Neuberger Berman Group LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 14, 2024), Neuberger Berman Group LLC reported 1,896 stock positions worth $128.1 billion. Its top holding was Microsoft (MSFT) at 4.0% of the portfolio, followed by Apple (AAPL, 3.1%) and Nvidia (NVDA, 2.6%). Compared with Q2 2024, it opened 125 new positions, sold out of 99, added to 834 and reduced 882. The biggest buy was Home Depot (HD, shares +17%) and the biggest sale Merck (MRK, shares −70%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001465109
- Portfolio Value
- $128.1B (Q3 2024)
- SEC Filing
- 0001415889-24-026827 ↗ filed Nov 14, 2024
Holdings Value
Holdings 1,896 stocks · $128.1B
| MSFT Microsoft Corp. | 4.01% | 11,933,932 | $5.1B | Add +0.1% |
| AAPL Apple Inc. | 3.14% | 17,257,365 | $4.0B | Reduce -0.3% |
| NVDA Nvidia Corp. | 2.59% | 27,316,182 | $3.3B | Reduce -0.1% |
| AMZN Amazon.com Inc. | 2.41% | 16,543,867 | $3.1B | Add +1.7% |
| JPM JPMorgan Chase & Co. | 1.59% | 9,654,858 | $2.0B | Reduce -2.8% |
| GOOG Alphabet Inc. Class C | 1.23% | 9,434,203 | $1.6B | Add +0.4% |
| GOOGL Alphabet Inc. Class A | 1.19% | 9,153,455 | $1.5B | Reduce -1.3% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.06% | 2,943,787 | $1.4B | Add +1.1% |
| NEE Nextera Energy Inc. | 1.02% | 15,425,417 | $1.3B | Reduce -3.1% |
| LLY Eli Lilly & Co. | 1.00% | 1,438,521 | $1.3B | Reduce -0.8% |
| HD Home Depot Inc. | 0.94% | 2,962,392 | $1.2B | Add +17.2% |
| TMUS T-Mobile US Inc. | 0.90% | 5,559,065 | $1.1B | Reduce -2.9% |
| META Meta Platforms Inc. Class A | 0.85% | 1,901,305 | $1.1B | Reduce -2.9% |
| SPGI S&P Global Inc. | 0.76% | 1,874,229 | $968.2M | Reduce -7.1% |
| JNJ Johnson & Johnson | 0.72% | 5,661,842 | $917.5M | Add +4.8% |
| IVV iShares Core S&P 500 ETF | 0.70% | 1,548,785 | $893.4M | Add +15.9% |
| DHR Danaher Corp. | 0.69% | 3,162,406 | $879.0M | Add +3.9% |
| COST Costco Wholesale Corp. | 0.69% | 990,885 | $878.4M | Reduce -2.1% |
| XOM Exxon Mobil Corp. | 0.63% | 6,834,583 | $800.9M | Reduce -1.1% |
| V Visa Inc. Class A | 0.62% | 2,893,964 | $795.7M | Reduce -7.5% |
| ASML ASML Holding NV-NY Reg SHS | 0.62% | 949,463 | $791.2M | Add +5.3% |
| PG The Procter & Gamble Co. | 0.61% | 4,499,371 | $779.3M | Reduce -23.4% |
| ORCL Oracle Corp. | 0.60% | 4,541,806 | $773.9M | Reduce -13.3% |
| ADI Analog Devices Inc. | 0.60% | 3,352,764 | $771.7M | Reduce -4.0% |
| UNP Union Pacific Corp. | 0.60% | 3,126,777 | $770.6M | Add +20.9% |
| MSI Motorola Solutions Inc. | 0.60% | 1,710,021 | $768.9M | Reduce -4.7% |
| TMO Thermo Fisher Scientific Inc. | 0.60% | 1,237,020 | $765.2M | Reduce -4.8% |
| MA Mastercard Inc. Class A | 0.60% | 1,548,655 | $764.7M | Reduce -2.8% |
