Northwestern Mutual Wealth Management Co.
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 7, 2026), Northwestern Mutual Wealth Management Co. reported 4,088 stock positions worth $162.4 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 13.9% of the portfolio, followed by Vanguard Total Bond Market (BND, 6.1%) and iShares Core S&P Midcap ETF (IJH, 5.4%). Compared with Q4 2025, it opened 549 new positions, sold out of 445, added to 1,919 and reduced 1,170. The biggest buy was iShares Core S&P Midcap ETF (IJH, shares +3%) and the biggest sale Apple (AAPL, shares −1%).
- Most Recent 13F
- Q2 2026
- Location
- MILWAUKEE, WI
- CIK
- 0001141802
- Portfolio Value
- $162.4B (Q1 2026)
- SEC Filing
- 0001085146-26-000398 ↗ filed May 7, 2026
Holdings Value
Holdings 4,088 stocks · $162.4B
| IVV iShares Core S&P 500 ETF | 13.91% | 34,597,700 | $22.6B | Add +2.3% |
| BND Vanguard Total Bond Market | 6.11% | 134,816,565 | $9.9B | Add +3.0% |
| IJH iShares Core S&P Midcap ETF | 5.36% | 128,823,592 | $8.7B | Add +3.2% |
| SCHF Schwab Intl Equity ETF | 4.61% | 302,286,734 | $7.5B | Add +1.5% |
| IJR iShares Core S&P Small-Cap E | 3.32% | 43,438,406 | $5.4B | Add +2.1% |
| RSP Invesco S&P 500 Equal Weight | 3.20% | 27,094,873 | $5.2B | Add +3.2% |
| FBND Fidelity Total Bond ETF | 2.69% | 95,853,856 | $4.4B | Add +3.7% |
| VWO Vanguard Ftse Emerging Marke | 2.67% | 80,160,119 | $4.3B | Add +2.5% |
| VEA Vanguard Ftse Developed ETF | 2.53% | 64,148,091 | $4.1B | Add +3.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 2.45% | 6,112,403 | $4.0B | Add +2.7% |
| TLT iShares 20+ Year Treasury BD | 2.37% | 44,380,392 | $3.8B | Add +2.9% |
| IEFA iShares Core MSCI Eafe ETF | 2.03% | 36,342,282 | $3.3B | Add +3.8% |
| VLUE iShares MSCI USA Value Facto | 2.02% | 23,028,163 | $3.3B | Add +1.2% |
| IQLT iShares MSCI International Q | 1.61% | 56,735,506 | $2.6B | Add +2.6% |
| VTEB Vanguard Tax-Exempt Bond ETF | 1.18% | 38,571,552 | $1.9B | Add +5.2% |
| QQQ Invesco QQQ Trust Series 1 | 1.13% | 3,182,188 | $1.8B | Add +2.9% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 1.12% | 6,309,032 | $1.8B | Add +2.1% |
| VOO Vanguard S&P 500 ETF | 1.06% | 2,887,575 | $1.7B | Add +7.7% |
| DFIV Dimensional International Va | 1.01% | 31,175,901 | $1.6B | Add +5.8% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.86% | 30,338,047 | $1.4B | Add +6.0% |
| IEMG iShares Core MSCI Emerging | 0.83% | 19,440,275 | $1.4B | Add +6.0% |
| AGG iShares Core U.S. Aggregate | 0.79% | 12,962,808 | $1.3B | Add +5.6% |
| VNQ Vanguard Real Estate ETF | 0.70% | 12,831,491 | $1.1B | Add +7.0% |
| NVDA Nvidia Corp. | 0.62% | 5,796,037 | $1.0B | Add +3.6% |
| MUB iShares National Muni Bond E | 0.58% | 8,903,359 | $945.1M | Add +5.6% |
