NorthRock Partners, LLC
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed April 22, 2025), NorthRock Partners, LLC reported 764 stock positions worth $3.1 billion. Its top holding was SS SPDR P S&P 500 Value ETF (SPYV) at 7.3% of the portfolio, followed by Ste STR SPDR PT S&P 500 ETF (SPYM, 7.2%) and Vanguard Short-Term Treasury (VGSH, 6.8%). Compared with Q3 2024, it opened 45 new positions, sold out of 106, added to 249 and reduced 376. The biggest buy was Ste STR SPDR PT S&P 500 ETF (SPYM, shares +113095%) and the biggest sale SS SPDR S&P 500 ETF Trust-US (SPY, shares −50%).
- Most Recent 13F
- Q2 2026
- Location
- MINNEAPOLIS, MN
- CIK
- 0001632097
- Portfolio Value
- $3.1B (Q4 2024)
- SEC Filing
- 0001398344-25-007448 ↗ filed Apr 22, 2025
Holdings Value
Holdings 764 stocks · $3.1B
| SPYV SS SPDR P S&P 500 Value ETF | 7.34% | 4,398,254 | $224.9M | Add +1.6% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 7.24% | 3,219,273 | $221.9M | Add +113095.3% |
| VGSH Vanguard Short-Term Treasury | 6.85% | 3,608,308 | $209.9M | Add +29.3% |
| SPY SS SPDR S&P 500 ETF Trust-US | 6.64% | 359,434 | $203.4M | Reduce -50.1% |
| AAPL Apple Inc. | 5.85% | 716,555 | $179.4M | Reduce -2.1% |
| SPYG SS SPDR P S&P 500 Growth ETF | 5.72% | 1,993,705 | $175.2M | Add +0.2% |
| SGOV iShares 0-3 Month Treasury B | 5.55% | 1,694,757 | $170.0M | Add +1.5% |
| MDYV SS SPDR S&P 400 MC Val ETF | 3.48% | 1,328,415 | $106.5M | Add +0.9% |
| MDYG SS SPDR S&P 400 MC GR ETF | 2.83% | 997,608 | $86.7M | Add +1.9% |
| SLYV SS SPDR S&P 600 SC Val ETF | 2.10% | 739,385 | $64.5M | Add +1.4% |
| VOO Vanguard S&P 500 ETF | 1.98% | 112,632 | $60.7M | Reduce -9.2% |
| MSFT Microsoft Corp. | 1.93% | 140,684 | $59.3M | Reduce -2.8% |
| NVDA Nvidia Corp. | 1.89% | 430,349 | $57.8M | Reduce -15.3% |
| SLYG SS SPDR S&P 600 SC GR ETF | 1.86% | 630,468 | $57.0M | Add +1.4% |
| IWF iShares Russell 1000 Growth | 1.58% | 120,295 | $48.3M | Reduce -1.6% |
| JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F | 1.14% | 685,120 | $34.8M | Add +54.3% |
| MDLZ Mondelez International Inc. Class A | 1.07% | 542,880 | $32.7M | Reduce -1.4% |
| AMZN Amazon.com Inc. | 1.05% | 146,911 | $32.2M | Reduce -3.7% |
| EFA iShares MSCI Eafe ETF | 0.92% | 372,137 | $28.1M | Reduce -13.4% |
| PM Philip Morris International | 0.84% | 211,565 | $25.7M | Reduce -4.8% |
| TSLA Tesla Inc. | 0.79% | 59,692 | $24.1M | Reduce -2.1% |
| IWB iShares Russell 1000 ETF | 0.78% | 74,188 | $23.9M | Reduce -4.2% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.76% | 760,803 | $23.2M | Add +1.8% |
| GOOGL Alphabet Inc. Class A | 0.74% | 120,075 | $22.7M | Reduce -5.1% |
| IEMG iShares Core MSCI Emerging | 0.65% | 383,174 | $20.0M | Add +9775.6% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.62% | 41,649 | $18.9M | Reduce -4.7% |
