Neuberger Berman Group LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed November 14, 2024), Neuberger Berman Group LLC reported 1,796 stock positions worth $120.9 billion. Its top holding was Microsoft (MSFT) at 4.1% of the portfolio, followed by Amazon.com (AMZN, 2.4%) and Apple (AAPL, 2.3%). Compared with Q4 2023, it opened 93 new positions, sold out of 129, added to 776 and reduced 868. The biggest buy was Amazon.com (AMZN, shares +3%) and the biggest sale Apple (AAPL, shares −3%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001465109
- Portfolio Value
- $120.9B (Q1 2024)
- SEC Filing
- 0001415889-24-026822 ↗ filed Nov 14, 2024
Holdings Value
Holdings 1,796 stocks · $120.9B
| MSFT Microsoft Corp. | 4.11% | 11,809,468 | $5.0B | Reduce -1.1% |
| AMZN Amazon.com Inc. | 2.37% | 15,890,208 | $2.9B | Add +3.4% |
| AAPL Apple Inc. | 2.33% | 16,441,717 | $2.8B | Reduce -3.1% |
| NVDA Nvidia Corp. | 2.07% | 2,764,613 | $2.5B | Reduce -8.4% |
| JPM JPMorgan Chase & Co. | 1.69% | 10,220,725 | $2.0B | Reduce -1.5% |
| GOOG Alphabet Inc. Class C | 1.18% | 9,400,677 | $1.4B | Reduce -0.9% |
| GOOGL Alphabet Inc. Class A | 1.17% | 9,390,870 | $1.4B | Add +0.8% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.05% | 3,031,255 | $1.3B | Reduce -8.0% |
| LLY Eli Lilly & Co. | 0.90% | 1,392,331 | $1.1B | Reduce -3.8% |
| TMUS T-Mobile US Inc. | 0.84% | 6,239,769 | $1.0B | Reduce -5.4% |
| PG The Procter & Gamble Co. | 0.79% | 5,878,262 | $953.8M | Reduce -11.1% |
| JNJ Johnson & Johnson | 0.79% | 6,003,460 | $949.6M | Reduce -9.4% |
| NEE Nextera Energy Inc. | 0.75% | 14,196,033 | $907.3M | Add +1.6% |
| SPGI S&P Global Inc. | 0.73% | 2,070,987 | $881.0M | Add +42.8% |
| PGR Progressive Corp. | 0.71% | 4,156,795 | $859.7M | Reduce -20.8% |
| META Meta Platforms Inc. Class A | 0.71% | 1,766,865 | $858.0M | Reduce -2.1% |
| V Visa Inc. Class A | 0.71% | 3,058,365 | $853.5M | Add +1.3% |
| HD Home Depot Inc. | 0.70% | 2,203,298 | $845.2M | Reduce -2.9% |
| ASML ASML Holding NV-NY Reg SHS | 0.69% | 861,086 | $835.7M | Add +0.8% |
| MA Mastercard Inc. Class A | 0.63% | 1,579,223 | $760.4M | Add +1.1% |
| COST Costco Wholesale Corp. | 0.60% | 996,153 | $729.8M | Reduce -7.2% |
| MRK Merck & Co. Inc. | 0.60% | 5,524,307 | $728.9M | Reduce -12.0% |
| DHR Danaher Corp. | 0.59% | 2,863,554 | $715.0M | Add +10.8% |
| IVV iShares Core S&P 500 ETF | 0.58% | 1,333,838 | $701.2M | Add +1.0% |
| CSX CSX Corp. | 0.58% | 18,784,215 | $696.3M | Add +4.5% |
| ORCL Oracle Corp. | 0.57% | 5,513,184 | $692.5M | Add +0.7% |
| TMO Thermo Fisher Scientific Inc. | 0.57% | 1,186,356 | $689.5M | Add +1.1% |
| WMT Walmart Inc. | 0.56% | 11,173,046 | $672.4M | Reduce -9.8% |
