Northwestern Mutual Wealth Management Co.
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed February 11, 2025), Northwestern Mutual Wealth Management Co. reported 3,571 stock positions worth $118.5 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 15.2% of the portfolio, followed by Vanguard Total Bond Market (BND, 7.1%) and iShares Core S&P Midcap ETF (IJH, 5.8%). Compared with Q3 2024, it opened 389 new positions, sold out of 387, added to 1,668 and reduced 1,017. The biggest buy was Fidelity Total Bond ETF (FBND, shares +1542%) and the biggest sale Pacer US Cash Cows 100 ETF (COWZ, shares −2%).
- Most Recent 13F
- Q2 2026
- Location
- MILWAUKEE, WI
- CIK
- 0001141802
- Portfolio Value
- $118.5B (Q4 2024)
- SEC Filing
- 0001085146-25-000995 ↗ filed Feb 11, 2025
Holdings Value
Holdings 3,571 stocks · $118.5B
| IVV iShares Core S&P 500 ETF | 15.16% | 30,528,891 | $18.0B | Add +4.2% |
| BND Vanguard Total Bond Market | 7.09% | 116,928,273 | $8.4B | Add +5.4% |
| IJH iShares Core S&P Midcap ETF | 5.82% | 110,677,195 | $6.9B | Add +3.4% |
| SCHF Schwab Intl Equity ETF | 5.23% | 335,070,337 | $6.2B | Add +8.3% |
| IJR iShares Core S&P Small-Cap E | 3.71% | 38,126,911 | $4.4B | Add +4.9% |
| RSP Invesco S&P 500 Equal Weight | 3.42% | 23,157,086 | $4.1B | Add +3.6% |
| FBND Fidelity Total Bond ETF | 2.78% | 73,383,975 | $3.3B | Add +1542.5% |
| TLT iShares 20+ Year Treasury BD | 2.77% | 37,642,246 | $3.3B | Add +4.7% |
| SPY SS SPDR S&P 500 ETF Trust-US | 2.67% | 5,396,952 | $3.2B | Add +1.5% |
| VWO Vanguard Ftse Emerging Marke | 2.46% | 66,243,600 | $2.9B | Add +7.2% |
| VEA Vanguard Ftse Developed ETF | 2.33% | 57,787,574 | $2.8B | Add +7.2% |
| IEFA iShares Core MSCI Eafe ETF | 1.93% | 32,487,533 | $2.3B | Add +7.0% |
| VLUE iShares MSCI USA Value Facto | 1.79% | 20,141,216 | $2.1B | Add +3.5% |
| EZU iShares MSCI Eurozone ETF | 1.64% | 41,141,397 | $1.9B | Add +5.3% |
| VTEB Vanguard Tax-Exempt Bond ETF | 1.42% | 33,640,287 | $1.7B | Add +3.0% |
| QQQ Invesco QQQ Trust Series 1 | 1.36% | 3,148,873 | $1.6B | Add +1.2% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 1.29% | 5,792,473 | $1.5B | Add +3.5% |
| VOO Vanguard S&P 500 ETF | 0.88% | 1,936,330 | $1.0B | Add +10.0% |
| AGG iShares Core U.S. Aggregate | 0.85% | 10,429,324 | $1.0B | Add +9.7% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.83% | 21,859,149 | $988.0M | Add +6.7% |
| IEMG iShares Core MSCI Emerging | 0.77% | 17,512,108 | $914.5M | Add +4.7% |
| AAPL Apple Inc. | 0.73% | 3,466,216 | $868.0M | Add +0.3% |
| GSLC Goldman Activebeta US LC ETF | 0.69% | 7,088,200 | $816.4M | Reduce -1.9% |
| VNQ Vanguard Real Estate ETF | 0.68% | 9,050,612 | $806.2M | Add +6.4% |
| COWZ Pacer US Cash Cows 100 ETF | 0.67% | 13,968,533 | $788.9M | Reduce -1.5% |
| MUB iShares National Muni Bond E | 0.63% | 7,037,519 | $749.8M | Add +11.5% |
| MSFT Microsoft Corp. | 0.63% | 1,763,890 | $743.5M | Add +4.0% |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | 0.59% | 2,610,650 | $704.1M | Reduce -0.5% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.59% | 1,705,328 | $699.9M | Add +5.7% |
| NVDA Nvidia Corp. | 0.58% | 5,137,433 | $689.9M | Reduce -2.3% |
| AMZN Amazon.com Inc. | 0.55% | 2,975,910 | $652.9M | Add +0.9% |
| BIV Vanguard Intermediate-Term B | 0.52% | 8,304,286 | $620.6M | Add +7.1% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.47% | 3,264,418 | $552.7M | Add +8.4% |
