NorthRock Partners, LLC
In its 13F for Q1 2025 (holdings as of March 31, 2025, filed May 8, 2025), NorthRock Partners, LLC reported 840 stock positions worth $3.0 billion. Its top holding was SS SPDR P S&P 500 Value ETF (SPYV) at 7.6% of the portfolio, followed by Vanguard Short-Term Treasury (VGSH, 7.6%) and Ste STR SPDR PT S&P 500 ETF (SPYM, 7.5%). Compared with Q4 2024, it opened 127 new positions, sold out of 51, added to 356 and reduced 257. The biggest buy was Vanguard Short-Term Treasury (VGSH, shares +7%) and the biggest sale Apple (AAPL, shares −0%).
- Most Recent 13F
- Q2 2026
- Location
- MINNEAPOLIS, MN
- CIK
- 0001632097
- Portfolio Value
- $3.0B (Q1 2025)
- SEC Filing
- 0001398344-25-008966 ↗ filed May 8, 2025
Holdings Value
Holdings 840 stocks · $3.0B
| SPYV SS SPDR P S&P 500 Value ETF | 7.63% | 4,445,021 | $227.0M | Add +1.1% |
| VGSH Vanguard Short-Term Treasury | 7.61% | 3,859,957 | $226.5M | Add +7.0% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 7.50% | 3,395,605 | $223.3M | Add +5.5% |
| SPY SS SPDR S&P 500 ETF Trust-US | 6.11% | 325,159 | $181.9M | Reduce -9.5% |
| SGOV iShares 0-3 Month Treasury B | 5.72% | 1,691,613 | $170.3M | Reduce -0.2% |
| SPYG SS SPDR P S&P 500 Growth ETF | 5.49% | 2,031,903 | $163.3M | Add +1.9% |
| AAPL Apple Inc. | 5.33% | 713,415 | $158.5M | Reduce -0.4% |
| MDYV SS SPDR S&P 400 MC Val ETF | 3.44% | 1,328,221 | $102.3M | Reduce -0.0% |
| MDYG SS SPDR S&P 400 MC GR ETF | 2.73% | 1,021,776 | $81.2M | Add +2.4% |
| SLYV SS SPDR S&P 600 SC Val ETF | 1.98% | 751,823 | $58.9M | Add +1.7% |
| VOO Vanguard S&P 500 ETF | 1.92% | 111,129 | $57.1M | Reduce -1.3% |
| SLYG SS SPDR S&P 600 SC GR ETF | 1.78% | 639,123 | $53.0M | Add +1.4% |
| MSFT Microsoft Corp. | 1.77% | 140,116 | $52.6M | Reduce -0.4% |
| NVDA Nvidia Corp. | 1.57% | 430,220 | $46.7M | Reduce -0.0% |
| JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F | 1.41% | 822,298 | $41.8M | Add +20.0% |
| IWF iShares Russell 1000 Growth | 1.39% | 114,193 | $41.2M | Reduce -5.1% |
| MDLZ Mondelez International Inc. Class A | 1.25% | 546,355 | $37.3M | Add +0.6% |
| PM Philip Morris International | 1.11% | 206,626 | $33.1M | Reduce -2.3% |
| AMZN Amazon.com Inc. | 0.95% | 148,041 | $28.2M | Add +0.8% |
| ATI Ati Inc. | 0.95% | 540,531 | $28.1M | Add +62.1% |
| EFA iShares MSCI Eafe ETF | 0.93% | 340,318 | $27.8M | Reduce -8.6% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.84% | 839,200 | $24.9M | Add +10.3% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.77% | 42,811 | $22.8M | Add +2.8% |
| IWB iShares Russell 1000 ETF | 0.75% | 72,605 | $22.3M | Reduce -2.1% |
| IEMG iShares Core MSCI Emerging | 0.74% | 409,933 | $22.1M | Add +7.0% |
