NorthRock Partners, LLC
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 15, 2026), NorthRock Partners, LLC reported 652 stock positions worth $6.2 billion. Its top holding was Mortgage-Backed Securities (JMTG) at 8.0% of the portfolio, followed by Vanguard S&P 500 ETF (VOO, 5.7%) and Ste STR SPDR PT S&P 500 ETF (SPYM, 5.1%). Compared with Q4 2025, it opened 94 new positions, sold out of 42, added to 332 and reduced 196. The biggest buy was iShares Global Infrastructur (IGF, shares +85%) and the biggest sale iShares S&P 100 ETF (OEF, shares −92%).
- Most Recent 13F
- Q2 2026
- Location
- MINNEAPOLIS, MN
- CIK
- 0001632097
- Portfolio Value
- $6.2B (Q1 2026)
- SEC Filing
- 0001172661-26-002224 ↗ filed May 15, 2026
Holdings Value
Holdings 652 stocks · $6.2B
| JMTG Mortgage-Backed Securities filed as J P MORGAN EXCHANGE TRADED F | 8.02% | 9,745,400 | $497.0M | Add +7.4% |
| VOO Vanguard S&P 500 ETF | 5.67% | 588,417 | $351.6M | Add +6.1% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 5.14% | 4,164,509 | $318.8M | Add +9.3% |
| VGSH Vanguard Short-Term Treasury | 4.60% | 4,867,688 | $285.0M | Add +2.9% |
| SPYV SS SPDR P S&P 500 Value ETF | 4.19% | 4,586,305 | $259.5M | Add +3.8% |
| SGOV iShares 0-3 Month Treasury B | 3.64% | 2,242,910 | $225.8M | Add +11.1% |
| QQQ Invesco QQQ Trust Series 1 | 3.63% | 389,838 | $225.0M | Add +3.8% |
| SPYG SS SPDR P S&P 500 Growth ETF | 3.47% | 2,194,615 | $214.9M | Add +4.7% |
| AAPL Apple Inc. | 3.17% | 774,012 | $196.4M | Add +5.9% |
| SPY SS SPDR S&P 500 ETF Trust-US | 2.99% | 284,894 | $185.3M | Reduce -1.8% |
| IGF iShares Global Infrastructur | 2.89% | 2,668,843 | $178.8M | Add +84.7% |
| HEFA Isha Curr Hedged MSCI Eafe | 2.11% | 3,074,762 | $130.7M | Add +13.3% |
| MDYV SS SPDR S&P 400 MC Val ETF | 1.85% | 1,343,748 | $114.4M | Add +3.1% |
| IWB iShares Russell 1000 ETF | 1.72% | 298,262 | $106.3M | Reduce -0.2% |
| MDYG SS SPDR S&P 400 MC GR ETF | 1.68% | 1,083,341 | $104.0M | Add +2.7% |
| JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F | 1.23% | 1,491,349 | $76.0M | Add +26.0% |
| SLYV SS SPDR S&P 600 SC Val ETF | 1.22% | 797,912 | $75.5M | Add +2.1% |
| ROUS Hartford Multifact US Eqty | 1.21% | 1,274,569 | $75.3M | Reduce -4.8% |
| IWR iShares Russell Mid-Cap ETF | 1.11% | 707,769 | $68.8M | Reduce -1.6% |
| EFA iShares MSCI Eafe ETF | 1.07% | 683,676 | $66.4M | Add +0.1% |
| IEMG iShares Core MSCI Emerging | 1.06% | 945,629 | $66.0M | Add +11.3% |
| SLYG SS SPDR S&P 600 SC GR ETF | 1.06% | 682,296 | $65.9M | Add +3.3% |
| NVDA Nvidia Corp. | 0.95% | 337,012 | $58.8M | Add +4.5% |
| MSFT Microsoft Corp. | 0.94% | 157,278 | $58.2M | Add +5.8% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.89% | 1,191,852 | $55.1M | Add +2.5% |
| SPEM State Street SP PTF Em ETF | 0.85% | 1,124,639 | $52.8M | Reduce -0.2% |
| IEF iShares 7-10 Year Treasury B | 0.81% | 524,082 | $50.0M | Add +28.4% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.78% | 1,429,232 | $48.3M | Add +19.8% |
