NorthRock Partners, LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed April 22, 2025), NorthRock Partners, LLC reported 803 stock positions worth $2.6 billion. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 13.9% of the portfolio, followed by SS SPDR P S&P 500 Value ETF (SPYV, 7.8%) and iShares 0-3 Month Treasury B (SGOV, 6.1%). Compared with Q4 2023, it opened 85 new positions, sold out of 24, added to 380 and reduced 240. The biggest buy was Nvidia (NVDA, shares +2%) and the biggest sale Mondelez International Class A (MDLZ, shares −4%).
- Most Recent 13F
- Q2 2026
- Location
- MINNEAPOLIS, MN
- CIK
- 0001632097
- Portfolio Value
- $2.6B (Q1 2024)
- SEC Filing
- 0001398344-25-007440 ↗ filed Apr 22, 2025
Holdings Value
Holdings 803 stocks · $2.6B
| SPY SS SPDR S&P 500 ETF Trust-US | 13.89% | 689,337 | $361.7M | Add +1.5% |
| SPYV SS SPDR P S&P 500 Value ETF | 7.83% | 4,069,717 | $203.9M | Add +3.6% |
| SGOV iShares 0-3 Month Treasury B | 6.15% | 1,588,861 | $160.0M | Add +4.5% |
| SPYG SS SPDR P S&P 500 Growth ETF | 5.23% | 1,861,476 | $136.2M | Add +2.1% |
| AAPL Apple Inc. | 4.74% | 718,762 | $123.3M | Add +2.4% |
| MDYV SS SPDR S&P 400 MC Val ETF | 3.52% | 1,207,116 | $91.7M | Add +5.0% |
| VOO Vanguard S&P 500 ETF | 3.08% | 166,707 | $80.1M | Reduce -4.3% |
| MDYG SS SPDR S&P 400 MC GR ETF | 2.98% | 888,334 | $77.5M | Add +5.7% |
| SLYV SS SPDR S&P 600 SC Val ETF | 2.21% | 692,577 | $57.5M | Add +2.6% |
| MSFT Microsoft Corp. | 2.16% | 133,809 | $56.3M | Add +6.4% |
| SLYG SS SPDR S&P 600 SC GR ETF | 1.96% | 584,552 | $51.0M | Add +3.0% |
| IWF iShares Russell 1000 Growth | 1.68% | 129,513 | $43.7M | Reduce -4.3% |
| MDLZ Mondelez International Inc. Class A | 1.58% | 584,315 | $41.1M | Reduce -3.9% |
| EFA iShares MSCI Eafe ETF | 1.42% | 462,341 | $36.9M | Reduce -3.6% |
| NVDA Nvidia Corp. | 1.37% | 85,640 | $35.7M | Add +1.9% |
| IWB iShares Russell 1000 ETF | 1.20% | 108,586 | $31.3M | Reduce -2.3% |
| AMZN Amazon.com Inc. | 1.02% | 147,442 | $26.6M | Add +4.0% |
| PM Philip Morris International | 0.88% | 246,168 | $22.9M | Reduce -3.2% |
| ATI Ati Inc. | 0.85% | 433,284 | $22.2M | Add +117.9% |
| TGT Target Corp. | 0.80% | 117,699 | $20.9M | Reduce -17.1% |
| QQQ Invesco QQQ Trust Series 1 | 0.70% | 40,754 | $18.1M | Reduce -15.7% |
| GOOGL Alphabet Inc. Class A | 0.67% | 115,267 | $17.4M | Add +4.4% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.67% | 621,133 | $17.4M | Add +11.0% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.66% | 41,069 | $17.3M | Add +4.7% |
| EFG iShares MSCI Eafe Growth ETF | 0.59% | 148,115 | $15.4M | Reduce -13.7% |
| META Meta Platforms Inc. Class A | 0.58% | 30,940 | $15.0M | Add +6.3% |
