Neuberger Berman Group LLC
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 14, 2026), Neuberger Berman Group LLC reported 2,138 stock positions worth $131.3 billion. Its top holding was Nvidia (NVDA) at 3.9% of the portfolio, followed by Microsoft (MSFT, 3.2%) and Apple (AAPL, 3.1%). Compared with Q4 2025, it opened 162 new positions, sold out of 107, added to 1,048 and reduced 856. The biggest buy was iShares Core S&P 500 ETF (IVV, shares +29%) and the biggest sale Microsoft (MSFT, shares −3%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001465109
- Portfolio Value
- $131.3B (Q1 2026)
- SEC Filing
- 0001465109-26-000030 ↗ filed May 14, 2026
Holdings Value
Holdings 2,138 stocks · $131.3B
| NVDA Nvidia Corp. | 3.87% | 29,167,377 | $5.1B | Add +8.5% |
| MSFT Microsoft Corp. | 3.21% | 11,385,383 | $4.2B | Reduce -3.1% |
| AAPL Apple Inc. | 3.07% | 15,901,898 | $4.0B | Reduce -1.9% |
| AMZN Amazon.com Inc. | 2.78% | 17,510,023 | $3.6B | Add +6.5% |
| GOOGL Alphabet Inc. Class A | 2.09% | 9,535,136 | $2.7B | Add +0.6% |
| GOOG Alphabet Inc. Class C | 1.87% | 8,565,244 | $2.5B | Reduce -2.2% |
| JPM JPMorgan Chase & Co. | 1.77% | 7,886,541 | $2.3B | Reduce -4.0% |
| LLY Eli Lilly & Co. | 1.21% | 1,732,649 | $1.6B | Reduce -2.5% |
| IVV iShares Core S&P 500 ETF | 1.14% | 2,298,647 | $1.5B | Add +29.2% |
| META Meta Platforms Inc. Class A | 1.08% | 2,469,497 | $1.4B | Add +2.0% |
| AVGO Broadcom Inc. | 0.99% | 4,204,389 | $1.3B | Reduce -0.7% |
| NEE Nextera Energy Inc. | 0.98% | 13,813,261 | $1.3B | Add +0.1% |
| HD Home Depot Inc. | 0.97% | 3,883,681 | $1.3B | Add +0.2% |
| XOM Exxon Mobil Corp. | 0.81% | 6,265,593 | $1.1B | Reduce -8.7% |
| ASML ASML Holding NV-NY Reg SHS filed as ASML HLDG NV | 0.73% | 724,980 | $956.6M | Reduce -2.6% |
| V Visa Inc. Class A | 0.71% | 3,098,891 | $936.6M | Add +2.3% |
| JNJ Johnson & Johnson | 0.68% | 3,642,540 | $890.3M | Add +0.2% |
| COST Costco Wholesale Corp. | 0.68% | 892,222 | $889.3M | Add +6.8% |
| WMB Williams Cos Inc. | 0.64% | 11,511,441 | $838.1M | Reduce -2.4% |
| TMUS T-Mobile US Inc. | 0.63% | 3,936,458 | $826.9M | Reduce -11.7% |
| ADI Analog Devices Inc. | 0.63% | 2,597,955 | $826.5M | Add +8.8% |
| MSI Motorola Solutions Inc. | 0.62% | 1,883,950 | $817.6M | Add +15.9% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.60% | 1,650,174 | $790.5M | Reduce -10.9% |
| GE General Electric filed as GE AEROSPACE | 0.58% | 2,670,368 | $757.7M | Add +7.5% |
| APH Amphenol Corp. Class A | 0.57% | 5,906,177 | $746.2M | Reduce -11.8% |
| MA Mastercard Inc. Class A | 0.56% | 1,467,749 | $733.2M | Reduce -6.2% |
