Neuberger Berman Group LLC
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed November 12, 2025), Neuberger Berman Group LLC reported 2,007 stock positions worth $136.7 billion. Its top holding was Microsoft (MSFT) at 4.4% of the portfolio, followed by Nvidia (NVDA, 3.6%) and Apple (AAPL, 3.1%). Compared with Q2 2025, it opened 114 new positions, sold out of 130, added to 848 and reduced 978. The biggest buy was Apple (AAPL, shares +1%) and the biggest sale Amazon.com (AMZN, shares −4%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001465109
- Portfolio Value
- $136.7B (Q3 2025)
- SEC Filing
- 0001465109-25-000020 ↗ filed Nov 12, 2025
Holdings Value
Holdings 2,007 stocks · $136.7B
| MSFT Microsoft Corp. | 4.42% | 11,675,508 | $6.0B | Reduce -0.6% |
| NVDA Nvidia Corp. | 3.63% | 26,616,573 | $5.0B | Reduce -0.7% |
| AAPL Apple Inc. | 3.12% | 16,767,381 | $4.3B | Add +0.9% |
| AMZN Amazon.com Inc. | 2.64% | 16,443,255 | $3.6B | Reduce -3.9% |
| JPM JPMorgan Chase & Co. | 2.02% | 8,769,386 | $2.8B | Reduce -3.1% |
| GOOGL Alphabet Inc. Class A | 1.72% | 9,648,703 | $2.3B | Add +4.5% |
| GOOG Alphabet Inc. Class C | 1.68% | 9,449,293 | $2.3B | Add +7.1% |
| META Meta Platforms Inc. Class A | 1.24% | 2,300,170 | $1.7B | Reduce -8.7% |
| HD Home Depot Inc. | 1.14% | 3,842,378 | $1.6B | Reduce -6.8% |
| ORCL Oracle Corp. | 1.03% | 4,999,077 | $1.4B | Reduce -5.4% |
| LLY Eli Lilly & Co. | 0.98% | 1,748,215 | $1.3B | Add +12.3% |
| AVGO Broadcom Inc. | 0.95% | 3,916,800 | $1.3B | Reduce -4.4% |
| IVV iShares Core S&P 500 ETF | 0.87% | 1,768,216 | $1.2B | Add +0.9% |
| TMUS T-Mobile US Inc. | 0.81% | 4,651,222 | $1.1B | Reduce -1.0% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.73% | 1,982,542 | $996.5M | Reduce -8.8% |
| V Visa Inc. Class A | 0.71% | 2,845,795 | $971.5M | Add +4.8% |
| NEE Nextera Energy Inc. | 0.69% | 12,583,113 | $949.9M | Add +0.9% |
| MA Mastercard Inc. Class A | 0.68% | 1,624,967 | $924.3M | Add +2.0% |
| SPGI S&P Global Inc. | 0.61% | 1,720,364 | $837.4M | Add +1.5% |
| AON Aon PLC Class A | 0.61% | 2,330,363 | $830.9M | Add +12.0% |
| COST Costco Wholesale Corp. | 0.59% | 876,537 | $811.3M | Reduce -6.7% |
| XOM Exxon Mobil Corp. | 0.57% | 6,910,932 | $779.5M | Reduce -0.9% |
| ASML ASML Holding NV-NY Reg SHS | 0.57% | 799,232 | $773.7M | Reduce -5.4% |
| GE General Electric filed as GE AEROSPACE | 0.56% | 2,556,647 | $769.1M | Reduce -1.3% |
| JNJ Johnson & Johnson | 0.55% | 4,062,765 | $753.0M | Reduce -0.8% |
| WMB Williams Cos Inc. | 0.54% | 11,719,075 | $742.4M | Add +2.7% |
| APH Amphenol Corp. Class A | 0.54% | 5,991,466 | $741.4M | Reduce -1.8% |
| UBER Uber Technologies Inc. | 0.53% | 7,378,710 | $722.9M | Add +5.7% |
| MSI Motorola Solutions Inc. | 0.51% | 1,534,941 | $701.9M | Reduce -0.3% |
| ABT Abbott Laboratories | 0.51% | 5,236,100 | $701.3M | Add +5.2% |
| ADI Analog Devices Inc. | 0.50% | 2,805,206 | $689.2M | Reduce -2.7% |
| BX Blackstone Inc. | 0.50% | 3,965,510 | $677.5M | Add +1.4% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.49% | 4,663,839 | $674.1M | Reduce -0.6% |
| LIN Linde PLC | 0.46% | 1,337,482 | $635.3M | Add +18.2% |
| CVX Chevron Corp. | 0.46% | 4,059,818 | $630.5M | Add +10.8% |
| ETN Eaton Corp. PLC | 0.43% | 1,583,284 | $592.5M | Reduce -1.4% |
| WMT Walmart Inc. | 0.42% | 5,604,614 | $577.6M | Add +10.1% |
