Northwestern Mutual Wealth Management Co.
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 12, 2024), Northwestern Mutual Wealth Management Co. reported 3,568 stock positions worth $112.6 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 15.0% of the portfolio, followed by Vanguard Total Bond Market (BND, 7.4%) and iShares Core S&P Midcap ETF (IJH, 5.9%). Compared with Q2 2024, it opened 462 new positions, sold out of 364, added to 1,491 and reduced 1,108. The biggest buy was Invesco S&P 500 Equal Weight (RSP, shares +9%) and the biggest sale Invesco QQQ Trust Series 1 (QQQ, shares −3%).
- Most Recent 13F
- Q2 2026
- Location
- MILWAUKEE, WI
- CIK
- 0001141802
- Portfolio Value
- $112.6B (Q3 2024)
- SEC Filing
- 0001085146-24-005524 ↗ filed Nov 12, 2024
Holdings Value
Holdings 3,568 stocks · $112.6B
| IVV iShares Core S&P 500 ETF | 15.01% | 29,291,410 | $16.9B | Add +3.3% |
| BND Vanguard Total Bond Market | 7.40% | 110,965,549 | $8.3B | Add +5.0% |
| IJH iShares Core S&P Midcap ETF | 5.93% | 107,029,051 | $6.7B | Add +6.5% |
| SCHF Schwab Intl Equity ETF | 5.65% | 154,715,058 | $6.4B | Add +5.5% |
| IJR iShares Core S&P Small-Cap E | 3.78% | 36,340,416 | $4.3B | Add +4.1% |
| RSP Invesco S&P 500 Equal Weight | 3.56% | 22,348,470 | $4.0B | Add +8.8% |
| TLT iShares 20+ Year Treasury BD | 3.13% | 35,964,128 | $3.5B | Add +10.2% |
| SPY SS SPDR S&P 500 ETF Trust-US | 2.71% | 5,316,371 | $3.1B | Add +1.9% |
| VWO Vanguard Ftse Emerging Marke | 2.63% | 61,771,416 | $3.0B | Add +6.1% |
| VEA Vanguard Ftse Developed ETF | 2.53% | 53,908,781 | $2.8B | Add +5.8% |
| IEFA iShares Core MSCI Eafe ETF | 2.10% | 30,356,398 | $2.4B | Add +6.7% |
| VLUE iShares MSCI USA Value Facto | 1.88% | 19,456,318 | $2.1B | Add +3.2% |
| EZU iShares MSCI Eurozone ETF | 1.81% | 39,057,497 | $2.0B | Add +2.3% |
| VTEB Vanguard Tax-Exempt Bond ETF | 1.48% | 32,666,395 | $1.7B | Add +3.0% |
| QQQ Invesco QQQ Trust Series 1 | 1.35% | 3,112,439 | $1.5B | Reduce -2.7% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 1.31% | 5,596,286 | $1.5B | Add +5.6% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.86% | 20,487,324 | $965.4M | Add +4.4% |
| AGG iShares Core U.S. Aggregate | 0.86% | 9,509,024 | $963.0M | Add +6.7% |
| IEMG iShares Core MSCI Emerging | 0.85% | 16,722,297 | $960.0M | Add +1.8% |
| VOO Vanguard S&P 500 ETF | 0.83% | 1,760,216 | $928.8M | Add +20.2% |
| VNQ Vanguard Real Estate ETF | 0.74% | 8,506,344 | $828.7M | Add +6.4% |
| COWZ Pacer US Cash Cows 100 ETF | 0.73% | 14,182,678 | $820.2M | Add +0.1% |
| GSLC Goldman Activebeta US LC ETF | 0.72% | 7,222,974 | $815.8M | Reduce -1.3% |
| AAPL Apple Inc. | 0.72% | 3,454,895 | $805.0M | Reduce -0.6% |
| MSFT Microsoft Corp. | 0.65% | 1,696,361 | $729.9M | Add +3.0% |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | 0.61% | 2,623,478 | $690.7M | Add +6.1% |
| MUB iShares National Muni Bond E | 0.61% | 6,312,287 | $685.7M | Add +3.5% |
| NVDA Nvidia Corp. | 0.57% | 5,255,434 | $638.2M | Add +4.6% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.55% | 1,613,392 | $619.4M | Add +0.6% |
| BIV Vanguard Intermediate-Term B | 0.54% | 7,751,287 | $607.5M | Add +10.1% |
| AMZN Amazon.com Inc. | 0.49% | 2,949,770 | $549.6M | Add +3.6% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.47% | 3,011,985 | $525.8M | Add +3.4% |
| SCHD Schwab US DVD Equity ETF | 0.44% | 5,913,411 | $499.9M | Add +1.6% |
