NorthRock Partners, LLC
In its 13F for Q2 2024 (holdings as of June 30, 2024, filed April 22, 2025), NorthRock Partners, LLC reported 799 stock positions worth $2.7 billion. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 14.6% of the portfolio, followed by SS SPDR P S&P 500 Value ETF (SPYV, 7.8%) and iShares 0-3 Month Treasury B (SGOV, 6.2%). Compared with Q1 2024, it opened 55 new positions, sold out of 61, added to 368 and reduced 267. The biggest buy was Apple (AAPL, shares +1%) and the biggest sale Vanguard S&P 500 ETF (VOO, shares −18%).
- Most Recent 13F
- Q2 2026
- Location
- MINNEAPOLIS, MN
- CIK
- 0001632097
- Portfolio Value
- $2.7B (Q2 2024)
- SEC Filing
- 0001398344-25-007444 ↗ filed Apr 22, 2025
Holdings Value
Holdings 799 stocks · $2.7B
| SPY SS SPDR S&P 500 ETF Trust-US | 14.62% | 711,273 | $388.3M | Add +3.2% |
| SPYV SS SPDR P S&P 500 Value ETF | 7.75% | 4,226,718 | $206.0M | Add +3.9% |
| SGOV iShares 0-3 Month Treasury B | 6.24% | 1,646,788 | $165.8M | Add +3.6% |
| SPYG SS SPDR P S&P 500 Growth ETF | 5.93% | 1,964,424 | $157.4M | Add +5.5% |
| AAPL Apple Inc. | 5.78% | 729,362 | $153.6M | Add +1.5% |
| MDYV SS SPDR S&P 400 MC Val ETF | 3.53% | 1,287,004 | $93.9M | Add +6.6% |
| MDYG SS SPDR S&P 400 MC GR ETF | 3.01% | 950,088 | $79.9M | Add +7.0% |
| VOO Vanguard S&P 500 ETF | 2.58% | 136,584 | $68.6M | Reduce -18.1% |
| MSFT Microsoft Corp. | 2.32% | 137,908 | $61.6M | Add +3.1% |
| SLYV SS SPDR S&P 600 SC Val ETF | 2.12% | 720,785 | $56.4M | Add +4.1% |
| SLYG SS SPDR S&P 600 SC GR ETF | 1.98% | 613,672 | $52.7M | Add +5.0% |
| NVDA Nvidia Corp. | 1.88% | 400,327 | $49.9M | Reduce -53.3% |
| IWF iShares Russell 1000 Growth | 1.72% | 125,093 | $45.6M | Reduce -3.4% |
| MDLZ Mondelez International Inc. Class A | 1.41% | 567,500 | $37.4M | Reduce -2.9% |
| EFA iShares MSCI Eafe ETF | 1.30% | 441,888 | $34.6M | Reduce -4.4% |
| AMZN Amazon.com Inc. | 1.11% | 153,220 | $29.6M | Add +3.9% |
| IWB iShares Russell 1000 ETF | 0.96% | 85,544 | $25.5M | Reduce -21.2% |
| PM Philip Morris International | 0.91% | 234,333 | $24.0M | Reduce -4.8% |
| ATI Ati Inc. | 0.90% | 433,349 | $24.0M | Add +0.0% |
| GOOGL Alphabet Inc. Class A | 0.85% | 123,847 | $22.6M | Add +7.4% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.77% | 707,602 | $20.5M | Add +13.9% |
| TGT Target Corp. | 0.77% | 137,582 | $20.4M | Add +16.9% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.65% | 42,252 | $17.2M | Add +2.9% |
| META Meta Platforms Inc. Class A | 0.62% | 32,427 | $16.4M | Add +4.8% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.58% | 167,067 | $15.3M | Add +1527.9% |
| VTI VG Morningstar TS MKT ETF-US | 0.56% | 55,489 | $14.9M | Reduce -3.3% |