| UNH Unitedhealth Group Inc. | 0.59% | 1,284,399 | $751.0M | Add +47.1% |
| AON Aon PLC Class A | 0.55% | 2,037,714 | $705.0M | Add +2.6% |
| MCD McDonald's Corp. | 0.53% | 2,239,042 | $681.8M | Add +1.9% |
| WMT Walmart Inc. | 0.53% | 8,352,469 | $674.2M | Reduce -17.1% |
| PGR Progressive Corp. | 0.51% | 2,576,877 | $653.7M | Reduce -23.4% |
| BX Blackstone Inc. | 0.46% | 3,888,182 | $595.4M | Reduce -0.2% |
| INTU Intuit Inc. | 0.46% | 943,553 | $585.9M | Reduce -1.2% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.45% | 4,912,112 | $577.4M | Reduce -3.7% |
| APH Amphenol Corp. Class A | 0.45% | 8,856,008 | $577.0M | Add +2.5% |
| ETN Eaton Corp. PLC | 0.45% | 1,729,301 | $573.2M | Add +38.8% |
| AVGO Broadcom Inc. | 0.43% | 3,216,030 | $554.8M | Add +8.9% |
| AVY Avery Dennison Corp. | 0.41% | 2,370,610 | $523.4M | Add +10.9% |
| PNC PNC Financial Services Group | 0.40% | 2,755,258 | $509.2M | Add +1.3% |
| QCOM Qualcomm Inc. | 0.39% | 2,920,879 | $496.7M | Reduce -15.5% |
| CRM Salesforce Inc. | 0.38% | 1,767,823 | $483.9M | Reduce -12.1% |
| CDW CDW Corp. | 0.37% | 2,116,993 | $479.1M | Reduce -0.8% |
| FISV Fiserv Inc. | 0.37% | 2,646,002 | $475.3M | Reduce -0.9% |
| REGN Regeneron Pharmaceuticals | 0.37% | 449,590 | $472.6M | Reduce -1.4% |
| NOW ServiceNow Inc. | 0.37% | 523,151 | $467.9M | Reduce -7.8% |
| EPD Enterprise Products Partners | 0.37% | 16,067,617 | $467.7M | Reduce -1.0% |
| FICO Fair Isaac Corp. | 0.36% | 240,523 | $467.5M | Reduce -10.2% |
| KDP Keurig Dr Pepper Inc. | 0.36% | 12,184,113 | $456.7M | Add +34.0% |
| TXN Texas Instruments Inc. | 0.35% | 2,194,598 | $453.5M | Add +1.0% |
| BLK BlackRock Finance Inc. | 0.35% | 475,697 | $451.7M | Add +6.3% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.35% | 2,032,338 | $449.3M | Add +1.9% |
| UBER Uber Technologies Inc. | 0.35% | 5,887,002 | $442.5M | Add +7.9% |
| FCX Freeport-McMoran Inc. | 0.34% | 8,842,459 | $441.8M | Reduce -22.3% |
| MANH Manhattan Associates Inc. | 0.34% | 1,564,085 | $440.1M | Reduce -4.8% |
| ABBV Abbvie Inc. | 0.34% | 2,222,227 | $438.8M | Add +13.8% |
| LNG Cheniere Energy Inc. | 0.34% | 2,437,049 | $438.3M | Add +0.3% |
| TRGP Targa Resources Corp. | 0.34% | 2,960,803 | $438.2M | Reduce -5.2% |
| CSX CSX Corp. | 0.34% | 12,552,517 | $433.4M | Reduce -30.1% |
| VRSK Verisk Analytics Inc. | 0.33% | 1,597,018 | $427.9M | Reduce -1.6% |
| FE Firstenergy Corp. | 0.33% | 9,496,847 | $421.2M | Add +6.3% |
| CAT Caterpillar Inc. | 0.33% | 1,072,369 | $419.4M | Add +112.2% |
| SRE Sempra | 0.33% | 4,991,107 | $417.3M | Reduce -25.9% |
| AMD Advanced Micro Devices | 0.33% | 2,537,489 | $416.4M | Reduce -2.1% |