| ATI Ati Inc. | 0.60% | 333,354 | $18.3M | Reduce -18.4% |
| META Meta Platforms Inc. Class A | 0.59% | 30,928 | $18.1M | Reduce -7.4% |
| VTI VG Morningstar TS MKT ETF-US | 0.55% | 57,829 | $16.8M | Add +4.1% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.50% | 169,139 | $15.5M | Add +9.8% |
| AMP Ameriprise Financial Inc. | 0.46% | 26,278 | $14.0M | Reduce -10.7% |
| CAH Cardinal Health Inc. | 0.46% | 118,279 | $14.0M | Reduce -0.3% |
| TGT Target Corp. | 0.43% | 96,766 | $13.1M | Reduce -1.1% |
| KDP Keurig Dr Pepper Inc. | 0.42% | 405,382 | $13.0M | Add +0.4% |
| ABBV Abbvie Inc. | 0.42% | 72,864 | $12.9M | Reduce -1.5% |
| JPM JPMorgan Chase & Co. | 0.41% | 60,661 | $12.7M | Add +3.2% |
| IWP iShares Russell Mid-Cap Grow | 0.40% | 96,521 | $12.2M | Reduce -2.1% |
| MO Altria Group Inc. | 0.40% | 228,872 | $12.2M | Reduce -3.9% |
| GOOG Alphabet Inc. Class C | 0.40% | 63,853 | $12.2M | Reduce -5.8% |
| AVGO Broadcom Inc. | 0.37% | 49,198 | $11.4M | Reduce -0.9% |
| QQQ Invesco QQQ Trust Series 1 | 0.35% | 21,128 | $10.8M | Reduce -6.0% |
| IVV iShares Core S&P 500 ETF | 0.35% | 18,082 | $10.6M | Add +1.5% |
| SCHX Schwab US Large-Cap ETF | 0.35% | 456,524 | $10.6M | Add +0.6% |
| LLY Eli Lilly & Co. | 0.33% | 13,022 | $10.1M | Reduce -1.7% |
| COST Costco Wholesale Corp. | 0.32% | 10,733 | $9.8M | Reduce -2.8% |
| PG The Procter & Gamble Co. | 0.26% | 48,191 | $8.1M | Reduce -5.5% |
| V Visa Inc. Class A | 0.26% | 25,155 | $7.9M | Reduce -5.8% |
| VIG Vanguard Dividend Apprec ETF | 0.25% | 39,664 | $7.8M | Reduce -4.7% |
| KHC The Kraft Heinz Co. | 0.25% | 249,168 | $7.7M | Reduce -4.0% |
| URBN Urban Outfitters Inc. | 0.25% | 138,400 | $7.6M | Add +0.2% |
| NFLX Netflix Inc. | 0.24% | 8,193 | $7.3M | Reduce -14.7% |
| UNH Unitedhealth Group Inc. | 0.23% | 13,873 | $7.0M | Reduce -11.9% |
| CRM Salesforce Inc. | 0.23% | 20,653 | $6.9M | Reduce -8.6% |
| IWD iShares Russell 1000 Value E | 0.22% | 36,312 | $6.7M | Add +1.6% |
| IVW iShares S&P 500 Growth ETF | 0.22% | 66,093 | $6.7M | Reduce -3.4% |
| MCD McDonald's Corp. | 0.21% | 21,938 | $6.4M | Reduce -1.0% |
| HD Home Depot Inc. | 0.21% | 16,258 | $6.3M | Reduce -5.8% |
| JNJ Johnson & Johnson | 0.20% | 41,793 | $6.0M | Reduce -11.4% |
| CVX Chevron Corp. | 0.19% | 39,959 | $5.8M | Reduce -0.1% |
| WMT Walmart Inc. | 0.18% | 62,582 | $5.7M | Reduce -7.7% |
| SYK Stryker Corp. | 0.18% | 15,625 | $5.6M | Reduce -5.3% |
| XOM Exxon Mobil Corp. | 0.18% | 51,994 | $5.6M | Reduce -14.7% |
| EMXC iShares MSCI Emr MRK Ex Chna | 0.18% | 99,625 | $5.5M | Reduce -11.7% |
| HWKN Hawkins Inc. | 0.18% | 44,705 | $5.5M | No change |
| EFV iShares MSCI Eafe Value ETF | 0.18% | 103,892 | $5.5M | Reduce -11.2% |