| KDP Keurig Dr Pepper Inc. | 0.51% | 402,471 | $13.5M | Reduce -0.1% |
| QQQ Invesco QQQ Trust Series 1 | 0.48% | 26,570 | $12.7M | Reduce -34.8% |
| ABBV Abbvie Inc. | 0.48% | 74,056 | $12.7M | Reduce -0.1% |
| GOOG Alphabet Inc. Class C | 0.47% | 67,667 | $12.4M | Add +2.4% |
| AMP Ameriprise Financial Inc. | 0.46% | 28,861 | $12.3M | Add +0.1% |
| TSLA Tesla Inc. | 0.44% | 59,572 | $11.8M | Add +3.1% |
| LLY Eli Lilly & Co. | 0.44% | 13,008 | $11.8M | Add +5.4% |
| MO Altria Group Inc. | 0.43% | 246,150 | $11.4M | Reduce -8.0% |
| JPM JPMorgan Chase & Co. | 0.42% | 58,660 | $11.1M | Add +2.2% |
| IWP iShares Russell Mid-Cap Grow | 0.42% | 100,369 | $11.1M | Reduce -0.7% |
| IVV iShares Core S&P 500 ETF | 0.37% | 17,907 | $9.8M | Reduce -20.1% |
| COST Costco Wholesale Corp. | 0.35% | 11,027 | $9.4M | Add +0.6% |
| SCHX Schwab US Large-Cap ETF | 0.35% | 142,330 | $9.2M | Reduce -5.9% |
| EFG iShares MSCI Eafe Growth ETF | 0.34% | 88,586 | $9.1M | Reduce -40.2% |
| EMXC iShares MSCI Emr MRK Ex Chna | 0.32% | 145,654 | $8.6M | Reduce -38.8% |
| KHC The Kraft Heinz Co. | 0.32% | 262,191 | $8.4M | Reduce -14.4% |
| CAH Cardinal Health Inc. | 0.31% | 83,467 | $8.2M | Reduce -0.0% |
| PG The Procter & Gamble Co. | 0.31% | 49,226 | $8.1M | Reduce -1.9% |
| EFV iShares MSCI Eafe Value ETF | 0.30% | 149,323 | $7.9M | Reduce -43.0% |
| VIG Vanguard Dividend Apprec ETF | 0.29% | 42,536 | $7.8M | Add +0.5% |
| UNH Unitedhealth Group Inc. | 0.28% | 14,710 | $7.5M | Add +13.6% |
| AVGO Broadcom Inc. | 0.28% | 4,726 | $7.4M | Add +9.1% |
| IVW iShares S&P 500 Growth ETF | 0.26% | 75,648 | $7.0M | Reduce -18.8% |
| V Visa Inc. Class A | 0.26% | 26,272 | $6.9M | Add +5.1% |
| XOM Exxon Mobil Corp. | 0.26% | 59,676 | $6.9M | Add +18.4% |
| JNJ Johnson & Johnson | 0.26% | 46,758 | $6.8M | Add +0.5% |
| CVX Chevron Corp. | 0.26% | 43,519 | $6.8M | Add +5.9% |
| IWD iShares Russell 1000 Value E | 0.24% | 36,195 | $6.3M | Add +15.0% |
| NFLX Netflix Inc. | 0.24% | 9,347 | $6.3M | Add +2.9% |
| URBN Urban Outfitters Inc. | 0.23% | 149,836 | $6.2M | Add +27.4% |
| PEP Pepsico Inc. | 0.22% | 34,900 | $5.8M | Add +0.9% |
| HD Home Depot Inc. | 0.22% | 16,658 | $5.7M | Reduce -0.2% |
| MCD McDonald's Corp. | 0.21% | 22,244 | $5.7M | Reduce -4.4% |
| SYK Stryker Corp. | 0.21% | 16,589 | $5.7M | Add +0.8% |
| MRK Merck & Co. Inc. | 0.20% | 43,626 | $5.4M | Add +0.7% |
| ABT Abbott Laboratories | 0.19% | 47,579 | $4.9M | Reduce -2.5% |
| SDY SS SPDR S&P Dividend ETF | 0.19% | 38,702 | $4.9M | Reduce -30.4% |
| CRM Salesforce Inc. | 0.18% | 19,024 | $4.9M | Reduce -2.1% |
| MA Mastercard Inc. Class A | 0.17% | 10,205 | $4.5M | Add +2.2% |