| META Meta Platforms Inc. Class A | 0.62% | 32,173 | $18.5M | Add +4.0% |
| GOOGL Alphabet Inc. Class A | 0.62% | 119,563 | $18.5M | Reduce -0.4% |
| VTI VG Morningstar TS MKT ETF-US | 0.57% | 61,283 | $16.8M | Add +6.0% |
| ABBV Abbvie Inc. | 0.53% | 75,038 | $15.7M | Add +3.0% |
| TSLA Tesla Inc. | 0.49% | 55,688 | $14.4M | Reduce -6.7% |
| KDP Keurig Dr Pepper Inc. | 0.47% | 404,570 | $13.9M | Reduce -0.2% |
| MO Altria Group Inc. | 0.45% | 224,795 | $13.5M | Reduce -1.8% |
| JPM JPMorgan Chase & Co. | 0.44% | 61,338 | $13.2M | Add +1.1% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.43% | 139,747 | $12.8M | Reduce -17.4% |
| LLY Eli Lilly & Co. | 0.37% | 13,321 | $11.0M | Add +2.3% |
| TGT Target Corp. | 0.36% | 103,001 | $10.7M | Add +6.4% |
| IWP iShares Russell Mid-Cap Grow | 0.36% | 89,940 | $10.6M | Reduce -6.8% |
| IVV iShares Core S&P 500 ETF | 0.35% | 18,632 | $10.5M | Add +3.0% |
| COST Costco Wholesale Corp. | 0.34% | 10,712 | $10.1M | Reduce -0.2% |
| GOOG Alphabet Inc. Class C | 0.34% | 64,377 | $10.1M | Add +0.8% |
| QQQ Invesco QQQ Trust Series 1 | 0.34% | 21,434 | $10.1M | Add +1.4% |
| V Visa Inc. Class A | 0.30% | 25,744 | $9.0M | Add +2.3% |
| SCHX Schwab US Large-Cap ETF | 0.30% | 400,090 | $8.8M | Reduce -12.4% |
| PG The Procter & Gamble Co. | 0.28% | 49,102 | $8.4M | Add +1.9% |
| AVGO Broadcom Inc. | 0.28% | 49,638 | $8.3M | Add +0.9% |
| VIG Vanguard Dividend Apprec ETF | 0.26% | 39,797 | $7.7M | Add +0.3% |
| NFLX Netflix Inc. | 0.26% | 8,216 | $7.7M | Add +0.3% |
| JNJ Johnson & Johnson | 0.25% | 45,183 | $7.5M | Add +8.1% |
| KHC The Kraft Heinz Co. | 0.25% | 239,670 | $7.3M | Reduce -3.8% |
| MCD McDonald's Corp. | 0.24% | 22,735 | $7.2M | Add +3.6% |
| CVX Chevron Corp. | 0.23% | 41,086 | $6.9M | Add +2.8% |
| XOM Exxon Mobil Corp. | 0.22% | 54,348 | $6.5M | Add +4.5% |
| IWD iShares Russell 1000 Value E | 0.21% | 33,106 | $6.2M | Reduce -8.8% |
| ABT Abbott Laboratories | 0.21% | 46,801 | $6.2M | Add +1.5% |
| IVW iShares S&P 500 Growth ETF | 0.20% | 64,646 | $6.0M | Reduce -2.2% |
| EFV iShares MSCI Eafe Value ETF | 0.20% | 101,357 | $6.0M | Reduce -2.4% |
| WFC Wells Fargo & Co. | 0.20% | 83,157 | $6.0M | Add +12.5% |
| SYK Stryker Corp. | 0.20% | 15,945 | $5.9M | Add +2.0% |
| HD Home Depot Inc. | 0.20% | 16,172 | $5.9M | Reduce -0.5% |
| WMT Walmart Inc. | 0.19% | 65,539 | $5.8M | Add +4.7% |
| UNH Unitedhealth Group Inc. | 0.19% | 10,822 | $5.7M | Reduce -22.0% |
| MA Mastercard Inc. Class A | 0.19% | 10,308 | $5.6M | Add +2.6% |
| CRM Salesforce Inc. | 0.19% | 21,000 | $5.6M | Add +1.7% |
| PGR Progressive Corp. | 0.18% | 19,131 | $5.4M | Add +0.9% |