| IWM iShares Russell 2000 ETF | 0.77% | 191,351 | $47.5M | Add +0.4% |
| VMBS Vanguard Mortgage-Backed Sec | 0.73% | 957,078 | $44.9M | Reduce -0.1% |
| MBB iShares MBS ETF | 0.71% | 466,390 | $44.3M | Add +2.3% |
| IWF iShares Russell 1000 Growth | 0.66% | 385,930 | $41.1M | Add +288.1% |
| IJR iShares Core S&P Small-Cap E | 0.55% | 274,803 | $34.2M | Reduce -1.0% |
| IVE iShares S&P 500 Value ETF | 0.53% | 155,844 | $32.9M | Reduce -4.7% |
| SPTI SS SPDR P Int Term TSY ETF | 0.51% | 1,107,517 | $31.7M | Add +1.5% |
| TAFM AB Tax Aware Inter Muni filed as AB ACTIVE ETFS INC | 0.51% | 1,242,535 | $31.4M | Reduce -2.4% |
| AGG iShares Core U.S. Aggregate | 0.50% | 309,931 | $30.8M | Add +2.0% |
| VYMI Vanguard Int High DVD YLD Inc. | 0.49% | 323,544 | $30.5M | Reduce -3.6% |
| VEA Vanguard Ftse Developed ETF | 0.48% | 461,341 | $29.6M | Reduce -0.1% |
| MDLZ Mondelez International Inc. Class A | 0.48% | 512,580 | $29.5M | Reduce -1.1% |
| PM Philip Morris International | 0.47% | 175,418 | $29.0M | Reduce -2.7% |
| SCHZ Schwab US Aggregate Bond ETF | 0.45% | 1,209,030 | $28.1M | Add +2.0% |
| AMZN Amazon.com Inc. | 0.44% | 129,681 | $27.0M | Add +14.4% |
| QQQM Invesco Nasdaq 100 ETF | 0.43% | 112,440 | $26.7M | Add +4.2% |
| BDYN iShares DYN Act ETF | 0.43% | 1,097,932 | $26.7M | Add +2.0% |
| PGR Progressive Corp. | 0.43% | 134,202 | $26.6M | Reduce -0.1% |
| VTI VG Morningstar TS MKT ETF-US | 0.42% | 81,046 | $26.0M | Reduce -2.5% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.41% | 431,747 | $25.1M | Reduce -24.7% |
| PG The Procter & Gamble Co. | 0.38% | 164,427 | $23.7M | Add +0.7% |
| STIP iShares 0-5 Year Tips Bond E | 0.38% | 227,876 | $23.6M | Add +3.8% |
| VWO Vanguard Ftse Emerging Marke | 0.38% | 435,614 | $23.5M | Reduce -2.3% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.33% | 224,326 | $20.6M | Reduce -5.1% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.33% | 42,083 | $20.2M | Add +0.9% |
| GOOGL Alphabet Inc. Class A | 0.32% | 67,978 | $19.5M | Add +3.4% |
| IVV iShares Core S&P 500 ETF | 0.30% | 28,452 | $18.6M | Add +1.3% |
| TSLA Tesla Inc. | 0.29% | 48,390 | $18.0M | Add +13.8% |
| BINC iShares Flex I A ETF-Usd Inc. | 0.29% | 344,179 | $17.9M | Add +1.7% |
| GOOG Alphabet Inc. Class C | 0.29% | 62,084 | $17.8M | Reduce -0.3% |
| XLK SS Technology Select Sector | 0.29% | 134,002 | $17.8M | Add +6.8% |
| JPM JPMorgan Chase & Co. | 0.29% | 60,410 | $17.8M | Add +24.3% |
| EFG iShares MSCI Eafe Growth ETF | 0.28% | 155,640 | $17.3M | Add +176.3% |
| SPHQ Invesco S&P 500 Quality ETF | 0.27% | 224,229 | $16.9M | Reduce -18.1% |
| GOVT iShares US Treasury Bond ETF | 0.25% | 677,582 | $15.5M | Add +309.1% |
| MTUM iShares MSCI USA Momentum Fa | 0.24% | 62,429 | $15.0M | Add +8.2% |
| ABBV Abbvie Inc. | 0.23% | 64,756 | $14.1M | Add +1.4% |
| BAI Ishrs AI in and Tech Act ETF | 0.22% | 414,031 | $13.6M | Add +16.8% |
| VGLT Vanguard Long-Term Treasury | 0.21% | 239,924 | $13.3M | Add +2.9% |