| QQQM Invesco Nasdaq 100 ETF | 0.46% | 2,564,516 | $539.7M | Add +15.5% |
| SCHD Schwab US DVD Equity ETF | 0.42% | 18,222,676 | $497.8M | Add +2.7% |
| SCHX Schwab US Large-Cap ETF | 0.41% | 20,777,879 | $481.6M | Add +6.9% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.38% | 1,864,908 | $448.1M | Add +3.6% |
| QUAL iShares MSCI USA Quality Fac | 0.37% | 2,430,865 | $432.9M | Add +6.7% |
| IEF iShares 7-10 Year Treasury B | 0.35% | 4,489,332 | $415.0M | Add +5.5% |
| GOOGL Alphabet Inc. Class A | 0.35% | 2,181,202 | $412.9M | Add +3.5% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.35% | 11,611,126 | $409.4M | Add +9.9% |
| IVLU iShares MSCI International V | 0.34% | 14,927,132 | $404.7M | Add +1.2% |
| IWB iShares Russell 1000 ETF | 0.33% | 1,216,618 | $391.9M | Reduce -0.2% |
| DBEF Xtrackers MSCI Eafe Hedged E | 0.33% | 9,329,782 | $386.3M | Add +2.7% |
| VGT Vanguard Info Tech ETF | 0.30% | 572,535 | $356.0M | Add +4.0% |
| IOO iShares Global 100 ETF | 0.28% | 3,285,854 | $331.1M | Reduce -13.0% |
| MDY State Street SPDR S&P Midcap | 0.27% | 556,152 | $316.8M | Add +2.8% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 0.25% | 10,144,791 | $296.4M | Add +10.3% |
| VIG Vanguard Dividend Apprec ETF | 0.25% | 1,506,358 | $295.0M | Add +0.3% |
| CGGR Cap Group Growth Equity | 0.25% | 7,908,041 | $293.9M | Add +16.0% |
| META Meta Platforms Inc. Class A | 0.23% | 468,907 | $274.6M | Add +7.8% |
| EMXC iShares MSCI Emr MRK Ex Chna | 0.23% | 4,867,781 | $269.9M | Add +8.9% |
| VTI VG Morningstar TS MKT ETF-US | 0.22% | 897,704 | $260.2M | Add +3.1% |
| VT Vanguard Tot World STK ETF | 0.22% | 2,177,599 | $255.8M | Add +5.7% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.21% | 556,268 | $252.1M | Add +2.7% |
| IWF iShares Russell 1000 Growth | 0.21% | 619,890 | $248.9M | Add +0.6% |
| JPM JPMorgan Chase & Co. | 0.21% | 1,028,164 | $246.5M | Add +3.5% |
| TFI SS SPDR N Ice Muni Bond ETF | 0.18% | 4,744,015 | $216.4M | Add +3.1% |
| SCHG Schwab US Large-Cap Growth | 0.18% | 7,742,948 | $215.8M | Add +4.5% |
| IAU iShares Gold Trust | 0.18% | 4,303,852 | $213.1M | Add +3.9% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.18% | 4,106,000 | $210.4M | Add +25.3% |
| SCHM Schwab US Mid Cap ETF | 0.18% | 7,584,801 | $210.2M | Add +6.6% |
| XMHQ Invesco S&P Midcap Qual ETF | 0.17% | 2,014,166 | $198.3M | Add +8.7% |
| CALF PCR US SM CP CSH CWS ETF-Usd | 0.15% | 4,073,651 | $179.3M | Reduce -12.2% |
| USMV iShares MSCI USA Min Vol Fac | 0.15% | 1,963,662 | $174.4M | Reduce -4.5% |
| EFA iShares MSCI Eafe ETF | 0.15% | 2,296,547 | $173.6M | Add +4.5% |
| JPST JPMorgan Ultra-Short Income | 0.14% | 3,367,428 | $169.6M | Add +37.6% |
| GOOG Alphabet Inc. Class C | 0.14% | 884,665 | $168.5M | Add +0.8% |
| V Visa Inc. Class A | 0.14% | 531,616 | $168.0M | Add +1.6% |
| IVW iShares S&P 500 Growth ETF | 0.14% | 1,654,280 | $168.0M | Add +0.5% |
| CGXU Cap Group Intl Focus filed as CAPITAL GROUP INTL FOCUS EQT | 0.14% | 6,727,695 | $166.0M | Add +11.6% |
| SHV iShares 0-1 Year Treasury Bo | 0.14% | 1,485,513 | $163.6M | Add +771.5% |
| JEPI JPMorgan Equity Premium Inco | 0.14% | 2,832,139 | $162.9M | Add +12.9% |
| COST Costco Wholesale Corp. | 0.14% | 177,019 | $162.2M | Add +2.7% |
| SCHH Schwab US REIT ETF | 0.14% | 7,649,861 | $161.1M | Add +1.4% |