| VTI VG Morningstar TS MKT ETF-US | 0.57% | 57,363 | $14.9M | Add +2.7% |
| EFV iShares MSCI Eafe Value ETF | 0.55% | 261,876 | $14.2M | Reduce -14.0% |
| EMXC iShares MSCI Emr MRK Ex Chna | 0.53% | 237,957 | $13.7M | Reduce -15.0% |
| ABBV Abbvie Inc. | 0.52% | 74,157 | $13.5M | Add +1.8% |
| AMP Ameriprise Financial Inc. | 0.49% | 28,829 | $12.6M | Reduce -13.2% |
| KDP Keurig Dr Pepper Inc. | 0.48% | 402,977 | $12.4M | Reduce -1.2% |
| MO Altria Group Inc. | 0.46% | 267,411 | $11.9M | Reduce -3.0% |
| IVV iShares Core S&P 500 ETF | 0.45% | 22,424 | $11.8M | Add +130.6% |
| IWP iShares Russell Mid-Cap Grow | 0.44% | 101,052 | $11.5M | Reduce -1.5% |
| KHC The Kraft Heinz Co. | 0.44% | 306,138 | $11.4M | Reduce -2.3% |
| JPM JPMorgan Chase & Co. | 0.41% | 57,420 | $10.8M | Add +12.8% |
| TSLA Tesla Inc. | 0.39% | 57,795 | $10.2M | Add +1.0% |
| GOOG Alphabet Inc. Class C | 0.39% | 66,073 | $10.1M | Add +10.1% |
| LLY Eli Lilly & Co. | 0.37% | 12,339 | $9.6M | Add +5.3% |
| SCHX Schwab US Large-Cap ETF | 0.36% | 151,322 | $9.4M | Reduce -21.6% |
| CAH Cardinal Health Inc. | 0.36% | 83,500 | $9.3M | Reduce -4.9% |
| PG The Procter & Gamble Co. | 0.31% | 50,181 | $8.1M | Add +6.5% |
| COST Costco Wholesale Corp. | 0.31% | 10,966 | $8.0M | Add +1.6% |
| IVW iShares S&P 500 Growth ETF | 0.30% | 93,212 | $7.9M | Add +14.1% |
| VIG Vanguard Dividend Apprec ETF | 0.30% | 42,340 | $7.7M | Add +0.6% |
| QUAL iShares MSCI USA Quality Fac | 0.29% | 45,930 | $7.5M | Reduce -15.2% |
| JNJ Johnson & Johnson | 0.28% | 46,519 | $7.4M | Reduce -7.4% |
| SDY SS SPDR S&P Dividend ETF | 0.28% | 55,625 | $7.3M | Reduce -5.7% |
| IWR iShares Russell Mid-Cap ETF | 0.28% | 85,807 | $7.2M | Reduce -26.1% |
| V Visa Inc. Class A | 0.27% | 25,001 | $7.0M | Add +10.3% |
| MCD McDonald's Corp. | 0.25% | 23,276 | $6.6M | Add +2.5% |
| CVX Chevron Corp. | 0.25% | 41,090 | $6.5M | Add +6.3% |
| UNH Unitedhealth Group Inc. | 0.25% | 12,952 | $6.4M | Add +2.3% |
| HD Home Depot Inc. | 0.25% | 16,696 | $6.4M | Add +4.3% |
| USMV iShares MSCI USA Min Vol Fac | 0.24% | 73,990 | $6.2M | Reduce -7.9% |
| PEP Pepsico Inc. | 0.23% | 34,599 | $6.1M | Add +1.7% |
| SYK Stryker Corp. | 0.23% | 16,450 | $5.9M | Add +1.5% |
| XOM Exxon Mobil Corp. | 0.23% | 50,399 | $5.9M | Add +5.5% |
| CRM Salesforce Inc. | 0.23% | 19,428 | $5.9M | Add +10.3% |
| XLK SS Technology Select Sector | 0.22% | 28,042 | $5.8M | Reduce -3.1% |
| MRK Merck & Co. Inc. | 0.22% | 43,340 | $5.8M | Add +17.8% |
| AVGO Broadcom Inc. | 0.22% | 4,331 | $5.7M | Add +8.6% |
| IWD iShares Russell 1000 Value E | 0.22% | 31,462 | $5.6M | Reduce -1.2% |
| ABT Abbott Laboratories | 0.21% | 48,803 | $5.5M | Add +4.2% |
