NorthRock Partners, LLC
In its 13F for Q2 2026 (holdings as of June 30, 2026, filed August 11, 2026), NorthRock Partners, LLC reported 669 stock positions worth $6.9 billion. Its top holding was Vanguard S&P 500 ETF (VOO) at 6.0% of the portfolio, followed by Mortgage-Backed Securities (JMTG, 5.9%) and Ste STR SPDR PT S&P 500 ETF (SPYM, 5.9%). Compared with Q1 2026, it opened 60 new positions, sold out of 44, added to 241 and reduced 330. The biggest buy was AB Tax Aware Inter Muni (TAFM, shares +212%) and the biggest sale Mortgage-Backed Securities (JMTG, shares −17%).
- Most Recent 13F
- Q2 2026
- Location
- MINNEAPOLIS, MN
- CIK
- 0001632097
- Portfolio Value
- $6.9B (Q2 2026)
- SEC Filing
- 0001172661-26-003263 ↗ filed Aug 11, 2026
Holdings Value
Holdings 669 stocks · $6.9B
| VOO Vanguard S&P 500 ETF | 5.98% | 599,760 | $411.9M | Add +1.9% |
| JMTG Mortgage-Backed Securities filed as J P MORGAN EXCHANGE TRADED F | 5.95% | 8,082,572 | $409.6M | Reduce -17.1% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 5.91% | 4,629,596 | $406.8M | Add +11.2% |
| SPYV SS SPDR P S&P 500 Value ETF | 4.32% | 4,889,672 | $297.2M | Add +6.6% |
| SPYG SS SPDR P S&P 500 Growth ETF | 4.02% | 2,326,724 | $276.9M | Add +6.0% |
| SGOV iShares 0-3 Month Treasury B | 4.00% | 2,736,985 | $275.5M | Add +22.0% |
| QQQ Invesco QQQ Trust Series 1 | 4.00% | 373,687 | $275.2M | Reduce -4.1% |
| VGSH Vanguard Short-Term Treasury | 3.98% | 4,710,769 | $274.2M | Reduce -3.2% |
| AAPL Apple Inc. | 3.21% | 764,922 | $221.3M | Reduce -1.2% |
| IGF iShares Global Infrastructur | 2.98% | 3,076,200 | $204.9M | Add +15.3% |
| SPY SS SPDR S&P 500 ETF Trust-US | 2.96% | 273,293 | $204.1M | Reduce -4.1% |
| MDYV SS SPDR S&P 400 MC Val ETF | 1.97% | 1,427,030 | $135.4M | Add +6.2% |
| HEFA Isha Curr Hedged MSCI Eafe | 1.94% | 2,840,162 | $133.3M | Reduce -7.6% |
| MDYG SS SPDR S&P 400 MC GR ETF | 1.88% | 1,153,617 | $129.3M | Add +6.5% |
| IWB iShares Russell 1000 ETF | 1.76% | 295,228 | $120.9M | Reduce -1.0% |
| TAFM AB Tax Aware Inter Muni filed as AB ACTIVE ETFS INC | 1.44% | 3,874,626 | $99.5M | Add +211.8% |
| SLYV SS SPDR S&P 600 SC Val ETF | 1.32% | 834,093 | $91.0M | Add +4.5% |
| IEMG iShares Core MSCI Emerging | 1.32% | 1,096,059 | $90.8M | Add +15.9% |
| SLYG SS SPDR S&P 600 SC GR ETF | 1.27% | 732,397 | $87.3M | Add +7.3% |
| ROUS Hartford Multifact US Eqty | 1.19% | 1,213,197 | $81.8M | Reduce -4.8% |
| IWR iShares Russell Mid-Cap ETF | 1.09% | 680,478 | $75.1M | Reduce -3.9% |
| EFA iShares MSCI Eafe ETF | 1.03% | 681,246 | $70.8M | Reduce -0.4% |
| NVDA Nvidia Corp. | 0.95% | 325,443 | $65.1M | Reduce -3.4% |
| IEF iShares 7-10 Year Treasury B | 0.91% | 662,231 | $62.6M | Add +26.4% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.90% | 1,687,130 | $61.6M | Add +18.0% |
| MSFT Microsoft Corp. | 0.86% | 158,398 | $59.1M | Add +0.7% |
| IWM iShares Russell 2000 ETF | 0.83% | 191,265 | $57.5M | Reduce -0.0% |