| FNDF Schwab Fndmn Intl LRG Co. ETF | 0.13% | 4,591,191 | $152.5M | Add +7.3% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.13% | 2,204,467 | $152.0M | Add +5.3% |
| ITM Vaneck Intermediate Muni ETF | 0.13% | 3,230,428 | $148.9M | Add +25.4% |
| VOE Vngrd Mrngstr MD-Cap Val ETF | 0.12% | 910,941 | $147.4M | Add +1.1% |
| MA Mastercard Inc. Class A | 0.12% | 277,861 | $146.3M | Add +3.8% |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | 0.12% | 569,493 | $144.5M | Add +2.4% |
| LLY Eli Lilly & Co. | 0.12% | 186,907 | $144.3M | Reduce -2.0% |
| AVUV Avantis US Small Cap Value | 0.11% | 1,406,084 | $135.7M | Add +11.9% |
| AVGO Broadcom Inc. | 0.11% | 571,102 | $132.4M | Reduce -0.5% |
| AVUS Avantis U.S. Equity ETF | 0.11% | 1,351,928 | $131.0M | Add +0.9% |
| GCOW Pacer Global Cash Cows Divid | 0.11% | 3,739,443 | $126.2M | Reduce -1.6% |
| SGOV iShares 0-3 Month Treasury B | 0.11% | 1,250,807 | $125.5M | Reduce -14.4% |
| ICF iShares Select U.S. REIT ETF | 0.11% | 2,079,071 | $125.3M | Add +6.9% |
| DGRO iShares Core Dividend Growth | 0.11% | 2,042,028 | $125.3M | Add +14.2% |
| RDVY First Trust Rising Dividend | 0.10% | 2,085,798 | $123.4M | Add +4.6% |
| IWP iShares Russell Mid-Cap Grow | 0.10% | 972,902 | $123.3M | Add +9.0% |
| AVEM Avantis Emerging Markets Eq | 0.10% | 2,071,910 | $121.8M | Add +10.3% |
| JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F | 0.10% | 2,399,325 | $121.7M | Add +25.2% |
| UNH Unitedhealth Group Inc. | 0.10% | 238,160 | $120.5M | Reduce -1.3% |
| SPEM State Street SP PTF Em ETF | 0.10% | 3,127,918 | $120.0M | Add +0.7% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.10% | 280,278 | $119.3M | Reduce -1.2% |
| VFLO Victoryshares Free Cash Flow | 0.10% | 3,494,008 | $119.1M | Add +56.1% |
| SHM SS SPDR N Ice St Muni ETF | 0.10% | 2,512,890 | $119.1M | Add +5.5% |
| AVLV Avantis US Large Cap Value | 0.10% | 1,766,405 | $117.9M | Add +9.5% |
| HD Home Depot Inc. | 0.10% | 298,649 | $116.2M | Add +0.4% |
Other holdings (17): bonds, preferreds, convertibles and warrants · $316K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 70 | $85K | Add +6.1% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 2,239 | $62K | Add +16.0% |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 2,000 | $49K | No change |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 36 | $43K | Reduce -49.3% |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 11,303 | $24K | No change |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | 500 | $19K | No change |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 150 | $13K | New |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 302 | $12K | New |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 83 | $3K | New |
| AIRJW Power & Digital Acq -CW24 | *W EXP 03/15/202 | 2,962 | $3K | New |
| NPWR.WS Rice Acquisition Corp. II-CW | *W EXP 06/08/202 | 375 | $1K | No change |
| BKKT.WS Bakkt Holdings Inc. -CW26 | *W EXP 10/25/202 | 1,000 | $579 | New |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | 1 | $87 | No change |
| RBOT.WS Vicarious Surgical Inc.-CW27 | *W EXP 09/17/202 | 1,000 | $25 | No change |
| BRISTOL MYERS - CELGENE CVR | RIGHT 12/30/2030 | 341 | $17 | No change |
| AP.WS Ampco-Pittsburgh Corp. -CW25 | *W EXP 08/01/202 | 1 | $0 | New |
| MAPSW WM Technology Inc.-CW24 | *W EXP 06/16/202 | 5 | $0 | No change |
Total filed on the 13F, all lines: $118.5B.