| QQQM Invesco Nasdaq 100 ETF | 0.40% | 2,219,940 | $445.9M | Add +29.5% |
| SCHX Schwab US Large-Cap ETF | 0.39% | 6,476,490 | $439.4M | Add +9.8% |
| IVLU iShares MSCI International V | 0.39% | 14,754,862 | $435.7M | Add +0.2% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.38% | 1,800,718 | $427.1M | Add +10.8% |
| IEF iShares 7-10 Year Treasury B | 0.37% | 4,256,456 | $417.6M | Add +0.5% |
| QUAL iShares MSCI USA Quality Fac | 0.36% | 2,277,928 | $408.4M | Add +11.8% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.34% | 10,569,248 | $385.1M | Add +19.2% |
| IWB iShares Russell 1000 ETF | 0.34% | 1,219,236 | $383.3M | Reduce -0.2% |
| DBEF Xtrackers MSCI Eafe Hedged E | 0.34% | 9,086,103 | $381.8M | Add +4.6% |
| IOO iShares Global 100 ETF | 0.33% | 3,777,949 | $374.6M | Add +4.9% |
| GOOGL Alphabet Inc. Class A | 0.31% | 2,106,909 | $349.4M | Add +3.0% |
| VGT Vanguard Info Tech ETF | 0.29% | 550,688 | $323.0M | Add +8.7% |
| MDY State Street SPDR S&P Midcap | 0.27% | 541,164 | $308.3M | Add +1.4% |
| VIG Vanguard Dividend Apprec ETF | 0.26% | 1,501,406 | $297.4M | Add +0.5% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 0.25% | 9,199,575 | $277.4M | Add +20.2% |
| EMXC iShares MSCI Emr MRK Ex Chna | 0.24% | 4,470,947 | $273.2M | Add +15.2% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.22% | 541,485 | $249.2M | Add +3.2% |
| META Meta Platforms Inc. Class A | 0.22% | 435,029 | $249.0M | Add +2.5% |
| VT Vanguard Tot World STK ETF | 0.22% | 2,061,142 | $246.7M | Add +2.6% |
| VTI VG Morningstar TS MKT ETF-US | 0.22% | 870,635 | $246.5M | Add +0.3% |
| CGGR Cap Group Growth Equity | 0.21% | 6,816,490 | $237.1M | Add +18.1% |
| IWF iShares Russell 1000 Growth | 0.21% | 616,021 | $231.2M | Add +0.1% |
| CALF PCR US SM CP CSH CWS ETF-Usd | 0.19% | 4,637,267 | $215.7M | Reduce -14.9% |
| TFI SS SPDR N Ice Muni Bond ETF | 0.19% | 4,602,361 | $215.5M | Add +1.8% |
| JPM JPMorgan Chase & Co. | 0.19% | 993,654 | $209.5M | Add +1.7% |
| FBND Fidelity Total Bond ETF | 0.19% | 4,467,913 | $208.8M | Add +198.0% |
| IAU iShares Gold Trust | 0.18% | 4,143,602 | $205.9M | Reduce -2.9% |
| SCHM Schwab US Mid Cap ETF | 0.18% | 2,371,743 | $197.1M | Add +3.9% |
| SCHG Schwab US Large-Cap Growth | 0.17% | 1,852,226 | $193.0M | Add +24.6% |
| XMHQ Invesco S&P Midcap Qual ETF | 0.17% | 1,853,243 | $190.1M | Add +48.8% |
| USMV iShares MSCI USA Min Vol Fac | 0.17% | 2,057,321 | $187.9M | Reduce -2.3% |
| EFA iShares MSCI Eafe ETF | 0.16% | 2,196,788 | $183.7M | Add +9.1% |
| SCHH Schwab US REIT ETF | 0.16% | 7,546,960 | $174.9M | Reduce -2.3% |
| LLY Eli Lilly & Co. | 0.15% | 190,648 | $168.9M | Add +23.7% |
| CGXU Cap Group Intl Focus filed as CAPITAL GROUP INTL FOCUS EQT | 0.14% | 6,028,731 | $162.6M | Add +6.3% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.14% | 3,276,063 | $162.1M | Add +244.2% |
| FNDF Schwab Fndmn Intl LRG Co. ETF | 0.14% | 4,280,720 | $160.0M | Add +13.3% |
| IVW iShares S&P 500 Growth ETF | 0.14% | 1,645,387 | $157.5M | Reduce -1.2% |
| COST Costco Wholesale Corp. | 0.14% | 172,296 | $152.7M | Add +0.3% |
| VOE Vngrd Mrngstr MD-Cap Val ETF | 0.13% | 901,066 | $151.1M | Add +11.0% |
| JEPI JPMorgan Equity Premium Inco | 0.13% | 2,507,832 | $149.2M | Add +17.6% |
| SGOV iShares 0-3 Month Treasury B | 0.13% | 1,461,831 | $147.2M | Add +8.4% |