| SPEM State Street SP PTF Em ETF | 0.82% | 1,092,633 | $56.6M | Reduce -2.9% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.78% | 1,158,879 | $53.5M | Reduce -2.8% |
| IWF iShares Russell 1000 Growth | 0.68% | 378,795 | $47.0M | Reduce -75.5% |
| VMBS Vanguard Mortgage-Backed Sec | 0.66% | 970,465 | $45.4M | Add +1.4% |
| MBB iShares MBS ETF | 0.61% | 444,758 | $42.0M | Reduce -4.6% |
| IJR iShares Core S&P Small-Cap E | 0.57% | 262,654 | $39.0M | Reduce -4.4% |
| SCHZ Schwab US Aggregate Bond ETF | 0.54% | 1,618,956 | $37.4M | Add +33.9% |
| JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F | 0.49% | 662,850 | $33.8M | Reduce -55.5% |
| QQQM Invesco Nasdaq 100 ETF | 0.49% | 110,441 | $33.5M | Reduce -1.8% |
| VEA Vanguard Ftse Developed ETF | 0.47% | 453,208 | $32.3M | Reduce -1.8% |
| PM Philip Morris International | 0.47% | 178,201 | $32.2M | Add +1.6% |
| AGG iShares Core U.S. Aggregate | 0.46% | 320,830 | $31.8M | Add +3.5% |
| AMZN Amazon.com Inc. | 0.46% | 131,565 | $31.4M | Add +1.4% |
| VYMI Vanguard Int High DVD YLD Inc. | 0.43% | 299,797 | $29.4M | Reduce -7.3% |
| SPTI SS SPDR P Int Term TSY ETF | 0.43% | 1,032,022 | $29.3M | Reduce -6.8% |
| MDLZ Mondelez International Inc. Class A | 0.43% | 506,441 | $29.3M | Reduce -1.2% |
| PGR Progressive Corp. | 0.42% | 133,547 | $29.2M | Reduce -0.5% |
| VTI VG Morningstar TS MKT ETF-US | 0.42% | 77,998 | $28.9M | Reduce -3.8% |
| BDYN iShares DYN Act ETF | 0.42% | 1,034,026 | $28.7M | Reduce -5.8% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.38% | 383,502 | $26.1M | Reduce -11.2% |
| IVE iShares S&P 500 Value ETF | 0.36% | 110,052 | $25.0M | Reduce -29.4% |
| GOOGL Alphabet Inc. Class A | 0.36% | 69,038 | $24.7M | Add +1.6% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.35% | 263,609 | $24.2M | Add +17.5% |
| PG The Procter & Gamble Co. | 0.35% | 164,654 | $24.1M | Add +0.1% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.32% | 43,997 | $22.0M | Add +4.5% |
| GOOG Alphabet Inc. Class C | 0.32% | 62,163 | $22.0M | Add +0.1% |
| STIP iShares 0-5 Year Tips Bond E | 0.31% | 212,088 | $21.7M | Reduce -6.9% |
| IVV iShares Core S&P 500 ETF | 0.31% | 28,201 | $21.1M | Reduce -0.9% |
| VWO Vanguard Ftse Emerging Marke | 0.30% | 343,520 | $20.5M | Reduce -21.1% |
| JPM JPMorgan Chase & Co. | 0.30% | 62,473 | $20.4M | Add +3.4% |
| TSLA Tesla Inc. | 0.29% | 47,960 | $20.2M | Reduce -0.9% |
| XLK SS Technology Select Sector | 0.29% | 104,744 | $20.0M | Reduce -21.8% |
| MTUM iShares MSCI USA Momentum Fa | 0.28% | 56,748 | $19.5M | Reduce -9.1% |
| SOXQ Invesco PHLX Semiconductor | 0.25% | 154,414 | $17.3M | Reduce -2.9% |
| KDP Keurig Dr Pepper Inc. | 0.25% | 516,456 | $16.9M | Add +27.9% |
| ABBV Abbvie Inc. | 0.24% | 66,702 | $16.8M | Add +3.0% |
| BAI Ishrs AI in and Tech Act ETF | 0.23% | 297,104 | $15.7M | Reduce -28.2% |
| GOVT iShares US Treasury Bond ETF | 0.23% | 682,331 | $15.5M | Add +0.7% |