| AAPL Apple Inc. | 0.57% | 3,673,641 | $932.3M | Reduce -0.9% |
| BIV Vanguard Intermediate-Term B | 0.57% | 12,069,986 | $931.6M | Add +7.5% |
| SCHX Schwab US Large-Cap ETF | 0.55% | 34,809,568 | $892.5M | Add +12.3% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.55% | 4,540,035 | $890.8M | Add +10.9% |
| GSLC Goldman Activebeta US LC ETF | 0.55% | 7,085,798 | $886.6M | Add +0.1% |
| QQQM Invesco Nasdaq 100 ETF | 0.54% | 3,694,937 | $878.0M | Add +0.8% |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | 0.52% | 2,841,612 | $849.2M | Add +2.9% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.52% | 19,806,076 | $842.6M | Add +5.6% |
| MSFT Microsoft Corp. | 0.51% | 2,247,277 | $831.9M | Add +11.5% |
| INTF iShares International Equity | 0.48% | 20,220,438 | $787.8M | Add +6.0% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.48% | 1,775,949 | $775.7M | Add +1.4% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.47% | 13,249,358 | $770.8M | Add +18.4% |
| AMZN Amazon.com Inc. | 0.47% | 3,642,218 | $758.6M | Add +3.7% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.45% | 2,812,991 | $736.8M | Add +2.4% |
| IVLU iShares MSCI International V | 0.44% | 18,186,706 | $721.6M | Add +5.7% |
| GOOGL Alphabet Inc. Class A | 0.40% | 2,260,545 | $650.0M | Reduce -3.2% |
| IAU iShares Gold Trust | 0.35% | 6,449,886 | $568.6M | Reduce -2.2% |
| MDY State Street SPDR S&P Midcap | 0.33% | 864,768 | $533.4M | Add +4.2% |
| CGGR Cap Group Growth Equity | 0.32% | 12,947,006 | $520.3M | Add +6.7% |
| IWB iShares Russell 1000 ETF | 0.30% | 1,380,105 | $492.1M | Add +4.4% |
| COWZ Pacer US Cash Cows 100 ETF | 0.29% | 7,643,470 | $478.2M | Reduce -4.2% |
| IEF iShares 7-10 Year Treasury B | 0.28% | 4,850,856 | $463.0M | Add +5.3% |
| VGT Vanguard Info Tech ETF | 0.27% | 624,524 | $435.7M | Reduce -1.3% |
| FENI Fidelity Enhanced Intl ETF | 0.27% | 11,625,396 | $432.5M | Add +19.7% |
| SCHD Schwab US DVD Equity ETF | 0.26% | 13,734,714 | $421.4M | Reduce -2.3% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.25% | 5,371,307 | $411.1M | Add +31.1% |
| EMXC iShares MSCI Emr MRK Ex Chna | 0.25% | 5,142,002 | $404.5M | Add +8.7% |
| AVEM Avantis Emerging Markets Eq | 0.25% | 4,957,349 | $399.5M | Add +36.6% |
| FMDE Fidelity Enhanced Mid Cap Co. | 0.24% | 11,035,544 | $396.8M | Add +20.1% |
| META Meta Platforms Inc. Class A | 0.24% | 692,603 | $396.3M | Add +3.1% |
| DBEF Xtrackers MSCI Eafe Hedged E | 0.23% | 7,572,286 | $374.1M | Reduce -2.4% |
| QUAL iShares MSCI USA Quality Fac | 0.22% | 1,900,969 | $364.6M | Reduce -4.4% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 0.22% | 10,859,399 | $362.4M | Reduce -1.8% |
| SCHM Schwab US Mid Cap ETF | 0.22% | 11,638,443 | $360.3M | Add +6.5% |