| MA Mastercard Inc. Class A | 0.17% | 10,046 | $5.3M | Reduce -7.3% |
| ORCL Oracle Corp. | 0.17% | 31,489 | $5.2M | Reduce -5.6% |
| ABT Abbott Laboratories | 0.17% | 46,127 | $5.2M | Reduce -2.7% |
| WFC Wells Fargo & Co. | 0.17% | 73,933 | $5.2M | Reduce -3.9% |
| EFG iShares MSCI Eafe Growth ETF | 0.16% | 51,680 | $5.0M | Reduce -13.9% |
| AXP American Express Co. | 0.16% | 16,793 | $5.0M | Reduce -5.1% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.15% | 20,785 | $4.6M | Add +6.3% |
| PGR Progressive Corp. | 0.15% | 18,962 | $4.5M | Reduce -1.1% |
| CAG Conagra Brands Inc. | 0.15% | 163,670 | $4.5M | Add +2425.0% |
| PEP Pepsico Inc. | 0.15% | 29,101 | $4.5M | Reduce -13.9% |
| SDY SS SPDR S&P Dividend ETF | 0.14% | 32,781 | $4.3M | Reduce -5.3% |
| BA The Boeing Co. | 0.13% | 22,924 | $4.1M | Add +14.3% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.13% | 91,580 | $4.0M | Reduce -8.0% |
| S Sentinelone Inc. Class A | 0.13% | 180,000 | $4.0M | Reduce -17.6% |
| CAT Caterpillar Inc. | 0.12% | 10,071 | $3.7M | Reduce -1.9% |
| MRK Merck & Co. Inc. | 0.12% | 36,259 | $3.6M | Reduce -8.3% |
| VXF Vanguard Extended Market ETF | 0.11% | 18,418 | $3.5M | Add +0.1% |
| ABNB Airbnb Inc. Class A | 0.11% | 26,311 | $3.5M | Add +1.9% |
| XLK SS Technology Select Sector | 0.11% | 14,648 | $3.4M | Reduce -13.1% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.11% | 8,102 | $3.3M | Reduce -6.9% |
| CSCO Cisco Systems Inc. | 0.11% | 55,146 | $3.3M | Add +0.7% |
| AMD Advanced Micro Devices | 0.10% | 26,259 | $3.2M | Reduce -13.6% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.10% | 28,245 | $3.2M | Reduce -1.9% |
| ITW Illinois Tool Works | 0.10% | 12,180 | $3.1M | Reduce -2.6% |
| ADBE Adobe Inc. | 0.10% | 6,861 | $3.1M | Reduce -17.5% |
| IEFA iShares Core MSCI Eafe ETF | 0.10% | 42,465 | $3.0M | Add +44.2% |
| RTX RTX Corp. | 0.10% | 25,631 | $3.0M | Reduce -4.7% |
| VEA Vanguard Ftse Developed ETF | 0.10% | 62,005 | $3.0M | Add +6.8% |
| KO The Coca-Cola Co. | 0.10% | 47,559 | $3.0M | Reduce -6.3% |
| IJT iShares S&P Small-Cap 600 GR | 0.09% | 21,105 | $2.9M | Reduce -3.0% |
| IWR iShares Russell Mid-Cap ETF | 0.09% | 30,723 | $2.7M | Reduce -9.8% |
| AMGN Amgen Inc. | 0.09% | 10,291 | $2.7M | Reduce -8.5% |
| VGT Vanguard Info Tech ETF | 0.08% | 4,163 | $2.6M | Reduce -23.5% |
| LOW Lowe's Cos Inc. | 0.08% | 10,069 | $2.5M | Reduce -10.3% |
| IJR iShares Core S&P Small-Cap E | 0.08% | 21,463 | $2.5M | Reduce -7.4% |
Options reported separately and not counted above: AAPL puts ($3.0M), MSFT calls ($1.2M), SPY puts ($1.1M), TSM calls ($59K), SPY calls ($59K), MCD calls ($58K), IWM calls ($44K), RGLD calls ($13K), AMD calls ($12K), SILJ calls ($993).
