Neuberger Berman Group LLC
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed February 13, 2025), Neuberger Berman Group LLC reported 1,896 stock positions worth $125.9 billion. Its top holding was Microsoft (MSFT) at 3.9% of the portfolio, followed by Apple (AAPL, 3.4%) and Nvidia (NVDA, 2.9%). Compared with Q3 2024, it opened 96 new positions, sold out of 98, added to 818 and reduced 887. The biggest buy was Broadcom (AVGO, shares +23%) and the biggest sale Procter & Gamble (PG, shares −40%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001465109
- Portfolio Value
- $125.9B (Q4 2024)
- SEC Filing
- 0001415889-25-003860 ↗ filed Feb 13, 2025
Holdings Value
Holdings 1,896 stocks · $125.9B
| MSFT Microsoft Corp. | 3.94% | 11,774,993 | $5.0B | Reduce -1.3% |
| AAPL Apple Inc. | 3.39% | 17,042,769 | $4.3B | Reduce -1.2% |
| NVDA Nvidia Corp. | 2.88% | 27,013,484 | $3.6B | Reduce -1.1% |
| AMZN Amazon.com Inc. | 2.88% | 16,508,732 | $3.6B | Reduce -0.2% |
| JPM JPMorgan Chase & Co. | 1.73% | 9,110,620 | $2.2B | Reduce -5.6% |
| GOOG Alphabet Inc. Class C | 1.41% | 9,291,564 | $1.8B | Reduce -1.5% |
| GOOGL Alphabet Inc. Class A | 1.36% | 9,051,873 | $1.7B | Reduce -1.1% |
| TMUS T-Mobile US Inc. | 0.96% | 5,458,628 | $1.2B | Reduce -1.8% |
| HD Home Depot Inc. | 0.93% | 3,015,229 | $1.2B | Add +1.8% |
| META Meta Platforms Inc. Class A | 0.90% | 1,940,450 | $1.1B | Add +2.1% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.89% | 2,485,527 | $1.1B | Reduce -15.6% |
| LLY Eli Lilly & Co. | 0.89% | 1,457,414 | $1.1B | Add +1.3% |
| NEE Nextera Energy Inc. | 0.86% | 15,048,750 | $1.1B | Reduce -2.4% |
| V Visa Inc. Class A | 0.73% | 2,912,542 | $920.4M | Add +0.6% |
| AVGO Broadcom Inc. | 0.73% | 3,966,308 | $920.1M | Add +23.3% |
| IVV iShares Core S&P 500 ETF | 0.72% | 1,541,874 | $907.7M | Reduce -0.5% |
| COST Costco Wholesale Corp. | 0.71% | 977,971 | $896.1M | Reduce -1.3% |
| SPGI S&P Global Inc. | 0.67% | 1,681,866 | $837.6M | Reduce -10.3% |
| XOM Exxon Mobil Corp. | 0.64% | 7,550,069 | $811.9M | Add +10.5% |
| MA Mastercard Inc. Class A | 0.64% | 1,531,488 | $806.4M | Reduce -1.1% |
| JNJ Johnson & Johnson | 0.63% | 5,451,080 | $788.2M | Reduce -3.7% |
| ORCL Oracle Corp. | 0.61% | 4,605,609 | $767.5M | Add +1.4% |
| AON Aon PLC Class A | 0.61% | 2,123,862 | $762.8M | Add +4.2% |
| MSI Motorola Solutions Inc. | 0.61% | 1,648,206 | $761.9M | Reduce -3.6% |
| ADI Analog Devices Inc. | 0.56% | 3,294,664 | $700.0M | Reduce -1.7% |
| DHR Danaher Corp. | 0.53% | 2,928,333 | $672.2M | Reduce -7.4% |
| BX Blackstone Inc. | 0.53% | 3,873,681 | $667.9M | Reduce -0.4% |
| ASML ASML Holding NV-NY Reg SHS | 0.53% | 962,578 | $667.2M | Add +1.4% |