| MO Altria Group Inc. | 0.21% | 198,271 | $13.1M | Reduce -3.0% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.21% | 48,648 | $12.7M | Reduce -9.9% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.20% | 156,828 | $12.4M | Add +7.0% |
| IWP iShares Russell Mid-Cap Grow | 0.19% | 89,844 | $11.5M | Reduce -0.8% |
| XLF SS Financial Select Sector | 0.18% | 230,873 | $11.4M | Add +0.4% |
| ITA iShares U.S. Aerospace & Def | 0.18% | 51,095 | $11.2M | Add +61.8% |
| AVGO Broadcom Inc. | 0.18% | 35,927 | $11.1M | Add +33.9% |
| HYLB Xtrackers Usd High Yield Cor | 0.18% | 305,036 | $11.0M | Reduce -0.9% |
| META Meta Platforms Inc. Class A | 0.18% | 19,050 | $10.9M | Add +13.2% |
| VIG Vanguard Dividend Apprec ETF | 0.17% | 49,661 | $10.7M | Reduce -3.4% |
| KDP Keurig Dr Pepper Inc. | 0.17% | 403,937 | $10.6M | Add +0.9% |
| IGIB iShares 5-10Y Inv Grade Corp. | 0.17% | 196,247 | $10.4M | Add +2.8% |
| SCHX Schwab US Large-Cap ETF | 0.17% | 403,164 | $10.3M | Reduce -5.3% |
| XOM Exxon Mobil Corp. | 0.17% | 60,712 | $10.3M | Add +22.5% |
| UPS United Parcel Service Class B | 0.17% | 104,539 | $10.3M | Reduce -2.4% |
| BDVL iShares DV Equity Active ETF | 0.16% | 409,187 | $10.1M | Reduce -4.1% |
| IWD iShares Russell 1000 Value E | 0.16% | 46,827 | $10.0M | Add +2.3% |
| BNDX Vanguard Total Intl Bond ETF | 0.16% | 204,816 | $9.8M | Add +3.8% |
| VNQ Vanguard Real Estate ETF | 0.16% | 109,381 | $9.7M | Add +0.5% |
| ESGU iShares ESG Aware MSCI USA | 0.15% | 67,679 | $9.6M | Reduce -1.5% |
| SOXQ Invesco PHLX Semiconductor | 0.15% | 159,046 | $9.5M | Reduce -1.7% |
| V Visa Inc. Class A | 0.15% | 30,491 | $9.2M | Add +17.7% |
| CVX Chevron Corp. | 0.15% | 44,183 | $9.1M | Add +0.9% |
| VGT Vanguard Info Tech ETF | 0.14% | 99,329 | $8.7M | Add +709.3% |
| JNJ Johnson & Johnson | 0.14% | 34,953 | $8.5M | Add +7.5% |
| DGRO iShares Core Dividend Growth | 0.14% | 120,395 | $8.4M | Add +147.3% |
| IVW iShares S&P 500 Growth ETF | 0.13% | 71,554 | $8.1M | Add +11.5% |
| IGEB iShares Investment Grade SYS | 0.13% | 175,208 | $7.9M | Reduce -9.3% |
| COST Costco Wholesale Corp. | 0.12% | 7,660 | $7.6M | Add +7.1% |
| IEUR iShares Core MSCI Europe ETF | 0.12% | 106,545 | $7.5M | Reduce -9.8% |
| WMT Walmart Inc. | 0.12% | 58,822 | $7.3M | Add +49.9% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.12% | 99,802 | $7.3M | Add +564.1% |
| EFV iShares MSCI Eafe Value ETF | 0.12% | 97,378 | $7.2M | Add +0.5% |
Options reported separately and not counted above: PGR puts ($2.6M), AAPL puts ($1.3M), MSFT calls ($740K), SPY calls ($260K), JKS calls ($254K), TSLA calls ($112K), TSM calls ($101K), BRK.B calls ($96K), SPY puts ($65K), ENB calls ($54K), IWM calls ($50K), RIVN calls ($45K), and 13 more.
Other holdings (1): bonds, preferreds, convertibles and warrants · $558 (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| GABELLI EQUITY TRUST-RT | RIGHT 04/14/2026 | 79,680 | $558 | No change |
Total filed on the 13F, all lines: $6.2B.