| ORCL Oracle Corp. | 0.17% | 31,687 | $4.5M | Add +3.2% |
| AMD Advanced Micro Devices | 0.17% | 27,340 | $4.4M | Add +1.4% |
| WMT Walmart Inc. | 0.16% | 64,204 | $4.3M | Reduce -14.7% |
| IWM iShares Russell 2000 ETF | 0.16% | 21,310 | $4.3M | Reduce -2.8% |
| XLK SS Technology Select Sector | 0.16% | 18,765 | $4.2M | Reduce -33.1% |
| HWKN Hawkins Inc. | 0.16% | 45,705 | $4.2M | Reduce -0.3% |
| AXP American Express Co. | 0.15% | 17,500 | $4.1M | Reduce -1.3% |
| ABNB Airbnb Inc. Class A | 0.15% | 26,032 | $3.9M | Add +116.9% |
| PGR Progressive Corp. | 0.15% | 18,984 | $3.9M | Add +2.2% |
| BA The Boeing Co. | 0.15% | 21,367 | $3.9M | Reduce -2.1% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.15% | 97,567 | $3.9M | Add +8.8% |
| IWR iShares Russell Mid-Cap ETF | 0.14% | 46,724 | $3.8M | Reduce -45.5% |
| ADBE Adobe Inc. | 0.14% | 6,655 | $3.7M | Add +8.4% |
| QUAL iShares MSCI USA Quality Fac | 0.13% | 19,754 | $3.4M | Reduce -57.0% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.13% | 8,920 | $3.3M | Reduce -7.0% |
| AMGN Amgen Inc. | 0.13% | 10,672 | $3.3M | Add +1.6% |
| CAT Caterpillar Inc. | 0.12% | 9,848 | $3.3M | Add +3.1% |
| VGT Vanguard Info Tech ETF | 0.12% | 5,633 | $3.3M | Reduce -10.0% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.12% | 18,580 | $3.2M | Add +24.9% |
| WFC Wells Fargo & Co. | 0.12% | 53,222 | $3.2M | Add +2.1% |
| KO The Coca-Cola Co. | 0.12% | 48,823 | $3.1M | Add +6.1% |
| VXF Vanguard Extended Market ETF | 0.12% | 18,429 | $3.1M | Reduce -0.9% |
| AMAT Applied Materials Inc. | 0.12% | 13,067 | $3.1M | Add +7.9% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.12% | 30,942 | $3.1M | Reduce -3.1% |
| IJR iShares Core S&P Small-Cap E | 0.11% | 27,811 | $3.0M | Reduce -36.7% |
| ITW Illinois Tool Works | 0.11% | 12,290 | $2.9M | Add +1.1% |
| USMV iShares MSCI USA Min Vol Fac | 0.11% | 34,651 | $2.9M | Reduce -53.2% |
| IJT iShares S&P Small-Cap 600 GR | 0.11% | 22,373 | $2.9M | Reduce -1.8% |
| VEA Vanguard Ftse Developed ETF | 0.11% | 58,012 | $2.9M | Add +93.9% |
| TMO Thermo Fisher Scientific Inc. | 0.10% | 4,908 | $2.7M | Add +16.7% |
| RTX RTX Corp. | 0.10% | 26,712 | $2.7M | Add +1.7% |
| HON Honeywell International Inc. | 0.10% | 11,815 | $2.5M | Add +5.5% |
| LOW Lowe's Cos Inc. | 0.09% | 11,190 | $2.5M | Add +29.9% |
| QCOM Qualcomm Inc. | 0.09% | 12,181 | $2.4M | Reduce -7.5% |
| IYY iShares Dow Jones U.S. ETF | 0.09% | 17,338 | $2.3M | No change |
Options reported separately and not counted above: SPY puts ($1.1M), MSFT calls ($939K), SPY calls ($653K), MCD calls ($51K), TLT calls ($28K), V calls ($26K), IWM calls ($20K), TSM calls ($17K), AMD calls ($16K), GDX calls ($7K).