| KHC The Kraft Heinz Co. | 0.22% | 652,700 | $15.4M | Add +184.7% |
| BINC iShares Flex I A ETF-Usd Inc. | 0.22% | 293,554 | $15.4M | Reduce -14.7% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.21% | 48,519 | $14.7M | Reduce -0.3% |
| MO Altria Group Inc. | 0.21% | 201,246 | $14.5M | Add +1.5% |
| AVGO Broadcom Inc. | 0.19% | 35,448 | $13.4M | Reduce -1.3% |
| VGLT Vanguard Long-Term Treasury | 0.19% | 234,982 | $13.0M | Reduce -2.1% |
| IWP iShares Russell Mid-Cap Grow | 0.18% | 86,562 | $12.7M | Reduce -3.6% |
| ITA iShares U.S. Aerospace & Def | 0.18% | 51,275 | $12.4M | Add +0.3% |
| VGT Vanguard Info Tech ETF | 0.18% | 102,247 | $12.2M | Reduce -87.1% |
| EFG iShares MSCI Eafe Growth ETF | 0.18% | 97,203 | $12.1M | Reduce -37.5% |
| VIG Vanguard Dividend Apprec ETF | 0.17% | 49,783 | $11.8M | Add +0.3% |
| UPS United Parcel Service Class B | 0.17% | 108,741 | $11.7M | Add +4.0% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.17% | 147,697 | $11.7M | Reduce -5.8% |
| META Meta Platforms Inc. Class A | 0.17% | 20,214 | $11.4M | Add +6.1% |
| V Visa Inc. Class A | 0.16% | 32,675 | $11.2M | Add +7.2% |
| IWD iShares Russell 1000 Value E | 0.16% | 45,467 | $11.0M | Reduce -2.9% |
| SCHX Schwab US Large-Cap ETF | 0.16% | 371,161 | $10.9M | Reduce -7.9% |
| AMD Advanced Micro Devices | 0.16% | 18,583 | $10.8M | Reduce -0.8% |
| CAT Caterpillar Inc. | 0.16% | 10,121 | $10.8M | Add +0.3% |
| ESGU iShares ESG Aware MSCI USA | 0.16% | 65,741 | $10.8M | Reduce -2.9% |
| HYLB Xtrackers Usd High Yield Cor | 0.15% | 291,007 | $10.6M | Reduce -4.6% |
| VNQ Vanguard Real Estate ETF | 0.15% | 109,713 | $10.6M | Add +0.3% |
| IGIB iShares 5-10Y Inv Grade Corp. | 0.14% | 186,286 | $9.9M | Reduce -5.1% |
| IVW iShares S&P 500 Growth ETF | 0.14% | 71,508 | $9.8M | Reduce -0.1% |
| BDVL iShares DV Equity Active ETF | 0.14% | 378,158 | $9.8M | Reduce -7.6% |
| XLF SS Financial Select Sector | 0.14% | 181,948 | $9.8M | Reduce -21.2% |
| ARTY iShares Future AI & Tech ETF | 0.14% | 125,155 | $9.5M | Reduce -2.6% |
| SPHQ Invesco S&P 500 Quality ETF | 0.14% | 105,475 | $9.5M | Reduce -53.0% |
| JNJ Johnson & Johnson | 0.14% | 36,605 | $9.3M | Add +4.7% |
| DGRO iShares Core Dividend Growth | 0.13% | 119,358 | $9.0M | Reduce -0.9% |
| EMXC iShares MSCI Emr MRK Ex Chna | 0.13% | 85,909 | $8.8M | Add +14.5% |
| LLY Eli Lilly & Co. | 0.13% | 7,302 | $8.8M | Add +1.4% |
| BFLX Ishrs FLX Eq Act ETF | 0.13% | 336,225 | $8.6M | New |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.12% | 97,567 | $8.4M | Reduce -83.7% |
| BNDX Vanguard Total Intl Bond ETF | 0.12% | 171,559 | $8.3M | Reduce -16.2% |
Options reported separately and not counted above: AAPL puts ($3.5M), MSFT calls ($261K), CAT puts ($213K), TSM calls ($143K), MU calls ($115K), IWM calls ($30K), TXN puts ($30K), PEP puts ($27K), DG puts ($23K), EEM puts ($14K), BF.B calls ($5K).