| NFLX Netflix Inc. | 0.55% | 7,445,068 | $716.1M | Add +42.2% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.53% | 4,359,888 | $696.1M | Reduce -0.3% |
| TRGP Targa Resources Corp. | 0.52% | 2,709,896 | $679.4M | Reduce -3.0% |
| ORCL Oracle Corp. | 0.51% | 4,559,105 | $670.7M | Reduce -5.7% |
| CVX Chevron Corp. | 0.51% | 3,203,190 | $663.0M | Reduce -10.5% |
| NBCR Neuberger Core Equity ETF | 0.50% | 22,069,952 | $654.9M | Add +18.4% |
| CME Cme Group Inc. | 0.48% | 2,132,546 | $630.0M | Reduce -1.7% |
| LIN Linde PLC | 0.47% | 1,249,519 | $619.5M | Reduce -1.8% |
| CAT Caterpillar Inc. | 0.47% | 865,879 | $612.9M | Add +1.8% |
| MCD McDonald's Corp. | 0.46% | 1,940,554 | $603.2M | Add +6.2% |
| AON Aon PLC Class A | 0.46% | 1,857,834 | $599.7M | Add +3.0% |
| SPGI S&P Global Inc. | 0.45% | 1,389,747 | $591.0M | Add +5.8% |
| LNG Cheniere Energy Inc. | 0.44% | 2,052,277 | $582.4M | Reduce -6.1% |
| WMT Walmart Inc. | 0.44% | 4,629,617 | $575.3M | Reduce -11.3% |
| ETN Eaton Corp. PLC | 0.41% | 1,496,635 | $535.4M | Add +1.9% |
| AZN Astrazeneca PLC | 0.40% | 2,635,014 | $518.7M | Add +6.3% |
| DHR Danaher Corp. | 0.39% | 2,734,501 | $518.3M | Reduce -2.1% |
| AMD Advanced Micro Devices | 0.39% | 2,541,282 | $517.0M | Add +59.1% |
| EPD Enterprise Products Partners | 0.39% | 13,640,543 | $516.2M | Reduce -4.6% |
| CSX CSX Corp. | 0.38% | 12,258,054 | $502.8M | Add +18.9% |
| BX Blackstone Inc. | 0.37% | 4,177,376 | $480.4M | Add +9.8% |
| UBER Uber Technologies Inc. | 0.36% | 6,622,329 | $476.3M | Add +8.1% |
| VOO Vanguard S&P 500 ETF | 0.35% | 764,533 | $456.8M | Add +9.0% |
| CSCO Cisco Systems Inc. | 0.35% | 5,881,247 | $456.4M | Reduce -5.8% |
| SCCO Southern Copper Corp. | 0.34% | 2,608,992 | $448.6M | Reduce -11.1% |
| CNP Centerpoint Energy Inc. | 0.34% | 10,353,514 | $447.0M | Reduce -5.3% |
| BA The Boeing Co. | 0.34% | 2,245,993 | $446.5M | Add +1.5% |
| BSX Boston Scientific Corp. | 0.34% | 7,072,894 | $443.8M | Add +76.4% |
| TMO Thermo Fisher Scientific Inc. | 0.33% | 885,570 | $435.3M | Reduce -1.6% |
| UNP Union Pacific Corp. | 0.33% | 1,791,767 | $434.7M | Reduce -6.1% |
| TSM Taiwan Semiconductor-SP ADR | 0.32% | 1,272,851 | $424.1M | Reduce -1.1% |
| FE Firstenergy Corp. | 0.31% | 7,921,474 | $401.3M | Reduce -12.1% |
| DTM DT Midstream Inc. | 0.30% | 2,937,408 | $395.6M | Add +5.6% |
| MRK Merck & Co. Inc. | 0.30% | 3,280,851 | $394.6M | Add +7.9% |
| MS Morgan Stanley | 0.30% | 2,383,354 | $392.4M | Add +4.7% |
| RTX RTX Corp. | 0.28% | 1,901,690 | $366.8M | Add +2.9% |
| WFC Wells Fargo & Co. | 0.28% | 4,591,757 | $365.3M | Reduce -16.4% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.28% | 7,470,893 | $364.0M | Reduce -16.3% |
