Northwestern Mutual Wealth Management Co.
In its 13F for Q2 2024 (holdings as of June 30, 2024, filed August 16, 2024), Northwestern Mutual Wealth Management Co. reported 3,470 stock positions worth $101.4 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 15.3% of the portfolio, followed by Vanguard Total Bond Market (BND, 7.5%) and iShares Core S&P Midcap ETF (IJH, 5.8%). Compared with Q1 2024, it opened 376 new positions, sold out of 450, added to 1,517 and reduced 1,068. The biggest buy was Invesco S&P 500 Equal Weight (RSP, shares +856%) and the biggest sale iShares Core S&P 500 ETF (IVV, shares −12%).
- Most Recent 13F
- Q2 2026
- Location
- MILWAUKEE, WI
- CIK
- 0001141802
- Portfolio Value
- $101.4B (Q2 2024)
- SEC Filing
- 0001085146-24-004036 ↗ filed Aug 16, 2024
Holdings Value
Holdings 3,470 stocks · $101.4B
| IVV iShares Core S&P 500 ETF | 15.31% | 28,358,435 | $15.5B | Reduce -12.2% |
| BND Vanguard Total Bond Market | 7.51% | 105,660,184 | $7.6B | Reduce -11.0% |
| IJH iShares Core S&P Midcap ETF | 5.80% | 100,490,787 | $5.9B | Add +3.3% |
| SCHF Schwab Intl Equity ETF | 5.56% | 146,613,391 | $5.6B | Add +4.2% |
| IJR iShares Core S&P Small-Cap E | 3.67% | 34,903,124 | $3.7B | Add +3.4% |
| RSP Invesco S&P 500 Equal Weight | 3.33% | 20,539,639 | $3.4B | Add +855.5% |
| TLT iShares 20+ Year Treasury BD | 2.95% | 32,622,890 | $3.0B | Add +2810.7% |
| SPY SS SPDR S&P 500 ETF Trust-US | 2.80% | 5,215,604 | $2.8B | Reduce -17.3% |
| VWO Vanguard Ftse Emerging Marke | 2.51% | 58,217,006 | $2.5B | Add +5.4% |
| VEA Vanguard Ftse Developed ETF | 2.48% | 50,962,305 | $2.5B | Add +5.0% |
| IEFA iShares Core MSCI Eafe ETF | 2.04% | 28,459,754 | $2.1B | Add +2.0% |
| VLUE iShares MSCI USA Value Facto | 1.93% | 18,858,245 | $2.0B | Add +2.6% |
| EZU iShares MSCI Eurozone ETF | 1.84% | 38,191,412 | $1.9B | Add +4.6% |
| VTEB Vanguard Tax-Exempt Bond ETF | 1.57% | 31,707,294 | $1.6B | Reduce -8.4% |
| QQQ Invesco QQQ Trust Series 1 | 1.51% | 3,199,214 | $1.5B | Add +1.1% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 1.27% | 5,298,281 | $1.3B | Add +1.8% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.88% | 19,618,427 | $887.2M | Reduce -8.0% |
| IEMG iShares Core MSCI Emerging | 0.87% | 16,429,282 | $879.5M | Add +1.3% |
| AGG iShares Core U.S. Aggregate | 0.85% | 8,916,290 | $865.5M | Add +5.4% |
| GSLC Goldman Activebeta US LC ETF | 0.77% | 7,316,970 | $782.6M | Reduce -27.3% |
| COWZ Pacer US Cash Cows 100 ETF | 0.76% | 14,167,840 | $772.0M | Add +6.1% |
| MSFT Microsoft Corp. | 0.73% | 1,647,713 | $736.5M | Add +2.5% |
| VOO Vanguard S&P 500 ETF | 0.72% | 1,464,095 | $732.3M | Add +2.9% |
| AAPL Apple Inc. | 0.72% | 3,475,650 | $732.1M | Add +2.7% |
| VNQ Vanguard Real Estate ETF | 0.66% | 7,994,347 | $669.7M | Add +7.0% |
| MUB iShares National Muni Bond E | 0.64% | 6,096,813 | $649.6M | Reduce -6.7% |
| NVDA Nvidia Corp. | 0.61% | 5,022,223 | $620.5M | Reduce -2.5% |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | 0.61% | 2,472,040 | $617.1M | Reduce -1.1% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.59% | 1,604,195 | $600.0M | Add +1.2% |
| AMZN Amazon.com Inc. | 0.54% | 2,847,177 | $550.2M | Add +0.5% |