| MSI Motorola Solutions Inc. | 0.54% | 1,841,962 | $653.9M | Add +1.1% |
| UNP Union Pacific Corp. | 0.54% | 2,654,578 | $652.8M | Add +0.5% |
| INTU Intuit Inc. | 0.53% | 988,832 | $642.7M | Add +1.4% |
| QCOM Qualcomm Inc. | 0.53% | 3,794,161 | $642.4M | Add +74.8% |
| ADI Analog Devices Inc. | 0.52% | 3,164,462 | $625.9M | Reduce -3.9% |
| MCD McDonald's Corp. | 0.52% | 2,217,429 | $625.2M | Reduce -0.2% |
| MDLZ Mondelez International Inc. Class A | 0.50% | 8,717,102 | $610.2M | Reduce -17.1% |
| XOM Exxon Mobil Corp. | 0.50% | 5,244,821 | $609.4M | Reduce -10.0% |
| AON Aon PLC Class A | 0.48% | 1,722,279 | $574.8M | Reduce -1.3% |
| CRM Salesforce Inc. | 0.46% | 1,848,574 | $556.8M | Add +2.4% |
| BX Blackstone Inc. | 0.45% | 4,113,574 | $540.4M | Add +9.9% |
| CDW CDW Corp. | 0.44% | 2,068,811 | $529.2M | Reduce -5.8% |
| AMD Advanced Micro Devices | 0.44% | 2,930,120 | $528.9M | Add +32.9% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.43% | 5,184,615 | $525.8M | Reduce -6.1% |
| SRE Sempra | 0.43% | 7,289,921 | $523.5M | Reduce -15.9% |
| CME Cme Group Inc. | 0.43% | 2,427,725 | $522.7M | Reduce -29.4% |
| PNC PNC Financial Services Group | 0.41% | 3,060,211 | $494.4M | Reduce -7.6% |
| ZTS Zoetis Inc. | 0.41% | 2,896,880 | $490.2M | Add +0.4% |
| DUK Duke Energy Corp. | 0.40% | 4,997,386 | $483.2M | Reduce -23.0% |
| UNH Unitedhealth Group Inc. | 0.40% | 976,184 | $482.9M | Reduce -39.6% |
| EPD Enterprise Products Partners | 0.39% | 16,177,351 | $472.1M | Reduce -1.7% |
| CNP Centerpoint Energy Inc. | 0.39% | 16,394,097 | $467.0M | Reduce -2.4% |
| ELV Elevance Health Inc. | 0.38% | 893,372 | $463.3M | Add +22.9% |
| LSCC Lattice Semiconductor Corp. | 0.37% | 5,688,196 | $445.0M | Add +2.2% |
| REGN Regeneron Pharmaceuticals | 0.36% | 451,684 | $434.7M | Reduce -3.0% |
| AVY Avery Dennison Corp. | 0.35% | 1,908,221 | $426.0M | Add +14.1% |
| FISV Fiserv Inc. | 0.35% | 2,662,043 | $425.4M | Reduce -0.7% |
| PFE Pfizer Inc. | 0.35% | 15,252,383 | $423.3M | Reduce -13.8% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.35% | 11,098,207 | $420.8M | Reduce -1.7% |
| EXP Eagle Materials Inc. | 0.35% | 1,548,243 | $420.7M | Reduce -5.0% |
| ETN Eaton Corp. PLC | 0.34% | 1,312,608 | $410.4M | Reduce -0.2% |
| MANH Manhattan Associates Inc. | 0.34% | 1,638,267 | $409.9M | Reduce -13.6% |
| VRSK Verisk Analytics Inc. | 0.34% | 1,723,850 | $406.3M | Reduce -3.3% |
| FICO Fair Isaac Corp. | 0.33% | 321,732 | $402.0M | Reduce -18.0% |
| DTE DTE Energy Company | 0.33% | 3,561,307 | $399.2M | Reduce -24.2% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.33% | 2,064,729 | $394.3M | Add +48.3% |