Other holdings (1): bonds, preferreds, convertibles and warrants · $836 (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 23 | $836 | No change |
Total filed on the 13F, all lines: $3.1B.
Portfolio Sells Q3 2024 → Q4 2024
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -50.1% | 6.64% | −7.02 |
| ATI Ati Inc. | Reduce -18.4% | 0.60% | −0.29 |
| MDLZ Mondelez International Inc. Class A | Reduce -1.4% | 1.07% | −0.28 |
| EFA iShares MSCI Eafe ETF | Reduce -13.4% | 0.92% | −0.27 |
| VOO Vanguard S&P 500 ETF | Reduce -9.2% | 1.98% | −0.18 |
| NVDA Nvidia Corp. | Reduce -15.3% | 1.89% | −0.16 |
| MSFT Microsoft Corp. | Reduce -2.8% | 1.93% | −0.12 |
| IWM iShares Russell 2000 ETF | Reduce -73.0% | 0.04% | −0.11 |
| TGT Target Corp. | Reduce -1.1% | 0.43% | −0.08 |
| UNH Unitedhealth Group Inc. | Reduce -11.9% | 0.23% | −0.07 |
| IAU iShares Gold Trust | Reduce -91.4% | 0.01% | −0.07 |
| AMD Advanced Micro Devices | Reduce -13.6% | 0.10% | −0.06 |
| ABBV Abbvie Inc. | Reduce -1.5% | 0.42% | −0.06 |
| LLY Eli Lilly & Co. | Reduce -1.7% | 0.33% | −0.06 |
| PM Philip Morris International | Reduce -4.8% | 0.84% | −0.06 |
| JNJ Johnson & Johnson | Reduce -11.4% | 0.20% | −0.05 |
| XOM Exxon Mobil Corp. | Reduce -14.7% | 0.18% | −0.05 |
| KHC The Kraft Heinz Co. | Reduce -4.0% | 0.25% | −0.05 |
| EFG iShares MSCI Eafe Growth ETF | Reduce -13.9% | 0.16% | −0.05 |
| TMO Thermo Fisher Scientific Inc. | Reduce -26.6% | 0.08% | −0.05 |
| EMXC iShares MSCI Emr MRK Ex Chna | Reduce -11.7% | 0.18% | −0.05 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -4.7% | 0.62% | −0.05 |
| EFV iShares MSCI Eafe Value ETF | Reduce -11.2% | 0.18% | −0.04 |
| PEP Pepsico Inc. | Reduce -13.9% | 0.15% | −0.04 |
| ADBE Adobe Inc. | Reduce -17.5% | 0.10% | −0.04 |
| S Sentinelone Inc. Class A | Reduce -17.6% | 0.13% | −0.04 |
| META Meta Platforms Inc. Class A | Reduce -7.4% | 0.59% | −0.04 |
| GDX Vaneck Gold Miners ETF | Reduce -97.8% | 0.00% | −0.03 |
| AMGN Amgen Inc. | Reduce -8.5% | 0.09% | −0.03 |
| MRK Merck & Co. Inc. | Reduce -8.3% | 0.12% | −0.03 |
| PG The Procter & Gamble Co. | Reduce -5.5% | 0.26% | −0.03 |
| DHR Danaher Corp. | Reduce -13.6% | 0.06% | −0.03 |
| CVS CVS Health Corp. | Sold out | 0.00% | −0.03 |
| SMMU PIMCO SHRT TRM Muni BND ETF | Sold out | 0.00% | −0.03 |
| KO The Coca-Cola Co. | Reduce -6.3% | 0.10% | −0.02 |
| HD Home Depot Inc. | Reduce -5.8% | 0.21% | −0.02 |