| CEG Constellation Energy | 0.27% | 1,277,071 | $356.7M | Add +12.7% |
| MU Micron Technology Inc. | 0.27% | 1,044,971 | $351.7M | Add +28.8% |
| AMAT Applied Materials Inc. | 0.26% | 1,020,554 | $346.8M | Reduce -10.2% |
| URI United Rentals Inc. | 0.26% | 471,295 | $343.2M | Add +12.5% |
| PGR Progressive Corp. | 0.26% | 1,699,669 | $337.1M | Add +1.2% |
| REGN Regeneron Pharmaceuticals | 0.25% | 427,129 | $330.1M | Add +1.2% |
| MKSI MKS Inc. | 0.25% | 1,433,529 | $329.4M | Reduce -1.9% |
| INTC Intel Corp. | 0.25% | 7,412,671 | $326.5M | Add +2.2% |
| MDT Medtronic PLC | 0.24% | 3,698,203 | $320.3M | Add +3.4% |
| LRCX Lam Research Corp. | 0.24% | 1,463,046 | $312.6M | Reduce -12.4% |
| UGI Ugi Corp. | 0.23% | 8,427,167 | $307.0M | Add +14.9% |
| ET Energy Transfer LP | 0.23% | 15,839,816 | $305.7M | Reduce -0.7% |
| BLK BlackRock Inc. | 0.23% | 315,260 | $303.2M | Reduce -1.6% |
| NVT Nvent Electric PLC | 0.23% | 2,538,697 | $300.3M | Reduce -6.0% |
| AEM Agnico Eagle Mines Ltd. | 0.23% | 1,489,126 | $300.3M | Reduce -22.2% |
| GS Goldman Sachs Group Inc. | 0.23% | 354,334 | $300.1M | Reduce -4.8% |
| TXN Texas Instruments Inc. | 0.23% | 1,539,126 | $298.4M | Add +2.9% |
| MCO Moody's Corp. | 0.23% | 680,927 | $297.1M | Add +2.6% |
| ABT Abbott Laboratories | 0.23% | 2,878,726 | $295.5M | Reduce -39.5% |
| VST Vistra Corp. | 0.22% | 1,960,441 | $294.7M | Reduce -5.6% |
| GEV GE Vernova Inc. | 0.22% | 333,194 | $290.8M | Add +33.7% |
| BN Brookfield Corp. | 0.22% | 7,149,678 | $288.9M | Add +3.0% |
| EQT Eqt Corp. | 0.22% | 4,516,346 | $287.4M | Reduce -8.4% |
| FCX Freeport-McMoran Inc. | 0.22% | 4,849,127 | $283.8M | Reduce -6.9% |
| ACA Arcosa Inc. | 0.22% | 2,673,845 | $283.6M | Add +1.5% |
| PWR Quanta Services Inc. | 0.22% | 515,590 | $283.1M | Reduce -4.4% |
| TER Teradyne Inc. | 0.22% | 971,517 | $282.7M | Add +332.9% |
| BIP Brookfield Infrastructure Pa | 0.21% | 7,704,277 | $278.3M | Add +5.5% |
| WTM White Mountains Insurance GP | 0.21% | 124,715 | $274.0M | Reduce -3.8% |
| TDW Tidewater Inc. | 0.21% | 3,271,371 | $273.3M | Reduce -11.8% |
| PFE Pfizer Inc. | 0.21% | 9,693,119 | $272.1M | Add +31.7% |
| ESI Element Solutions Inc. | 0.21% | 7,967,429 | $272.0M | Reduce -15.0% |
| ABBV Abbvie Inc. | 0.20% | 1,234,836 | $268.6M | Add +4.4% |
| CRWD CrowdStrike Holdings Inc. Class A | 0.20% | 683,807 | $267.0M | Add +38.3% |
| CNX CNX Resources Corp. | 0.20% | 6,909,377 | $266.5M | Reduce -2.9% |
| PG The Procter & Gamble Co. | 0.20% | 1,836,867 | $265.4M | Reduce -17.5% |
Options reported separately and not counted above: SPY puts ($5.6M), XLE calls ($4.3M), MOO puts ($4.0M), GDX calls ($3.8M), QQQ puts ($521K), PTON calls ($71K).