| EMXC iShares MSCI Emr MRK Ex Chna | 0.18% | 95,309 | $5.3M | Reduce -4.3% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.17% | 20,202 | $5.0M | Reduce -2.8% |
| HWKN Hawkins Inc. | 0.17% | 46,476 | $4.9M | Add +4.0% |
| AMP Ameriprise Financial Inc. | 0.16% | 10,058 | $4.9M | Reduce -61.7% |
| PEP Pepsico Inc. | 0.16% | 31,540 | $4.7M | Add +8.4% |
| AXP American Express Co. | 0.16% | 17,405 | $4.7M | Add +3.6% |
| ORCL Oracle Corp. | 0.15% | 32,891 | $4.6M | Add +4.5% |
| EFG iShares MSCI Eafe Growth ETF | 0.15% | 43,650 | $4.4M | Reduce -15.5% |
| RBLX Roblox Corp. Class A | 0.14% | 73,916 | $4.3M | New |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.14% | 100,600 | $4.2M | Add +9.8% |
| SDY SS SPDR S&P Dividend ETF | 0.14% | 30,616 | $4.2M | Reduce -6.6% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.13% | 10,419 | $3.9M | Add +28.6% |
| IEFA iShares Core MSCI Eafe ETF | 0.12% | 48,455 | $3.7M | Add +14.1% |
| BA The Boeing Co. | 0.12% | 21,390 | $3.6M | Reduce -6.7% |
| VXF Vanguard Extended Market ETF | 0.12% | 20,298 | $3.5M | Add +10.2% |
| KO The Coca-Cola Co. | 0.12% | 48,317 | $3.5M | Add +1.6% |
| AMGN Amgen Inc. | 0.12% | 11,071 | $3.4M | Add +7.6% |
| RTX RTX Corp. | 0.12% | 25,909 | $3.4M | Add +1.1% |
| CSCO Cisco Systems Inc. | 0.12% | 55,530 | $3.4M | Add +0.7% |
| CAT Caterpillar Inc. | 0.11% | 10,348 | $3.4M | Add +2.8% |
| VEA Vanguard Ftse Developed ETF | 0.11% | 66,793 | $3.4M | Add +7.7% |
| S Sentinelone Inc. Class A | 0.11% | 180,000 | $3.3M | No change |
| ABNB Airbnb Inc. Class A | 0.10% | 25,967 | $3.1M | Reduce -1.3% |
| AMD Advanced Micro Devices | 0.10% | 29,034 | $3.0M | Add +10.6% |
| MRK Merck & Co. Inc. | 0.10% | 32,714 | $3.0M | Reduce -9.8% |
| ITW Illinois Tool Works | 0.10% | 11,699 | $2.9M | Reduce -4.0% |
| XLK SS Technology Select Sector | 0.10% | 14,088 | $2.9M | Reduce -3.8% |
| GE General Electric filed as GE AEROSPACE | 0.09% | 13,882 | $2.8M | Add +6.7% |
| VGT Vanguard Info Tech ETF | 0.09% | 5,044 | $2.7M | Add +21.2% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.09% | 27,598 | $2.7M | Reduce -2.3% |
| IJH iShares Core S&P Midcap ETF | 0.09% | 46,588 | $2.7M | Add +75.5% |
| IJR iShares Core S&P Small-Cap E | 0.09% | 25,904 | $2.7M | Add +20.7% |
| SBUX Starbucks Corp. | 0.09% | 26,389 | $2.6M | Add +2.0% |
| IWR iShares Russell Mid-Cap ETF | 0.09% | 29,895 | $2.5M | Reduce -2.7% |
| ADBE Adobe Inc. | 0.08% | 6,582 | $2.5M | Reduce -4.1% |
| PLTR Palantir Technologies Inc. Class A | 0.08% | 29,246 | $2.5M | Add +8.7% |
Options reported separately and not counted above: AAPL puts ($2.7M), MSFT calls ($751K), SPY puts ($671K), SPY calls ($56K), TSCO calls ($55K), TSM calls ($50K), IWM calls ($40K), PNC calls ($35K), FTNT calls ($29K), SHOP calls ($10K), CSCO calls ($6K).