Portfolio Sells Q3 2024 → Q4 2024
| COWZ Pacer US Cash Cows 100 ETF | Reduce -1.5% | 0.67% | −0.06 |
| IOO iShares Global 100 ETF | Reduce -13.0% | 0.28% | −0.05 |
| XBI SS SPDR S&P Biotech ETF | Reduce -35.9% | 0.05% | −0.04 |
| CALF PCR US SM CP CSH CWS ETF-Usd | Reduce -12.2% | 0.15% | −0.04 |
| ABT Abbott Laboratories | Reduce -48.0% | 0.04% | −0.04 |
| GSLC Goldman Activebeta US LC ETF | Reduce -1.9% | 0.69% | −0.04 |
| VHT Vanguard Health Care ETF | Reduce -16.1% | 0.09% | −0.03 |
| LLY Eli Lilly & Co. | Reduce -2.0% | 0.12% | −0.03 |
| AWK American Water Works Co. Inc. | Reduce -95.9% | 0.00% | −0.03 |
| SGOV iShares 0-3 Month Treasury B | Reduce -14.4% | 0.11% | −0.02 |
| SFNC Simmons First Natl Corp. Class A | Reduce -99.1% | 0.00% | −0.02 |
| UNH Unitedhealth Group Inc. | Reduce -1.3% | 0.10% | −0.02 |
| REET iShares Global REIT ETF | Reduce -4.9% | 0.09% | −0.02 |
| PEP Pepsico Inc. | Reduce -28.9% | 0.03% | −0.02 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -4.5% | 0.15% | −0.02 |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | Reduce -0.5% | 0.59% | −0.02 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -14.1% | 0.03% | −0.02 |
| IBTG iShares Ibonds Dec 2026 Term | Reduce -53.5% | 0.01% | −0.02 |
| ASML ASML Holding NV-NY Reg SHS | Reduce -36.0% | 0.02% | −0.02 |
| GCOW Pacer Global Cash Cows Divid | Reduce -1.6% | 0.11% | −0.02 |
| CDC Victoryshares US Eq Income E | Reduce -26.7% | 0.03% | −0.02 |
| VGIT Vanguard Intermediate-Term T | Reduce -73.9% | 0.00% | −0.02 |
| EFAV iShares MSCI Eafe Min Vol Fa | Reduce -4.7% | 0.08% | −0.01 |
| ADBE Adobe Inc. | Reduce -1.9% | 0.06% | −0.01 |
| USFR Wisdomtree Floating Rate Tre | Reduce -87.9% | 0.00% | −0.01 |
| PPH Vaneck Pharmaceutical ETF | Reduce -99.0% | 0.00% | −0.01 |
| TMO Thermo Fisher Scientific Inc. | Reduce -1.0% | 0.05% | −0.01 |
| IBHE iShares Ibonds 2025 H/Y Inc. | Reduce -87.7% | 0.00% | −0.01 |
| VCSH Vanguard S/T Corp. Bond ETF | Reduce -13.7% | 0.05% | −0.01 |
| IBDP iShares Ibonds Dec 2024 Term | Sold out | 0.00% | −0.01 |
| FSLR First Solar Inc. | Reduce -92.2% | 0.00% | −0.01 |
| JNJ Johnson & Johnson | Reduce -7.0% | 0.04% | −0.01 |
| TECK Teck Resources Ltd.-CLS B | Reduce -6.0% | 0.03% | −0.01 |
| SPGP Invesco S&P 500 Garp ETF | Reduce -11.2% | 0.06% | −0.01 |
| VGLT Vanguard Long-Term Treasury | Reduce -19.9% | 0.02% | −0.01 |
| IBTE iShares Ibonds Dec 2024 Term | Sold out | 0.00% | −0.01 |
| IWB iShares Russell 1000 ETF | Reduce -0.2% | 0.33% | −0.01 |
| CZR Caesars Entertainment Inc. | Reduce -5.1% | 0.02% | −0.01 |
| EEMV iShares MSCI Emg MKT Min Vol | Reduce -5.6% | 0.05% | −0.01 |
| RWR SS SPDR Dow Jones REIT ETF | Reduce -1.1% | 0.06% | −0.01 |
| COPX Global X Copper Miners ETF | Reduce -4.9% | 0.02% | −0.01 |
| ICOW Pacer Developed Markets Inte | Reduce -4.7% | 0.04% | −0.01 |