Portfolio Sells Q4 2025 → Q1 2026
| OEF iShares S&P 100 ETF | Reduce -92.1% | 0.03% | −0.38 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -1.8% | 2.99% | −0.35 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Reduce -24.7% | 0.41% | −0.18 |
| IWB iShares Russell 1000 ETF | Reduce -0.2% | 1.72% | −0.17 |
| IAU iShares Gold Trust | Reduce -62.6% | 0.07% | −0.10 |
| ROUS Hartford Multifact US Eqty | Reduce -4.8% | 1.21% | −0.09 |
| PGR Progressive Corp. | Reduce -0.1% | 0.43% | −0.09 |
| SPHQ Invesco S&P 500 Quality ETF | Reduce -18.1% | 0.27% | −0.07 |
| EMB iShares JP Morgan Usd Emergi | Reduce -87.9% | 0.01% | −0.06 |
| IWR iShares Russell Mid-Cap ETF | Reduce -1.6% | 1.11% | −0.06 |
| IVE iShares S&P 500 Value ETF | Reduce -4.7% | 0.53% | −0.05 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -2.5% | 0.42% | −0.05 |
| GOOG Alphabet Inc. Class C | Reduce -0.3% | 0.29% | −0.04 |
| SPEM State Street SP PTF Em ETF | Reduce -0.2% | 0.85% | −0.04 |
| TAFM AB Tax Aware Inter Muni | Reduce -2.4% | 0.51% | −0.04 |
| IYW iShares Ustechnology ETF | Reduce -39.2% | 0.04% | −0.04 |
| VMBS Vanguard Mortgage-Backed Sec | Reduce -0.1% | 0.73% | −0.04 |
| ORCL Oracle Corp. | Reduce -0.8% | 0.08% | −0.03 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -5.1% | 0.33% | −0.03 |
| VB Vanguard Most SM-Cap ETF-Usd | Reduce -9.9% | 0.21% | −0.03 |
| IGHG Proshares Ig Hedged | Reduce -41.9% | 0.04% | −0.03 |
| SCHX Schwab US Large-Cap ETF | Reduce -5.3% | 0.17% | −0.03 |
| VWO Vanguard Ftse Emerging Marke | Reduce -2.3% | 0.38% | −0.03 |
| IWP iShares Russell Mid-Cap Grow | Reduce -0.8% | 0.19% | −0.02 |
| AXP American Express Co. | Reduce -4.3% | 0.07% | −0.02 |
| CMA Comerica Inc. | Sold out | 0.00% | −0.02 |
| PLTR Palantir Technologies Inc. Class A | Reduce -1.9% | 0.07% | −0.02 |
| IGEB iShares Investment Grade SYS | Reduce -9.3% | 0.13% | −0.02 |
| IBM Intl Business Machines Corp. | Reduce -2.4% | 0.07% | −0.02 |
| IEUR iShares Core MSCI Europe ETF | Reduce -9.8% | 0.12% | −0.02 |
| VEEV Veeva Systems Inc. Class A | Reduce -0.1% | 0.06% | −0.02 |
| PM Philip Morris International | Reduce -2.7% | 0.47% | −0.02 |
| ABT Abbott Laboratories | Reduce -2.5% | 0.06% | −0.02 |
| ESGU iShares ESG Aware MSCI USA | Reduce -1.5% | 0.15% | −0.02 |
| VIG Vanguard Dividend Apprec ETF | Reduce -3.4% | 0.17% | −0.02 |
| VYMI Vanguard Int High DVD YLD Inc. | Reduce -3.6% | 0.49% | −0.02 |
| MSM MSC Industrial Direct Co. Class A | Sold out | 0.00% | −0.02 |
| VCLT Vanguard Long-Term Corp. Bond | Reduce -53.4% | 0.01% | −0.02 |
| ABNB Airbnb Inc. Class A | Reduce -27.1% | 0.03% | −0.02 |
| ONON On Holding AG Class A | Sold out | 0.00% | −0.02 |
| BDVL iShares DV Equity Active ETF | Reduce -4.1% | 0.16% | −0.02 |
| BAC Bank of America Corp. | Reduce -5.6% | 0.06% | −0.01 |
| ESTA Establishment Labs Holdings | Reduce -4.9% | 0.04% | −0.01 |
| HYLB Xtrackers Usd High Yield Cor | Reduce -0.9% | 0.18% | −0.01 |