Other holdings (1): bonds, preferreds, convertibles and warrants · $836 (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 23 | $836 | No change |
Total filed on the 13F, all lines: $3.0B.
Portfolio Sells Q4 2024 → Q1 2025
| AAPL Apple Inc. | Reduce -0.4% | 5.33% | −0.53 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -9.5% | 6.11% | −0.52 |
| CAH Cardinal Health Inc. | Reduce -92.5% | 0.04% | −0.42 |
| NVDA Nvidia Corp. | Reduce -0.0% | 1.57% | −0.32 |
| TSLA Tesla Inc. | Reduce -6.7% | 0.49% | −0.30 |
| AMP Ameriprise Financial Inc. | Reduce -61.7% | 0.16% | −0.29 |
| URBN Urban Outfitters Inc. | Sold out | 0.00% | −0.25 |
| IWF iShares Russell 1000 Growth | Reduce -5.1% | 1.39% | −0.19 |
| MSFT Microsoft Corp. | Reduce -0.4% | 1.77% | −0.17 |
| CAG Conagra Brands Inc. | Sold out | 0.00% | −0.15 |
| GOOGL Alphabet Inc. Class A | Reduce -0.4% | 0.62% | −0.12 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -17.4% | 0.43% | −0.07 |
| VOO Vanguard S&P 500 ETF | Reduce -1.3% | 1.92% | −0.06 |
| SCHX Schwab US Large-Cap ETF | Reduce -12.4% | 0.30% | −0.05 |
| IWP iShares Russell Mid-Cap Grow | Reduce -6.8% | 0.36% | −0.04 |
| UNH Unitedhealth Group Inc. | Reduce -22.0% | 0.19% | −0.04 |
| MDYV SS SPDR S&P 400 MC Val ETF | Reduce -0.0% | 3.44% | −0.04 |
| IWB iShares Russell 1000 ETF | Reduce -2.1% | 0.75% | −0.03 |
| FTSM First Trust Enh Short Mat FD | Sold out | 0.00% | −0.03 |
| WLY Wiley (john) & Sons Class A | Sold out | 0.00% | −0.03 |
| MRK Merck & Co. Inc. | Reduce -9.8% | 0.10% | −0.02 |
| IVW iShares S&P 500 Growth ETF | Reduce -2.2% | 0.20% | −0.02 |
| EFG iShares MSCI Eafe Growth ETF | Reduce -15.5% | 0.15% | −0.02 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -45.0% | 0.02% | −0.02 |
| CPS Cooper-Standard Holding | Sold out | 0.00% | −0.02 |
| ADBE Adobe Inc. | Reduce -4.1% | 0.08% | −0.01 |
| DHR Danaher Corp. | Reduce -15.8% | 0.05% | −0.01 |
| MCHP Microchip Technology Inc. | Sold out | 0.00% | −0.01 |
| XLK SS Technology Select Sector | Reduce -3.8% | 0.10% | −0.01 |
| IJT iShares S&P Small-Cap 600 GR | Reduce -9.5% | 0.08% | −0.01 |
| IQV Iqvia Holdings Inc. | Sold out | 0.00% | −0.01 |
| SCHM Schwab US Mid Cap ETF | Reduce -16.6% | 0.05% | −0.01 |
| ILMN Illumina Inc. | Sold out | 0.00% | −0.01 |
| DIS The Walt Disney Co. | Reduce -2.3% | 0.09% | −0.01 |
| IEI iShares 3-7 Year Treasury Bo | Reduce -56.2% | 0.01% | −0.01 |
| BX Blackstone Inc. | Reduce -3.5% | 0.05% | −0.01 |
| AEIS Advanced Energy Industries | Reduce -21.6% | 0.02% | −0.01 |
| LULU Lululemon Athletica Inc. | Reduce -3.5% | 0.03% | −0.01 |