| AVGO Broadcom Inc. | 0.21% | 1,105,145 | $342.1M | Add +40.0% |
| VIG Vanguard Dividend Apprec ETF | 0.21% | 1,587,592 | $341.4M | Add +0.7% |
| IOO iShares Global 100 ETF | 0.21% | 2,801,588 | $338.9M | Add +0.8% |
| JPM JPMorgan Chase & Co. | 0.21% | 1,137,453 | $334.6M | Add +1.7% |
| GOOG Alphabet Inc. Class C | 0.20% | 1,127,155 | $323.3M | Add +5.9% |
| VT Vanguard Tot World STK ETF | 0.20% | 2,312,323 | $319.8M | Add +0.1% |
| AVDE Avantis International Equity | 0.18% | 3,540,028 | $300.3M | Add +11.9% |
| FNDF Schwab Fndmn Intl LRG Co. ETF | 0.18% | 6,120,157 | $299.5M | Add +1.4% |
| VFLO Victoryshares Free Cash Flow | 0.18% | 7,573,083 | $299.0M | Add +2.3% |
| SCHG Schwab US Large-Cap Growth | 0.18% | 10,146,702 | $295.6M | Reduce -4.0% |
| IWF iShares Russell 1000 Growth | 0.17% | 666,275 | $284.1M | Reduce -0.0% |
| AVUV Avantis US Small Cap Value | 0.16% | 2,392,956 | $264.3M | Add +3.5% |
| VTI VG Morningstar TS MKT ETF-US | 0.16% | 817,443 | $262.2M | Add +7.3% |
| EZU iShares MSCI Eurozone ETF | 0.16% | 4,117,656 | $257.9M | Reduce -4.9% |
| PVAL Putnam Focused LRG Cap Value | 0.16% | 5,490,994 | $254.8M | Add +19.3% |
| TFI SS SPDR N Ice Muni Bond ETF | 0.16% | 5,573,362 | $252.7M | Add +4.3% |
| EFA iShares MSCI Eafe ETF | 0.15% | 2,456,329 | $238.6M | Reduce -1.7% |
| JMUB JPMorgan Municipal ETF | 0.15% | 4,769,633 | $238.4M | Add +14.7% |
| CGMU Cap Group Municipal Income | 0.15% | 8,763,507 | $237.9M | Add +15.4% |
| CGXU Cap Group Intl Focus filed as CAPITAL GROUP INTL FOCUS EQT | 0.14% | 7,739,122 | $228.2M | Add +2.0% |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | 0.14% | 871,783 | $224.4M | Reduce -3.4% |
| LLY Eli Lilly & Co. | 0.14% | 242,653 | $223.2M | Add +3.5% |
| RDVY First Trust Rising Dividend | 0.13% | 3,112,676 | $212.5M | Add +14.5% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.13% | 441,801 | $211.7M | Reduce -1.3% |
| GLD SPDR Gold Shares | 0.13% | 488,169 | $210.1M | Add +0.0% |
| SMH Vaneck Semiconductor ETF | 0.13% | 535,281 | $205.2M | Reduce -2.3% |
| JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F | 0.12% | 3,875,844 | $197.6M | Reduce -2.5% |
| TSM Taiwan Semiconductor-SP ADR | 0.12% | 573,088 | $193.7M | Add +12.8% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.12% | 2,442,893 | $193.6M | Add +8.9% |
| AVLV Avantis US Large Cap Value | 0.12% | 2,401,298 | $193.6M | Add +17.9% |
| VOE Vngrd Mrngstr MD-Cap Val ETF | 0.12% | 1,045,730 | $192.7M | Add +6.8% |
| COST Costco Wholesale Corp. | 0.12% | 192,109 | $191.4M | Add +3.0% |
| IVW iShares S&P 500 Growth ETF | 0.12% | 1,653,492 | $187.0M | Reduce -2.6% |
| ITM Vaneck Intermediate Muni ETF | 0.11% | 3,931,943 | $182.6M | Reduce -7.3% |