| CVX Chevron Corp. | 0.33% | 2,494,903 | $393.5M | Add +6.6% |
| ADBE Adobe Inc. | 0.32% | 771,138 | $389.1M | Reduce -5.0% |
| APH Amphenol Corp. Class A | 0.32% | 3,372,870 | $389.1M | Reduce -7.6% |
| NOW ServiceNow Inc. | 0.32% | 507,075 | $386.6M | Reduce -22.4% |
| TRGP Targa Resources Corp. | 0.31% | 3,344,230 | $374.5M | Reduce -7.5% |
| LNG Cheniere Energy Inc. | 0.31% | 2,302,373 | $371.3M | Reduce -0.0% |
| WMB Williams Cos Inc. | 0.31% | 9,509,115 | $370.5M | Reduce -18.8% |
| TXN Texas Instruments Inc. | 0.30% | 2,116,490 | $368.6M | Add +14.1% |
| BLK BlackRock Finance Inc. | 0.30% | 438,895 | $365.9M | Add +27.7% |
| AZN Astrazeneca PLC-Spons ADR | 0.29% | 5,261,527 | $356.5M | Add +92.8% |
| GS Goldman Sachs Group Inc. | 0.29% | 827,689 | $345.7M | Add +131.9% |
| VOO Vanguard S&P 500 ETF | 0.29% | 718,010 | $345.1M | Reduce -0.6% |
| KR Kroger Co. | 0.28% | 5,932,002 | $338.9M | Reduce -4.0% |
| ABBV Abbvie Inc. | 0.28% | 1,853,878 | $337.6M | Add +17.2% |
| LEN Lennar Corp. Class A | 0.28% | 1,952,991 | $335.9M | Add +1.4% |
| FCX Freeport-McMoran Inc. | 0.28% | 7,136,965 | $335.4M | Add +11.9% |
| KEX Kirby Corp. | 0.28% | 3,515,188 | $335.1M | Reduce -0.5% |
| AMT American Tower Corp. | 0.28% | 1,691,537 | $334.2M | Add +3.2% |
| BDX Becton Dickinson and Co. | 0.28% | 1,349,604 | $333.9M | Reduce -24.0% |
| APO Apollo Global Management Inc. | 0.27% | 2,949,678 | $331.7M | Add +0.5% |
| ACN Accenture PLC Class A | 0.27% | 951,691 | $329.9M | Add +32.8% |
| FE Firstenergy Corp. | 0.27% | 8,520,361 | $329.0M | Add +131.6% |
| CHE Chemed Corp. | 0.27% | 511,541 | $328.4M | Reduce -1.3% |
| UBER Uber Technologies Inc. | 0.27% | 4,247,299 | $327.0M | Add +3.9% |
| ABG Asbury Automotive Group | 0.27% | 1,386,724 | $327.0M | Reduce -3.2% |
| GETY Getty Images Holdings Inc. | 0.27% | 78,275,262 | $324.8M | Reduce -0.7% |
| SPSC SPS Commerce Inc. | 0.27% | 1,755,123 | $324.5M | Reduce -2.5% |
| HAE Haemonetics Corp. | 0.27% | 3,788,123 | $323.3M | Add +7.3% |
| POOL Pool Corp. | 0.26% | 790,708 | $319.1M | Reduce -11.7% |
| QLYS Qualys Inc. | 0.26% | 1,901,713 | $317.3M | Reduce -1.9% |
| LIN Linde PLC | 0.26% | 675,699 | $313.7M | Reduce -6.8% |
| TTEK Tetra Tech Inc. | 0.26% | 1,686,294 | $311.5M | Add +5.6% |
| MCO Moody's Corp. | 0.26% | 791,340 | $311.0M | Reduce -1.9% |
| RBC RBC Bearings Inc. | 0.26% | 1,141,765 | $308.7M | Reduce -8.5% |
| AMAT Applied Materials Inc. | 0.25% | 1,490,572 | $307.5M | Reduce -32.1% |
| EOG EOG Resources Inc. | 0.25% | 2,405,166 | $307.5M | Reduce -7.2% |
Options reported separately and not counted above: GDX calls ($1.5M), BMRN puts ($617K), SNPS puts ($375K), MTCH calls ($346K), LSXMK puts ($260K), COIN calls ($259K).