| NFLX Netflix Inc. | 0.21% | 9,080 | $5.5M | Add +2.2% |
| SPTI SS SPDR P Int Term TSY ETF | 0.21% | 190,800 | $5.4M | Reduce -33.2% |
| URBN Urban Outfitters Inc. | 0.20% | 117,573 | $5.1M | Reduce -10.8% |
| QEFA STSR SPD MSC Eaf Stgfs-US Inc. | 0.20% | 66,881 | $5.1M | Reduce -29.8% |
| AMD Advanced Micro Devices | 0.19% | 26,958 | $4.9M | Add +7.8% |
| IJR iShares Core S&P Small-Cap E | 0.19% | 43,955 | $4.9M | Reduce -3.3% |
| MA Mastercard Inc. Class A | 0.18% | 9,982 | $4.8M | Add +6.5% |
| IWM iShares Russell 2000 ETF | 0.18% | 21,931 | $4.6M | Reduce -1.0% |
| WMT Walmart Inc. | 0.17% | 75,305 | $4.5M | Reduce -15.8% |
| TLT iShares 20+ Year Treasury BD | 0.16% | 44,549 | $4.2M | Reduce -21.1% |
| BA The Boeing Co. | 0.16% | 21,824 | $4.2M | Add +4.8% |
| AXP American Express Co. | 0.16% | 17,735 | $4.0M | Add +5.3% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.15% | 31,923 | $3.9M | Add +2.7% |
| ORCL Oracle Corp. | 0.15% | 30,714 | $3.9M | Add +7.3% |
| PGR Progressive Corp. | 0.15% | 18,574 | $3.8M | Reduce -8.3% |
| MBB iShares MBS ETF | 0.14% | 39,453 | $3.6M | Reduce -22.4% |
| HWKN Hawkins Inc. | 0.14% | 45,830 | $3.5M | No change |
| CAT Caterpillar Inc. | 0.13% | 9,555 | $3.5M | Add +3.2% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.13% | 89,655 | $3.4M | Add +9.7% |
| USFR Wisdomtree Floating Rate Tre | 0.13% | 68,009 | $3.4M | Reduce -19.5% |
| IJH iShares Core S&P Midcap ETF | 0.13% | 54,826 | $3.3M | Add +33.1% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.13% | 9,594 | $3.3M | Add +9.3% |
| VGT Vanguard Info Tech ETF | 0.13% | 6,260 | $3.3M | Add +82.8% |
| ITW Illinois Tool Works | 0.13% | 12,154 | $3.3M | Add +1.4% |
| VXF Vanguard Extended Market ETF | 0.13% | 18,600 | $3.3M | Reduce -0.1% |
| SBUX Starbucks Corp. | 0.12% | 34,502 | $3.2M | Add +19.5% |
| ADBE Adobe Inc. | 0.12% | 6,141 | $3.1M | Add +6.5% |
| WFC Wells Fargo & Co. | 0.12% | 52,124 | $3.0M | Add +0.1% |
| AMGN Amgen Inc. | 0.11% | 10,499 | $3.0M | Add +0.8% |
| IJT iShares S&P Small-Cap 600 GR | 0.11% | 22,780 | $3.0M | Reduce -3.8% |
| SHY iShares 1-3 Year Treasury Bo | 0.11% | 36,266 | $3.0M | Add +4.6% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.11% | 14,875 | $2.8M | Add +2.3% |
| KO The Coca-Cola Co. | 0.11% | 46,004 | $2.8M | Add +3.1% |
| CSCO Cisco Systems Inc. | 0.11% | 55,564 | $2.8M | Add +1.4% |
| RTX RTX Corp. | 0.10% | 26,260 | $2.6M | Add +4.3% |
Options reported separately and not counted above: AAPL puts ($1.7M), MSFT calls ($1.2M), MCD calls ($56K), QQQ calls ($44K), TLT calls ($28K), V calls ($28K), TSM calls ($27K), IWM calls ($21K), AMD calls ($18K), GDX calls ($6K).