Other holdings (1): bonds, preferreds, convertibles and warrants · $836 (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 23 | $836 | Reduce -17.9% |
Total filed on the 13F, all lines: $2.7B.
Portfolio Sells Q1 2024 → Q2 2024
| VOO Vanguard S&P 500 ETF | Reduce -18.1% | 2.58% | −0.50 |
| EFG iShares MSCI Eafe Growth ETF | Reduce -40.2% | 0.34% | −0.25 |
| EFV iShares MSCI Eafe Value ETF | Reduce -43.0% | 0.30% | −0.25 |
| IWB iShares Russell 1000 ETF | Reduce -21.2% | 0.96% | −0.24 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -34.8% | 0.48% | −0.22 |
| EMXC iShares MSCI Emr MRK Ex Chna | Reduce -38.8% | 0.32% | −0.20 |
| MDLZ Mondelez International Inc. Class A | Reduce -2.9% | 1.41% | −0.17 |
| QUAL iShares MSCI USA Quality Fac | Reduce -57.0% | 0.13% | −0.16 |
| SPTI SS SPDR P Int Term TSY ETF | Reduce -71.8% | 0.06% | −0.15 |
| IWR iShares Russell Mid-Cap ETF | Reduce -45.5% | 0.14% | −0.13 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -53.2% | 0.11% | −0.13 |
| KHC The Kraft Heinz Co. | Reduce -14.4% | 0.32% | −0.12 |
| QEFA STSR SPD MSC Eaf Stgfs-US Inc. | Reduce -58.6% | 0.08% | −0.12 |
| EFA iShares MSCI Eafe ETF | Reduce -4.4% | 1.30% | −0.12 |
| TLT iShares 20+ Year Treasury BD | Reduce -69.8% | 0.05% | −0.12 |
| USFR Wisdomtree Floating Rate Tre | Reduce -75.8% | 0.03% | −0.10 |
| SDY SS SPDR S&P Dividend ETF | Reduce -30.4% | 0.19% | −0.10 |
| IVV iShares Core S&P 500 ETF | Reduce -20.1% | 0.37% | −0.08 |
| MBB iShares MBS ETF | Reduce -57.3% | 0.06% | −0.08 |
| IJR iShares Core S&P Small-Cap E | Reduce -36.7% | 0.11% | −0.07 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -62.3% | 0.04% | −0.07 |
| XLK SS Technology Select Sector | Reduce -33.1% | 0.16% | −0.06 |
| IJH iShares Core S&P Midcap ETF | Reduce -39.6% | 0.07% | −0.06 |
| CAH Cardinal Health Inc. | Reduce -0.0% | 0.31% | −0.05 |
| ANGL Vaneck Fallen Angel High YLD | Reduce -73.0% | 0.02% | −0.05 |
| XLV SS Health Care Select Sector | Reduce -46.6% | 0.05% | −0.05 |
| IEI iShares 3-7 Year Treasury Bo | Reduce -59.5% | 0.03% | −0.04 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Reduce -76.2% | 0.01% | −0.04 |
| CRM Salesforce Inc. | Reduce -2.1% | 0.18% | −0.04 |
| ABBV Abbvie Inc. | Reduce -0.1% | 0.48% | −0.04 |
| IVW iShares S&P 500 Growth ETF | Reduce -18.8% | 0.26% | −0.04 |
| MCD McDonald's Corp. | Reduce -4.4% | 0.21% | −0.04 |
| SBUX Starbucks Corp. | Reduce -15.1% | 0.09% | −0.04 |
| INTC Intel Corp. | Reduce -8.1% | 0.06% | −0.03 |
| DIS The Walt Disney Co. | Reduce -3.1% | 0.12% | −0.03 |