Other holdings (18): bonds, preferreds, convertibles and warrants · $84.2M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| KKR & CO INC (KKR 6.25 03/01/28 D) | 6.25 CON SER D | 555,600 | $22.4M | Reduce -1.2% |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | 119,049 | $7.7M | Add +10.1% |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | 7,700,000 | $7.4M | Reduce -2.5% |
| PG&E CORP (PCG 6 12/01/27 A) | PFD CONV SER A | 163,573 | $7.0M | Reduce -1.3% |
| ORACLE CORP (ORCL 6.5 01/15/29 D) | 6.5 DEP CUM SR D | 150,199 | $6.8M | New |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | 6,470,000 | $6.1M | Add +1.6% |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 86,566 | $5.1M | Add +0.5% |
| PEBBLEBROOK HOTEL TRUST (PEB 6.375 PERP E) | 6.375 PFD SER E | 242,021 | $4.6M | Reduce -16.6% |
| PEBBLEBROOK HOTEL TRUST (PEB 6.3 PERP F) | 6.3 CUM PFD SR F | 213,663 | $4.1M | No change |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 2,556 | $3.0M | Add +3.9% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 2,439 | $2.9M | Reduce -1.4% |
| ZIFF DAVIS INC (ZD 1.75 11/01/26) | NOTE 1.750%11/0 · principal | 2,850,000 | $2.8M | Reduce -19.1% |
| WINNEBAGO INDUSTRIES (WGO 3.25 01/15/30) | NOTE 3.250% 1/1 · principal | 2,570,000 | $2.3M | Add +0.8% |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 21,880 | $1.6M | Reduce -4.8% |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | 5,000 | $354K | No change |
| LIBERTY INTERACTIVE LLC (LINTA 4 11/15/29) | DEB 4.000%11/1 · principal | 36,799 | $1K | No change |
| SLXNW Biomotion Sciences-CW29 | *W EXP 08/15/202 | 31,552 | $641 | No change |
| MAPSW WM Technology Inc.-CW24 | *W EXP 06/16/202 | 32,468 | $114 | No change |
Total filed on the 13F, all lines: $131.4B.
Portfolio Sells Q4 2025 → Q1 2026
| MSFT Microsoft Corp. | Reduce -3.1% | 3.21% | −1.03 |
| ABT Abbott Laboratories | Reduce -39.5% | 0.23% | −0.22 |
| AAPL Apple Inc. | Reduce -1.9% | 3.07% | −0.21 |
| LLY Eli Lilly & Co. | Reduce -2.5% | 1.21% | −0.21 |
| JPM JPMorgan Chase & Co. | Reduce -4.0% | 1.77% | −0.21 |
| KD Kyndryl Holdings Inc. | Reduce -32.8% | 0.10% | −0.20 |
| ORCL Oracle Corp. | Reduce -5.7% | 0.51% | −0.19 |
| GOOG Alphabet Inc. Class C | Reduce -2.2% | 1.87% | −0.18 |
| INTU Intuit Inc. | Reduce -20.7% | 0.15% | −0.13 |
| WBD Warner Bros Discovery Inc. | Reduce -43.5% | 0.15% | −0.12 |
| DIS The Walt Disney Co. | Reduce -28.2% | 0.20% | −0.12 |
| PM Philip Morris International | Reduce -42.8% | 0.18% | −0.12 |
| VRSK Verisk Analytics Inc. | Reduce -41.2% | 0.11% | −0.11 |
| APO Apollo Global Management Inc. | Reduce -22.2% | 0.17% | −0.11 |
| HOOD Robinhood Markets Inc. Class A | Reduce -10.0% | 0.14% | −0.11 |