| IWP iShares Russell Mid-Cap Grow | 0.11% | 1,415,556 | $181.4M | Add +0.8% |
| LVHI Franklin International Low V | 0.11% | 4,365,409 | $177.0M | Add +14.3% |
| V Visa Inc. Class A | 0.11% | 579,263 | $175.1M | Add +6.3% |
| DGRO iShares Core Dividend Growth | 0.11% | 2,492,043 | $174.9M | Add +5.0% |
| SPMO Invesco S&P 500 Momentum ETF | 0.11% | 1,546,683 | $173.4M | Add +12.3% |
| CGUS Cap Group Core Equity filed as CAPITAL GROUP CORE EQUITY ET | 0.11% | 4,513,180 | $173.4M | Add +4.4% |
| JPST JPMorgan Ultra-Short Income | 0.11% | 3,402,461 | $172.2M | Reduce -15.2% |
Other holdings (24): bonds, preferreds, convertibles and warrants · $330K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 2,492 | $107K | Add +0.1% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 57 | $68K | No change |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 2,000 | $48K | No change |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 13,110 | $30K | Add +0.4% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 23 | $27K | No change |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | 500 | $19K | No change |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 274 | $16K | No change |
| SKYH.WS Yellowstone Acquisit A -CW25 | *W EXP 01/25/202 | 10,000 | $7K | New |
| PEBBLEBROOK HOTEL TRUST (PEB 6.375 PERP E) | 6.375 PFD SER E | 125 | $2K | No change |
| ARES MANAGEMENT CORP (ARES 6.75 10/01/27 B) | 6.75 SE B PFD | 59 | $2K | No change |
| AIRJW Power & Digital Acq -CW24 | *W EXP 03/15/202 | 2,962 | $2K | No change |
| GME.WS Gamestop Corp. | *W EXP 10/30/202 | 240 | $926 | Add +172.7% |
| OPENW Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 625 | $378 | Add +1589.2% |
| OPENL Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 625 | $153 | Add +1589.2% |
| OPENZ Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 625 | $147 | Add +1589.2% |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 9 | $144 | Add +800.0% |
| NPWR.WS Rice Acquisition Corp. II-CW | *W EXP 06/08/202 | 375 | $101 | No change |
| GABELLI EQUITY TRUST-RT | RIGHT 04/14/2026 | 10,120 | $71 | Add +638.1% |
| BRISTOL MYERS - CELGENE CVR | RIGHT 12/30/2030 | 341 | $39 | No change |
| BLACKROCK UTILITIES INFR- RT | RIGHT 04/02/2026 | 1,732 | $14 | Reduce -88.3% |
| AUROW Aurora Innovation Inc. -CW28 | *W EXP 11/03/202 | 50 | $10 | New |
| NEUBERGER HIGH YIELD-RT | RIGHT 04/15/2026 | 281 | $2 | Reduce -43.8% |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | 3 | $1 | No change |
| XRXDW Xerox Holdings Corp. | *W EXP 02/11/202 | 2 | $0 | Reduce -99.5% |
Lines left out (1) · $2 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| WTBA West Bancorporation | CAP STK | 0 | $2 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $162.4B.