| MCD McDonald's Corp. | 0.42% | 1,879,428 | $571.1M | Add +0.8% |
| CME Cme Group Inc. | 0.41% | 2,098,862 | $567.2M | Reduce -6.3% |
| LNG Cheniere Energy Inc. | 0.40% | 2,346,403 | $551.4M | Reduce -4.8% |
| DHR Danaher Corp. | 0.40% | 2,773,124 | $549.4M | Reduce -7.6% |
| NFLX Netflix Inc. | 0.38% | 428,580 | $513.8M | Add +9.1% |
| SPOT Spotify Technology SA | 0.37% | 732,377 | $511.2M | Add +34.5% |
| WFC Wells Fargo & Co. | 0.37% | 5,980,386 | $501.4M | Reduce -7.8% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.37% | 9,673,404 | $499.2M | Add +3.7% |
| EPD Enterprise Products Partners | 0.35% | 15,393,846 | $481.4M | Reduce -0.2% |
| BA The Boeing Co. | 0.34% | 2,182,693 | $471.2M | Add +11.7% |
| TRGP Targa Resources Corp. | 0.34% | 2,790,948 | $467.6M | Reduce -8.1% |
| TXN Texas Instruments Inc. | 0.33% | 2,483,547 | $456.3M | Reduce -4.0% |
| KD Kyndryl Holdings Inc. | 0.33% | 15,119,499 | $454.1M | Add +22.5% |
| CSCO Cisco Systems Inc. | 0.33% | 6,619,289 | $452.8M | Reduce -10.2% |
| PGR Progressive Corp. | 0.33% | 1,826,962 | $451.0M | Reduce -2.1% |
| UNP Union Pacific Corp. | 0.33% | 1,900,849 | $449.3M | Add +4.5% |
| PG The Procter & Gamble Co. | 0.33% | 2,922,975 | $449.1M | Add +19.9% |
| CNP Centerpoint Energy Inc. | 0.32% | 11,238,858 | $436.1M | Add +8.8% |
| PM Philip Morris International | 0.31% | 2,626,956 | $426.1M | Reduce -17.7% |
| VOO Vanguard S&P 500 ETF | 0.31% | 694,117 | $425.1M | Reduce -2.4% |
| NOW ServiceNow Inc. | 0.31% | 460,728 | $424.0M | Add +1.4% |
| INTU Intuit Inc. | 0.31% | 617,763 | $422.0M | Add +1.0% |
| TMO Thermo Fisher Scientific Inc. | 0.31% | 867,616 | $420.8M | Reduce -5.9% |
| HOOD Robinhood Markets Inc. Class A | 0.30% | 2,878,470 | $412.1M | Add +11.1% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.30% | 3,592,300 | $411.3M | Add +120.0% |
| CAT Caterpillar Inc. | 0.30% | 858,479 | $409.6M | Reduce -4.2% |
| VST Vistra Corp. | 0.29% | 2,056,544 | $403.0M | Add +9.5% |
| EOG EOG Resources Inc. | 0.29% | 3,588,222 | $402.4M | Add +1.1% |
| AEM Agnico Eagle Mines Ltd. | 0.29% | 2,330,408 | $392.6M | Reduce -5.1% |
| FE Firstenergy Corp. | 0.29% | 8,566,867 | $392.5M | Reduce -3.8% |
| NBCR Neuberger Core Equity ETF | 0.29% | 12,585,909 | $389.9M | Add +27.3% |
| BSX Boston Scientific Corp. | 0.28% | 3,988,463 | $389.4M | Add +0.7% |
| AZN Astrazeneca PLC-Spons ADR | 0.28% | 5,067,533 | $388.8M | Add +1.5% |
| SCCO Southern Copper Corp. | 0.28% | 3,165,403 | $384.2M | Add +6.8% |
| BLK BlackRock Inc. | 0.28% | 327,139 | $381.4M | Reduce -3.4% |
| VRSK Verisk Analytics Inc. | 0.28% | 1,504,617 | $378.4M | Reduce -7.3% |
| MS Morgan Stanley | 0.27% | 2,357,594 | $374.8M | Add +2.8% |
| APO Apollo Global Management Inc. | 0.27% | 2,780,301 | $370.5M | Add +0.5% |
| COF Capital One Financial Corp. | 0.26% | 1,699,047 | $362.0M | Reduce -3.5% |
| PNC PNC Financial Services Group | 0.26% | 1,790,525 | $359.8M | Reduce -3.5% |
| CSX CSX Corp. | 0.26% | 9,905,278 | $351.8M | Add +5.0% |
| RTX RTX Corp. | 0.25% | 2,081,048 | $348.2M | Reduce -2.4% |
| IBKR Interactive Brokers Gro Class A | 0.24% | 4,840,533 | $333.1M | Reduce -0.7% |
| MDT Medtronic PLC | 0.24% | 3,481,751 | $331.4M | Reduce -4.7% |
| AMT American Tower Corp. | 0.24% | 1,706,273 | $328.2M | Reduce -2.7% |
| BN Brookfield Corp. | 0.24% | 4,783,470 | $328.1M | Reduce -2.5% |
| MCO Moody's Corp. | 0.24% | 687,145 | $327.4M | Reduce -2.1% |