| GOOG Alphabet Inc. Class C | 0.13% | 878,003 | $146.8M | Add +4.6% |
| V Visa Inc. Class A | 0.13% | 523,228 | $143.9M | Reduce -51.8% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.13% | 2,094,276 | $141.4M | Add +534.8% |
| UNH Unitedhealth Group Inc. | 0.13% | 241,367 | $141.1M | Add +2.5% |
| AMD Advanced Micro Devices | 0.13% | 859,350 | $141.0M | Add +0.5% |
| GCOW Pacer Global Cash Cows Divid | 0.12% | 3,802,118 | $138.7M | Add +0.2% |
| VHT Vanguard Health Care ETF | 0.12% | 489,566 | $138.2M | Add +3.4% |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | 0.12% | 556,286 | $135.4M | Add +35.8% |
| MA Mastercard Inc. Class A | 0.12% | 267,769 | $132.2M | Add +4.4% |
| REET iShares Global REIT ETF | 0.11% | 4,805,286 | $128.3M | Add +4.2% |
| ICF iShares Select U.S. REIT ETF | 0.11% | 1,945,501 | $128.2M | Add +4.0% |
| SPEM State Street SP PTF Em ETF | 0.11% | 3,106,039 | $128.2M | Add +4.6% |
| AVUS Avantis U.S. Equity ETF | 0.11% | 1,340,029 | $127.5M | Reduce -8.9% |
| JPST JPMorgan Ultra-Short Income | 0.11% | 2,446,295 | $124.1M | Add +18.2% |
| AVEM Avantis Emerging Markets Eq | 0.11% | 1,878,117 | $121.3M | Add +32.3% |
| ITM Vaneck Intermediate Muni ETF | 0.11% | 2,576,103 | $120.9M | Reduce -6.0% |
| AVUV Avantis US Small Cap Value | 0.11% | 1,256,543 | $120.6M | Add +48.2% |
| HD Home Depot Inc. | 0.11% | 297,329 | $120.5M | Reduce -0.4% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.11% | 283,780 | $120.1M | Reduce -2.7% |
| RDVY First Trust Rising Dividend | 0.10% | 1,994,278 | $118.1M | Add +7.0% |
| SHM SS SPDR N Ice St Muni ETF | 0.10% | 2,380,978 | $114.6M | Add +0.5% |
| DGRO iShares Core Dividend Growth | 0.10% | 1,788,882 | $112.1M | Reduce -10.8% |
| PG The Procter & Gamble Co. | 0.10% | 624,860 | $108.2M | Add +2.5% |
| JHMM John Hancock Multi Fact Mid | 0.10% | 1,792,724 | $107.9M | Reduce -7.4% |
| XBI SS SPDR S&P Biotech ETF | 0.10% | 1,090,937 | $107.8M | Reduce -4.7% |
Other holdings (17): bonds, preferreds, convertibles and warrants · $330K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 71 | $91K | Add +18.3% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 66 | $84K | Add +17.9% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 1,930 | $57K | Add +2.2% |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 2,000 | $52K | No change |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 11,303 | $25K | Add +1.1% |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | 500 | $19K | No change |
| NPWR.WS Rice Acquisition Corp. II-CW | *W EXP 06/08/202 | 375 | $439 | No change |
| GABELLI UTILITY TRUST/THE | RIGHT 10/21/2024 | 5,770 | $159 | Reduce -1.6% |
| TDW.WS Tidewater Inc.-CW24 | *W EXP 11/14/202 | 292 | $128 | No change |
| ADVENT CONVERTIBLE AND INCOM | RIGHT 10/17/2024 | 5,052 | $101 | Add +1.5% |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | 1 | $65 | No change |
| RBOT.WS Vicarious Surgical Inc.-CW27 | *W EXP 09/17/202 | 1,000 | $45 | No change |
| BRISTOL MYERS - CELGENE CVR | RIGHT 12/30/2030 | 341 | $17 | No change |
| SEAPORT ENTERTAINMENT GR-RTS | RIGHT 10/10/2024 | 3 | $9 | New |
| RVMDW Revolution Medicines Inc.-28 | *W EXP 12/17/202 | 14 | $2 | New |
| LDTDF Prospector Leddartech Alm-28 | *W EXP 12/21/202 | 15 | $0 | New |
| MAPSW WM Technology Inc.-CW24 | *W EXP 06/16/202 | 5 | $0 | New |
Total filed on the 13F, all lines: $112.6B.