| PXD Pioneer Natural Resources Co. | Sold out | 0.00% | −0.03 |
| VYM Vanguard High DVD Yield ETF | Reduce -28.8% | 0.07% | −0.03 |
| HD Home Depot Inc. | Reduce -0.2% | 0.22% | −0.03 |
| VTIP Vanguard Short-Term Tips | Sold out | 0.00% | −0.03 |
| TD Toronto-Dominion Bank | Sold out | 0.00% | −0.03 |
| RSP Invesco S&P 500 Equal Weight | Reduce -52.3% | 0.02% | −0.03 |
| CVS CVS Health Corp. | Reduce -30.9% | 0.03% | −0.03 |
| ABT Abbott Laboratories | Reduce -2.5% | 0.19% | −0.03 |
| MO Altria Group Inc. | Reduce -8.0% | 0.43% | −0.03 |
| IWP iShares Russell Mid-Cap Grow | Reduce -0.7% | 0.42% | −0.03 |
| SLQD iShares 0-5 YR Inv GRD Corp. | Reduce -76.2% | 0.01% | −0.03 |
| TIP iShares Tips Bond ETF | Reduce -73.9% | 0.01% | −0.02 |
| NULG Nuveen ESG LRG-Cap GRW ETF | Reduce -30.4% | 0.06% | −0.02 |
| CSCO Cisco Systems Inc. | Reduce -15.4% | 0.08% | −0.02 |
| EAGG iShares ESG Aware US Aggrega | Reduce -70.6% | 0.01% | −0.02 |
Portfolio Buys Q1 2024 → Q2 2024
| AAPL Apple Inc. | Add +1.5% | 5.78% | +1.05 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +3.2% | 14.62% | +0.72 |
| SPYG SS SPDR P S&P 500 Growth ETF | Add +5.5% | 5.93% | +0.69 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Add +1527.9% | 0.58% | +0.54 |
| GOOGL Alphabet Inc. Class A | Add +7.4% | 0.85% | +0.18 |
| MSFT Microsoft Corp. | Add +3.1% | 2.32% | +0.16 |
| BUFR FT Vest Lad Buffervetf-Usd I | Add +13.9% | 0.77% | +0.10 |
| SGOV iShares 0-3 Month Treasury B | Add +3.6% | 6.24% | +0.10 |
| AMZN Amazon.com Inc. | Add +3.9% | 1.11% | +0.09 |
| GOOG Alphabet Inc. Class C | Add +2.4% | 0.47% | +0.08 |
| LLY Eli Lilly & Co. | Add +5.4% | 0.44% | +0.07 |
| ABNB Airbnb Inc. Class A | Add +116.9% | 0.15% | +0.07 |
| SOLV Solventum Corp. | Add +1056.5% | 0.07% | +0.06 |
| AVGO Broadcom Inc. | Add +9.1% | 0.28% | +0.06 |
| TSLA Tesla Inc. | Add +3.1% | 0.44% | +0.05 |
| ATI Ati Inc. | Add +0.0% | 0.90% | +0.05 |
| VEA Vanguard Ftse Developed ETF | Add +93.9% | 0.11% | +0.05 |
| COST Costco Wholesale Corp. | Add +0.6% | 0.35% | +0.04 |
| VGSH Vanguard Short-Term Treasury | Add +492.2% | 0.05% | +0.04 |
| WLY Wiley (john) & Sons Class A | New | 0.04% | +0.04 |
| META Meta Platforms Inc. Class A | Add +4.8% | 0.62% | +0.04 |
| VTEB Vanguard Tax-Exempt Bond ETF | New | 0.04% | +0.04 |
| UNH Unitedhealth Group Inc. | Add +13.6% | 0.28% | +0.04 |
| URBN Urban Outfitters Inc. | Add +27.4% | 0.23% | +0.04 |
| XOM Exxon Mobil Corp. | Add +18.4% | 0.26% | +0.03 |
| NVDU Direxion Daily Nvda Bull 2X | Add +7.4% | 0.07% | +0.03 |
| RAVI NT Ultrashrt Fi ETF | New | 0.03% | +0.03 |