| CDNS Cadence Design SYS Inc. | Reduce -73.2% | 0.00% | −0.01 |
| JHMM John Hancock Multi Fact Mid | Reduce -3.2% | 0.09% | −0.01 |
| APA Apa Corp. | Reduce -70.8% | 0.00% | −0.01 |
| SCHP Schwab U.S. Tips ETF | Reduce -92.2% | 0.00% | −0.01 |
| BABA Alibaba Group Holding-SP ADR | Reduce -48.8% | 0.00% | −0.01 |
| ITOT iShares Core S&P Total U.S. | Reduce -11.3% | 0.04% | −0.01 |
| FRDM Freedom 100 Emeging MRKT ETF | Reduce -2.5% | 0.04% | −0.01 |
| IVE iShares S&P 500 Value ETF | Reduce -5.7% | 0.04% | −0.01 |
Portfolio Buys Q3 2024 → Q4 2024
| FBND Fidelity Total Bond ETF | Add +1542.5% | 2.78% | +2.59 |
| IVV iShares Core S&P 500 ETF | Add +4.2% | 15.16% | +0.15 |
| SHV iShares 0-1 Year Treasury Bo | Add +771.5% | 0.14% | +0.12 |
| AMZN Amazon.com Inc. | Add +0.9% | 0.55% | +0.06 |
| QQQM Invesco Nasdaq 100 ETF | Add +15.5% | 0.46% | +0.06 |
| VOO Vanguard S&P 500 ETF | Add +10.0% | 0.88% | +0.06 |
| TCHP T Rowe Price Blue Chip Growt | Add +990.5% | 0.04% | +0.04 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +5.7% | 0.59% | +0.04 |
| GOOGL Alphabet Inc. Class A | Add +3.5% | 0.35% | +0.04 |
| CGGR Cap Group Growth Equity | Add +16.0% | 0.25% | +0.04 |
| VFLO Victoryshares Free Cash Flow | Add +56.1% | 0.10% | +0.03 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +25.3% | 0.18% | +0.03 |
| JPST JPMorgan Ultra-Short Income | Add +37.6% | 0.14% | +0.03 |
| TDVG T Rowe Price Dividend Growth | Add +1306.2% | 0.03% | +0.03 |
| JCPB JPMorgan Core Plus Bond ETF | Add +699.4% | 0.03% | +0.03 |
| MUB iShares National Muni Bond E | Add +11.5% | 0.63% | +0.02 |
| JPM JPMorgan Chase & Co. | Add +3.5% | 0.21% | +0.02 |
| CMF iShares California Muni Bond | Add +168.5% | 0.04% | +0.02 |
| CGMU Cap Group Municipal Income | Add +67.7% | 0.06% | +0.02 |
| CGUS Cap Group Core Equity | Add +28.9% | 0.10% | +0.02 |
| CGCB Cap Group Core Bond | Add +135.1% | 0.03% | +0.02 |
| ITM Vaneck Intermediate Muni ETF | Add +25.4% | 0.13% | +0.02 |
| AAPL Apple Inc. | Add +0.3% | 0.73% | +0.02 |
| FLQM Franklin U.S. Mid Cap Multif | Add +219.1% | 0.02% | +0.02 |
| SCHX Schwab US Large-Cap ETF | Add +6.9% | 0.41% | +0.02 |
| JMST JPM Ultra-Short Muni Income | Add +25.2% | 0.10% | +0.02 |
| XMMO Invesco S&P Midcap Momentum | Add +32.9% | 0.07% | +0.02 |
| MTUM iShares MSCI USA Momentum Fa | Add +57.7% | 0.04% | +0.01 |
| AVDV Avantis Intl S/C Value ETF | Add +40.1% | 0.08% | +0.01 |
| V Visa Inc. Class A | Add +1.6% | 0.14% | +0.01 |
| PVAL Putnam Focused LRG Cap Value | Add +57.0% | 0.04% | +0.01 |
| VGT Vanguard Info Tech ETF | Add +4.0% | 0.30% | +0.01 |
| MBB iShares MBS ETF | Add +114.9% | 0.02% | +0.01 |
| GOOG Alphabet Inc. Class C | Add +0.8% | 0.14% | +0.01 |
| FTCS First Trust Capital Strength | Add +126.0% | 0.02% | +0.01 |