| AEM Agnico Eagle Mines Ltd. | 0.32% | 5,161,036 | $416.0M | Reduce -9.2% |
| AZN Astrazeneca PLC-Spons ADR | 0.32% | 5,232,966 | $407.7M | Reduce -3.2% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.32% | 10,233,872 | $406.0M | Reduce -0.2% |
| GE General Electric filed as GE AEROSPACE | 0.32% | 2,152,332 | $405.9M | Add +58.0% |
| PFE Pfizer Inc. | 0.32% | 13,947,142 | $403.7M | Add +1.1% |
| TTEK Tetra Tech Inc. | 0.31% | 8,486,239 | $400.2M | Add +2.1% |
| CME Cme Group Inc. | 0.31% | 1,812,597 | $399.9M | Reduce -21.1% |
| AMT American Tower Corp. | 0.31% | 1,702,640 | $396.0M | Add +1.0% |
| VOO Vanguard S&P 500 ETF | 0.31% | 749,992 | $395.7M | Add +6.6% |
| GS Goldman Sachs Group Inc. | 0.31% | 798,744 | $395.5M | Reduce -7.2% |
| ZTS Zoetis Inc. | 0.31% | 2,002,618 | $391.3M | Add +0.5% |
| EXP Eagle Materials Inc. | 0.31% | 1,359,113 | $390.9M | Reduce -4.6% |
| KEX Kirby Corp. | 0.30% | 3,146,148 | $385.2M | Reduce -8.0% |
| LEN Lennar Corp. Class A | 0.30% | 2,041,367 | $382.7M | Add +3.8% |
| APO Apollo Global Management Inc. | 0.30% | 3,052,255 | $381.3M | Reduce -1.8% |
| DUK Duke Energy Corp. | 0.29% | 3,276,098 | $377.8M | Reduce -25.1% |
| RTX RTX Corp. | 0.29% | 3,066,425 | $371.5M | Add +57.9% |
| ELV Elevance Health Inc. | 0.28% | 701,306 | $364.8M | Reduce -23.7% |
| MCO Moody's Corp. | 0.28% | 766,049 | $363.6M | Reduce -13.0% |
| WMB Williams Cos Inc. | 0.28% | 7,891,019 | $360.2M | Reduce -20.7% |
| VST Vistra Corp. | 0.28% | 3,023,583 | $358.4M | Reduce -2.9% |
| CNP Centerpoint Energy Inc. | 0.27% | 11,635,141 | $342.3M | Reduce -30.1% |
| BDX Becton Dickinson and Co. | 0.27% | 1,408,425 | $339.6M | Reduce -8.8% |
| CSW CSW Industrials Inc. | 0.26% | 923,249 | $338.3M | Reduce -2.1% |
| BSX Boston Scientific Corp. | 0.26% | 4,010,749 | $336.1M | Reduce -0.6% |
| RBC RBC Bearings Inc. | 0.26% | 1,118,537 | $334.9M | Reduce -0.1% |
| CVX Chevron Corp. | 0.26% | 2,261,768 | $333.1M | Reduce -7.7% |
| NFLX Netflix Inc. | 0.26% | 461,202 | $327.1M | Reduce -2.0% |
| DTE DTE Energy Company | 0.25% | 2,530,236 | $324.8M | Reduce -17.6% |
| HAE Haemonetics Corp. | 0.25% | 4,027,103 | $323.7M | Add +5.0% |
| LIN Linde PLC | 0.25% | 669,430 | $319.2M | Reduce -3.1% |
| SPSC SPS Commerce Inc. | 0.25% | 1,635,401 | $317.5M | Reduce -1.5% |
| NEM Newmont Corp. | 0.24% | 5,865,583 | $313.6M | Reduce -2.9% |
| BN Brookfield Corp. | 0.24% | 5,891,229 | $313.1M | Reduce -6.5% |
| WPM Wheaton Precious Metals Corp. | 0.24% | 5,102,685 | $311.9M | Reduce -1.8% |
Options reported separately and not counted above: GDX calls ($5.1M), ASHR calls ($1.2M), BMRN puts ($1.2M), BABA calls ($653K), NEM calls ($649K), SNPS puts ($500K), BHP calls ($257K).