| BIV Vanguard Intermediate-Term B | 0.52% | 7,038,111 | $527.2M | Add +12.3% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.46% | 2,913,640 | $467.4M | Reduce -13.4% |
| SCHD Schwab US DVD Equity ETF | 0.45% | 5,823,074 | $452.8M | Reduce -4.3% |
| IVLU iShares MSCI International V | 0.40% | 14,730,969 | $404.2M | Add +1.3% |
| IEF iShares 7-10 Year Treasury B | 0.39% | 4,236,053 | $396.7M | Reduce -17.9% |
| SCHX Schwab US Large-Cap ETF | 0.37% | 5,898,131 | $379.0M | Add +13.7% |
| GOOGL Alphabet Inc. Class A | 0.37% | 2,045,344 | $372.6M | Reduce -4.5% |
| IWB iShares Russell 1000 ETF | 0.36% | 1,222,201 | $363.7M | Reduce -3.1% |
| DBEF Xtrackers MSCI Eafe Hedged E | 0.36% | 8,687,546 | $360.0M | Add +6.6% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.35% | 1,625,389 | $354.4M | Reduce -0.6% |
| QUAL iShares MSCI USA Quality Fac | 0.34% | 2,037,015 | $347.8M | Add +6.5% |
| IOO iShares Global 100 ETF | 0.34% | 3,601,247 | $347.8M | Add +4.8% |
| QQQM Invesco Nasdaq 100 ETF | 0.33% | 1,714,506 | $338.0M | Add +19.8% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.29% | 8,864,888 | $292.5M | Add +7.7% |
| VGT Vanguard Info Tech ETF | 0.29% | 506,703 | $292.2M | Add +3.7% |
| MDY State Street SPDR S&P Midcap | 0.28% | 533,690 | $285.6M | Reduce -9.3% |
| V Visa Inc. Class A | 0.28% | 1,085,618 | $285.0M | Add +97.8% |
| VIG Vanguard Dividend Apprec ETF | 0.27% | 1,493,972 | $272.7M | Reduce -3.2% |
| CALF PCR US SM CP CSH CWS ETF-Usd | 0.23% | 5,449,254 | $237.4M | Add +7.8% |
| VTI VG Morningstar TS MKT ETF-US | 0.23% | 868,200 | $232.2M | Add +1.4% |
| EMXC iShares MSCI Emr MRK Ex Chna | 0.23% | 3,882,627 | $229.9M | Add +9.9% |
| VT Vanguard Tot World STK ETF | 0.22% | 2,008,501 | $226.2M | Reduce -1.3% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 0.22% | 7,653,479 | $225.3M | Add +4.5% |
| IWF iShares Russell 1000 Growth | 0.22% | 615,482 | $224.3M | Add +0.6% |
| META Meta Platforms Inc. Class A | 0.21% | 424,207 | $213.9M | Reduce -8.3% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.21% | 524,486 | $213.4M | Add +0.7% |
| TFI SS SPDR N Ice Muni Bond ETF | 0.20% | 4,522,710 | $206.9M | Add +5.6% |
| JPM JPMorgan Chase & Co. | 0.19% | 976,620 | $197.5M | Add +1.2% |
| CGGR Cap Group Growth Equity | 0.19% | 5,771,174 | $189.8M | Add +3.5% |
| IAU iShares Gold Trust | 0.18% | 4,269,195 | $187.5M | Add +0.2% |
| SCHM Schwab US Mid Cap ETF | 0.18% | 2,282,373 | $177.7M | Add +33.6% |
| USMV iShares MSCI USA Min Vol Fac | 0.17% | 2,105,760 | $176.8M | Reduce -19.8% |
| EFA iShares MSCI Eafe ETF | 0.16% | 2,014,338 | $157.8M | Add +7.9% |
| VPU Vanguard Utilities ETF | 0.15% | 1,058,334 | $156.5M | Add +106.2% |
| SCHH Schwab US REIT ETF | 0.15% | 7,720,512 | $154.2M | Reduce -2.5% |
| IVW iShares S&P 500 Growth ETF | 0.15% | 1,664,740 | $154.1M | Add +1.5% |
| GOOG Alphabet Inc. Class C | 0.15% | 839,340 | $154.0M | Add +4.8% |
| SCHG Schwab US Large-Cap Growth | 0.15% | 1,486,597 | $149.9M | Add +9.2% |
| COST Costco Wholesale Corp. | 0.14% | 171,844 | $146.1M | Add +0.1% |
| CGXU Cap Group Intl Focus filed as CAPITAL GROUP INTL FOCUS EQT | 0.14% | 5,669,797 | $145.8M | Add +4.5% |
| LLY Eli Lilly & Co. | 0.14% | 154,106 | $139.5M | Add +4.9% |
| AMD Advanced Micro Devices | 0.14% | 855,115 | $138.7M | Add +9.6% |