Portfolio Sells Q2 2024 → Q3 2024
| QQQ Invesco QQQ Trust Series 1 | Reduce -2.7% | 1.35% | −0.16 |
| V Visa Inc. Class A | Reduce -51.8% | 0.13% | −0.15 |
| CDC Victoryshares US Eq Income E | Reduce -64.3% | 0.05% | −0.09 |
| VPU Vanguard Utilities ETF | Reduce -48.7% | 0.08% | −0.07 |
| USFR Wisdomtree Floating Rate Tre | Reduce -75.0% | 0.02% | −0.06 |
| O Realty Income Corp. | Reduce -91.0% | 0.01% | −0.05 |
| GSLC Goldman Activebeta US LC ETF | Reduce -1.3% | 0.72% | −0.05 |
| WMT Walmart Inc. | Reduce -48.5% | 0.06% | −0.05 |
| CALF PCR US SM CP CSH CWS ETF-Usd | Reduce -14.9% | 0.19% | −0.04 |
| IBDR iShares Ibonds Dec 2026 Term | Reduce -64.5% | 0.02% | −0.04 |
| VAW Vanguard Materials ETF | Reduce -47.1% | 0.04% | −0.04 |
| EW Edwards Lifesciences Corp. | Reduce -85.6% | 0.00% | −0.04 |
| CDL Victoryshares US Large Cap H | Reduce -75.0% | 0.01% | −0.03 |
| SHV iShares 0-1 Year Treasury Bo | Reduce -62.9% | 0.02% | −0.03 |
| VDE Vanguard Energy ETF | Reduce -39.4% | 0.04% | −0.03 |
| BMRN Biomarin Pharmaceutical Inc. | Reduce -96.3% | 0.00% | −0.03 |
| BA The Boeing Co. | Reduce -63.2% | 0.01% | −0.03 |
| AVLV Avantis US Large Cap Value | Reduce -16.6% | 0.09% | −0.03 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -18.4% | 0.07% | −0.02 |
| CNC Centene Corp. | Reduce -95.5% | 0.00% | −0.02 |
| BLK BlackRock Finance Inc. | Reduce -50.5% | 0.03% | −0.02 |
| SBUX Starbucks Corp. | Reduce -64.6% | 0.02% | −0.02 |
| VZ Verizon Communications Inc. | Reduce -50.2% | 0.02% | −0.02 |
| OMFL Invesco Russell 1000 DYN M/F | Reduce -48.9% | 0.02% | −0.02 |
| EL Estee Lauder Companies Class A | Reduce -94.4% | 0.00% | −0.02 |
| VCSH Vanguard S/T Corp. Bond ETF | Reduce -15.9% | 0.06% | −0.02 |
| IWB iShares Russell 1000 ETF | Reduce -0.2% | 0.34% | −0.02 |
| AVUS Avantis U.S. Equity ETF | Reduce -8.9% | 0.11% | −0.02 |
| ICUI Icu Medical Inc. | Reduce -99.1% | 0.00% | −0.02 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -2.3% | 0.05% | −0.02 |
| ITM Vaneck Intermediate Muni ETF | Reduce -6.0% | 0.11% | −0.02 |
| EFAV iShares MSCI Eafe Min Vol Fa | Reduce -14.8% | 0.09% | −0.02 |
| HEDJ Wisdomtree Europe Hedged Equ | Reduce -67.2% | 0.01% | −0.02 |
| VGSH Vanguard Short-Term Treasury | Reduce -12.3% | 0.06% | −0.01 |
| DGRO iShares Core Dividend Growth | Reduce -10.8% | 0.10% | −0.01 |
| WM Waste Management Inc. | Reduce -50.6% | 0.01% | −0.01 |
| FANG Diamondback Energy Inc. | Reduce -61.8% | 0.01% | −0.01 |
| IVW iShares S&P 500 Growth ETF | Reduce -1.2% | 0.14% | −0.01 |
| MTUM iShares MSCI USA Momentum Fa | Reduce -26.1% | 0.03% | −0.01 |
| MRO Marathon Oil Corp. | Reduce -93.7% | 0.00% | −0.01 |
| NKE Nike Inc. Class B | Reduce -48.8% | 0.01% | −0.01 |