| UPS United Parcel Service Class B | Reduce -2.4% | 0.17% | −0.01 |
| TECB iShares US Tech Breakthrough | Reduce -0.3% | 0.09% | −0.01 |
| XLC SS Comm Select Sector SPDR | Reduce -11.5% | 0.05% | −0.01 |
| VGK Vanguard Ftse Europe ETF | Reduce -38.8% | 0.02% | −0.01 |
| AMD Advanced Micro Devices | Reduce -8.8% | 0.06% | −0.01 |
| TWLO Twilio Inc. Class A | Reduce -32.5% | 0.02% | −0.01 |
Portfolio Buys Q4 2025 → Q1 2026
| IGF iShares Global Infrastructur | Add +84.7% | 2.89% | +1.39 |
| SGOV iShares 0-3 Month Treasury B | Add +11.1% | 3.64% | +0.22 |
| HEFA Isha Curr Hedged MSCI Eafe | Add +13.3% | 2.11% | +0.21 |
| JMST JPM Ultra-Short Muni Income | Add +26.0% | 1.23% | +0.21 |
| JMTG Mortgage-Backed Securities | Add +7.4% | 8.02% | +0.19 |
| GOVT iShares US Treasury Bond ETF | Add +309.1% | 0.25% | +0.19 |
| EFG iShares MSCI Eafe Growth ETF | Add +176.3% | 0.28% | +0.17 |
| IEF iShares 7-10 Year Treasury B | Add +28.4% | 0.81% | +0.14 |
| IEMG iShares Core MSCI Emerging | Add +11.3% | 1.06% | +0.10 |
| BUFR FT Vest Lad Buffervetf-Usd I | Add +19.8% | 0.78% | +0.09 |
| DGRO iShares Core Dividend Growth | Add +147.3% | 0.14% | +0.08 |
| ITA iShares U.S. Aerospace & Def | Add +61.8% | 0.18% | +0.07 |
| XOM Exxon Mobil Corp. | Add +22.5% | 0.17% | +0.07 |
| DXJ Wisdomtree Japan Hedged Eq | New | 0.06% | +0.06 |
| RSP Invesco S&P 500 Equal Weight | Add +192.9% | 0.09% | +0.06 |
| WMT Walmart Inc. | Add +49.9% | 0.12% | +0.04 |
| TSM Taiwan Semiconductor-SP ADR | Add +219.4% | 0.06% | +0.04 |
| HWKN Hawkins Inc. | Add +61.6% | 0.11% | +0.04 |
| VLUE iShares MSCI USA Value Facto | New | 0.04% | +0.04 |
| MUST Columbia Multi-Sect Muni Inc. | New | 0.04% | +0.04 |
| HFXI Nylim Ftse Intr Eq CN ETF-Ui | New | 0.04% | +0.04 |
| LITE Lumentum Holdings Inc. | New | 0.04% | +0.04 |
| CVX Chevron Corp. | Add +0.9% | 0.15% | +0.03 |
| PNC PNC Financial Services Group | New | 0.03% | +0.03 |
| MRK Merck & Co. Inc. | Add +77.7% | 0.07% | +0.03 |
| SMH Vaneck Semiconductor ETF | Add +276.6% | 0.04% | +0.03 |
| PEP Pepsico Inc. | Add +45.2% | 0.09% | +0.03 |
| CAT Caterpillar Inc. | Add +15.3% | 0.12% | +0.03 |
| MDYG SS SPDR S&P 400 MC GR ETF | Add +2.7% | 1.68% | +0.03 |
| BLK BlackRock Inc. | Add +266.7% | 0.04% | +0.03 |
| CLOA iShares Aaa Clo Act ETF-Usdi | Add +167.4% | 0.05% | +0.03 |
| PLD Prologis Inc. | Add +357.7% | 0.04% | +0.03 |
| TQQQ Proshares Ultrapro QQQ | Add +101.1% | 0.08% | +0.03 |
| BRK.A Berkshire Hathaway Inc. Class A | Add +50.0% | 0.10% | +0.03 |
| FMDE Fidelity Enhanced Mid Cap Co. | New | 0.03% | +0.03 |
| PCN PIMCO Corporate & Income STR | New | 0.03% | +0.03 |
| XLE SS Energy Select Sector | Add +13.8% | 0.08% | +0.02 |
| NXPI NXP Semiconductors NV | New | 0.02% | +0.02 |
| JNJ Johnson & Johnson | Add +7.5% | 0.14% | +0.02 |
| AVUV Avantis US Small Cap Value | New | 0.02% | +0.02 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +145.1% | 0.04% | +0.02 |