| SNPS Synopsys Inc. | 0.24% | 660,598 | $325.9M | Add +6.4% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.23% | 1,125,590 | $317.6M | Reduce -26.2% |
| DTM DT Midstream Inc. | 0.23% | 2,797,093 | $316.2M | Add +6.5% |
| TSM Taiwan Semiconductor-SP ADR | 0.22% | 1,080,886 | $301.4M | Reduce -31.1% |
| TTEK Tetra Tech Inc. | 0.22% | 9,027,698 | $301.3M | Add +1.4% |
| MMM 3M Co. | 0.22% | 1,918,483 | $297.7M | Reduce -1.8% |
| FISV Fiserv Inc. | 0.22% | 2,290,241 | $295.3M | Reduce -19.9% |
| NVT Nvent Electric PLC | 0.21% | 2,954,423 | $291.4M | Reduce -0.8% |
| LRCX Lam Research Corp. | 0.21% | 2,136,753 | $285.6M | Add +14.6% |
| GS Goldman Sachs Group Inc. | 0.21% | 357,810 | $284.9M | Reduce -2.2% |
| EQT Eqt Corp. | 0.21% | 5,157,183 | $280.7M | Reduce -17.6% |
| WPM Wheaton Precious Metals Corp. | 0.20% | 2,482,383 | $277.5M | Reduce -20.7% |
| ET Energy Transfer LP | 0.20% | 16,104,221 | $276.3M | Add +0.0% |
| VMI Valmont Industries | 0.20% | 712,578 | $276.3M | Reduce -23.0% |
| ABBV Abbvie Inc. | 0.20% | 1,187,956 | $275.1M | Reduce -4.2% |
| INTC Intel Corp. | 0.20% | 8,136,491 | $274.0M | Add +41.6% |
Options reported separately and not counted above: GDX calls ($24.0M), LW calls ($820K).
Other holdings (22): bonds, preferreds, convertibles and warrants · $95.8M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| KKR & CO INC (KKR 6.25 03/01/28 D) | 6.25 CON SER D | 562,375 | $29.5M | Add +0.1% |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | 107,650 | $7.5M | Add +5.5% |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | 7,455,000 | $7.1M | Add +7.4% |
| PG&E CORP (PCG 6 12/01/27 A) | PFD CONV SER A | 171,535 | $6.8M | Reduce -0.0% |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 89,730 | $6.3M | Add +9.1% |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 6,070,000 | $5.9M | Add +3.0% |
| PEBBLEBROOK HOTEL TRUST (PEB 6.375 PERP E) | 6.375 PFD SER E | 290,021 | $5.9M | Add +10.5% |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | 5,940,000 | $5.6M | Reduce -2.5% |
| PEBBLEBROOK HOTEL TRUST (PEB 6.3 PERP F) | 6.3 CUM PFD SR F | 213,663 | $4.3M | No change |
| ARES MANAGEMENT CORP (ARES 6.75 10/01/27 B) | 6.75 SE B PFD | 69,440 | $3.5M | No change |
| ZIFF DAVIS INC (ZD 1.75 11/01/26) | NOTE 1.750%11/0 · principal | 3,575,000 | $3.4M | Add +14.0% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 2,500 | $3.2M | Reduce -0.3% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 2,174 | $2.7M | Add +4.8% |
| WINNEBAGO INDUSTRIES (WGO 3.25 01/15/30) | NOTE 3.250% 1/1 · principal | 2,225,000 | $2.0M | Reduce -1.6% |
| PELOTON INTERACTIVE INC (PTON 0 02/15/26) | NOTE 2/1 · principal | 1,645,000 | $1.6M | Reduce -13.2% |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | 5,000 | $459K | No change |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 50,000 | $50K | No change |
| SUNRUN INC (RUN 0 02/01/26) | NOTE 2/0 · principal | 20,000 | $19K | No change |
| LIBERTY INTERACTIVE LLC (LINTA 4 11/15/29) | DEB 4.000%11/1 · principal | 36,799 | $3K | No change |
| SLXNW Biomotion Sciences-CW29 | *W EXP 08/15/202 | 31,552 | $1K | No change |
| MAPSW WM Technology Inc.-CW24 | *W EXP 06/16/202 | 32,468 | $847 | No change |
| ARKOW Arko Corp. -CW25 | *W EXP 12/22/202 | 47,817 | $445 | Reduce -76.9% |
Total filed on the 13F, all lines: $136.8B.