| CRM Salesforce Inc. | 0.51% | 1,924,483 | $643.4M | Add +8.9% |
| WMT Walmart Inc. | 0.51% | 7,114,095 | $642.8M | Reduce -14.8% |
| UNH Unitedhealth Group Inc. | 0.51% | 1,257,290 | $636.0M | Reduce -2.1% |
| MCD McDonald's Corp. | 0.50% | 2,156,198 | $625.1M | Reduce -3.7% |
| TMO Thermo Fisher Scientific Inc. | 0.48% | 1,164,772 | $605.9M | Reduce -5.8% |
| PGR Progressive Corp. | 0.47% | 2,480,507 | $594.3M | Reduce -3.7% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.47% | 4,845,484 | $585.4M | Reduce -1.4% |
| UNP Union Pacific Corp. | 0.46% | 2,530,396 | $577.0M | Reduce -19.1% |
| APH Amphenol Corp. Class A | 0.45% | 8,200,867 | $569.6M | Reduce -7.4% |
| ETN Eaton Corp. PLC | 0.45% | 1,707,399 | $566.6M | Reduce -1.3% |
| INTU Intuit Inc. | 0.45% | 899,126 | $565.1M | Reduce -4.7% |
| FISV Fiserv Inc. | 0.44% | 2,707,699 | $556.3M | Add +2.3% |
| NOW ServiceNow Inc. | 0.42% | 502,505 | $532.7M | Reduce -4.0% |
| TRGP Targa Resources Corp. | 0.42% | 2,964,000 | $529.1M | Add +0.1% |
| LNG Cheniere Energy Inc. | 0.42% | 2,451,243 | $526.7M | Add +0.6% |
| CVX Chevron Corp. | 0.41% | 3,573,659 | $517.5M | Add +58.0% |
| CME Cme Group Inc. | 0.41% | 2,225,163 | $516.7M | Add +22.8% |
| ACN Accenture PLC Class A | 0.41% | 1,462,037 | $514.4M | Add +139.7% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.38% | 11,003,975 | $483.6M | Add +7.5% |
| EPD Enterprise Products Partners | 0.37% | 15,005,619 | $470.6M | Reduce -6.6% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.37% | 2,127,519 | $467.7M | Add +4.7% |
| PG The Procter & Gamble Co. | 0.36% | 2,693,534 | $451.5M | Reduce -40.1% |
| APO Apollo Global Management Inc. | 0.35% | 2,688,189 | $444.0M | Reduce -11.9% |
| PNC PNC Financial Services Group | 0.35% | 2,294,515 | $442.5M | Reduce -16.7% |
| GE General Electric filed as GE AEROSPACE | 0.35% | 2,640,827 | $440.5M | Add +22.7% |
| WFC Wells Fargo & Co. | 0.35% | 6,249,472 | $439.0M | Add +68.2% |
| CSX CSX Corp. | 0.35% | 13,531,732 | $436.6M | Add +7.8% |
| VRSK Verisk Analytics Inc. | 0.35% | 1,581,674 | $435.6M | Reduce -1.0% |
| NFLX Netflix Inc. | 0.34% | 484,912 | $432.2M | Add +5.1% |
| GS Goldman Sachs Group Inc. | 0.34% | 748,961 | $428.8M | Reduce -6.2% |
| WMB Williams Cos Inc. | 0.34% | 7,892,645 | $427.1M | Add +0.0% |
| TXN Texas Instruments Inc. | 0.34% | 2,262,409 | $424.3M | Add +3.1% |
| UBER Uber Technologies Inc. | 0.32% | 6,776,612 | $408.8M | Add +15.1% |
| BLK BlackRock Inc. | 0.32% | 396,572 | $406.5M | Reduce -16.6% |
| EOG EOG Resources Inc. | 0.32% | 3,281,188 | $402.1M | Add +37.6% |
| VOO Vanguard S&P 500 ETF | 0.32% | 742,170 | $399.9M | Reduce -1.0% |