| PTY PIMCO Corporate & Income Opp | Sold out | 0.00% | −0.01 |
| CMCSA Comcast Corp. Class A | Reduce -23.4% | 0.04% | −0.01 |
| FNF Fidelity National Financial | Sold out | 0.00% | −0.01 |
| EL Estee Lauder Companies Class A | Sold out | 0.00% | −0.01 |
| NULG Nuveen ESG LRG-Cap GRW ETF | Reduce -10.2% | 0.05% | −0.01 |
| IWD iShares Russell 1000 Value E | Reduce -8.8% | 0.21% | −0.01 |
| UPS United Parcel Service Class B | Reduce -10.1% | 0.04% | −0.01 |
| BA The Boeing Co. | Reduce -6.7% | 0.12% | −0.01 |
| MRVL Marvell Technology Inc. | Reduce -7.0% | 0.01% | −0.01 |
| PCG P G & E Corp. | Sold out | 0.00% | −0.01 |
| UAL United Airlines Holdings Inc. | Sold out | 0.00% | −0.01 |
| MTD Mettler-Toledo International | Reduce -51.0% | 0.01% | −0.01 |
Portfolio Buys Q4 2024 → Q1 2025
| VGSH Vanguard Short-Term Treasury | Add +7.0% | 7.61% | +0.76 |
| ATI Ati Inc. | Add +62.1% | 0.95% | +0.35 |
| SPYV SS SPDR P S&P 500 Value ETF | Add +1.1% | 7.63% | +0.29 |
| JMST JPM Ultra-Short Muni Income | Add +20.0% | 1.41% | +0.27 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +5.5% | 7.50% | +0.26 |
| MDLZ Mondelez International Inc. Class A | Add +0.6% | 1.25% | +0.19 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +2.8% | 0.77% | +0.15 |
| RBLX Roblox Corp. Class A | New | 0.14% | +0.14 |
| ABBV Abbvie Inc. | Add +3.0% | 0.53% | +0.11 |
| IEMG iShares Core MSCI Emerging | Add +7.0% | 0.74% | +0.09 |
| BUFR FT Vest Lad Buffervetf-Usd I | Add +10.3% | 0.84% | +0.08 |
| JNJ Johnson & Johnson | Add +8.1% | 0.25% | +0.05 |
| IGEB iShares Investment Grade SYS | New | 0.05% | +0.05 |
| VXUS Vanguard Total Intl Stock | Add +522.6% | 0.06% | +0.05 |
| V Visa Inc. Class A | Add +2.3% | 0.30% | +0.04 |
| CVX Chevron Corp. | Add +2.8% | 0.23% | +0.04 |
| LLY Eli Lilly & Co. | Add +2.3% | 0.37% | +0.04 |
| ABT Abbott Laboratories | Add +1.5% | 0.21% | +0.04 |
| IJH iShares Core S&P Midcap ETF | Add +75.5% | 0.09% | +0.04 |
| XLSR SS US Sector Rotation | New | 0.04% | +0.04 |
| XOM Exxon Mobil Corp. | Add +4.5% | 0.22% | +0.03 |
| MCD McDonald's Corp. | Add +3.6% | 0.24% | +0.03 |
| PGR Progressive Corp. | Add +0.9% | 0.18% | +0.03 |
| QUS SS SPDR MSCI U Stratfact ETF | New | 0.03% | +0.03 |
| CVS CVS Health Corp. | New | 0.03% | +0.03 |
| META Meta Platforms Inc. Class A | Add +4.0% | 0.62% | +0.03 |
| WFC Wells Fargo & Co. | Add +12.5% | 0.20% | +0.03 |
| DGRO iShares Core Dividend Growth | Add +1300.1% | 0.03% | +0.03 |
| QUAL iShares MSCI USA Quality Fac | Add +54.2% | 0.08% | +0.03 |
| AMGN Amgen Inc. | Add +7.6% | 0.12% | +0.03 |