| PULS Pgim Ultra Short Bond ETF | Reduce -74.9% | 0.00% | −0.01 |
| LPLA LPL Financial Holdings Inc. | Reduce -95.1% | 0.00% | −0.01 |
| HIG Hartford Insurance Group Inc. | Reduce -84.7% | 0.00% | −0.01 |
| CRL Charles River Laboratories | Reduce -97.2% | 0.00% | −0.01 |
| BSCP Invesco Bulletshares 2025 CB | Reduce -51.7% | 0.01% | −0.01 |
| HON Honeywell International Inc. | Reduce -7.7% | 0.04% | −0.01 |
| VYX NCR Voyix Corp. | Reduce -99.6% | 0.00% | −0.01 |
| GTLS Chart Industries Inc. | Reduce -91.8% | 0.00% | −0.01 |
| JHMM John Hancock Multi Fact Mid | Reduce -7.4% | 0.10% | −0.01 |
Portfolio Buys Q2 2024 → Q3 2024
| RSP Invesco S&P 500 Equal Weight | Add +8.8% | 3.56% | +0.22 |
| TLT iShares 20+ Year Treasury BD | Add +10.2% | 3.13% | +0.18 |
| IJH iShares Core S&P Midcap ETF | Add +6.5% | 5.93% | +0.12 |
| FBND Fidelity Total Bond ETF | Add +198.0% | 0.19% | +0.12 |
| VWO Vanguard Ftse Emerging Marke | Add +6.1% | 2.63% | +0.11 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +534.8% | 0.13% | +0.10 |
| IJR iShares Core S&P Small-Cap E | Add +4.1% | 3.78% | +0.10 |
| VOO Vanguard S&P 500 ETF | Add +20.2% | 0.83% | +0.10 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +244.2% | 0.14% | +0.10 |
| SCHF Schwab Intl Equity ETF | Add +5.5% | 5.65% | +0.10 |
| VNQ Vanguard Real Estate ETF | Add +6.4% | 0.74% | +0.08 |
| VFLO Victoryshares Free Cash Flow | New | 0.07% | +0.07 |
| IEFA iShares Core MSCI Eafe ETF | Add +6.7% | 2.10% | +0.07 |
| QQQM Invesco Nasdaq 100 ETF | Add +29.5% | 0.40% | +0.06 |
| CGDV Cap Group Dividend Value | Add +19.2% | 0.34% | +0.05 |
| XMHQ Invesco S&P Midcap Qual ETF | Add +48.8% | 0.17% | +0.05 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Add +5.6% | 1.31% | +0.05 |
| VEA Vanguard Ftse Developed ETF | Add +5.8% | 2.53% | +0.04 |
| GBIL Goldman Sachs Access Treasur | Add +173.5% | 0.07% | +0.04 |
| AVUV Avantis US Small Cap Value | Add +48.2% | 0.11% | +0.03 |
| SPYG SS SPDR P S&P 500 Growth ETF | Add +129.1% | 0.06% | +0.03 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +10.8% | 0.38% | +0.03 |
| RWR SS SPDR Dow Jones REIT ETF | Add +66.4% | 0.07% | +0.03 |
| PVAL Putnam Focused LRG Cap Value | Add +78836.9% | 0.03% | +0.03 |
| VGLT Vanguard Long-Term Treasury | Add +466.3% | 0.04% | +0.03 |
| CGCP Cap Group Core Plus Income | Add +78.7% | 0.07% | +0.03 |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | Add +35.8% | 0.12% | +0.03 |
| JMUB JPMorgan Municipal ETF | Add +60.7% | 0.08% | +0.03 |
| CGGO Cap Group Global Growth | Add +20.2% | 0.25% | +0.02 |
| SCHG Schwab US Large-Cap Growth | Add +24.6% | 0.17% | +0.02 |
| CGGR Cap Group Growth Equity | Add +18.1% | 0.21% | +0.02 |