Portfolio Sells Q4 2025 → Q1 2026
| AAPL Apple Inc. | Reduce -0.9% | 0.57% | −0.06 |
| GOOGL Alphabet Inc. Class A | Reduce -3.2% | 0.40% | −0.06 |
| OEF iShares S&P 100 ETF | Reduce -38.2% | 0.05% | −0.04 |
| NOW ServiceNow Inc. | Reduce -64.4% | 0.01% | −0.04 |
| DKNG Draftkings Inc. Class A | Reduce -94.4% | 0.00% | −0.04 |
| SCHG Schwab US Large-Cap Growth | Reduce -4.0% | 0.18% | −0.04 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -45.5% | 0.03% | −0.04 |
| XLG Invesco S&P 500 Top 50 ETF | Reduce -70.2% | 0.01% | −0.03 |
| VGT Vanguard Info Tech ETF | Reduce -1.3% | 0.27% | −0.03 |
| ZS Zscaler Inc. | Reduce -92.6% | 0.00% | −0.03 |
| LPLA LPL Financial Holdings Inc. | Reduce -89.1% | 0.00% | −0.03 |
| D Dominion Energy Inc. | Reduce -86.4% | 0.00% | −0.03 |
| QUAL iShares MSCI USA Quality Fac | Reduce -4.4% | 0.22% | −0.03 |
| DOV Dover Corp. | Reduce -91.4% | 0.00% | −0.02 |
| IWF iShares Russell 1000 Growth | Reduce -0.0% | 0.17% | −0.02 |
| VIGI Vanguard Int Div App Indx FD | Reduce -64.8% | 0.01% | −0.02 |
| ARTY iShares Future AI & Tech ETF | Reduce -33.6% | 0.04% | −0.02 |
| JPST JPMorgan Ultra-Short Income | Reduce -15.2% | 0.11% | −0.02 |
| TOST Toast Inc. Class A | Reduce -99.6% | 0.00% | −0.02 |
| TTD Trade Desk Inc./the Class A | Reduce -96.5% | 0.00% | −0.02 |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | Reduce -3.4% | 0.14% | −0.02 |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | Reduce -24.8% | 0.04% | −0.02 |
| INTU Intuit Inc. | Reduce -60.1% | 0.01% | −0.02 |
| HD Home Depot Inc. | Reduce -17.4% | 0.06% | −0.02 |
| CGGO Cap Group Global Growth | Reduce -1.8% | 0.22% | −0.02 |
| BX Blackstone Inc. | Reduce -54.3% | 0.01% | −0.02 |
| DECK Deckers Outdoor Corp. | Reduce -80.0% | 0.00% | −0.02 |
| SE Sea Ltd.-ADR | Reduce -87.7% | 0.00% | −0.02 |
| IVW iShares S&P 500 Growth ETF | Reduce -2.6% | 0.12% | −0.02 |
| EZU iShares MSCI Eurozone ETF | Reduce -4.9% | 0.16% | −0.02 |
| JEPI JPMorgan Equity Premium Inco | Reduce -12.1% | 0.09% | −0.02 |
| KO The Coca-Cola Co. | Reduce -44.3% | 0.02% | −0.02 |
| GAP The Gap Inc. | Reduce -97.2% | 0.00% | −0.02 |
| ITM Vaneck Intermediate Muni ETF | Reduce -7.3% | 0.11% | −0.01 |
| GS Goldman Sachs Group Inc. | Reduce -16.0% | 0.05% | −0.01 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -9.2% | 0.09% | −0.01 |
| SPHQ Invesco S&P 500 Quality ETF | Reduce -9.4% | 0.10% | −0.01 |
| TLH iShares 10-20 Year Treasury | Reduce -25.0% | 0.03% | −0.01 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -1.3% | 0.13% | −0.01 |
| VHT Vanguard Health Care ETF | Reduce -13.7% | 0.04% | −0.01 |
| VCR Vanguard Consumer Discre ETF | Reduce -11.2% | 0.04% | −0.01 |
| FCOM Fidelity MSCI Comm Serv Indx | Reduce -11.1% | 0.04% | −0.01 |
| HUBB Hubbell Inc. | Reduce -34.8% | 0.02% | −0.01 |
| FEZ State Street SPDR Euro Stoxx | Reduce -56.7% | 0.01% | −0.01 |