Other holdings (24): bonds, preferreds, convertibles and warrants · $73.6M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | 9,000,000 | $9.5M | No change |
| INFINERA CORP (INFN 3.75 08/01/28) | NOTE 3.750% 8/0 · principal | 7,500,000 | $8.7M | No change |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 160,596 | $7.4M | Reduce -1.5% |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | 7,771,000 | $6.3M | Reduce -0.5% |
| INFINERA CORP (INFN 2.5 03/01/27) | NOTE 2.500% 3/0 · principal | 5,696,000 | $6.1M | No change |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 6,250,000 | $5.9M | Reduce -4.7% |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | 4,980,000 | $4.6M | Add +15.7% |
| CRACKER BARREL OLD COUNT (CBRL 0.625 06/15/26) | NOTE 0.625% 6/1 · principal | 4,700,000 | $4.3M | Add +10.1% |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 58,926 | $4.0M | Reduce -2.9% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 2,789 | $3.6M | Reduce -7.1% |
| VAIL RESORTS INC (MTN 0 01/01/26) | NOTE 1/0 · principal | 3,605,000 | $3.4M | Add +43.3% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 2,108 | $2.7M | Reduce -1.3% |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 2,750,000 | $2.6M | New |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | 2,430,000 | $2.3M | Add +39.3% |
| ETWOW E2OPEN Parent Ho -CW25 | *W EXP 02/04/202 | 10,140,000 | $1.7M | No change |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 110,131 | $241K | No change |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | 4,226 | $204K | Reduce -11.5% |
| ARKOW Arko Corp. -CW25 | *W EXP 12/22/202 | 359,773 | $187K | No change |
| SUNRUN INC (RUN 0 02/01/26) | NOTE 2/0 · principal | 20,000 | $18K | No change |
| LIBERTY INTERACTIVE LLC (LINTA 4 11/15/29) | DEB 4.000%11/1 · principal | 36,799 | $13K | No change |
| QBTS.WS D-Wave Quantum Inc. -27 | *W EXP 08/05/202 | 76,435 | $7K | No change |
| SLXNW Biomotion Sciences-CW29 | *W EXP 08/15/202 | 31,552 | $1K | New |
| INNOVID CORP | *W EXP 11/30/202 | 23,664 | $951 | No change |
| MAPSW WM Technology Inc.-CW24 | *W EXP 06/16/202 | 32,468 | $656 | No change |
Total filed on the 13F, all lines: $128.1B.