| BKLC BNY Mellon US LRG Cap Cor | Add +1267.5% | 0.02% | +0.02 |
| FELC Fidelity Enh LRG Cap Cor ETF | Add +31824.4% | 0.02% | +0.02 |
| AVEM Avantis Emerging Markets Eq | Add +32.3% | 0.11% | +0.02 |
| VGK Vanguard Ftse Europe ETF | Add +74.2% | 0.05% | +0.02 |
| QUAL iShares MSCI USA Quality Fac | Add +11.8% | 0.36% | +0.02 |
| BIV Vanguard Intermediate-Term B | Add +10.1% | 0.54% | +0.02 |
| IQV Iqvia Holdings Inc. | Add +880.5% | 0.02% | +0.02 |
| JQUA JPMorgan US Quality Factor | Add +49.3% | 0.06% | +0.02 |
| TJX TJX Companies Inc. | Add +248.9% | 0.03% | +0.02 |
| SCHX Schwab US Large-Cap ETF | Add +9.8% | 0.39% | +0.02 |
| CGCB Cap Group Core Bond | New | 0.02% | +0.02 |
| IQLT iShares MSCI International Q | Add +29.9% | 0.08% | +0.02 |
| EMXC iShares MSCI Emr MRK Ex Chna | Add +15.2% | 0.24% | +0.02 |
| FESM Fidelity Enhanced Small Cap | Add +3387.8% | 0.02% | +0.02 |
| SPYV SS SPDR P S&P 500 Value ETF | Add +40.4% | 0.06% | +0.02 |
| VPL Vanguard Ftse Pacific ETF | Add +1337.5% | 0.02% | +0.02 |
| IJT iShares S&P Small-Cap 600 GR | Add +28.8% | 0.07% | +0.02 |
| BSV Vanguard Short-Term Bond ETF | Add +38.1% | 0.07% | +0.01 |
| XMMO Invesco S&P Midcap Momentum | Add +48.2% | 0.05% | +0.01 |
Notes & Other Activity Q2 2024 → Q3 2024
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +18.3% | 71 | $91K |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +17.9% | 66 | $84K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Add +2.2% | 1,930 | $57K |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | Add +1.1% | 11,303 | $25K |
| NXG NEXTGEN INFRAS | RIGHT 07/17/2024 | Sold out | 875 | $481before exit |
| GABELLI UTILITY TRUST/THE | RIGHT 10/21/2024 | Reduce -1.6% | 5,770 | $159 |
| ADVENT CONVERTIBLE AND INCOM | RIGHT 10/17/2024 | Add +1.5% | 5,052 | $101 |
| SEAPORT ENTERTAINMENT GR-RTS | RIGHT 10/10/2024 | New | 3 | $9 |
| RVMDW Revolution Medicines Inc.-28 | *W EXP 12/17/202 | New | 14 | $2 |
| LDTDF Prospector Leddartech Alm-28 | *W EXP 12/21/202 | New | 15 | $0 |
| MAPSW WM Technology Inc.-CW24 | *W EXP 06/16/202 | New | 5 | $0 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 4,060 | $187.2B | IVV, BND, IJH, SCHF, IJR |
| Q1 2026 | 4,088 | $162.4B | IVV, BND, IJH, SCHF, IJR |
| Q4 2025Amended | 3,985 | $158.1B | IVV, BND, IJH, SCHF, IJR |
| Q3 2025 | 3,767 | $150.0B | IVV, BND, IJH, SCHF, IJR |
| Q2 2025 | 3,638 | $137.2B | IVV, BND, IJH, SCHF, IJR |
| Q1 2025 | 3,629 | $122.3B | IVV, BND, SCHF, IJH, IJR |
| Q4 2024 | 3,571 | $118.5B | IVV, BND, IJH, SCHF, IJR |
| Q3 2024 | 3,568 | $112.6B | IVV, BND, IJH, SCHF, IJR |
| Q2 2024 | 3,470 | $101.4B | IVV, BND, IJH, SCHF, IJR |
| Q1 2024 | 3,541 | $97.3B | IVV, BND, IJH, SCHF, IJR |