| JPM JPMorgan Chase & Co. | Add +1.1% | 0.44% | +0.03 |
| IEFA iShares Core MSCI Eafe ETF | Add +14.1% | 0.12% | +0.03 |
| FNDA Schwab Fndmntl US SM Co. ETF | Add +9402.1% | 0.02% | +0.02 |
| GE General Electric | Add +6.7% | 0.09% | +0.02 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +28.6% | 0.13% | +0.02 |
| KO The Coca-Cola Co. | Add +1.6% | 0.12% | +0.02 |
| JPIE JPMorgan Income ETF | Add +537.3% | 0.02% | +0.02 |
| NFLX Netflix Inc. | Add +0.3% | 0.26% | +0.02 |
| VTI VG Morningstar TS MKT ETF-US | Add +6.0% | 0.57% | +0.02 |
| DGRW Wisdomtree U.S. Quality Divi | New | 0.02% | +0.02 |
| RTX RTX Corp. | Add +1.1% | 0.12% | +0.02 |
| T AT&T Inc. | Add +1.7% | 0.08% | +0.02 |
| PG The Procter & Gamble Co. | Add +1.9% | 0.28% | +0.02 |
| DE Deere & Co. | Add +14.9% | 0.07% | +0.02 |
| VEA Vanguard Ftse Developed ETF | Add +7.7% | 0.11% | +0.02 |
| MA Mastercard Inc. Class A | Add +2.6% | 0.19% | +0.02 |
| VBR Vngrd Mrngst SL-CP Val ETF-U | Add +89.0% | 0.04% | +0.02 |
| PLTR Palantir Technologies Inc. Class A | Add +8.7% | 0.08% | +0.02 |
| VZ Verizon Communications Inc. | Add +8.5% | 0.08% | +0.02 |
| SYK Stryker Corp. | Add +2.0% | 0.20% | +0.02 |
Options Activity Q4 2024 → Q1 2025
| AAPL Apple Inc. | put | Add +0.8% | 12,100 | $2.7M |
| MSFT Microsoft Corp. | call | Reduce -31.0% | 2,000 | $751K |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Reduce -33.3% | 1,200 | $671K |
| MCD McDonald's Corp. | call | Sold out | 200 | $58Kbefore exit |
| TSCO Tractor Supply Company | call | New | 1,000 | $55K |
| PNC PNC Financial Services Group | call | New | 200 | $35K |
| FTNT Fortinet Inc. | call | New | 300 | $29K |
| RGLD Royal Gold Inc. | call | Sold out | 100 | $13Kbefore exit |
| AMD Advanced Micro Devices | call | Sold out | 100 | $12Kbefore exit |
| SHOP Shopify Inc. Class A | call | New | 100 | $10K |
| CSCO Cisco Systems Inc. | call | New | 100 | $6K |
| SILJ Amplify Junior Silver Miners | call | Sold out | 100 | $993before exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 669 | $6.9B | VOO, JMTG, SPYM, SPYV, SPYG |
| Q1 2026 | 652 | $6.2B | JMTG, VOO, SPYM, VGSH, SPYV |
| Q4 2025 | 600 | $5.9B | JMTG, VOO, SPYM, VGSH, SPYV |
| Q3 2025 | 849 | $5.5B | JMTG, SPYM, VOO, VGSH, SPYV |
| Q2 2025Amended | 667 | $3.8B | JMTG, SPYM, SPYV, VGSH, SPYG |
| Q1 2025 | 840 | $3.0B | SPYV, VGSH, SPYM, SPY, SGOV |
| Q4 2024Amended | 764 | $3.1B | SPYV, SPYM, VGSH, SPY, AAPL |
| Q3 2024Amended | 825 | $3.0B | SPY, SPYV, AAPL, SGOV, SPYG |
| Q2 2024Amended | 799 | $2.7B | SPY, SPYV, SGOV, SPYG, AAPL |
| Q1 2024Amended | 803 | $2.6B | SPY, SPYV, SGOV, SPYG, AAPL |