Portfolio Sells Q1 2026 → Q2 2026
| JMTG Mortgage-Backed Securities | Reduce -17.1% | 5.95% | −2.07 |
| JMST JPM Ultra-Short Muni Income | Reduce -55.5% | 0.49% | −0.74 |
| VGSH Vanguard Short-Term Treasury | Reduce -3.2% | 3.98% | −0.62 |
| HEFA Isha Curr Hedged MSCI Eafe | Reduce -7.6% | 1.94% | −0.17 |
| IVE iShares S&P 500 Value ETF | Reduce -29.4% | 0.36% | −0.17 |
| XOM Exxon Mobil Corp. | Sold out | 0.00% | −0.17 |
| SPHQ Invesco S&P 500 Quality ETF | Reduce -53.0% | 0.14% | −0.13 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Reduce -2.8% | 0.78% | −0.11 |
| MBB iShares MBS ETF | Reduce -4.6% | 0.61% | −0.10 |
| EFG iShares MSCI Eafe Growth ETF | Reduce -37.5% | 0.18% | −0.10 |
| SPTI SS SPDR P Int Term TSY ETF | Reduce -6.8% | 0.43% | −0.09 |
| VWO Vanguard Ftse Emerging Marke | Reduce -21.1% | 0.30% | −0.08 |
| STIP iShares 0-5 Year Tips Bond E | Reduce -6.9% | 0.31% | −0.07 |
| BINC iShares Flex I A ETF-Usd Inc. | Reduce -14.7% | 0.22% | −0.07 |
| VYMI Vanguard Int High DVD YLD Inc. | Reduce -7.3% | 0.43% | −0.06 |
| RSP Invesco S&P 500 Equal Weight | Reduce -64.1% | 0.03% | −0.06 |
| XLV SS Health Care Select Sector | Reduce -60.7% | 0.04% | −0.06 |
| CVX Chevron Corp. | Reduce -10.3% | 0.10% | −0.05 |
| MDLZ Mondelez International Inc. Class A | Reduce -1.2% | 0.43% | −0.05 |
| IEUR iShares Core MSCI Europe ETF | Reduce -38.7% | 0.07% | −0.05 |
| XLC SS Comm Select Sector SPDR | Reduce -88.2% | 0.01% | −0.05 |
| EFA iShares MSCI Eafe ETF | Reduce -0.4% | 1.03% | −0.04 |
| XLF SS Financial Select Sector | Reduce -21.2% | 0.14% | −0.04 |
| BNDX Vanguard Total Intl Bond ETF | Reduce -16.2% | 0.12% | −0.04 |
| VCSH Vanguard S/T Corp. Bond ETF | Reduce -5.8% | 0.17% | −0.03 |
| XLY SS Consumer Disc Select Sect | Reduce -55.6% | 0.02% | −0.03 |
| NFLX Netflix Inc. | Reduce -0.7% | 0.06% | −0.03 |
| SPEM State Street SP PTF Em ETF | Reduce -2.9% | 0.82% | −0.03 |
| ROUS Hartford Multifact US Eqty | Reduce -4.8% | 1.19% | −0.03 |
| IGEB iShares Investment Grade SYS | Reduce -12.3% | 0.10% | −0.03 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Reduce -11.2% | 0.38% | −0.03 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -4.1% | 2.96% | −0.03 |
| PEP Pepsico Inc. | Reduce -8.9% | 0.07% | −0.03 |
| VGLT Vanguard Long-Term Treasury | Reduce -2.1% | 0.19% | −0.03 |
| IGIB iShares 5-10Y Inv Grade Corp. | Reduce -5.1% | 0.14% | −0.02 |
| HYLB Xtrackers Usd High Yield Cor | Reduce -4.6% | 0.15% | −0.02 |
| SPBO SS SPDR P Corp. Bond ETF | Reduce -14.8% | 0.07% | −0.02 |
| IWR iShares Russell Mid-Cap ETF | Reduce -3.9% | 1.09% | −0.02 |
| BDVL iShares DV Equity Active ETF | Reduce -7.6% | 0.14% | −0.02 |
| TLH iShares 10-20 Year Treasury | Reduce -73.3% | 0.01% | −0.02 |
| VCIT Vanguard Int-Term Corporate | Reduce -6.9% | 0.09% | −0.02 |
| SCHQ Schwab Long-Term US Treasury | Reduce -66.9% | 0.01% | −0.02 |
| XLI SS Industrial Select Sector | Reduce -18.7% | 0.09% | −0.02 |
| QLTA iShares Aaa - A Rated Corpor | Reduce -21.4% | 0.04% | −0.02 |