Other holdings (27): bonds, preferreds, convertibles and warrants · $78.7M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| INFINERA CORP (INFN 2.5 03/01/27) | NOTE 2.500% 3/0 · principal | 9,900,000 | $10.2M | Reduce -34.0% |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | 16,005,000 | $10.0M | Reduce -33.8% |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | 9,000,000 | $8.9M | New |
| INFINERA CORP (INFN 3.75 08/01/28) | NOTE 3.750% 8/0 · principal | 7,500,000 | $8.4M | No change |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 164,477 | $6.4M | Add +1.7% |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 6,865,000 | $6.1M | Add +1.6% |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | 4,165,000 | $3.9M | Add +194.3% |
| ETWOW E2OPEN Parent Ho -CW25 | *W EXP 02/04/202 | 10,140,000 | $3.9M | No change |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 60,412 | $3.9M | Reduce -0.3% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 3,099 | $3.7M | Reduce -5.9% |
| CRACKER BARREL OLD COUNT (CBRL 0.625 06/15/26) | NOTE 0.625% 6/1 · principal | 3,980,000 | $3.5M | Add +67.6% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 2,101 | $2.6M | Reduce -49.1% |
| VAIL RESORTS INC (MTN 0 01/01/26) | NOTE 1/0 · principal | 2,310,000 | $2.1M | Add +134.5% |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | 1,820,000 | $1.6M | Reduce -7.6% |
| PARAMOUNT GLOBAL (SKYD 5.75 04/01/24 A) | 5.75% CONV PFD A | 88,536 | $1.2M | Reduce -2.0% |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 59,808 | $702K | Reduce -1.4% |
| BLACKSTONE MORTGAGE TR (BXMT 5.5 03/15/27) | NOTE 5.500% 3/1 · principal | 755,000 | $678K | Reduce -7.4% |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 110,131 | $489K | No change |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | 4,976 | $239K | Add +5.8% |
| ARKOW Arko Corp. -CW25 | *W EXP 12/22/202 | 359,773 | $179K | No change |
| VISHAY INTERTECHNOLOGY (VSH 2.25 06/15/25) | NOTE 2.250% 6/1 · principal | 35,000 | $34K | No change |
| QBTS.WS D-Wave Quantum Inc. -27 | *W EXP 08/05/202 | 76,435 | $18K | No change |
| SUNRUN INC (RUN 0 02/01/26) | NOTE 2/0 · principal | 20,000 | $17K | New |
| LIBERTY INTERACTIVE LLC (LINTA 4 11/15/29) | DEB 4.000%11/1 · principal | 36,799 | $15K | No change |
| CVIIW Churchill Capital Vii -CW28 | *W EXP 02/29/202 | 18,560 | $6K | No change |
| MACAW Moringa Acquisition Cor-CW26 | *W EXP 02/22/202 | 31,552 | $3K | No change |
| INNOVID CORP | *W EXP 11/30/202 | 23,664 | $1K | No change |
Total filed on the 13F, all lines: $121.0B.