| EMR Emerson Electric Co. | Add +217.2% | 0.03% | +0.02 |
| AVGO Broadcom Inc. | Add +33.9% | 0.18% | +0.02 |
| GLW Corning Inc. | Add +3.2% | 0.06% | +0.02 |
| JPM JPMorgan Chase & Co. | Add +24.3% | 0.29% | +0.02 |
| AMGN Amgen Inc. | Add +123.5% | 0.04% | +0.02 |
| BAI Ishrs AI in and Tech Act ETF | Add +16.8% | 0.22% | +0.02 |
| KO The Coca-Cola Co. | Add +56.5% | 0.05% | +0.02 |
| MDT Medtronic PLC | Add +131.6% | 0.04% | +0.02 |
| CRS Carpenter Technology | New | 0.02% | +0.02 |
Options Activity Q4 2025 → Q1 2026
| AAPL Apple Inc. | put | Reduce -59.7% | 5,000 | $1.3M |
| MSFT Microsoft Corp. | call | Add +300.0% | 2,000 | $740K |
| AMZN Amazon.com Inc. | call | Sold out | 1,500 | $346Kbefore exit |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Add +100.0% | 400 | $260K |
| JKS Jinkosolar Holding Co.-ADR | call | New | 10,000 | $254K |
| GE General Electric | put | Sold out | 500 | $154Kbefore exit |
| TSLA Tesla Inc. | call | New | 300 | $112K |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Reduce -50.0% | 100 | $65K |
| BAC Bank of America Corp. | call | Sold out | 1,000 | $55Kbefore exit |
| AAPL Apple Inc. | call | Sold out | 200 | $54Kbefore exit |
| ENB Enbridge Inc. | call | New | 1,000 | $54K |
| CRM Salesforce Inc. | call | Sold out | 200 | $53Kbefore exit |
| IWM iShares Russell 2000 ETF | call | New | 200 | $50K |
| NVDA Nvidia Corp. | call | Sold out | 200 | $37Kbefore exit |
| PEP Pepsico Inc. | put | New | 200 | $31K |
| IBM Intl Business Machines Corp. | call | Sold out | 100 | $30Kbefore exit |
| GOOGL Alphabet Inc. Class A | call | New | 100 | $29K |
| F Ford Motor Co. | call | Sold out | 2,000 | $26Kbefore exit |
| BABA Alibaba Group Holding-SP ADR | put | New | 200 | $25K |
| BABA Alibaba Group Holding-SP ADR | call | New | 200 | $25K |
| XLF SS Financial Select Sector | put | New | 500 | $25K |
| NOW ServiceNow Inc. | call | New | 200 | $21K |
| BA The Boeing Co. | put | New | 100 | $20K |
| TXN Texas Instruments Inc. | put | New | 100 | $19K |
| SBUX Starbucks Corp. | put | New | 200 | $18K |
| DLTR Dollar Tree Inc. | call | Sold out | 100 | $12Kbefore exit |
| BF.B Brown-Forman Corp. Class B | call | New | 200 | $5K |
| BMNR Bitmine Immersion Technologi | call | New | 100 | $2K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 669 | $6.9B | VOO, JMTG, SPYM, SPYV, SPYG |
| Q1 2026 | 652 | $6.2B | JMTG, VOO, SPYM, VGSH, SPYV |
| Q4 2025 | 600 | $5.9B | JMTG, VOO, SPYM, VGSH, SPYV |
| Q3 2025 | 849 | $5.5B | JMTG, SPYM, VOO, VGSH, SPYV |
| Q2 2025Amended | 667 | $3.8B | JMTG, SPYM, SPYV, VGSH, SPYG |
| Q1 2025 | 840 | $3.0B | SPYV, VGSH, SPYM, SPY, SGOV |
| Q4 2024Amended | 764 | $3.1B | SPYV, SPYM, VGSH, SPY, AAPL |
| Q3 2024Amended | 825 | $3.0B | SPY, SPYV, AAPL, SGOV, SPYG |
| Q2 2024Amended | 799 | $2.7B | SPY, SPYV, SGOV, SPYG, AAPL |
| Q1 2024Amended | 803 | $2.6B | SPY, SPYV, SGOV, SPYG, AAPL |