| EFV iShares MSCI Eafe Value ETF | Reduce -11.8% | 0.08% | −0.01 |
| VFH Vanguard Financials ETF | Reduce -21.9% | 0.02% | −0.01 |
| IUSV iShares Core S&P U.S. Value | Reduce -36.3% | 0.02% | −0.01 |
| COWZ Pacer US Cash Cows 100 ETF | Reduce -4.2% | 0.29% | −0.01 |
| JIRE JPMorgan Int Res Enh Eqty | Reduce -38.0% | 0.01% | −0.01 |
| GBIL Goldman Sachs Access Treasur | Reduce -23.2% | 0.03% | −0.01 |
Portfolio Buys Q4 2025 → Q1 2026
| IJH iShares Core S&P Midcap ETF | Add +3.2% | 5.36% | +0.15 |
| IJR iShares Core S&P Small-Cap E | Add +2.1% | 3.32% | +0.09 |
| VEA Vanguard Ftse Developed ETF | Add +3.6% | 2.53% | +0.09 |
| DFIV Dimensional International Va | Add +5.8% | 1.01% | +0.08 |
| SCHF Schwab Intl Equity ETF | Add +1.5% | 4.61% | +0.08 |
| AVEM Avantis Emerging Markets Eq | Add +36.6% | 0.25% | +0.07 |
| BAI Ishrs AI in and Tech Act ETF | Add +97735.4% | 0.06% | +0.06 |
| IEMG iShares Core MSCI Emerging | Add +6.0% | 0.83% | +0.06 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +10.9% | 0.55% | +0.05 |
| VLUE iShares MSCI USA Value Facto | Add +1.2% | 2.02% | +0.05 |
| IEFA iShares Core MSCI Eafe ETF | Add +3.8% | 2.03% | +0.05 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +31.1% | 0.25% | +0.05 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +18.4% | 0.47% | +0.04 |
| FENI Fidelity Enhanced Intl ETF | Add +19.7% | 0.27% | +0.04 |
| AVGO Broadcom Inc. | Add +40.0% | 0.21% | +0.04 |
| IDMO Invesco S&P International DE | Add +58.9% | 0.11% | +0.04 |
| FMDE Fidelity Enhanced Mid Cap Co. | Add +20.1% | 0.24% | +0.03 |
| EMXC iShares MSCI Emr MRK Ex Chna | Add +8.7% | 0.25% | +0.03 |
| IVLU iShares MSCI International V | Add +5.7% | 0.44% | +0.03 |
| VST Vistra Corp. | Add +528.5% | 0.04% | +0.03 |
| INTF iShares International Equity | Add +6.0% | 0.48% | +0.03 |
| VNQ Vanguard Real Estate ETF | Add +7.0% | 0.70% | +0.03 |
| CGNG Cap Group New Geography Eq | Add +81.6% | 0.06% | +0.03 |
| AKAM Akamai Technologies Inc. | Add +23287.5% | 0.03% | +0.03 |
| IQLT iShares MSCI International Q | Add +2.6% | 1.61% | +0.02 |
| XOM Exxon Mobil Corp. | Add +8.2% | 0.07% | +0.02 |
| PVAL Putnam Focused LRG Cap Value | Add +19.3% | 0.16% | +0.02 |
| CNQ Canadian Natural Resources | Add +485.6% | 0.03% | +0.02 |
| FEOE First Eagle Overseas Eq ETF | Add +854.8% | 0.03% | +0.02 |
| UBND Victoryshares Core Plus Bond | New | 0.02% | +0.02 |
| SNPS Synopsys Inc. | Add +885.5% | 0.03% | +0.02 |
| XMMO Invesco S&P Midcap Momentum | Add +25.6% | 0.10% | +0.02 |
| CPAY Corpay Inc. | Add +13165.3% | 0.02% | +0.02 |
| HGER Harbor Commodity All Weather | Add +57.8% | 0.05% | +0.02 |
| SCHX Schwab US Large-Cap ETF | Add +12.3% | 0.55% | +0.02 |
| AVLV Avantis US Large Cap Value | Add +17.9% | 0.12% | +0.02 |
| CGCB Cap Group Core Bond | Add +38.2% | 0.09% | +0.02 |
| TSM Taiwan Semiconductor-SP ADR | Add +12.8% | 0.12% | +0.02 |
