 | $4.9M | Reduce -51.2% |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 60,653 | $4.0M | Add +0.4% |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | 4,305,000 | $3.9M | Add +3.4% |
| CRACKER BARREL OLD COUNT (CBRL 0.625 06/15/26) | NOTE 0.625% 6/1 · principal | 4,270,000 | $3.8M | Add +7.3% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 3,002 | $3.6M | Reduce -3.1% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 2,136 | $2.5M | Add +1.7% |
| VAIL RESORTS INC (MTN 0 01/01/26) | NOTE 1/0 · principal | 2,515,000 | $2.3M | Add +8.9% |
| ETWOW E2OPEN Parent Ho -CW25 | *W EXP 02/04/202 | 10,140,000 | $2.2M | No change |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | 1,745,000 | $1.5M | Reduce -4.1% |
| BLACKSTONE MORTGAGE TR (BXMT 5.5 03/15/27) | NOTE 5.500% 3/1 · principal | 755,000 | $676K | No change |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 110,131 | $270K | No change |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | 4,776 | $226K | Reduce -4.0% |
| ARKOW Arko Corp. -CW25 | *W EXP 12/22/202 | 359,773 | $172K | No change |
| VISHAY INTERTECHNOLOGY (VSH 2.25 06/15/25) | NOTE 2.250% 6/1 · principal | 35,000 | $34K | No change |
| SUNRUN INC (RUN 0 02/01/26) | NOTE 2/0 · principal | 20,000 | $17K | No change |
| LIBERTY INTERACTIVE LLC (LINTA 4 11/15/29) | DEB 4.000%11/1 · principal | 36,799 | $13K | No change |
| QBTS.WS D-Wave Quantum Inc. -27 | *W EXP 08/05/202 | 76,435 | $9K | No change |
| CVIIW Churchill Capital Vii -CW28 | *W EXP 02/29/202 | 18,560 | $6K | No change |
| MACAW Moringa Acquisition Cor-CW26 | *W EXP 02/22/202 | 31,552 | $3K | No change |
| MAPSW WM Technology Inc.-CW24 | *W EXP 06/16/202 | 32,468 | $2K | New |
| INNOVID CORP | *W EXP 11/30/202 | 23,664 | $2K | No change |
Total filed on the 13F, all lines: $121.8B.
Portfolio Sells Q1 2024 → Q2 2024
| ADBE Adobe Inc. | Reduce -62.8% | 0.13% | −0.19 |
| PXD Pioneer Natural Resources Co. | Sold out | 0.00% | −0.17 |
| CVS CVS Health Corp. | Reduce -86.4% | 0.02% | −0.16 |
| JNJ Johnson & Johnson | Reduce -10.0% | 0.65% | −0.14 |
| PGR Progressive Corp. | Reduce -19.1% | 0.57% | −0.14 |
| MDLZ Mondelez International Inc. Class A | Reduce -21.0% | 0.37% | −0.13 |
| ACN Accenture PLC Class A | Reduce -39.9% | 0.14% | −0.13 |
| LSCC Lattice Semiconductor Corp. | Reduce -10.6% | 0.24% | −0.13 |
| ZTS Zoetis Inc. | Reduce -31.2% | 0.28% | −0.12 |
| POOL Pool Corp. | Reduce -21.3% | 0.16% | −0.11 |
| IQV Iqvia Holdings Inc. | Reduce -64.0% | 0.04% | −0.10 |
| EXP Eagle Materials Inc. | Reduce -8.0% | 0.25% | −0.09 |
| AMD Advanced Micro Devices | Reduce -11.5% | 0.35% | −0.09 |
| ZBH Zimmer Biomet Holdings Inc. | Reduce -38.9% | 0.09% | −0.09 |
| DIS The Walt Disney Co. | Reduce -31.8% | 0.11% | −0.09 |
| RMBS Rambus Inc. | Reduce -46.4% | 0.09% | −0.09 |
| MRK Merck & Co. Inc. | Reduce -7.6% | 0.52% | −0.08 |
| CSX CSX Corp. | Reduce -4.4% | 0.49% | −0.08 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -4.0% | 0.97% | −0.08 |
| MODN Model N Inc. | Sold out | 0.00% | −0.08 |
| KEYS Keysight Technologies Inc. | Reduce -62.8% | 0.04% | −0.08 |
| CCL Carnival Corp. | Reduce -81.1% | 0.02% | −0.07 |
| PLD Prologis Inc. | Reduce -18.0% | 0.17% | −0.07 |
| CRH CRH PLC | Reduce -23.8% | 0.13% | −0.07 |
| BHP BHP Group Ltd.-Spon ADR | Reduce -76.9% | 0.02% | −0.07 |
| C Citigroup Inc. | Reduce -30.8% | 0.15% | −0.07 |
| NUE Nucor Corp. | Reduce -72.5% | 0.02% | −0.06 |