| WDAY Workday Inc. Class A | Reduce -98.0% | 0.00% | −0.11 |
| MA Mastercard Inc. Class A | Reduce -6.2% | 0.56% | −0.11 |
| APH Amphenol Corp. Class A | Reduce -11.8% | 0.57% | −0.11 |
| WFC Wells Fargo & Co. | Reduce -16.4% | 0.28% | −0.10 |
| COF Capital One Financial Corp. | Reduce -17.7% | 0.17% | −0.10 |
| AVGO Broadcom Inc. | Reduce -0.7% | 0.99% | −0.10 |
| NOW ServiceNow Inc. | Reduce -16.7% | 0.14% | −0.10 |
| LVS Las Vegas Sands Corp. | Reduce -89.8% | 0.01% | −0.10 |
| RDDT Reddit Inc. Class A | Reduce -24.4% | 0.08% | −0.10 |
| ROP Roper Technologies Inc. | Reduce -55.1% | 0.05% | −0.09 |
| TEAM Atlassian Corp. Class A | Reduce -99.6% | 0.00% | −0.09 |
| MMM 3M Co. | Reduce -35.5% | 0.14% | −0.09 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -10.9% | 0.60% | −0.09 |
| IBM Intl Business Machines Corp. | Reduce -28.2% | 0.14% | −0.09 |
| BAC Bank of America Corp. | Reduce -16.3% | 0.28% | −0.09 |
| TSCO Tractor Supply Company | Reduce -90.2% | 0.01% | −0.09 |
| FICO Fair Isaac Corp. | Reduce -33.1% | 0.06% | −0.08 |
| DHR Danaher Corp. | Reduce -2.1% | 0.39% | −0.08 |
| HAE Haemonetics Corp. | Reduce -7.9% | 0.15% | −0.08 |
| MELI MercadoLibre Inc. | Reduce -80.5% | 0.02% | −0.08 |
| ISRG Intuitive Surgical Inc. | Reduce -39.7% | 0.07% | −0.07 |
| ROL Rollins Inc. | Reduce -93.3% | 0.00% | −0.07 |
| J Jacobs Solutions Inc. | Reduce -67.0% | 0.03% | −0.07 |
| CLS Celestica Inc. | Reduce -49.4% | 0.07% | −0.07 |
| ALAB Astera Labs Inc. | Reduce -99.4% | 0.00% | −0.06 |
| WPM Wheaton Precious Metals Corp. | Reduce -49.5% | 0.09% | −0.06 |
| SEE Sealed Air Corp. | Reduce -79.3% | 0.02% | −0.06 |
| CHE Chemed Corp. | Reduce -41.4% | 0.07% | −0.06 |
| EXAS Exact Sciences Corp. | Sold out | 0.00% | −0.06 |
| WSO Watsco Inc. | Reduce -65.9% | 0.04% | −0.06 |
| FLUT Flutter Entertainment PLC-Di | Sold out | 0.00% | −0.06 |
| CVLT Commvault Systems Inc. | Reduce -99.4% | 0.00% | −0.06 |
| TMO Thermo Fisher Scientific Inc. | Reduce -1.6% | 0.33% | −0.06 |
| AVY Avery Dennison Corp. | Reduce -24.5% | 0.15% | −0.06 |
| RBLX Roblox Corp. Class A | Reduce -95.1% | 0.00% | −0.05 |
Portfolio Buys Q4 2025 → Q1 2026
| IVV iShares Core S&P 500 ETF | Add +29.2% | 1.14% | +0.24 |
| TER Teradyne Inc. | Add +332.9% | 0.22% | +0.18 |
| NFLX Netflix Inc. | Add +42.2% | 0.55% | +0.18 |
| MSI Motorola Solutions Inc. | Add +15.9% | 0.62% | +0.16 |
| NEE Nextera Energy Inc. | Add +0.1% | 0.98% | +0.15 |
| ADI Analog Devices Inc. | Add +8.8% | 0.63% | +0.15 |
| COST Costco Wholesale Corp. | Add +6.8% | 0.68% | +0.14 |
| AMD Advanced Micro Devices | Add +59.1% | 0.39% | +0.14 |
| NVDA Nvidia Corp. | Add +8.5% | 3.87% | +0.14 |
| EW Edwards Lifesciences Corp. | Add +614.9% | 0.14% | +0.12 |