Other holdings (1): bonds, preferreds, convertibles and warrants · $1K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 28 | $1K | No change |
Total filed on the 13F, all lines: $2.6B.
Portfolio Sells Q4 2023 → Q1 2024
| MDLZ Mondelez International Inc. Class A | Reduce -3.9% | 1.58% | −0.28 |
| PM Philip Morris International | Reduce -3.2% | 0.88% | −0.14 |
| SPTI SS SPDR P Int Term TSY ETF | Reduce -33.2% | 0.21% | −0.14 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -15.7% | 0.70% | −0.13 |
| EMXC iShares MSCI Emr MRK Ex Chna | Reduce -15.0% | 0.53% | −0.12 |
| EFV iShares MSCI Eafe Value ETF | Reduce -14.0% | 0.55% | −0.12 |
| VOO Vanguard S&P 500 ETF | Reduce -4.3% | 3.08% | −0.11 |
| EFG iShares MSCI Eafe Growth ETF | Reduce -13.7% | 0.59% | −0.11 |
| IWR iShares Russell Mid-Cap ETF | Reduce -26.1% | 0.28% | −0.10 |
| EFA iShares MSCI Eafe ETF | Reduce -3.6% | 1.42% | −0.10 |
| QEFA STSR SPD MSC Eaf Stgfs-US Inc. | Reduce -29.8% | 0.20% | −0.10 |
| SCHX Schwab US Large-Cap ETF | Reduce -21.6% | 0.36% | −0.10 |
| KDP Keurig Dr Pepper Inc. | Reduce -1.2% | 0.48% | −0.09 |
| EEM iShares MSCI Emerging Market | Reduce -81.0% | 0.02% | −0.08 |
| TLT iShares 20+ Year Treasury BD | Reduce -21.1% | 0.16% | −0.07 |
| MBB iShares MBS ETF | Reduce -22.4% | 0.14% | −0.06 |
| JNJ Johnson & Johnson | Reduce -7.4% | 0.28% | −0.05 |
| KHC The Kraft Heinz Co. | Reduce -2.3% | 0.44% | −0.05 |
| USFR Wisdomtree Floating Rate Tre | Reduce -19.5% | 0.13% | −0.05 |
| TGT Target Corp. | Reduce -17.1% | 0.80% | −0.05 |
| QUAL iShares MSCI USA Quality Fac | Reduce -15.2% | 0.29% | −0.04 |
| AMP Ameriprise Financial Inc. | Reduce -13.2% | 0.49% | −0.04 |
| IWF iShares Russell 1000 Growth | Reduce -4.3% | 1.68% | −0.04 |
| ANGL Vaneck Fallen Angel High YLD | Reduce -33.6% | 0.06% | −0.04 |
| SCHM Schwab US Mid Cap ETF | Reduce -28.5% | 0.09% | −0.04 |
| SDY SS SPDR S&P Dividend ETF | Reduce -5.7% | 0.28% | −0.03 |
| VTIP Vanguard Short-Term Tips | Reduce -41.6% | 0.03% | −0.03 |
| DSI iShares ESG MSCI KLD 400 ETF | Reduce -34.4% | 0.05% | −0.03 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -7.9% | 0.24% | −0.03 |
| SCHF Schwab Intl Equity ETF | Reduce -24.6% | 0.06% | −0.02 |
| XEL Xcel Energy Inc. | Reduce -15.4% | 0.04% | −0.02 |
| IWB iShares Russell 1000 ETF | Reduce -2.3% | 1.20% | −0.02 |
| ILTB iShares Core 10+ Year Usd Bo | Reduce -25.5% | 0.04% | −0.02 |
| MO Altria Group Inc. | Reduce -3.0% | 0.46% | −0.02 |
| IJR iShares Core S&P Small-Cap E | Reduce -3.3% | 0.19% | −0.02 |