| KD Kyndryl Holdings Inc. | 0.31% | 11,391,257 | $394.1M | Add +23.4% |
| CAT Caterpillar Inc. | 0.31% | 1,073,727 | $389.5M | Add +0.1% |
| AVY Avery Dennison Corp. | 0.30% | 2,025,140 | $379.0M | Reduce -14.6% |
| AZN Astrazeneca PLC-Spons ADR | 0.30% | 5,688,065 | $372.7M | Add +8.7% |
| SRE Sempra | 0.30% | 4,239,475 | $371.8M | Reduce -15.1% |
| FICO Fair Isaac Corp. | 0.29% | 186,305 | $370.9M | Reduce -22.5% |
| MANH Manhattan Associates Inc. | 0.29% | 1,361,780 | $368.0M | Reduce -12.9% |
| BSX Boston Scientific Corp. | 0.29% | 4,021,445 | $359.2M | Add +0.3% |
| VST Vistra Corp. | 0.28% | 2,594,574 | $357.8M | Reduce -14.2% |
| FE Firstenergy Corp. | 0.28% | 8,953,505 | $356.2M | Reduce -5.7% |
| CDW CDW Corp. | 0.28% | 2,045,139 | $355.9M | Reduce -3.4% |
| MCO Moody's Corp. | 0.28% | 745,992 | $353.1M | Reduce -2.6% |
| CNP Centerpoint Energy Inc. | 0.28% | 11,107,302 | $352.4M | Reduce -4.5% |
| TTEK Tetra Tech Inc. | 0.28% | 8,709,732 | $347.0M | Add +2.6% |
| HAE Haemonetics Corp. | 0.27% | 4,419,343 | $345.0M | Add +9.7% |
| QCOM Qualcomm Inc. | 0.27% | 2,224,384 | $341.7M | Reduce -23.9% |
| MDT Medtronic PLC | 0.27% | 4,252,116 | $339.6M | Add +136.5% |
| KEX Kirby Corp. | 0.27% | 3,189,940 | $337.5M | Add +1.4% |
| REGN Regeneron Pharmaceuticals | 0.26% | 462,529 | $329.5M | Add +2.9% |
| CNX CNX Resources Corp. | 0.26% | 8,964,428 | $328.8M | Add +3.2% |
| ABT Abbott Laboratories | 0.26% | 2,905,507 | $328.6M | Add +15.9% |
| BN Brookfield Corp. | 0.26% | 5,652,342 | $324.7M | Reduce -4.0% |
| DUK Duke Energy Corp. | 0.25% | 2,973,890 | $320.4M | Reduce -9.2% |
| VMI Valmont Industries | 0.25% | 1,040,061 | $319.0M | Add +1.5% |
| ZTS Zoetis Inc. | 0.25% | 1,923,795 | $313.4M | Reduce -3.9% |
| ET Energy Transfer LP | 0.25% | 15,992,659 | $313.3M | Reduce -2.2% |
| RBC RBC Bearings Inc. | 0.25% | 1,032,744 | $308.9M | Reduce -7.7% |
| LIN Linde PLC | 0.24% | 730,994 | $306.0M | Add +9.2% |
| SPSC SPS Commerce Inc. | 0.24% | 1,656,200 | $304.7M | Add +1.3% |
| TXRH Texas Roadhouse Inc. | 0.24% | 1,687,099 | $304.4M | Add +2.7% |
| CL Colgate-Palmolive Co. | 0.24% | 3,347,865 | $304.3M | Add +41.7% |
| GDDY GoDaddy Inc. Class A | 0.24% | 1,526,315 | $301.5M | Reduce -1.6% |
| KR Kroger Co. | 0.24% | 4,893,605 | $299.3M | Reduce -8.6% |
| PM Philip Morris International | 0.24% | 2,482,944 | $298.8M | Add +12.4% |
| PSA Public Storage | 0.24% | 997,822 | $298.8M | Add +115.4% |
| EXP Eagle Materials Inc. | 0.23% | 1,194,640 | $294.8M | Reduce -12.1% |
Options reported separately and not counted above: PLTR calls ($2.2M), MTCH calls ($1.1M), BMRN calls ($662K), GDX calls ($527K), QQQ puts ($217K).