| SCHO Schwab Short-Term US Treas | Reduce -16.5% | 0.04% | −0.02 |
| TGT Target Corp. | Reduce -25.0% | 0.04% | −0.01 |
| BDYN iShares DYN Act ETF | Reduce -5.8% | 0.42% | −0.01 |
| L Loews Corp. | Sold out | 0.00% | −0.01 |
| DXJ Wisdomtree Japan Hedged Eq | Reduce -20.4% | 0.05% | −0.01 |
| NOC Northrop Grumman Corp. | Reduce -12.5% | 0.02% | −0.01 |
Portfolio Buys Q1 2026 → Q2 2026
| TAFM AB Tax Aware Inter Muni | Add +211.8% | 1.44% | +0.94 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +11.2% | 5.91% | +0.76 |
| SPYG SS SPDR P S&P 500 Growth ETF | Add +6.0% | 4.02% | +0.55 |
| SGOV iShares 0-3 Month Treasury B | Add +22.0% | 4.00% | +0.36 |
| VOO Vanguard S&P 500 ETF | Add +1.9% | 5.98% | +0.31 |
| IEMG iShares Core MSCI Emerging | Add +15.9% | 1.32% | +0.25 |
| SLYG SS SPDR S&P 600 SC GR ETF | Add +7.3% | 1.27% | +0.20 |
| MDYG SS SPDR S&P 400 MC GR ETF | Add +6.5% | 1.88% | +0.20 |
| KHC The Kraft Heinz Co. | Add +184.7% | 0.22% | +0.14 |
| SPYV SS SPDR P S&P 500 Value ETF | Add +6.6% | 4.32% | +0.13 |
| BFLX Ishrs FLX Eq Act ETF | New | 0.13% | +0.13 |
| MDYV SS SPDR S&P 400 MC Val ETF | Add +6.2% | 1.97% | +0.12 |
| BUFR FT Vest Lad Buffervetf-Usd I | Add +18.0% | 0.90% | +0.12 |
| SLYV SS SPDR S&P 600 SC Val ETF | Add +4.5% | 1.32% | +0.10 |
| IEF iShares 7-10 Year Treasury B | Add +26.4% | 0.91% | +0.10 |
| SCHZ Schwab US Aggregate Bond ETF | Add +33.9% | 0.54% | +0.09 |
| IGF iShares Global Infrastructur | Add +15.3% | 2.98% | +0.09 |
| KDP Keurig Dr Pepper Inc. | Add +27.9% | 0.25% | +0.07 |
| GLW Corning Inc. | Add +1.4% | 0.11% | +0.05 |
| STX Seagate Technology Holdings | Add +197.6% | 0.05% | +0.04 |
| GOOGL Alphabet Inc. Class A | Add +1.6% | 0.36% | +0.04 |
| CAT Caterpillar Inc. | Add +0.3% | 0.16% | +0.04 |
| MU Micron Technology Inc. | Add +30.3% | 0.05% | +0.04 |
| CSCO Cisco Systems Inc. | Add +11.3% | 0.10% | +0.03 |
| EMXC iShares MSCI Emr MRK Ex Chna | Add +14.5% | 0.13% | +0.03 |
| GOOG Alphabet Inc. Class C | Add +0.1% | 0.32% | +0.03 |
| KLAC KLA Corp. | Add +3.5% | 0.06% | +0.03 |
| AMAT Applied Materials Inc. | Add +2.6% | 0.06% | +0.03 |
| MRVL Marvell Technology Inc. | Add +10.2% | 0.03% | +0.02 |
| LLY Eli Lilly & Co. | Add +1.4% | 0.13% | +0.02 |
| AMZN Amazon.com Inc. | Add +1.4% | 0.46% | +0.02 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Add +17.5% | 0.35% | +0.02 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +310.8% | 0.04% | +0.02 |
| XLB SS Materials Select Sector | New | 0.02% | +0.02 |
| SPCX Space Exploration Techn Class A | New | 0.02% | +0.02 |
| SHYG iShares 0-5 YR HY Corp. Bond | New | 0.02% | +0.02 |
| ABBV Abbvie Inc. | Add +3.0% | 0.24% | +0.02 |
| SCHR Schwab Intermediate-Term US | Add +176.4% | 0.03% | +0.02 |
| GE General Electric | Add +14.6% | 0.06% | +0.01 |
| V Visa Inc. Class A | Add +7.2% | 0.16% | +0.01 |
| QCOM Qualcomm Inc. | Add +10.6% | 0.04% | +0.01 |
| AEIS Advanced Energy Industries | Add +32.5% | 0.05% | +0.01 |
| NTAP Netapp Inc. | New | 0.01% | +0.01 |