| JNJ Johnson & Johnson | Add +0.2% | 0.68% | +0.12 |
| ITW Illinois Tool Works | Add +1419.3% | 0.12% | +0.11 |
| CSX CSX Corp. | Add +18.9% | 0.38% | +0.10 |
| CAT Caterpillar Inc. | Add +1.8% | 0.47% | +0.10 |
| DOW Dow Inc. | Add +18.4% | 0.19% | +0.10 |
| GEV GE Vernova Inc. | Add +33.7% | 0.22% | +0.10 |
| MU Micron Technology Inc. | Add +28.8% | 0.27% | +0.10 |
| SLB SLB Ltd. | Add +64.3% | 0.16% | +0.09 |
| JHG Janus Henderson Group PLC | Add +7120.9% | 0.09% | +0.09 |
| PEN Penumbra Inc. | Add +5920.6% | 0.08% | +0.07 |
| LMT Lockheed Martin Corp. | Add +308.3% | 0.09% | +0.07 |
| FITB Fifth Third Bancorp | Add +127.4% | 0.13% | +0.07 |
| PFE Pfizer Inc. | Add +31.7% | 0.21% | +0.07 |
| AKAM Akamai Technologies Inc. | Add +5152.9% | 0.07% | +0.07 |
| WAT Waters Corp. | Add +413.9% | 0.09% | +0.07 |
| FUL H.B. Fuller Co. | Add +20325.9% | 0.07% | +0.07 |
| ECHO Echostar Corp. Class A | Add +4411.7% | 0.07% | +0.07 |
| MDB Mongodb Inc. | Add +507.1% | 0.09% | +0.06 |
| CMCSA Comcast Corp. Class A | Add +316.3% | 0.08% | +0.06 |
| IR Ingersoll-Rand Inc. | Add +1079.9% | 0.07% | +0.06 |
| MRK Merck & Co. Inc. | Add +7.9% | 0.30% | +0.06 |
| TTWO Take-Two Interactive Softwre | Add +172.6% | 0.12% | +0.06 |
| NBCR Neuberger Core Equity ETF | Add +18.4% | 0.50% | +0.06 |
| ITT Itt Inc. | Add +263.8% | 0.08% | +0.06 |
| ETN Eaton Corp. PLC | Add +1.9% | 0.41% | +0.06 |
| LII Lennox International Inc. | Add +4150.3% | 0.06% | +0.06 |
| ULS Ul Solutions Inc. Class A | Add +184.3% | 0.08% | +0.06 |
| COHR Coherent Corp. | Add +39.8% | 0.13% | +0.06 |
| DOCN Digitalocean Holdings Inc. | Add +1426.9% | 0.06% | +0.06 |
| TFC Truist Financial Corp. | Add +77.8% | 0.14% | +0.06 |
| AZN Astrazeneca PLC | Add +6.3% | 0.40% | +0.06 |
| ORLY O'reilly Automotive Inc. | Add +74.7% | 0.12% | +0.05 |
| MASI Masimo Corp. | Add +7956.5% | 0.05% | +0.05 |
| DTM DT Midstream Inc. | Add +5.6% | 0.30% | +0.05 |
| BSX Boston Scientific Corp. | Add +76.4% | 0.34% | +0.05 |
| KVUE Kenvue Inc. | Add +2272.2% | 0.05% | +0.05 |
| HON Honeywell International Inc. | Add +31.7% | 0.14% | +0.05 |
| IEMG iShares Core MSCI Emerging | Add +71.8% | 0.11% | +0.05 |
| ATMU Atmus Filtration Technologie | Add +21648.7% | 0.05% | +0.05 |
| CAH Cardinal Health Inc. | Add +465.0% | 0.06% | +0.05 |
Options Activity Q4 2025 → Q1 2026
| SPY SS SPDR S&P 500 ETF Trust-US | put | New | 2,721 | $5.6M |
| XLE SS Energy Select Sector | call | New | 3,900 | $4.3M |
| MOO Vaneck Agribusiness ETF | put | New | 5,100 | $4.0M |
| GDX Vaneck Gold Miners ETF | call | Reduce -55.6% | 2,000 | $3.8M |
| NOW ServiceNow Inc. | put | Sold out | 1,650 | $2.2Mbefore exit |
| COF Capital One Financial Corp. | put | Sold out | 1,465 | $1.1Mbefore exit |