Portfolio Sells Q4 2023 → Q1 2024
| AAPL Apple Inc. | Reduce -3.1% | 2.33% | −0.52 |
| UNH Unitedhealth Group Inc. | Reduce -39.6% | 0.40% | −0.34 |
| GILD Gilead Sciences Inc. | Reduce -82.7% | 0.06% | −0.33 |
| AEP American Electric Power | Reduce -91.9% | 0.02% | −0.26 |
| APD Air Products & Chemicals Inc. | Reduce -45.3% | 0.19% | −0.23 |
| CME Cme Group Inc. | Reduce -29.4% | 0.43% | −0.20 |
| RIO Rio Tinto PLC-Spon ADR | Reduce -25.8% | 0.25% | −0.17 |
| MDLZ Mondelez International Inc. Class A | Reduce -17.1% | 0.50% | −0.16 |
| DUK Duke Energy Corp. | Reduce -23.0% | 0.40% | −0.15 |
| FNV Franco-Nevada Corp. | Reduce -98.0% | 0.00% | −0.14 |
| CMCSA Comcast Corp. Class A | Reduce -55.3% | 0.10% | −0.13 |
| SRE Sempra | Reduce -15.9% | 0.43% | −0.13 |
| EXC Exelon Corp. | Reduce -36.7% | 0.21% | −0.13 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Reduce -67.3% | 0.06% | −0.13 |
| DTE DTE Energy Company | Reduce -24.2% | 0.33% | −0.12 |
| JNJ Johnson & Johnson | Reduce -9.4% | 0.79% | −0.12 |
| T AT&T Inc. | Reduce -71.4% | 0.04% | −0.11 |
| KVUE Kenvue Inc. | Reduce -91.4% | 0.01% | −0.11 |
| BMY Bristol-Myers Squibb Co. | Reduce -81.5% | 0.03% | −0.11 |
| SMCI Super Micro Computer Inc. | Reduce -90.6% | 0.05% | −0.11 |
| FCN Fti Consulting Inc. | Reduce -48.3% | 0.11% | −0.11 |
| BDX Becton Dickinson and Co. | Reduce -24.0% | 0.28% | −0.10 |
| ADBE Adobe Inc. | Reduce -5.0% | 0.32% | −0.10 |
| MMM 3M Co. | Reduce -91.9% | 0.01% | −0.10 |
| PFE Pfizer Inc. | Reduce -13.8% | 0.35% | −0.09 |
| GETY Getty Images Holdings Inc. | Reduce -0.7% | 0.27% | −0.09 |
| NEM Newmont Corp. | Reduce -16.3% | 0.19% | −0.09 |
| TEAM Atlassian Corp. Class A | Reduce -61.7% | 0.04% | −0.09 |
| LMT Lockheed Martin Corp. | Reduce -61.1% | 0.05% | −0.09 |
| CCK Crown Holdings Inc. | Reduce -94.1% | 0.00% | −0.08 |
| HUM Humana Inc. | Reduce -28.3% | 0.09% | −0.08 |
| LVS Las Vegas Sands Corp. | Reduce -46.2% | 0.10% | −0.08 |
| NOW ServiceNow Inc. | Reduce -22.4% | 0.32% | −0.08 |
| STZ Constellation Brands Inc. Class A | Reduce -60.3% | 0.06% | −0.08 |
| YUMC Yum China Holdings Inc. | Reduce -91.4% | 0.01% | −0.08 |
| TMUS T-Mobile US Inc. | Reduce -5.4% | 0.84% | −0.08 |
| SGOV iShares 0-3 Month Treasury B | Reduce -61.8% | 0.05% | −0.08 |
| SPLK Splunk Inc. | Sold out | 0.00% | −0.08 |
| NKE Nike Inc. Class B | Reduce -22.1% | 0.14% | −0.08 |
| AMGN Amgen Inc. | Reduce -40.0% | 0.09% | −0.07 |
| QLYS Qualys Inc. | Reduce -1.9% | 0.26% | −0.07 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Reduce -77.5% | 0.02% | −0.07 |
| ON On Semiconductor | Reduce -58.6% | 0.03% | −0.07 |
| FICO Fair Isaac Corp. | Reduce -18.0% | 0.33% | −0.07 |
| BHP BHP Group Ltd.-Spon ADR | Reduce -28.1% | 0.09% | −0.06 |
| DXCM Dexcom Inc. | Reduce -36.1% | 0.13% | −0.06 |
| WEC WEC Energy Group Inc. | Reduce -38.2% | 0.08% | −0.06 |
| MCD McDonald's Corp. | Reduce -0.2% | 0.52% | −0.06 |
| BA The Boeing Co. | Reduce -32.4% | 0.05% | −0.06 |
| PG The Procter & Gamble Co. | Reduce -11.1% | 0.79% | −0.06 |