| XLE SS Energy Select Sector | Add +47.9% | 0.09% | +0.01 |
| SNDK Sandisk Corp. | New | 0.01% | +0.01 |
| IBM Intl Business Machines Corp. | Add +11.2% | 0.08% | +0.01 |
| JPM JPMorgan Chase & Co. | Add +3.4% | 0.30% | +0.01 |
| DFAC Dimensional US Core Equity 2 | Add +11.1% | 0.08% | +0.01 |
| ARM Arm Holdings PLC-ADR | New | 0.01% | +0.01 |
| JEPI JPMorgan Equity Premium Inco | New | 0.01% | +0.01 |
Options Activity Q1 2026 → Q2 2026
| AAPL Apple Inc. | put | Add +140.0% | 12,000 | $3.5M |
| PGR Progressive Corp. | put | Sold out | 13,200 | $2.6Mbefore exit |
| MSFT Microsoft Corp. | call | Reduce -65.0% | 700 | $261K |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Sold out | 400 | $260Kbefore exit |
| JKS Jinkosolar Holding Co.-ADR | call | Sold out | 10,000 | $254Kbefore exit |
| CAT Caterpillar Inc. | put | New | 200 | $213K |
| MU Micron Technology Inc. | call | New | 100 | $115K |
| TSLA Tesla Inc. | call | Sold out | 300 | $112Kbefore exit |
| BRK.B Berkshire Hathaway Inc. Class B | call | Sold out | 200 | $96Kbefore exit |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Sold out | 100 | $65Kbefore exit |
| ENB Enbridge Inc. | call | Sold out | 1,000 | $54Kbefore exit |
| RIVN Rivian Automotive Inc. Class A | call | Sold out | 3,000 | $45Kbefore exit |
| APP AppLovin Corp. Class A | call | Sold out | 100 | $40Kbefore exit |
| IWM iShares Russell 2000 ETF | call | Reduce -50.0% | 100 | $30K |
| GOOGL Alphabet Inc. Class A | call | Sold out | 100 | $29Kbefore exit |
| BABA Alibaba Group Holding-SP ADR | call | Sold out | 200 | $25Kbefore exit |
| BABA Alibaba Group Holding-SP ADR | put | Sold out | 200 | $25Kbefore exit |
| XLF SS Financial Select Sector | put | Sold out | 500 | $25Kbefore exit |
| DG Dollar General Corp. | put | New | 200 | $23K |
| NOW ServiceNow Inc. | call | Sold out | 200 | $21Kbefore exit |
| BA The Boeing Co. | put | Sold out | 100 | $20Kbefore exit |
| SBUX Starbucks Corp. | put | Sold out | 200 | $18Kbefore exit |
| EEM iShares MSCI Emerging Market | put | New | 200 | $14K |
| SLV iShares Silver Trust | call | Sold out | 200 | $14Kbefore exit |
| BMNR Bitmine Immersion Technologi | call | Sold out | 100 | $2Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q1 2026 → Q2 2026
| GABELLI EQUITY TRUST-RT | RIGHT 04/14/2026 | Sold out | 79,680 | $558before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 669 | $6.9B | VOO, JMTG, SPYM, SPYV, SPYG |
| Q1 2026 | 652 | $6.2B | JMTG, VOO, SPYM, VGSH, SPYV |
| Q4 2025 | 600 | $5.9B | JMTG, VOO, SPYM, VGSH, SPYV |
| Q3 2025 | 849 | $5.5B | JMTG, SPYM, VOO, VGSH, SPYV |
| Q2 2025Amended | 667 | $3.8B | JMTG, SPYM, SPYV, VGSH, SPYG |
| Q1 2025 | 840 | $3.0B | SPYV, VGSH, SPYM, SPY, SGOV |
| Q4 2024Amended | 764 | $3.1B | SPYV, SPYM, VGSH, SPY, AAPL |
| Q3 2024Amended | 825 | $3.0B | SPY, SPYV, AAPL, SGOV, SPYG |
| Q2 2024Amended | 799 | $2.7B | SPY, SPYV, SGOV, SPYG, AAPL |
| Q1 2024Amended | 803 | $2.6B | SPY, SPYV, SGOV, SPYG, AAPL |