| RSP Invesco S&P 500 Equal Weight | Add +3.2% | 3.20% | +0.02 |
| NEM Newmont Corp. | Add +584.3% | 0.02% | +0.02 |
| BIV Vanguard Intermediate-Term B | Add +7.5% | 0.57% | +0.02 |
| AVDE Avantis International Equity | Add +11.9% | 0.18% | +0.02 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Add +6.0% | 0.86% | +0.02 |
| LVHI Franklin International Low V | Add +14.3% | 0.11% | +0.02 |
| BCI Abrdn Bloomberg All Commodit | Add +29.0% | 0.05% | +0.02 |
| VTEB Vanguard Tax-Exempt Bond ETF | Add +5.2% | 1.18% | +0.02 |
| SCHW Schwab (charles) Corp. | Add +203.3% | 0.03% | +0.02 |
| RL Ralph Lauren Corp. | Add +23417.8% | 0.02% | +0.02 |
| ILOW AB Internal Low Volat Eq ETF | Add +367.8% | 0.02% | +0.02 |
| APP AppLovin Corp. Class A | Add +353.6% | 0.03% | +0.02 |
Notes & Other Activity Q4 2025 → Q1 2026
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Add +0.1% | 2,492 | $107K |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | Add +0.4% | 13,110 | $30K |
| SKYH.WS Yellowstone Acquisit A -CW25 | *W EXP 01/25/202 | New | 10,000 | $7K |
| DJTWW Trump Media & Technology Gro | *W EXP 03/25/202 | Sold out | 408 | $3Kbefore exit |
| GME.WS Gamestop Corp. | *W EXP 10/30/202 | Add +172.7% | 240 | $926 |
| OPENW Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | Add +1589.2% | 625 | $378 |
| OPENL Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | Add +1589.2% | 625 | $153 |
| OPENZ Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | Add +1589.2% | 625 | $147 |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | Add +800.0% | 9 | $144 |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | Sold out | 1 | $100before exit |
| GABELLI EQUITY TRUST-RT | RIGHT 04/14/2026 | Add +638.1% | 10,120 | $71 |
| BLACKROCK UTILITIES INFR- RT | RIGHT 04/02/2026 | Reduce -88.3% | 1,732 | $14 |
| AUROW Aurora Innovation Inc. -CW28 | *W EXP 11/03/202 | New | 50 | $10 |
| WTBA West Bancorporation | CAP STK | Reduce -100.0% | 0 | $2 |
| DFDVW Defi Development Corp. | *W EXP 01/21/202 | Sold out | 1 | $2before exit |
| NEUBERGER HIGH YIELD-RT | RIGHT 04/15/2026 | Reduce -43.8% | 281 | $2 |
| FLYX Flyexclusive Inc. | COM CL A | Sold out | 0 | $0before exit |
| XRXDW Xerox Holdings Corp. | *W EXP 02/11/202 | Reduce -99.5% | 2 | $0 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 4,060 | $187.2B | IVV, BND, IJH, SCHF, IJR |
| Q1 2026 | 4,088 | $162.4B | IVV, BND, IJH, SCHF, IJR |
| Q4 2025Amended | 3,985 | $158.1B | IVV, BND, IJH, SCHF, IJR |
| Q3 2025 | 3,767 | $150.0B | IVV, BND, IJH, SCHF, IJR |
| Q2 2025 | 3,638 | $137.2B | IVV, BND, IJH, SCHF, IJR |
| Q1 2025 | 3,629 | $122.3B | IVV, BND, SCHF, IJH, IJR |
| Q4 2024 | 3,571 | $118.5B | IVV, BND, IJH, SCHF, IJR |
| Q3 2024 | 3,568 | $112.6B | IVV, BND, IJH, SCHF, IJR |
| Q2 2024 | 3,470 | $101.4B | IVV, BND, IJH, SCHF, IJR |
| Q1 2024 | 3,541 | $97.3B | IVV, BND, IJH, SCHF, IJR |