| QQQ Invesco QQQ Trust Series 1 | put | New | 500 | $521K |
| SG Sweetgreen Inc. Class A | call | Sold out | 8,509 | $468Kbefore exit |
| NTNX Nutanix Inc. Class A | put | Sold out | 400 | $420Kbefore exit |
| HD Home Depot Inc. | call | Sold out | 844 | $414Kbefore exit |
| PTON Peloton Interactive Inc. Class A | call | Reduce -1.0% | 23,698 | $71K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2025 → Q1 2026
| KKR & CO INC (KKR 6.25 03/01/28 D) | 6.25 CON SER D | Reduce -1.2% | 555,600 | $22.4M |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | Add +10.1% | 119,049 | $7.7M |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | Reduce -2.5% | 7,700,000 | $7.4M |
| PG&E CORP (PCG 6 12/01/27 A) | PFD CONV SER A | Reduce -1.3% | 163,573 | $7.0M |
| ORACLE CORP (ORCL 6.5 01/15/29 D) | 6.5 DEP CUM SR D | New | 150,199 | $6.8M |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | Add +1.6% | 6,470,000 | $6.1M |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | Add +0.5% | 86,566 | $5.1M |
| PEBBLEBROOK HOTEL TRUST (PEB 6.375 PERP E) | 6.375 PFD SER E | Reduce -16.6% | 242,021 | $4.6M |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | Sold out | 3,715,000 | $3.7Mbefore exit |
| ARES MANAGEMENT CORP (ARES 6.75 10/01/27 B) | 6.75 SE B PFD | Sold out | 60,940 | $3.1Mbefore exit |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +3.9% | 2,556 | $3.0M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Reduce -1.4% | 2,439 | $2.9M |
| ZIFF DAVIS INC (ZD 1.75 11/01/26) | NOTE 1.750%11/0 · principal | Reduce -19.1% | 2,850,000 | $2.8M |
| WINNEBAGO INDUSTRIES (WGO 3.25 01/15/30) | NOTE 3.250% 1/1 · principal | Add +0.8% | 2,570,000 | $2.3M |
| PELOTON INTERACTIVE INC (PTON 0 02/15/26) | NOTE 2/1 · principal | Sold out | 1,620,000 | $1.6Mbefore exit |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | Reduce -4.8% | 21,880 | $1.6M |
| STRATEGY INC (MSTR 0 12/01/29) | NOTE 12/0 · principal | Sold out | 100,000 | $82Kbefore exit |
| SUNRUN INC (RUN 0 02/01/26) | NOTE 2/0 · principal | Sold out | 20,000 | $19Kbefore exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 2,266 | $149.8B | NVDA, AAPL, AMZN, MSFT, GOOGL |
| Q1 2026 | 2,138 | $131.3B | NVDA, MSFT, AAPL, AMZN, GOOGL |
| Q4 2025 | 2,082 | $134.2B | MSFT, NVDA, AAPL, AMZN, GOOGL |
| Q3 2025 | 2,007 | $136.7B | MSFT, NVDA, AAPL, AMZN, JPM |
| Q2 2025Amended | 2,023 | $129.9B | MSFT, NVDA, AMZN, AAPL, JPM |
| Q1 2025 | 1,942 | $119.3B | MSFT, AAPL, AMZN, NVDA, JPM |
| Q4 2024 | 1,896 | $125.9B | MSFT, AAPL, NVDA, AMZN, JPM |
| Q3 2024 | 1,896 | $128.1B | MSFT, AAPL, NVDA, AMZN, JPM |
| Q2 2024Amended | 1,869 | $121.8B | MSFT, AAPL, NVDA, AMZN, JPM |
| Q1 2024Amended | 1,796 | $120.9B | MSFT, AMZN, AAPL, NVDA, JPM |