| PFE Pfizer Inc. | Reduce -28.8% | 0.04% | −0.02 |
| VYM Vanguard High DVD Yield ETF | Reduce -43.6% | 0.03% | −0.02 |
| QCOM Qualcomm Inc. | Reduce -16.7% | 0.07% | −0.02 |
| FTSM First Trust Enh Short Mat FD | Reduce -41.7% | 0.03% | −0.02 |
| IWB iShares Russell 1000 ETF | Reduce -4.2% | 0.78% | −0.02 |
| WLY Wiley (john) & Sons Class A | Reduce -37.0% | 0.03% | −0.02 |
| SMH Vaneck Semiconductor ETF | Sold out | 0.00% | −0.02 |
| VGT Vanguard Info Tech ETF | Reduce -23.5% | 0.08% | −0.02 |
| SDY SS SPDR S&P Dividend ETF | Reduce -5.3% | 0.14% | −0.02 |
| ZTS Zoetis Inc. | Reduce -29.4% | 0.03% | −0.02 |
| KLAC KLA Corp. | Reduce -11.7% | 0.05% | −0.02 |
| LOW Lowe's Cos Inc. | Reduce -10.3% | 0.08% | −0.02 |
| VIG Vanguard Dividend Apprec ETF | Reduce -4.7% | 0.25% | −0.02 |
| AMAT Applied Materials Inc. | Reduce -1.2% | 0.07% | −0.02 |
Portfolio Buys Q3 2024 → Q4 2024
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +113095.3% | 7.24% | +7.24 |
| VGSH Vanguard Short-Term Treasury | Add +29.3% | 6.85% | +1.42 |
| IEMG iShares Core MSCI Emerging | Add +9775.6% | 0.65% | +0.65 |
| JMST JPM Ultra-Short Muni Income | Add +54.3% | 1.14% | +0.39 |
| SPYG SS SPDR P S&P 500 Growth ETF | Add +0.2% | 5.72% | +0.28 |
| CAG Conagra Brands Inc. | Add +2425.0% | 0.15% | +0.14 |
| URBN Urban Outfitters Inc. | Add +0.2% | 0.25% | +0.07 |
| PLTR Palantir Technologies Inc. Class A | Add +61.1% | 0.07% | +0.05 |
| QDEL Quidelortho Corp. | New | 0.04% | +0.04 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Add +9.8% | 0.50% | +0.04 |
| JPM JPMorgan Chase & Co. | Add +3.2% | 0.41% | +0.03 |
| MDYV SS SPDR S&P 400 MC Val ETF | Add +0.9% | 3.48% | +0.03 |
| BA The Boeing Co. | Add +14.3% | 0.13% | +0.03 |
| VTI VG Morningstar TS MKT ETF-US | Add +4.1% | 0.55% | +0.03 |
| AEIS Advanced Energy Industries | Add +288.4% | 0.03% | +0.03 |
| RH RH | New | 0.02% | +0.02 |
| IEFA iShares Core MSCI Eafe ETF | Add +44.2% | 0.10% | +0.02 |
| BUFR FT Vest Lad Buffervetf-Usd I | Add +1.8% | 0.76% | +0.02 |
| SLYV SS SPDR S&P 600 SC Val ETF | Add +1.4% | 2.10% | +0.02 |
| GEV GE Vernova Inc. | Add +29.4% | 0.05% | +0.02 |
| LULU Lululemon Athletica Inc. | Add +23.1% | 0.04% | +0.02 |
| MGEE Mge Energy Inc. | Add +92.0% | 0.03% | +0.02 |
| GBTC Grayscale Bitcoin Trust ETF | Add +63.0% | 0.03% | +0.02 |
| DLTR Dollar Tree Inc. | New | 0.01% | +0.01 |
| DVN Devon Energy Corp. | New | 0.01% | +0.01 |