| MDYG SS SPDR S&P 400 MC GR ETF | Add +7.0% | 3.01% | +0.03 |
| NFLX Netflix Inc. | Add +2.9% | 0.24% | +0.03 |
| SLYG SS SPDR S&P 600 SC GR ETF | Add +5.0% | 1.98% | +0.02 |
| IWD iShares Russell 1000 Value E | Add +15.0% | 0.24% | +0.02 |
| ORCL Oracle Corp. | Add +3.2% | 0.17% | +0.02 |
| ADBE Adobe Inc. | Add +8.4% | 0.14% | +0.02 |
| AMAT Applied Materials Inc. | Add +7.9% | 0.12% | +0.02 |
| NFRA NT GLBL BRD Infra ETF | New | 0.02% | +0.02 |
| TDTT NT Iboxx 3Y Dur Tips ETF | New | 0.02% | +0.02 |
| NEE Nextera Energy Inc. | Add +21.1% | 0.08% | +0.02 |
| CHTR Charter Communications Inc. Class A | Add +197.1% | 0.03% | +0.02 |
| HUM Humana Inc. | Add +144.5% | 0.03% | +0.02 |
| BAC Bank of America Corp. | Add +8.8% | 0.15% | +0.01 |
| NEM Newmont Corp. | New | 0.01% | +0.01 |
| PANW Palo Alto Networks Inc. | Add +23.0% | 0.05% | +0.01 |
| KLAC KLA Corp. | Add +4.7% | 0.08% | +0.01 |
| NVDL Granitesh 2X LNG Nvda ETF | New | 0.01% | +0.01 |
| TSM Taiwan Semiconductor-SP ADR | Add +55.8% | 0.03% | +0.01 |
| SPGI S&P Global Inc. | Add +21.9% | 0.06% | +0.01 |
| IBM Intl Business Machines Corp. | Add +24.9% | 0.12% | +0.01 |
| ADI Analog Devices Inc. | Add +10.7% | 0.06% | +0.01 |
| VRSN Verisign Inc. | New | 0.01% | +0.01 |
| AWK American Water Works Co. Inc. | New | 0.01% | +0.01 |
Options Activity Q1 2024 → Q2 2024
| AAPL Apple Inc. | put | Sold out | 10,000 | $1.7Mbefore exit |
| SPY SS SPDR S&P 500 ETF Trust-US | put | New | 2,100 | $1.1M |
| MSFT Microsoft Corp. | call | Reduce -27.6% | 2,100 | $939K |
| SPY SS SPDR S&P 500 ETF Trust-US | call | New | 1,200 | $653K |
| QQQ Invesco QQQ Trust Series 1 | call | Sold out | 100 | $44Kbefore exit |
| TSM Taiwan Semiconductor-SP ADR | call | Reduce -50.0% | 100 | $17K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q1 2024 → Q2 2024
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Reduce -17.9% | 23 | $836 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 669 | $6.9B | VOO, JMTG, SPYM, SPYV, SPYG |
| Q1 2026 | 652 | $6.2B | JMTG, VOO, SPYM, VGSH, SPYV |
| Q4 2025 | 600 | $5.9B | JMTG, VOO, SPYM, VGSH, SPYV |
| Q3 2025 | 849 | $5.5B | JMTG, SPYM, VOO, VGSH, SPYV |
| Q2 2025Amended | 667 | $3.8B | JMTG, SPYM, SPYV, VGSH, SPYG |
| Q1 2025 | 840 | $3.0B | SPYV, VGSH, SPYM, SPY, SGOV |
| Q4 2024Amended | 764 | $3.1B | SPYV, SPYM, VGSH, SPY, AAPL |
| Q3 2024Amended | 825 | $3.0B | SPY, SPYV, AAPL, SGOV, SPYG |
| Q2 2024Amended | 799 | $2.7B | SPY, SPYV, SGOV, SPYG, AAPL |
| Q1 2024Amended | 803 | $2.6B | SPY, SPYV, SGOV, SPYG, AAPL |