| SRCL Stericycle Inc. | Reduce -68.2% | 0.03% | −0.06 |
| PNC PNC Financial Services Group | Reduce -11.2% | 0.35% | −0.06 |
| EXC Exelon Corp. | Reduce -22.4% | 0.15% | −0.06 |
| CME Cme Group Inc. | Reduce -5.3% | 0.37% | −0.06 |
| UNP Union Pacific Corp. | Reduce -2.6% | 0.48% | −0.06 |
| MCD McDonald's Corp. | Reduce -0.9% | 0.46% | −0.06 |
| VTRU Vitru Ltd. | Sold out | 0.00% | −0.05 |
| ATRI Atrion Corporation | Reduce -77.9% | 0.01% | −0.05 |
| SYK Stryker Corp. | Reduce -19.7% | 0.17% | −0.05 |
| WEX Wex Inc. | Reduce -24.6% | 0.07% | −0.05 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -82.3% | 0.01% | −0.05 |
| BX Blackstone Inc. | Reduce -5.3% | 0.40% | −0.05 |
| HUM Humana Inc. | Reduce -59.2% | 0.04% | −0.05 |
| DTE DTE Energy Company | Reduce -13.8% | 0.28% | −0.05 |
| SWN Southwestern Energy Co. | Reduce -99.0% | 0.00% | −0.05 |
| LOW Lowe's Cos Inc. | Reduce -16.1% | 0.13% | −0.05 |
| SWAV Shockwave Medical Inc. | Sold out | 0.00% | −0.05 |
| CHE Chemed Corp. | Reduce -1.7% | 0.22% | −0.05 |
| SHW The Sherwin-Williams Co. | Reduce -15.9% | 0.12% | −0.05 |
| SPHY SS SPDR P High Yield ETF | Reduce -21.8% | 0.15% | −0.05 |
| WST West Pharmaceutical Services | Reduce -13.9% | 0.11% | −0.05 |
| GILD Gilead Sciences Inc. | Reduce -75.2% | 0.01% | −0.04 |
| DASH DoorDash Inc. Class A | Reduce -27.4% | 0.06% | −0.04 |
Portfolio Buys Q1 2024 → Q2 2024
| AAPL Apple Inc. | Add +5.3% | 2.99% | +0.66 |
| MSFT Microsoft Corp. | Add +1.0% | 4.38% | +0.27 |
| AMZN Amazon.com Inc. | Add +2.4% | 2.58% | +0.21 |
| LLY Eli Lilly & Co. | Add +4.1% | 1.08% | +0.18 |
| FCX Freeport-McMoran Inc. | Add +59.5% | 0.45% | +0.18 |
| NEE Nextera Energy Inc. | Add +12.2% | 0.93% | +0.18 |
| APH Amphenol Corp. Class A | Add +28.1% | 0.48% | +0.16 |
| ARM Arm Holdings PLC-ADR | Add +373.9% | 0.18% | +0.15 |
| XOM Exxon Mobil Corp. | Add +31.7% | 0.65% | +0.15 |
| GE General Electric | Add +509.9% | 0.18% | +0.15 |
| AVGO Broadcom Inc. | Add +28.7% | 0.39% | +0.14 |
| ADI Analog Devices Inc. | Add +10.3% | 0.65% | +0.14 |
| NFLX Netflix Inc. | Add +69.6% | 0.26% | +0.12 |
| MU Micron Technology Inc. | Add +127.6% | 0.19% | +0.12 |
| TSM Taiwan Semiconductor-SP ADR | Add +58.2% | 0.21% | +0.10 |
| WAY Waystar Holding Corp. | New | 0.10% | +0.10 |
| COST Costco Wholesale Corp. | Add +1.6% | 0.71% | +0.10 |
| META Meta Platforms Inc. Class A | Add +10.9% | 0.81% | +0.10 |
| NKE Nike Inc. Class B | Add +108.6% | 0.23% | +0.09 |
| DELL Dell Technologies -C | Add +252.7% | 0.12% | +0.09 |
| NBSD Neuberger Short Duration Inc. | New | 0.07% | +0.07 |
| COO The Cooper Cos Inc. | Add +106.5% | 0.16% | +0.07 |
| ASML ASML Holding NV-NY Reg SHS | Add +4.7% | 0.76% | +0.07 |
| AEM Agnico Eagle Mines Ltd. | Add +16.1% | 0.31% | +0.06 |
| SPOT Spotify Technology SA | Add +135.8% | 0.10% | +0.06 |
| UBER Uber Technologies Inc. | Add +28.5% | 0.33% | +0.06 |
| SNPS Synopsys Inc. | Add +45.9% | 0.16% | +0.05 |
| BAM Brookfield Asset Mgmt-A | Add +151.9% | 0.09% | +0.05 |
| AZN Astrazeneca PLC-Spons ADR | Add +2.8% | 0.35% | +0.05 |
| FLEX Flex Ltd. | New | 0.05% | +0.05 |
| MCO Moody's Corp. | Add +11.3% | 0.30% | +0.05 |
| NOW ServiceNow Inc. | Add +11.9% | 0.37% | +0.05 |
| MRO Marathon Oil Corp. | Add +4378.6% | 0.05% | +0.05 |
| CNX CNX Resources Corp. | Add +40.6% | 0.15% | +0.04 |
| ALC Alcon Inc. | Add +36.4% | 0.14% | +0.04 |
| TXN Texas Instruments Inc. | Add +2.7% | 0.35% | +0.04 |
| LNG Cheniere Energy Inc. | Add +5.5% | 0.35% | +0.04 |