| SCHA Schwab US Small-Cap ETF | Reduce -25.4% | 0.05% | −0.02 |
| VYM Vanguard High DVD Yield ETF | Reduce -15.1% | 0.10% | −0.02 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Reduce -14.1% | 0.06% | −0.02 |
| BKLN Invesco Senior Loan ETF | Reduce -30.4% | 0.03% | −0.02 |
| MGEE Mge Energy Inc. | Reduce -47.3% | 0.02% | −0.02 |
| WDIV St STR SPD S&P Glo Div-US Inc. | Reduce -26.7% | 0.03% | −0.02 |
| ABNB Airbnb Inc. Class A | Reduce -24.9% | 0.08% | −0.02 |
| ESGU iShares ESG Aware MSCI USA | Reduce -90.8% | 0.00% | −0.02 |
| IGSB iShares 1-5Y Inv Grade Corp. | Reduce -34.6% | 0.02% | −0.01 |
| CMI Cummins Inc. | Sold out | 0.00% | −0.01 |
| SUSC iShares ESG Aware Usd Corpor | Reduce -26.3% | 0.03% | −0.01 |
| NULG Nuveen ESG LRG-Cap GRW ETF | Reduce -15.2% | 0.08% | −0.01 |
| GHYG iShares Us&intl High Yield C | Reduce -25.0% | 0.03% | −0.01 |
| TIP iShares Tips Bond ETF | Reduce -24.1% | 0.03% | −0.01 |
| EAGG iShares ESG Aware US Aggrega | Reduce -22.7% | 0.03% | −0.01 |
Portfolio Buys Q4 2023 → Q1 2024
| NVDA Nvidia Corp. | Add +1.9% | 1.37% | +0.58 |
| ATI Ati Inc. | Add +117.9% | 0.85% | +0.47 |
| MDYG SS SPDR S&P 400 MC GR ETF | Add +5.7% | 2.98% | +0.31 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +1.5% | 13.89% | +0.30 |
| IVV iShares Core S&P 500 ETF | Add +130.6% | 0.45% | +0.26 |
| SPYG SS SPDR P S&P 500 Growth ETF | Add +2.1% | 5.23% | +0.26 |
| MSFT Microsoft Corp. | Add +6.4% | 2.16% | +0.18 |
| SPYV SS SPDR P S&P 500 Value ETF | Add +3.6% | 7.83% | +0.15 |
| META Meta Platforms Inc. Class A | Add +6.3% | 0.58% | +0.15 |
| AMZN Amazon.com Inc. | Add +4.0% | 1.02% | +0.12 |
| LLY Eli Lilly & Co. | Add +5.3% | 0.37% | +0.08 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +4.7% | 0.66% | +0.08 |
| VGT Vanguard Info Tech ETF | Add +82.8% | 0.13% | +0.06 |
| MRK Merck & Co. Inc. | Add +17.8% | 0.22% | +0.05 |
| JPM JPMorgan Chase & Co. | Add +12.8% | 0.41% | +0.05 |
| IJH iShares Core S&P Midcap ETF | Add +33.1% | 0.13% | +0.05 |
| ABBV Abbvie Inc. | Add +1.8% | 0.52% | +0.05 |
| IVW iShares S&P 500 Growth ETF | Add +14.1% | 0.30% | +0.05 |
| BUFR FT Vest Lad Buffervetf-Usd I | Add +11.0% | 0.67% | +0.04 |
| JNPR Juniper Networks Inc. | New | 0.04% | +0.04 |
| AEIS Advanced Energy Industries | New | 0.04% | +0.04 |
| NVDU Direxion Daily Nvda Bull 2X | New | 0.04% | +0.04 |
| NFLX Netflix Inc. | Add +2.2% | 0.21% | +0.04 |
| AVGO Broadcom Inc. | Add +8.6% | 0.22% | +0.03 |
| AMD Advanced Micro Devices | Add +7.8% | 0.19% | +0.03 |
| DIS The Walt Disney Co. | Add +2.7% | 0.15% | +0.03 |