Portfolio Sells Q2 2025 → Q3 2025
| AMZN Amazon.com Inc. | Reduce -3.9% | 2.64% | −0.25 |
| META Meta Platforms Inc. Class A | Reduce -8.7% | 1.24% | −0.20 |
| FISV Fiserv Inc. | Reduce -19.9% | 0.22% | −0.16 |
| UNH Unitedhealth Group Inc. | Reduce -46.0% | 0.18% | −0.14 |
| TTWO Take-Two Interactive Softwre | Reduce -67.5% | 0.07% | −0.14 |
| PM Philip Morris International | Reduce -17.7% | 0.31% | −0.14 |
| AIG American International Group | Reduce -49.1% | 0.10% | −0.13 |
| COST Costco Wholesale Corp. | Reduce -6.7% | 0.59% | −0.12 |
| HAE Haemonetics Corp. | Reduce -14.2% | 0.13% | −0.11 |
| IBM Intl Business Machines Corp. | Reduce -26.2% | 0.23% | −0.11 |
| PEG Public Service Enterprise GP | Reduce -62.7% | 0.06% | −0.11 |
| VRSK Verisk Analytics Inc. | Reduce -7.3% | 0.28% | −0.11 |
| RLI Rli Corp. | Reduce -97.8% | 0.00% | −0.11 |
| CRM Salesforce Inc. | Reduce -32.6% | 0.13% | −0.10 |
| HES Hess Corp. | Sold out | 0.00% | −0.10 |
| GDDY GoDaddy Inc. Class A | Reduce -12.9% | 0.15% | −0.09 |
| STR Sitio Royalties Corp. Class A | Sold out | 0.00% | −0.09 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -8.8% | 0.73% | −0.08 |
| BMY Bristol-Myers Squibb Co. | Reduce -72.8% | 0.03% | −0.08 |
| COO The Cooper Cos Inc. | Reduce -23.4% | 0.19% | −0.08 |
| DUK Duke Energy Corp. | Reduce -50.9% | 0.08% | −0.08 |
| ANSS Ansys Inc. | Sold out | 0.00% | −0.08 |
| TXN Texas Instruments Inc. | Reduce -4.0% | 0.33% | −0.08 |
| CRDO Credo Technology Group Holdi | Reduce -73.1% | 0.05% | −0.08 |
| MSFT Microsoft Corp. | Reduce -0.6% | 4.42% | −0.08 |
| EQT Eqt Corp. | Reduce -17.6% | 0.21% | −0.08 |
| MU Micron Technology Inc. | Reduce -51.4% | 0.12% | −0.07 |
| DE Deere & Co. | Reduce -24.0% | 0.14% | −0.07 |
| KEX Kirby Corp. | Reduce -6.3% | 0.14% | −0.07 |
| UL Unilever PLC | Reduce -50.9% | 0.06% | −0.07 |
| TXRH Texas Roadhouse Inc. | Reduce -18.7% | 0.15% | −0.07 |
| LMT Lockheed Martin Corp. | Reduce -75.5% | 0.02% | −0.07 |
| CL Colgate-Palmolive Co. | Reduce -14.8% | 0.17% | −0.07 |
| TRGP Targa Resources Corp. | Reduce -8.1% | 0.34% | −0.07 |
| POOL Pool Corp. | Reduce -97.3% | 0.00% | −0.06 |
| CSCO Cisco Systems Inc. | Reduce -10.2% | 0.33% | −0.06 |
| SCHW Schwab (charles) Corp. | Reduce -30.9% | 0.14% | −0.06 |
| CHD Church & Dwight Co. Inc. | Reduce -25.3% | 0.11% | −0.06 |
| VNOM Viper Energy Inc. | Sold out | 0.00% | −0.06 |
| GWW WW Grainger Inc. | Reduce -38.7% | 0.07% | −0.06 |
| CME Cme Group Inc. | Reduce -6.3% | 0.41% | −0.06 |
| ALC Alcon Inc. | Reduce -25.6% | 0.09% | −0.06 |
| AVY Avery Dennison Corp. | Reduce -12.9% | 0.19% | −0.06 |
| LNG Cheniere Energy Inc. | Reduce -4.8% | 0.40% | −0.06 |
| AMT American Tower Corp. | Reduce -2.7% | 0.24% | −0.06 |