| ARKB ARK 21SHARES Bitcoin ETF | New | 0.01% | +0.01 |
| DXCM Dexcom Inc. | Add +121.0% | 0.02% | +0.01 |
| DG Dollar General Corp. | New | 0.01% | +0.01 |
| XVV iShares ESG Select Screened | Add +36.3% | 0.04% | +0.01 |
| PTY PIMCO Corporate & Income Opp | New | 0.01% | +0.01 |
| CSCO Cisco Systems Inc. | Add +0.7% | 0.11% | +0.01 |
| EW Edwards Lifesciences Corp. | Add +11.3% | 0.05% | +0.01 |
| VST Vistra Corp. | New | 0.01% | +0.01 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +0.9% | 0.05% | +0.01 |
| IBIT iShares Bitcoin Trust ETF | New | 0.01% | +0.01 |
| IVV iShares Core S&P 500 ETF | Add +1.5% | 0.35% | +0.01 |
| SGOV iShares 0-3 Month Treasury B | Add +1.5% | 5.55% | +0.01 |
| YPF YPF S.A.-Sponsored ADR | New | 0.01% | +0.01 |
| ITOT iShares Core S&P Total U.S. | Add +80.1% | 0.02% | +0.01 |
| VXUS Vanguard Total Intl Stock | New | 0.01% | +0.01 |
| IART Integra Lifesciences Holding | New | 0.01% | +0.01 |
| AXON Axon Enterprise Inc. | Add +20.3% | 0.02% | +0.01 |
| DAY Dayforce Inc. | New | 0.01% | +0.01 |
| NIC Nicolet Bankshares Inc. | Add +35.3% | 0.02% | +0.01 |
| KMI Kinder Morgan Inc. | New | 0.01% | +0.01 |
| SCHX Schwab US Large-Cap ETF | Add +0.6% | 0.35% | +0.01 |
| BRKR Bruker Corp. | New | 0.01% | +0.01 |
| DKS Dick's Sporting Goods Inc. | New | 0.01% | +0.01 |
| LVS Las Vegas Sands Corp. | New | 0.01% | +0.01 |
| MOH Molina Healthcare Inc. | New | 0.01% | +0.01 |
Options Activity Q3 2024 → Q4 2024
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +20.0% | 1,800 | $1.1M |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Reduce -92.3% | 100 | $59K |
| RGLD Royal Gold Inc. | call | New | 100 | $13K |
| AMD Advanced Micro Devices | call | New | 100 | $12K |
| SILJ Amplify Junior Silver Miners | call | New | 100 | $993 |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 669 | $6.9B | VOO, JMTG, SPYM, SPYV, SPYG |
| Q1 2026 | 652 | $6.2B | JMTG, VOO, SPYM, VGSH, SPYV |
| Q4 2025 | 600 | $5.9B | JMTG, VOO, SPYM, VGSH, SPYV |
| Q3 2025 | 849 | $5.5B | JMTG, SPYM, VOO, VGSH, SPYV |
| Q2 2025Amended | 667 | $3.8B | JMTG, SPYM, SPYV, VGSH, SPYG |
| Q1 2025 | 840 | $3.0B | SPYV, VGSH, SPYM, SPY, SGOV |
| Q4 2024Amended | 764 | $3.1B | SPYV, SPYM, VGSH, SPY, AAPL |
| Q3 2024Amended | 825 | $3.0B | SPY, SPYV, AAPL, SGOV, SPYG |
| Q2 2024Amended | 799 | $2.7B | SPY, SPYV, SGOV, SPYG, AAPL |
| Q1 2024Amended | 803 | $2.6B | SPY, SPYV, SGOV, SPYG, AAPL |