| GOOG Alphabet Inc. Class C | Add +10.1% | 0.39% | +0.03 |
| CRM Salesforce Inc. | Add +10.3% | 0.23% | +0.03 |
| XOM Exxon Mobil Corp. | Add +5.5% | 0.23% | +0.02 |
| IEFA iShares Core MSCI Eafe ETF | Add +37.3% | 0.10% | +0.02 |
| PG The Procter & Gamble Co. | Add +6.5% | 0.31% | +0.02 |
| AXP American Express Co. | Add +5.3% | 0.16% | +0.02 |
| SYK Stryker Corp. | Add +1.5% | 0.23% | +0.02 |
| UBER Uber Technologies Inc. | Add +90.9% | 0.04% | +0.02 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Add +173.8% | 0.04% | +0.02 |
| GOOGL Alphabet Inc. Class A | Add +4.4% | 0.67% | +0.02 |
| ORCL Oracle Corp. | Add +7.3% | 0.15% | +0.02 |
| GE General Electric | Add +7.3% | 0.08% | +0.02 |
| PULS Pgim Ultra Short Bond ETF | New | 0.02% | +0.02 |
| V Visa Inc. Class A | Add +10.3% | 0.27% | +0.02 |
| CAT Caterpillar Inc. | Add +3.2% | 0.13% | +0.02 |
| AMAT Applied Materials Inc. | Add +7.2% | 0.10% | +0.02 |
| LOW Lowe's Cos Inc. | Add +21.8% | 0.08% | +0.02 |
| SPTM SS SPDR P S&P 1500 Comp ETF | Add +97.9% | 0.03% | +0.02 |
| VTI VG Morningstar TS MKT ETF-US | Add +2.7% | 0.57% | +0.02 |
| MA Mastercard Inc. Class A | Add +6.5% | 0.18% | +0.02 |
| SUSA iShares ESG Optimized MSCI U | Add +36.8% | 0.06% | +0.02 |
| TY Tri-Continental Corp. | New | 0.02% | +0.02 |
| BAC Bank of America Corp. | Add +9.7% | 0.13% | +0.02 |
| ATMU Atmus Filtration Technologie | New | 0.01% | +0.01 |
Options Activity Q4 2023 → Q1 2024
| AAPL Apple Inc. | put | Reduce -18.7% | 10,000 | $1.7M |
| MSFT Microsoft Corp. | call | Reduce -58.0% | 2,900 | $1.2M |
| CSCO Cisco Systems Inc. | put | Sold out | 2,700 | $136Kbefore exit |
| MCD McDonald's Corp. | call | New | 200 | $56K |
| QQQ Invesco QQQ Trust Series 1 | call | New | 100 | $44K |
| TSM Taiwan Semiconductor-SP ADR | call | New | 200 | $27K |
| IWM iShares Russell 2000 ETF | call | New | 100 | $21K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 669 | $6.9B | VOO, JMTG, SPYM, SPYV, SPYG |
| Q1 2026 | 652 | $6.2B | JMTG, VOO, SPYM, VGSH, SPYV |
| Q4 2025 | 600 | $5.9B | JMTG, VOO, SPYM, VGSH, SPYV |
| Q3 2025 | 849 | $5.5B | JMTG, SPYM, VOO, VGSH, SPYV |
| Q2 2025Amended | 667 | $3.8B | JMTG, SPYM, SPYV, VGSH, SPYG |
| Q1 2025 | 840 | $3.0B | SPYV, VGSH, SPYM, SPY, SGOV |
| Q4 2024Amended | 764 | $3.1B | SPYV, SPYM, VGSH, SPY, AAPL |
| Q3 2024Amended | 825 | $3.0B | SPY, SPYV, AAPL, SGOV, SPYG |
| Q2 2024Amended | 799 | $2.7B | SPY, SPYV, SGOV, SPYG, AAPL |
| Q1 2024Amended | 803 | $2.6B | SPY, SPYV, SGOV, SPYG, AAPL |