| MGC Vngrd Mrngstr MG Cap ETF-Usd | Add +92.3% | 0.02% | +0.01 |
| SPMO Invesco S&P 500 Momentum ETF | Add +277.3% | 0.02% | +0.01 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Add +28.5% | 0.06% | +0.01 |
| IWP iShares Russell Mid-Cap Grow | Add +9.0% | 0.10% | +0.01 |
| HTRB Hartford TTL RTRN BND ETF | Add +89.0% | 0.03% | +0.01 |
| IXUS iShares Core Intl Stock ETF | Add +117.8% | 0.02% | +0.01 |
| SCHG Schwab US Large-Cap Growth | Add +4.5% | 0.18% | +0.01 |
| META Meta Platforms Inc. Class A | Add +7.8% | 0.23% | +0.01 |
| UBER Uber Technologies Inc. | Add +249.6% | 0.02% | +0.01 |
| SMH Vaneck Semiconductor ETF | Add +23.2% | 0.07% | +0.01 |
| IEI iShares 3-7 Year Treasury Bo | Add +85.7% | 0.02% | +0.01 |
| D Dominion Energy Inc. | Add +317.6% | 0.01% | +0.01 |
| IBHG iShares Ibonds 2027 HY Inc. | Add +241.3% | 0.01% | +0.01 |
| FENI Fidelity Enhanced Intl ETF | Add +294.8% | 0.01% | +0.01 |
| CELH Celsius Holdings Inc. | Add +2196.8% | 0.01% | +0.01 |
Notes & Other Activity Q3 2024 → Q4 2024
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +6.1% | 70 | $85K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Add +16.0% | 2,239 | $62K |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -49.3% | 36 | $43K |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | New | 150 | $13K |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | New | 302 | $12K |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | New | 83 | $3K |
| AIRJW Power & Digital Acq -CW24 | *W EXP 03/15/202 | New | 2,962 | $3K |
| BKKT.WS Bakkt Holdings Inc. -CW26 | *W EXP 10/25/202 | New | 1,000 | $579 |
| GABELLI UTILITY TRUST/THE | RIGHT 10/21/2024 | Sold out | 5,770 | $159before exit |
| TDW.WS Tidewater Inc.-CW24 | *W EXP 11/14/202 | Sold out | 292 | $128before exit |
| ADVENT CONVERTIBLE AND INCOM | RIGHT 10/17/2024 | Sold out | 5,052 | $101before exit |
| SEAPORT ENTERTAINMENT GR-RTS | RIGHT 10/10/2024 | Sold out | 3 | $9before exit |
| RVMDW Revolution Medicines Inc.-28 | *W EXP 12/17/202 | Sold out | 14 | $2before exit |
| AP.WS Ampco-Pittsburgh Corp. -CW25 | *W EXP 08/01/202 | New | 1 | $0 |
| LDTDF Prospector Leddartech Alm-28 | *W EXP 12/21/202 | Sold out | 15 | $0before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 4,060 | $187.2B | IVV, BND, IJH, SCHF, IJR |
| Q1 2026 | 4,088 | $162.4B | IVV, BND, IJH, SCHF, IJR |
| Q4 2025Amended | 3,985 | $158.1B | IVV, BND, IJH, SCHF, IJR |
| Q3 2025 | 3,767 | $150.0B | IVV, BND, IJH, SCHF, IJR |
| Q2 2025 | 3,638 | $137.2B | IVV, BND, IJH, SCHF, IJR |
| Q1 2025 | 3,629 | $122.3B | IVV, BND, SCHF, IJH, IJR |
| Q4 2024 | 3,571 | $118.5B | IVV, BND, IJH, SCHF, IJR |
| Q3 2024 | 3,568 | $112.6B | IVV, BND, IJH, SCHF, IJR |
| Q2 2024 | 3,470 | $101.4B | IVV, BND, IJH, SCHF, IJR |
| Q1 2024 | 3,541 | $97.3B | IVV, BND, IJH, SCHF, IJR |