Other holdings (25): bonds, preferreds, convertibles and warrants · $73.5M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | 9,000,000 | $9.4M | No change |
| PG&E CORP (PCG 6 12/01/27 A) | PFD CONV SER A | 174,465 | $8.7M | New |
| INFINERA CORP (INFN 2.5 03/01/27) | NOTE 2.500% 3/0 · principal | 5,696,000 | $6.3M | No change |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | 6,635,000 | $6.2M | Add +33.2% |
| CRACKER BARREL OLD COUNT (CBRL 0.625 06/15/26) | NOTE 0.625% 6/1 · principal | 5,865,000 | $5.5M | Add +24.8% |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 5,800,000 | $5.4M | Add +110.9% |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 60,315 | $5.2M | Add +2.4% |
| VAIL RESORTS INC (MTN 0 01/01/26) | NOTE 1/0 · principal | 4,270,000 | $4.0M | Add +18.4% |
| ARES MANAGEMENT CORP (ARES 6.75 10/01/27 B) | 6.75 SE B PFD | 64,800 | $3.6M | New |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 2,779 | $3.4M | Reduce -0.4% |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | 55,500 | $3.4M | New |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 2,138 | $2.6M | Add +1.4% |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | 2,430,000 | $2.5M | No change |
| ZIFF DAVIS INC (ZD 1.75 11/01/26) | NOTE 1.750%11/0 · principal | 2,590,000 | $2.4M | New |
| ECHOSTAR CORP (ECHO 3.875 11/30/30) | NOTE 3.875%11/3 · principal | 1,827,586 | $1.9M | New |
| PELOTON INTERACTIVE INC (PTON 0 02/15/26) | NOTE 2/1 · principal | 1,720,000 | $1.6M | New |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 26,201 | $1.1M | Reduce -83.7% |
| ARKOW Arko Corp. -CW25 | *W EXP 12/22/202 | 359,773 | $162K | No change |
| ETWOW E2OPEN Parent Ho -CW25 | *W EXP 02/04/202 | 10,140,000 | $152K | No change |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 50,000 | $49K | Reduce -99.2% |
| SUNRUN INC (RUN 0 02/01/26) | NOTE 2/0 · principal | 20,000 | $18K | No change |
| LIBERTY INTERACTIVE LLC (LINTA 4 11/15/29) | DEB 4.000%11/1 · principal | 36,799 | $11K | No change |
| INNOVID CORP | *W EXP 11/30/202 | 23,664 | $3K | No change |
| SLXNW Biomotion Sciences-CW29 | *W EXP 08/15/202 | 31,552 | $1K | No change |
| MAPSW WM Technology Inc.-CW24 | *W EXP 06/16/202 | 32,468 | $828 | No change |
Total filed on the 13F, all lines: $126.0B.
Portfolio Sells Q3 2024 → Q4 2024
| PG The Procter & Gamble Co. | Reduce -40.1% | 0.36% | −0.25 |
| KDP Keurig Dr Pepper Inc. | Reduce -60.3% | 0.12% | −0.23 |
| ELV Elevance Health Inc. | Reduce -65.3% | 0.07% | −0.21 |
| PFE Pfizer Inc. | Reduce -64.5% | 0.10% | −0.21 |
| BDX Becton Dickinson and Co. | Reduce -76.1% | 0.06% | −0.20 |
| NEM Newmont Corp. | Reduce -63.2% | 0.06% | −0.18 |
| FCX Freeport-McMoran Inc. | Reduce -35.3% | 0.17% | −0.17 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -15.6% | 0.89% | −0.16 |
| NEE Nextera Energy Inc. | Reduce -2.4% | 0.86% | −0.16 |