| CI The Cigna Group | Reduce -17.9% | 0.12% | −0.06 |
| AMD Advanced Micro Devices | Reduce -31.7% | 0.16% | −0.06 |
| DHR Danaher Corp. | Reduce -7.6% | 0.40% | −0.05 |
| TSM Taiwan Semiconductor-SP ADR | Reduce -31.1% | 0.22% | −0.05 |
| DTE DTE Energy Company | Reduce -56.3% | 0.04% | −0.05 |
Portfolio Buys Q2 2025 → Q3 2025
| AAPL Apple Inc. | Add +0.9% | 3.12% | +0.50 |
| GOOG Alphabet Inc. Class C | Add +7.1% | 1.68% | +0.48 |
| GOOGL Alphabet Inc. Class A | Add +4.5% | 1.72% | +0.46 |
| DIS The Walt Disney Co. | Add +120.0% | 0.30% | +0.14 |
| SNDK Sandisk Corp. | Add +434.5% | 0.14% | +0.13 |
| VNOM Viper Energy Inc. Class A | New | 0.13% | +0.13 |
| HOOD Robinhood Markets Inc. Class A | Add +11.1% | 0.30% | +0.11 |
| PFE Pfizer Inc. | Add +203.8% | 0.17% | +0.11 |
| TER Teradyne Inc. | Add +4868.9% | 0.11% | +0.11 |
| INTC Intel Corp. | Add +41.6% | 0.20% | +0.10 |
| NSC Norfolk Southern Corp. | Add +316.4% | 0.13% | +0.10 |
| HUM Humana Inc. | Add +2855.5% | 0.10% | +0.10 |
| WBD Warner Bros Discovery Inc. | Add +289.6% | 0.11% | +0.09 |
| BHP BHP Group Ltd.-Spon ADR | Add +1055.6% | 0.10% | +0.09 |
| STUB Stubhub Holdings Inc. Class A | New | 0.09% | +0.09 |
| MRK Merck & Co. Inc. | Add +110.2% | 0.16% | +0.08 |
| APP AppLovin Corp. Class A | Add +1.5% | 0.16% | +0.08 |
| ON On Semiconductor | Add +4668.5% | 0.08% | +0.07 |
| NOC Northrop Grumman Corp. | Add +202.6% | 0.10% | +0.07 |
| RIO Rio Tinto PLC-Spon ADR | Add +244.3% | 0.10% | +0.07 |
| SPHY SS SPDR P High Yield ETF | Add +73.2% | 0.18% | +0.07 |
| BABA Alibaba Group Holding-SP ADR | Add +30.7% | 0.14% | +0.07 |
| REZI Resideo Technologies Inc. | Add +8.5% | 0.14% | +0.07 |
| LRCX Lam Research Corp. | Add +14.6% | 0.21% | +0.07 |
| TEAM Atlassian Corp. Class A | Add +1881.1% | 0.07% | +0.07 |
| RDDT Reddit Inc. Class A | Add +78.3% | 0.11% | +0.07 |
| NBCR Neuberger Core Equity ETF | Add +27.3% | 0.29% | +0.07 |
| HPE Hewlett Packard Enterprise | Add +621.7% | 0.07% | +0.07 |
| NEMD Neuberger Emerging Markets D | New | 0.06% | +0.06 |
| DVN Devon Energy Corp. | Add +100.6% | 0.11% | +0.06 |
| CVX Chevron Corp. | Add +10.8% | 0.46% | +0.06 |
| LIN Linde PLC | Add +18.2% | 0.46% | +0.06 |
| ANET Arista Networks Inc. | Add +6.5% | 0.17% | +0.05 |
| SHOP Shopify Inc. Class A | Add +128.5% | 0.08% | +0.05 |
| SPOT Spotify Technology SA | Add +34.5% | 0.37% | +0.05 |
| CEG Constellation Energy | Add +46.8% | 0.18% | +0.05 |
| HLT Hilton Worldwide Holdings Inc. | Add +2055.1% | 0.05% | +0.05 |
| MPWR Monolithic Power Systems Inc. | Add +52.0% | 0.11% | +0.05 |
| VVV Valvoline Inc. | Add +188.7% | 0.08% | +0.05 |