| NBFC Neuberger Flexible Credit Inc. | New | 0.04% | +0.04 |
| WMB Williams Cos Inc. | Add +4.7% | 0.35% | +0.04 |
| OXY Occidental Petroleum Corp. | Add +141.1% | 0.07% | +0.04 |
| BMRN Biomarin Pharmaceutical Inc. | Add +134.9% | 0.07% | +0.04 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Add +228.2% | 0.06% | +0.04 |
| PLTR Palantir Technologies Inc. Class A | Add +83.9% | 0.08% | +0.04 |
| CYBR Cyberark Software Ltd./Israel | Add +219.8% | 0.06% | +0.04 |
| CEG Constellation Energy | Add +84.8% | 0.08% | +0.04 |
| CNP Centerpoint Energy Inc. | Add +1.5% | 0.42% | +0.04 |
| PM Philip Morris International | Add +15.8% | 0.16% | +0.03 |
| HCP Hashicorp Inc. Class A | Add +729.5% | 0.04% | +0.03 |
| REGN Regeneron Pharmaceuticals | Add +0.9% | 0.39% | +0.03 |
| GS Goldman Sachs Group Inc. | Add +3.9% | 0.32% | +0.03 |
Options Activity Q1 2024 → Q2 2024
| GDX Vaneck Gold Miners ETF | call | Add +23.8% | 13,000 | $2.3M |
| BMRN Biomarin Pharmaceutical Inc. | put | Sold out | 722 | $617Kbefore exit |
| SNPS Synopsys Inc. | put | Add +38.4% | 119 | $425K |
| MTCH Match Group Inc. | call | Sold out | 3,704 | $346Kbefore exit |
| LSXMK Liberty Media Corp.-Liber-New | put | Sold out | 2,200 | $260Kbefore exit |
| COIN Coinbase Global Inc. Class A | call | Sold out | 30 | $259Kbefore exit |
| PLTR Palantir Technologies Inc. Class A | call | New | 850 | $201K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q1 2024 → Q2 2024
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Reduce -0.9% | 163,015 | $6.8M |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | Reduce -4.5% | 6,555,000 | $5.9M |
| INFINERA CORP (INFN 2.5 03/01/27) | NOTE 2.500% 3/0 · principal | Reduce -42.5% | 5,696,000 | $5.9M |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | Reduce -51.2% | 7,810,000 | $4.9M |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | Add +0.4% | 60,653 | $4.0M |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | Add +3.4% | 4,305,000 | $3.9M |
| CRACKER BARREL OLD COUNT (CBRL 0.625 06/15/26) | NOTE 0.625% 6/1 · principal | Add +7.3% | 4,270,000 | $3.8M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Reduce -3.1% | 3,002 | $3.6M |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +1.7% | 2,136 | $2.5M |
| VAIL RESORTS INC (MTN 0 01/01/26) | NOTE 1/0 · principal | Add +8.9% | 2,515,000 | $2.3M |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | Reduce -4.1% | 1,745,000 | $1.5M |
| PARAMOUNT GLOBAL (SKYD 5.75 04/01/24 A) | 5.75% CONV PFD A | Sold out | 88,536 | $1.2Mbefore exit |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | Sold out | 59,808 | $702Kbefore exit |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | Reduce -4.0% | 4,776 | $226K |
| MAPSW WM Technology Inc.-CW24 | *W EXP 06/16/202 | New | 32,468 | $2K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 2,266 | $149.8B | NVDA, AAPL, AMZN, MSFT, GOOGL |
| Q1 2026 | 2,138 | $131.3B | NVDA, MSFT, AAPL, AMZN, GOOGL |
| Q4 2025 | 2,082 | $134.2B | MSFT, NVDA, AAPL, AMZN, GOOGL |
| Q3 2025 | 2,007 | $136.7B | MSFT, NVDA, AAPL, AMZN, JPM |
| Q2 2025Amended | 2,023 | $129.9B | MSFT, NVDA, AMZN, AAPL, JPM |
| Q1 2025 | 1,942 | $119.3B | MSFT, AAPL, AMZN, NVDA, JPM |
| Q4 2024 | 1,896 | $125.9B | MSFT, AAPL, NVDA, AMZN, JPM |
| Q3 2024 | 1,896 | $128.1B | MSFT, AAPL, NVDA, AMZN, JPM |
| Q2 2024Amended | 1,869 | $121.8B | MSFT, AAPL, NVDA, AMZN, JPM |
| Q1 2024Amended | 1,796 | $120.9B | MSFT, AMZN, AAPL, NVDA, JPM |