| AMD Advanced Micro Devices | Reduce -30.5% | 0.17% | −0.16 |
| DHR Danaher Corp. | Reduce -7.4% | 0.53% | −0.15 |
| UNP Union Pacific Corp. | Reduce -19.1% | 0.46% | −0.14 |
| DTE DTE Energy Company | Reduce -54.0% | 0.11% | −0.14 |
| AZPN Aspen Technology Inc. | Reduce -87.2% | 0.02% | −0.14 |
| AEM Agnico Eagle Mines Ltd. | Reduce -42.8% | 0.18% | −0.14 |
| ABBV Abbvie Inc. | Reduce -33.2% | 0.21% | −0.13 |
| AMGN Amgen Inc. | Reduce -77.9% | 0.03% | −0.13 |
| QCOM Qualcomm Inc. | Reduce -23.9% | 0.27% | −0.12 |
| TMO Thermo Fisher Scientific Inc. | Reduce -5.8% | 0.48% | −0.12 |
| RTX RTX Corp. | Reduce -36.2% | 0.18% | −0.11 |
| GETY Getty Images Holdings Inc. | Reduce -5.2% | 0.12% | −0.11 |
| AVY Avery Dennison Corp. | Reduce -14.6% | 0.30% | −0.11 |
| RIO Rio Tinto PLC-Spon ADR | Reduce -73.3% | 0.03% | −0.11 |
| TRU Transunion | Reduce -40.7% | 0.12% | −0.10 |
| CDW CDW Corp. | Reduce -3.4% | 0.28% | −0.09 |
| SPGI S&P Global Inc. | Reduce -10.3% | 0.67% | −0.09 |
| JNJ Johnson & Johnson | Reduce -3.7% | 0.63% | −0.09 |
| ARM Arm Holdings PLC-ADR | Reduce -65.5% | 0.04% | −0.09 |
| D Dominion Energy Inc. | Reduce -83.1% | 0.02% | −0.09 |
| HUM Humana Inc. | Reduce -69.3% | 0.03% | −0.09 |
| AMT American Tower Corp. | Reduce -9.9% | 0.22% | −0.09 |
| WPM Wheaton Precious Metals Corp. | Reduce -30.2% | 0.16% | −0.08 |
| LEN Lennar Corp. Class A | Reduce -2.4% | 0.22% | −0.08 |
| UNH Unitedhealth Group Inc. | Reduce -2.1% | 0.51% | −0.08 |
| CSW CSW Industrials Inc. | Reduce -28.2% | 0.19% | −0.08 |
| SPHY SS SPDR P High Yield ETF | Reduce -94.8% | 0.00% | −0.08 |
| EXP Eagle Materials Inc. | Reduce -12.1% | 0.23% | −0.07 |
| FICO Fair Isaac Corp. | Reduce -22.5% | 0.29% | −0.07 |
| MSFT Microsoft Corp. | Reduce -1.3% | 3.94% | −0.07 |
| DHI D.R. Horton Inc. | Reduce -2.7% | 0.17% | −0.07 |
| EXPO Exponent Inc. | Reduce -9.7% | 0.15% | −0.06 |
| QLYS Qualys Inc. | Reduce -40.2% | 0.12% | −0.06 |
| TEL Te Connectivity PLC | Reduce -58.5% | 0.04% | −0.06 |
| MRO Marathon Oil Corp. | Sold out | 0.00% | −0.06 |
| NDSN Nordson Corp. | Reduce -29.3% | 0.08% | −0.06 |
| STT State Street Corp. | Reduce -95.6% | 0.00% | −0.06 |
| ZTS Zoetis Inc. | Reduce -3.9% | 0.25% | −0.06 |
| VZ Verizon Communications Inc. | Reduce -27.6% | 0.11% | −0.06 |
| CP Canadian Pacific Kansas City | Reduce -35.3% | 0.07% | −0.06 |
| TEVA Teva Pharmaceutical-SP ADR | Reduce -99.3% | 0.00% | −0.05 |
Portfolio Buys Q3 2024 → Q4 2024
| AVGO Broadcom Inc. | Add +23.3% | 0.73% | +0.30 |
| ACN Accenture PLC Class A | Add +139.7% | 0.41% | +0.24 |
| WFC Wells Fargo & Co. | Add +68.2% | 0.35% | +0.18 |
| CVX Chevron Corp. | Add +58.0% | 0.41% | +0.15 |
| KD Kyndryl Holdings Inc. | Add +23.4% | 0.31% | +0.15 |
| MDT Medtronic PLC | Add +136.5% | 0.27% | +0.14 |
| CRM Salesforce Inc. | Add +8.9% | 0.51% | +0.13 |
| NSC Norfolk Southern Corp. | Add +158.2% | 0.20% | +0.12 |