Portfolio Buys Q4 2023 → Q1 2024
| AMZN Amazon.com Inc. | Add +3.4% | 2.37% | +0.33 |
| QCOM Qualcomm Inc. | Add +74.8% | 0.53% | +0.26 |
| NBOS Neuberger Option Strategy Et | New | 0.17% | +0.17 |
| SPGI S&P Global Inc. | Add +42.8% | 0.73% | +0.17 |
| GS Goldman Sachs Group Inc. | Add +131.9% | 0.29% | +0.17 |
| FE Firstenergy Corp. | Add +131.6% | 0.27% | +0.15 |
| AMD Advanced Micro Devices | Add +32.9% | 0.44% | +0.15 |
| SPHY SS SPDR P High Yield ETF | Add +332.6% | 0.20% | +0.15 |
| AZN Astrazeneca PLC-Spons ADR | Add +92.8% | 0.29% | +0.13 |
| DKNG Draftkings Inc. Class A | Add +339.7% | 0.16% | +0.13 |
| IBM Intl Business Machines Corp. | Add +48.3% | 0.33% | +0.13 |
| ASML ASML Holding NV-NY Reg SHS | Add +0.8% | 0.69% | +0.13 |
| NBSM Neuberger Small-Mid Cap ETF | New | 0.12% | +0.12 |
| VRT Vertiv Holdings Co. Class A | Add +405.4% | 0.14% | +0.12 |
| CCL Carnival Corp. | Add +9798.0% | 0.09% | +0.09 |
| DIS The Walt Disney Co. | Add +39.4% | 0.20% | +0.09 |
| VLO Valero Energy Corp. | Add +324.4% | 0.11% | +0.09 |
| DASH DoorDash Inc. Class A | Add +301.2% | 0.10% | +0.08 |
| ELV Elevance Health Inc. | Add +22.9% | 0.38% | +0.08 |
| WDC Western Digital Corp. | Add +567.8% | 0.09% | +0.08 |
| ABT Abbott Laboratories | Add +152.4% | 0.14% | +0.08 |
| SNPS Synopsys Inc. | Add +332.9% | 0.10% | +0.08 |
| AIG American International Group | Add +134.7% | 0.12% | +0.08 |
| CNX CNX Resources Corp. | Add +192.5% | 0.10% | +0.07 |
| IBP Installed Building Products | Add +614.0% | 0.08% | +0.07 |
| DHR Danaher Corp. | Add +10.8% | 0.59% | +0.07 |
| ORCL Oracle Corp. | Add +0.7% | 0.57% | +0.07 |
| COP Conocophillips | Add +37.6% | 0.22% | +0.07 |
| ABBV Abbvie Inc. | Add +17.2% | 0.28% | +0.07 |
| CLX Clorox Company | Add +2458.6% | 0.07% | +0.07 |
| NSC Norfolk Southern Corp. | Add +201.0% | 0.09% | +0.06 |
| IQV Iqvia Holdings Inc. | Add +65.5% | 0.15% | +0.06 |
| WFC Wells Fargo & Co. | Add +20.4% | 0.24% | +0.06 |
| BLK BlackRock Finance Inc. | Add +27.7% | 0.30% | +0.06 |
| ISRG Intuitive Surgical Inc. | Add +47.0% | 0.15% | +0.06 |
| AVGO Broadcom Inc. | Add +15.7% | 0.25% | +0.06 |
| CMI Cummins Inc. | Add +460.5% | 0.07% | +0.06 |
| AVY Avery Dennison Corp. | Add +14.1% | 0.35% | +0.06 |
| TSM Taiwan Semiconductor-SP ADR | Add +76.8% | 0.10% | +0.06 |
| AEM Agnico Eagle Mines Ltd. | Add +26.6% | 0.24% | +0.06 |
| MU Micron Technology Inc. | Add +189.5% | 0.08% | +0.06 |
| ACN Accenture PLC Class A | Add +32.8% | 0.27% | +0.05 |
| SCCO Southern Copper Corp. | Add +19.5% | 0.18% | +0.05 |
| UBER Uber Technologies Inc. | Add +3.9% | 0.27% | +0.05 |
| D Dominion Energy Inc. | Add +60.6% | 0.13% | +0.05 |
| SHW The Sherwin-Williams Co. | Add +34.7% | 0.17% | +0.05 |
| MS Morgan Stanley | Add +53.4% | 0.16% | +0.05 |
| CRTO Criteo SA-Spon | Add +5.6% | 0.18% | +0.05 |
| MA Mastercard Inc. Class A | Add +1.1% | 0.63% | +0.05 |
| TEVA Teva Pharmaceutical-SP ADR | Add +15696.0% | 0.05% | +0.05 |
Options Activity Q4 2023 → Q1 2024