Portfolio Sells Q2 2024 → Q3 2024
| MRK Merck & Co. Inc. | Reduce -70.0% | 0.14% | −0.38 |
| GOOGL Alphabet Inc. Class A | Reduce -1.3% | 1.19% | −0.20 |
| PG The Procter & Gamble Co. | Reduce -23.4% | 0.61% | −0.19 |
| NVDA Nvidia Corp. | Reduce -0.1% | 2.59% | −0.19 |
| MDLZ Mondelez International Inc. Class A | Reduce -51.8% | 0.19% | −0.18 |
| QCOM Qualcomm Inc. | Reduce -15.5% | 0.39% | −0.18 |
| CNP Centerpoint Energy Inc. | Reduce -30.1% | 0.27% | −0.16 |
| CSX CSX Corp. | Reduce -30.1% | 0.34% | −0.15 |
| EXC Exelon Corp. | Reduce -90.2% | 0.02% | −0.13 |
| ELV Elevance Health Inc. | Reduce -23.7% | 0.28% | −0.12 |
| COP Conocophillips | Reduce -56.1% | 0.08% | −0.12 |
| RIO Rio Tinto PLC-Spon ADR | Reduce -46.6% | 0.14% | −0.11 |
| FCX Freeport-McMoran Inc. | Reduce -22.3% | 0.34% | −0.11 |
| MU Micron Technology Inc. | Reduce -39.2% | 0.09% | −0.10 |
| DLTR Dollar Tree Inc. | Reduce -37.1% | 0.06% | −0.10 |
| C Citigroup Inc. | Reduce -62.8% | 0.05% | −0.10 |
| SRE Sempra | Reduce -25.9% | 0.33% | −0.09 |
| LOW Lowe's Cos Inc. | Reduce -73.6% | 0.04% | −0.09 |
| LLY Eli Lilly & Co. | Reduce -0.8% | 1.00% | −0.08 |
| EW Edwards Lifesciences Corp. | Reduce -62.2% | 0.03% | −0.08 |
| MTDR Matador Resources Co. | Reduce -92.8% | 0.00% | −0.08 |
| SPHY SS SPDR P High Yield ETF | Reduce -46.0% | 0.08% | −0.07 |
| WMB Williams Cos Inc. | Reduce -20.7% | 0.28% | −0.07 |
| DUK Duke Energy Corp. | Reduce -25.1% | 0.29% | −0.07 |
| PGR Progressive Corp. | Reduce -23.4% | 0.51% | −0.06 |
| DKNG Draftkings Inc. Class A | Reduce -43.2% | 0.08% | −0.06 |
| NKE Nike Inc. Class B | Reduce -34.5% | 0.17% | −0.06 |
| OXY Occidental Petroleum Corp. | Reduce -82.5% | 0.01% | −0.06 |
| ASH Ashland Inc. | Reduce -62.8% | 0.03% | −0.06 |
| JPM JPMorgan Chase & Co. | Reduce -2.8% | 1.59% | −0.06 |
| ADBE Adobe Inc. | Reduce -38.3% | 0.07% | −0.06 |
| VLO Valero Energy Corp. | Reduce -66.3% | 0.02% | −0.06 |
| CME Cme Group Inc. | Reduce -21.1% | 0.31% | −0.06 |
| INTU Intuit Inc. | Reduce -1.2% | 0.46% | −0.06 |
| WM Waste Management Inc. | Reduce -25.0% | 0.13% | −0.06 |
| TDW Tidewater Inc. | Reduce -0.7% | 0.14% | −0.06 |
| CEDAR FAIR LP | Sold out | 0.00% | −0.05 |
| CVX Chevron Corp. | Reduce -7.7% | 0.26% | −0.05 |
| AMAT Applied Materials Inc. | Reduce -2.6% | 0.21% | −0.05 |
| DELL Dell Technologies -C | Reduce -33.3% | 0.06% | −0.05 |
| V Visa Inc. Class A | Reduce -7.5% | 0.62% | −0.05 |
| VRT Vertiv Holdings Co. Class A | Reduce -56.4% | 0.05% | −0.05 |
| ADI Analog Devices Inc. | Reduce -4.0% | 0.60% | −0.05 |
| ARM Arm Holdings PLC-ADR | Reduce -13.6% | 0.13% | −0.05 |
| SLP Simulations Plus Inc. | Sold out | 0.00% | −0.05 |
| SMCI Super Micro Computer Inc. | Reduce -99.0% | 0.00% | −0.05 |
| CL Colgate-Palmolive Co. | Reduce -21.3% | 0.19% | −0.05 |
| FLEX Flex Ltd. | Reduce -99.5% | 0.00% | −0.05 |
| CRM Salesforce Inc. | Reduce -12.1% | 0.38% | −0.05 |