| LVS Las Vegas Sands Corp. | Add +109.8% | 0.22% | +0.12 |
| V Visa Inc. Class A | Add +0.6% | 0.73% | +0.11 |
| CSCO Cisco Systems Inc. | Add +95.5% | 0.20% | +0.11 |
| PSA Public Storage | Add +115.4% | 0.24% | +0.11 |
| BKR Baker Hughes Co. | Add +2527.6% | 0.11% | +0.10 |
| CME Cme Group Inc. | Add +22.8% | 0.41% | +0.10 |
| ROK Rockwell Automation Inc. | Add +456.1% | 0.11% | +0.09 |
| CCL Carnival Corp. | Add +383.1% | 0.11% | +0.09 |
| COF Capital One Financial Corp. | Add +94.5% | 0.16% | +0.09 |
| EOG EOG Resources Inc. | Add +37.6% | 0.32% | +0.09 |
| NFLX Netflix Inc. | Add +5.1% | 0.34% | +0.09 |
| SCHW Schwab (charles) Corp. | Add +431.0% | 0.10% | +0.08 |
| GTES Gates Industrial Corp. UK Ltd. | Add +2332.9% | 0.09% | +0.08 |
| APP AppLovin Corp. Class A | Add +60.2% | 0.11% | +0.08 |
| GTLS Chart Industries Inc. | Add +7.5% | 0.19% | +0.08 |
| TRGP Targa Resources Corp. | Add +0.1% | 0.42% | +0.08 |
| LNG Cheniere Energy Inc. | Add +0.6% | 0.42% | +0.08 |
| CMI Cummins Inc. | Add +57.0% | 0.18% | +0.07 |
| FISV Fiserv Inc. | Add +2.3% | 0.44% | +0.07 |
| TTWO Take-Two Interactive Softwre | Add +66.2% | 0.14% | +0.07 |
| BAC Bank of America Corp. | Add +7.5% | 0.38% | +0.07 |
| TSLA Tesla Inc. | Add +103.3% | 0.09% | +0.06 |
| Z Zillow Group Inc. Class C | Add +11111.7% | 0.06% | +0.06 |
| KKR KKR & Co. Inc. | Add +158.7% | 0.09% | +0.06 |
| WMB Williams Cos Inc. | Add +0.0% | 0.34% | +0.06 |
| MNDY Monday.com Ltd. | Add +7282.0% | 0.06% | +0.06 |
| MRVL Marvell Technology Inc. | Add +78.9% | 0.09% | +0.06 |
| AON Aon PLC Class A | Add +4.2% | 0.61% | +0.06 |
| EQT Eqt Corp. | Add +12.6% | 0.17% | +0.05 |
| META Meta Platforms Inc. Class A | Add +2.1% | 0.90% | +0.05 |
| AIG American International Group | Add +35.2% | 0.19% | +0.05 |
| CL Colgate-Palmolive Co. | Add +41.7% | 0.24% | +0.05 |
| ACA Arcosa Inc. | Add +21.6% | 0.23% | +0.05 |
| PCAR Paccar Inc. | Add +1626.7% | 0.05% | +0.05 |
| BMY Bristol-Myers Squibb Co. | Add +47.2% | 0.12% | +0.05 |
| MS Morgan Stanley | Add +3.8% | 0.22% | +0.05 |
| DFS Discover Financial Services | Add +2221.5% | 0.05% | +0.05 |
| VERX Vertex Inc. Class A | Add +1.6% | 0.15% | +0.04 |
| XLV SS Health Care Select Sector | Add +3705.0% | 0.05% | +0.04 |
| PB Prosperity Bancshares Inc. | Add +31.0% | 0.15% | +0.04 |
| LNT Alliant Energy Corp. | Add +122.7% | 0.08% | +0.04 |
| AWI Armstrong World Industries | Add +55.9% | 0.10% | +0.04 |
Options Activity Q3 2024 → Q4 2024
| PLTR Palantir Technologies Inc. Class A | call | New | 600 | $2.2M |
| ASHR Xtrackers Harvest Csi 300 CH | call | Sold out | 3,800 | $1.2Mbefore exit |
| BMRN Biomarin Pharmaceutical Inc. | put | Sold out | 1,144 | $1.2Mbefore exit |
| MTCH Match Group Inc. | call | New | 11,040 | $1.1M |
| BMRN Biomarin Pharmaceutical Inc. | call | New | 2,224 | $662K |
| BABA Alibaba Group Holding-SP ADR | call | Sold out | 400 | $653Kbefore exit |