| CDC Victoryshares US Eq Income E | 0.14% | 2,346,388 | $137.4M | Add +102.2% |
| SGOV iShares 0-3 Month Treasury B | 0.13% | 1,347,983 | $135.8M | Reduce -7.2% |
| AVUS Avantis U.S. Equity ETF | 0.13% | 1,470,657 | $132.6M | Add +1.6% |
| FNDF Schwab Fndmn Intl LRG Co. ETF | 0.13% | 3,778,025 | $132.3M | Reduce -8.3% |
| GCOW Pacer Global Cash Cows Divid | 0.13% | 3,794,002 | $127.9M | Add +3.3% |
| VHT Vanguard Health Care ETF | 0.12% | 473,588 | $126.0M | Add +1.9% |
| ITM Vaneck Intermediate Muni ETF | 0.12% | 2,739,830 | $125.6M | Reduce -10.2% |
| VOE Vngrd Mrngstr MD-Cap Val ETF | 0.12% | 812,047 | $122.2M | Add +0.4% |
| AVLV Avantis US Large Cap Value | 0.12% | 1,933,671 | $121.5M | Add +43.7% |
| JEPI JPMorgan Equity Premium Inco | 0.12% | 2,132,770 | $120.9M | Add +14.2% |
| XMHQ Invesco S&P Midcap Qual ETF | 0.12% | 1,245,697 | $120.9M | Add +10.7% |
| UNH Unitedhealth Group Inc. | 0.12% | 235,489 | $120.0M | Add +0.5% |
| DGRO iShares Core Dividend Growth | 0.11% | 2,004,288 | $115.5M | Reduce -16.1% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.11% | 291,556 | $114.0M | Add +1.8% |
| MA Mastercard Inc. Class A | 0.11% | 256,416 | $113.1M | Reduce -0.6% |
| SHM SS SPDR N Ice St Muni ETF | 0.11% | 2,370,167 | $111.9M | Add +6.9% |
| SPEM State Street SP PTF Em ETF | 0.11% | 2,968,542 | $111.8M | Reduce -0.1% |
| EFAV iShares MSCI Eafe Min Vol Fa | 0.11% | 1,563,969 | $108.5M | Reduce -16.4% |
| REET iShares Global REIT ETF | 0.11% | 4,613,951 | $107.3M | Add +10.4% |
| ICF iShares Select U.S. REIT ETF | 0.11% | 1,871,463 | $107.2M | Reduce -2.8% |
| JHMM John Hancock Multi Fact Mid | 0.11% | 1,935,093 | $106.5M | Reduce -9.1% |
| XBI SS SPDR S&P Biotech ETF | 0.10% | 1,145,049 | $106.2M | Add +1.6% |
| JPST JPMorgan Ultra-Short Income | 0.10% | 2,069,399 | $104.4M | Add +2.8% |
| WMT Walmart Inc. | 0.10% | 1,524,414 | $103.2M | Add +117.2% |
| HD Home Depot Inc. | 0.10% | 298,411 | $102.7M | Add +2.7% |
| RDVY First Trust Rising Dividend | 0.10% | 1,862,913 | $102.0M | Add +4.0% |
| CRM Salesforce Inc. | 0.10% | 393,484 | $101.2M | Add +7.9% |
| PG The Procter & Gamble Co. | 0.10% | 609,425 | $100.5M | Reduce -1.9% |
Other holdings (12): bonds, preferreds, convertibles and warrants · $314K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 1,888 | $78K | Reduce -0.3% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 60 | $71K | Reduce -25.0% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 56 | $67K | No change |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 2,000 | $50K | No change |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 11,174 | $27K | No change |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | 500 | $16K | No change |
| TDW.WS Tidewater Inc.-CW24 | *W EXP 11/14/202 | 292 | $3K | No change |
| NPWR.WS Rice Acquisition Corp. II-CW | *W EXP 06/08/202 | 375 | $857 | No change |
| NXG NEXTGEN INFRAS | RIGHT 07/17/2024 | 875 | $481 | New |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | 1 | $65 | New |
| RBOT.WS Vicarious Surgical Inc.-CW27 | *W EXP 09/17/202 | 1,000 | $40 | No change |
| BRISTOL MYERS - CELGENE CVR | RIGHT 12/30/2030 | 341 | $14 | Add +40.9% |
Total filed on the 13F, all lines: $101.4B.