| SCCO Southern Copper Corp. | Add +6.8% | 0.28% | +0.05 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | New | 0.05% | +0.05 |
| DOW Dow Inc. | Add +3713.8% | 0.05% | +0.05 |
| UMBF Umb Financial Corp. | Add +32.7% | 0.16% | +0.05 |
| RMBS Rambus Inc. | Add +9.9% | 0.11% | +0.05 |
| DHI D.R. Horton Inc. | Add +5.5% | 0.19% | +0.05 |
| BX Blackstone Inc. | Add +1.4% | 0.50% | +0.04 |
| GLW Corning Inc. | Add +1.9% | 0.13% | +0.04 |
| LBRDK Liberty Broadband-C | Add +10443.0% | 0.04% | +0.04 |
| LLY Eli Lilly & Co. | Add +12.3% | 0.98% | +0.04 |
| WYNN WYNN Resorts Ltd. | Add +32.1% | 0.10% | +0.04 |
Options Activity Q2 2025 → Q3 2025
| NEM Newmont Corp. | call | Sold out | 800 | $252Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2025 → Q3 2025
| KKR & CO INC (KKR 6.25 03/01/28 D) | 6.25 CON SER D | Add +0.1% | 562,375 | $29.5M |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | Add +5.5% | 107,650 | $7.5M |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | Add +7.4% | 7,455,000 | $7.1M |
| PG&E CORP (PCG 6 12/01/27 A) | PFD CONV SER A | Reduce -0.0% | 171,535 | $6.8M |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | Add +9.1% | 89,730 | $6.3M |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | Add +3.0% | 6,070,000 | $5.9M |
| PEBBLEBROOK HOTEL TRUST (PEB 6.375 PERP E) | 6.375 PFD SER E | Add +10.5% | 290,021 | $5.9M |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | Reduce -2.5% | 5,940,000 | $5.6M |
| ZIFF DAVIS INC (ZD 1.75 11/01/26) | NOTE 1.750%11/0 · principal | Add +14.0% | 3,575,000 | $3.4M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Reduce -0.3% | 2,500 | $3.2M |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +4.8% | 2,174 | $2.7M |
| WINNEBAGO INDUSTRIES (WGO 3.25 01/15/30) | NOTE 3.250% 1/1 · principal | Reduce -1.6% | 2,225,000 | $2.0M |
| PELOTON INTERACTIVE INC (PTON 0 02/15/26) | NOTE 2/1 · principal | Reduce -13.2% | 1,645,000 | $1.6M |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Sold out | 29,871 | $1.2Mbefore exit |
| ARKOW Arko Corp. -CW25 | *W EXP 12/22/202 | Reduce -76.9% | 47,817 | $445 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 2,266 | $149.8B | NVDA, AAPL, AMZN, MSFT, GOOGL |
| Q1 2026 | 2,138 | $131.3B | NVDA, MSFT, AAPL, AMZN, GOOGL |
| Q4 2025 | 2,082 | $134.2B | MSFT, NVDA, AAPL, AMZN, GOOGL |
| Q3 2025 | 2,007 | $136.7B | MSFT, NVDA, AAPL, AMZN, JPM |
| Q2 2025Amended | 2,023 | $129.9B | MSFT, NVDA, AMZN, AAPL, JPM |
| Q1 2025 | 1,942 | $119.3B | MSFT, AAPL, AMZN, NVDA, JPM |
| Q4 2024 | 1,896 | $125.9B | MSFT, AAPL, NVDA, AMZN, JPM |
| Q3 2024 | 1,896 | $128.1B | MSFT, AAPL, NVDA, AMZN, JPM |
| Q2 2024Amended | 1,869 | $121.8B | MSFT, AAPL, NVDA, AMZN, JPM |
| Q1 2024Amended | 1,796 | $120.9B | MSFT, AMZN, AAPL, NVDA, JPM |