| GDX Vaneck Gold Miners ETF | call | Add +31.3% | 10,500 | $1.5M |
| BMRN Biomarin Pharmaceutical Inc. | put | New | 722 | $617K |
| SNPS Synopsys Inc. | put | New | 86 | $375K |
| MTCH Match Group Inc. | call | New | 3,704 | $346K |
| LSXMK Liberty Media Corp.-Liber-New | put | Reduce -49.7% | 2,200 | $260K |
| COIN Coinbase Global Inc. Class A | call | New | 30 | $259K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2023 → Q1 2024
| INFINERA CORP (INFN 2.5 03/01/27) | NOTE 2.500% 3/0 · principal | Reduce -34.0% | 9,900,000 | $10.2M |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | Reduce -33.8% | 16,005,000 | $10.0M |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | New | 9,000,000 | $8.9M |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Add +1.7% | 164,477 | $6.4M |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | Add +1.6% | 6,865,000 | $6.1M |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | Add +194.3% | 4,165,000 | $3.9M |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | Reduce -0.3% | 60,412 | $3.9M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Reduce -5.9% | 3,099 | $3.7M |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | Sold out | 5,164,000 | $3.5Mbefore exit |
| CRACKER BARREL OLD COUNT (CBRL 0.625 06/15/26) | NOTE 0.625% 6/1 · principal | Add +67.6% | 3,980,000 | $3.5M |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -49.1% | 2,101 | $2.6M |
| VAIL RESORTS INC (MTN 0 01/01/26) | NOTE 1/0 · principal | Add +134.5% | 2,310,000 | $2.1M |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | Reduce -7.6% | 1,820,000 | $1.6M |
| PARAMOUNT GLOBAL (SKYD 5.75 04/01/24 A) | 5.75% CONV PFD A | Reduce -2.0% | 88,536 | $1.2M |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | Reduce -1.4% | 59,808 | $702K |
| BLACKSTONE MORTGAGE TR (BXMT 5.5 03/15/27) | NOTE 5.500% 3/1 · principal | Reduce -7.4% | 755,000 | $678K |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | Add +5.8% | 4,976 | $239K |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | Sold out | 5,350 | $222Kbefore exit |
| SUNRUN INC (RUN 0 02/01/26) | NOTE 2/0 · principal | New | 20,000 | $17K |
| ADEX.WS Adit Edtech Acq -CW27 | *W EXP 99/99/999 | Sold out | 157,761 | $13Kbefore exit |
| SLACW Social Leverage Acq A -CW27 | *W EXP 02/17/202 | Sold out | 35,496 | $682before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 2,266 | $149.8B | NVDA, AAPL, AMZN, MSFT, GOOGL |
| Q1 2026 | 2,138 | $131.3B | NVDA, MSFT, AAPL, AMZN, GOOGL |
| Q4 2025 | 2,082 | $134.2B | MSFT, NVDA, AAPL, AMZN, GOOGL |
| Q3 2025 | 2,007 | $136.7B | MSFT, NVDA, AAPL, AMZN, JPM |
| Q2 2025Amended | 2,023 | $129.9B | MSFT, NVDA, AMZN, AAPL, JPM |
| Q1 2025 | 1,942 | $119.3B | MSFT, AAPL, AMZN, NVDA, JPM |
| Q4 2024 | 1,896 | $125.9B | MSFT, AAPL, NVDA, AMZN, JPM |
| Q3 2024 | 1,896 | $128.1B | MSFT, AAPL, NVDA, AMZN, JPM |
| Q2 2024Amended | 1,869 | $121.8B | MSFT, AAPL, NVDA, AMZN, JPM |
| Q1 2024Amended | 1,796 | $120.9B | MSFT, AMZN, AAPL, NVDA, JPM |