| NEM Newmont Corp. | call | Sold out | 1,750 | $649Kbefore exit |
| GDX Vaneck Gold Miners ETF | call | Reduce -81.3% | 3,000 | $527K |
| SNPS Synopsys Inc. | put | Sold out | 132 | $500Kbefore exit |
| BHP BHP Group Ltd.-Spon ADR | call | Sold out | 450 | $257Kbefore exit |
| QQQ Invesco QQQ Trust Series 1 | put | New | 320 | $217K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q3 2024 → Q4 2024
| PG&E CORP (PCG 6 12/01/27 A) | PFD CONV SER A | New | 174,465 | $8.7M |
| INFINERA CORP (INFN 3.75 08/01/28) | NOTE 3.750% 8/0 · principal | Sold out | 7,500,000 | $8.7Mbefore exit |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | Sold out | 7,771,000 | $6.3Mbefore exit |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | Add +33.2% | 6,635,000 | $6.2M |
| CRACKER BARREL OLD COUNT (CBRL 0.625 06/15/26) | NOTE 0.625% 6/1 · principal | Add +24.8% | 5,865,000 | $5.5M |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | Add +110.9% | 5,800,000 | $5.4M |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | Add +2.4% | 60,315 | $5.2M |
| VAIL RESORTS INC (MTN 0 01/01/26) | NOTE 1/0 · principal | Add +18.4% | 4,270,000 | $4.0M |
| ARES MANAGEMENT CORP (ARES 6.75 10/01/27 B) | 6.75 SE B PFD | New | 64,800 | $3.6M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Reduce -0.4% | 2,779 | $3.4M |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | New | 55,500 | $3.4M |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +1.4% | 2,138 | $2.6M |
| ZIFF DAVIS INC (ZD 1.75 11/01/26) | NOTE 1.750%11/0 · principal | New | 2,590,000 | $2.4M |
| ECHOSTAR CORP (ECHO 3.875 11/30/30) | NOTE 3.875%11/3 · principal | New | 1,827,586 | $1.9M |
| PELOTON INTERACTIVE INC (PTON 0 02/15/26) | NOTE 2/1 · principal | New | 1,720,000 | $1.6M |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Reduce -83.7% | 26,201 | $1.1M |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | Sold out | 110,131 | $241Kbefore exit |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | Sold out | 4,226 | $204Kbefore exit |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | Reduce -99.2% | 50,000 | $49K |
| QBTS.WS D-Wave Quantum Inc. -27 | *W EXP 08/05/202 | Sold out | 76,435 | $7Kbefore exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 2,266 | $149.8B | NVDA, AAPL, AMZN, MSFT, GOOGL |
| Q1 2026 | 2,138 | $131.3B | NVDA, MSFT, AAPL, AMZN, GOOGL |
| Q4 2025 | 2,082 | $134.2B | MSFT, NVDA, AAPL, AMZN, GOOGL |
| Q3 2025 | 2,007 | $136.7B | MSFT, NVDA, AAPL, AMZN, JPM |
| Q2 2025Amended | 2,023 | $129.9B | MSFT, NVDA, AMZN, AAPL, JPM |
| Q1 2025 | 1,942 | $119.3B | MSFT, AAPL, AMZN, NVDA, JPM |
| Q4 2024 | 1,896 | $125.9B | MSFT, AAPL, NVDA, AMZN, JPM |
| Q3 2024 | 1,896 | $128.1B | MSFT, AAPL, NVDA, AMZN, JPM |
| Q2 2024Amended | 1,869 | $121.8B | MSFT, AAPL, NVDA, AMZN, JPM |
| Q1 2024Amended | 1,796 | $120.9B | MSFT, AMZN, AAPL, NVDA, JPM |