| CLX Clorox Company | Reduce -94.6% | 0.00% | −0.05 |
Portfolio Buys Q2 2024 → Q3 2024
| HD Home Depot Inc. | Add +17.2% | 0.94% | +0.22 |
| UNH Unitedhealth Group Inc. | Add +47.1% | 0.59% | +0.22 |
| CAT Caterpillar Inc. | Add +112.2% | 0.33% | +0.19 |
| NBCR Neuberger Core Equity ETF | New | 0.18% | +0.18 |
| LMT Lockheed Martin Corp. | Add +215.4% | 0.19% | +0.14 |
| GE General Electric | Add +58.0% | 0.32% | +0.14 |
| RTX RTX Corp. | Add +57.9% | 0.29% | +0.13 |
| ETN Eaton Corp. PLC | Add +38.8% | 0.45% | +0.13 |
| UNP Union Pacific Corp. | Add +20.9% | 0.60% | +0.12 |
| TRU Transunion | Add +57.4% | 0.22% | +0.12 |
| MMM 3M Co. | Add +282.4% | 0.15% | +0.12 |
| KDP Keurig Dr Pepper Inc. | Add +34.0% | 0.36% | +0.11 |
| AMGN Amgen Inc. | Add +214.8% | 0.16% | +0.11 |
| ABT Abbott Laboratories | Add +81.1% | 0.22% | +0.10 |
| IVV iShares Core S&P 500 ETF | Add +15.9% | 0.70% | +0.10 |
| GIS General Mills Inc. | Add +1408.6% | 0.10% | +0.10 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +1044.0% | 0.11% | +0.09 |
| SPG Simon Property Group Inc. | Add +101.3% | 0.17% | +0.09 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +1.1% | 1.06% | +0.09 |
| MDT Medtronic PLC | Add +173.2% | 0.13% | +0.08 |
| JCI Johnson Controls Internation | Add +1144.8% | 0.09% | +0.08 |
| HUM Humana Inc. | Add +272.3% | 0.12% | +0.08 |
| MCD McDonald's Corp. | Add +1.9% | 0.53% | +0.07 |
| CNX CNX Resources Corp. | Add +16.6% | 0.22% | +0.07 |
| AON Aon PLC Class A | Add +2.6% | 0.55% | +0.07 |
| JNJ Johnson & Johnson | Add +4.8% | 0.72% | +0.07 |
| IBM Intl Business Machines Corp. | Add +1.9% | 0.35% | +0.07 |
| ABBV Abbvie Inc. | Add +13.8% | 0.34% | +0.07 |
| BLK BlackRock Finance Inc. | Add +6.3% | 0.35% | +0.06 |
| ANET Arista Networks Inc. | Add +37.7% | 0.21% | +0.06 |
| DHR Danaher Corp. | Add +3.9% | 0.69% | +0.06 |
| STT State Street Corp. | Add +3088.8% | 0.06% | +0.06 |
| TFC Truist Financial Corp. | Add +91.9% | 0.12% | +0.06 |
| COO The Cooper Cos Inc. | Add +13.3% | 0.22% | +0.06 |
| PSA Public Storage | Add +46.2% | 0.13% | +0.06 |
| LEN Lennar Corp. Class A | Add +3.8% | 0.30% | +0.06 |
| BMY Bristol-Myers Squibb Co. | Add +208.3% | 0.07% | +0.05 |
| GDDY GoDaddy Inc. Class A | Add +28.3% | 0.19% | +0.05 |
| SSD Simpson Manufacturing Co. Inc. | Add +124.9% | 0.09% | +0.05 |
| PNC PNC Financial Services Group | Add +1.3% | 0.40% | +0.05 |
| AWR American States Water Co. | Add +885.4% | 0.06% | +0.05 |
| FE Firstenergy Corp. | Add +6.3% | 0.33% | +0.05 |
| PYPL PayPal Holdings Inc. | Add +34.1% | 0.11% | +0.05 |
| CEG Constellation Energy | Add +30.1% | 0.12% | +0.05 |
| PM Philip Morris International | Add +13.0% | 0.21% | +0.05 |
| BFAM Bright Horizons Family Solut | Add +17.8% | 0.15% | +0.05 |
| AVGO Broadcom Inc. | Add +8.9% | 0.43% | +0.04 |
| BAX Baxter International Inc. | Add +4771.2% | 0.04% | +0.04 |
| GLW Corning Inc. | Add +62.1% | 0.10% | +0.04 |
| RSG Republic Services Inc. | Add +865.3% | 0.05% | +0.04 |
Options Activity Q2 2024 → Q3 2024
| GDX Vaneck Gold Miners ETF | call | Add +23.1% | 16,000 | $5.1M |
| ASHR Xtrackers Harvest Csi 300 CH | call | New | 3,800 | $1.2M |
| BMRN Biomarin Pharmaceutical Inc. | put | New | 1,144 | $1.2M |
| BABA Alibaba Group Holding-SP ADR | call | New | 400 | $653K |
| NEM Newmont Corp. | call | New | 1,750 | $649K |
| SNPS Synopsys Inc. | put | Add +10.9% | 132 | $500K |
| BHP BHP Group Ltd.-Spon ADR | call | New | 450 | $257K |
| PLTR Palantir Technologies Inc. Class A | call | Sold out | 850 | $201Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2024 → Q3 2024
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Reduce -1.5% | 160,596 | $7.4M |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | Reduce -0.5% | 7,771,000 | $6.3M |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | Reduce -4.7% | 6,250,000 | $5.9M |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | Add +15.7% | 4,980,000 | $4.6M |
| CRACKER BARREL OLD COUNT (CBRL 0.625 06/15/26) | NOTE 0.625% 6/1 · principal | Add +10.1% | 4,700,000 | $4.3M |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | Reduce -2.9% | 58,926 | $4.0M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Reduce -7.1% | 2,789 | $3.6M |
| VAIL RESORTS INC (MTN 0 01/01/26) | NOTE 1/0 · principal | Add +43.3% | 3,605,000 | $3.4M |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -1.3% | 2,108 | $2.7M |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | New | 2,750,000 | $2.6M |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | Add +39.3% | 2,430,000 | $2.3M |
| BLACKSTONE MORTGAGE TR (BXMT 5.5 03/15/27) | NOTE 5.500% 3/1 · principal | Sold out | 755,000 | $676Kbefore exit |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | Reduce -11.5% | 4,226 | $204K |
| VISHAY INTERTECHNOLOGY (VSH 2.25 06/15/25) | NOTE 2.250% 6/1 · principal | Sold out | 35,000 | $34Kbefore exit |
| CVIIW Churchill Capital Vii -CW28 | *W EXP 02/29/202 | Sold out | 18,560 | $6Kbefore exit |
| MACAW Moringa Acquisition Cor-CW26 | *W EXP 02/22/202 | Sold out | 31,552 | $3Kbefore exit |
| SLXNW Biomotion Sciences-CW29 | *W EXP 08/15/202 | New | 31,552 | $1K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 2,266 | $149.8B | NVDA, AAPL, AMZN, MSFT, GOOGL |
| Q1 2026 | 2,138 | $131.3B | NVDA, MSFT, AAPL, AMZN, GOOGL |
| Q4 2025 | 2,082 | $134.2B | MSFT, NVDA, AAPL, AMZN, GOOGL |
| Q3 2025 | 2,007 | $136.7B | MSFT, NVDA, AAPL, AMZN, JPM |
| Q2 2025Amended | 2,023 | $129.9B | MSFT, NVDA, AMZN, AAPL, JPM |
| Q1 2025 | 1,942 | $119.3B | MSFT, AAPL, AMZN, NVDA, JPM |
| Q4 2024 | 1,896 | $125.9B | MSFT, AAPL, NVDA, AMZN, JPM |
| Q3 2024 | 1,896 | $128.1B | MSFT, AAPL, NVDA, AMZN, JPM |
| Q2 2024Amended | 1,869 | $121.8B | MSFT, AAPL, NVDA, AMZN, JPM |
| Q1 2024Amended | 1,796 | $120.9B | MSFT, AMZN, AAPL, NVDA, JPM |