Portfolio Sells Q1 2024 → Q2 2024
| IVV iShares Core S&P 500 ETF | Reduce -12.2% | 15.31% | −2.14 |
| BND Vanguard Total Bond Market | Reduce -11.0% | 7.51% | −1.35 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -17.3% | 2.80% | −0.59 |
| EAGG iShares ESG Aware US Aggrega | Reduce -83.0% | 0.07% | −0.39 |
| GSLC Goldman Activebeta US LC ETF | Reduce -27.3% | 0.77% | −0.30 |
| VTEB Vanguard Tax-Exempt Bond ETF | Reduce -8.4% | 1.57% | −0.23 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Reduce -8.0% | 0.88% | −0.12 |
| IEF iShares 7-10 Year Treasury B | Reduce -17.9% | 0.39% | −0.11 |
| VTV Vanguard Mrngstr Val ETF-Aui | Reduce -13.4% | 0.46% | −0.10 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -62.4% | 0.05% | −0.09 |
| ILF iShares Latin America 40 ETF | Reduce -94.3% | 0.00% | −0.08 |
| MUB iShares National Muni Bond E | Reduce -6.7% | 0.64% | −0.08 |
| SCHD Schwab US DVD Equity ETF | Reduce -4.3% | 0.45% | −0.06 |
| MDY State Street SPDR S&P Midcap | Reduce -9.3% | 0.28% | −0.05 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -19.8% | 0.17% | −0.05 |
| VB Vanguard Most SM-Cap ETF-Usd | Reduce -0.6% | 0.35% | −0.03 |
| EFAV iShares MSCI Eafe Min Vol Fa | Reduce -16.4% | 0.11% | −0.03 |
| DGRO iShares Core Dividend Growth | Reduce -16.1% | 0.11% | −0.03 |
| CMCSA Comcast Corp. Class A | Reduce -55.7% | 0.02% | −0.03 |
| NKE Nike Inc. Class B | Reduce -30.6% | 0.03% | −0.02 |
| FPE FT-Preferred Secur & Inc. ETF | Reduce -75.9% | 0.01% | −0.02 |
| ITM Vaneck Intermediate Muni ETF | Reduce -10.2% | 0.12% | −0.02 |
| IWM iShares Russell 2000 ETF | Reduce -13.4% | 0.09% | −0.02 |
| IYH iShares U.S. Healthcare ETF | Reduce -18.3% | 0.07% | −0.02 |
| VIG Vanguard Dividend Apprec ETF | Reduce -3.2% | 0.27% | −0.02 |
| JHMM John Hancock Multi Fact Mid | Reduce -9.1% | 0.11% | −0.02 |
| FNDF Schwab Fndmn Intl LRG Co. ETF | Reduce -8.3% | 0.13% | −0.02 |
| META Meta Platforms Inc. Class A | Reduce -8.3% | 0.21% | −0.02 |
| BMRN Biomarin Pharmaceutical Inc. | Reduce -29.8% | 0.03% | −0.02 |
| CMF iShares California Muni Bond | Reduce -49.3% | 0.02% | −0.02 |
| IBTE iShares Ibonds Dec 2024 Term | Reduce -58.2% | 0.01% | −0.02 |
| ZROZ PIMCO 25+ YR Zero CPN US Tif | Reduce -71.4% | 0.01% | −0.02 |
| SGOV iShares 0-3 Month Treasury B | Reduce -7.2% | 0.13% | −0.02 |
| MA Mastercard Inc. Class A | Reduce -0.6% | 0.11% | −0.02 |
| NEE Nextera Energy Inc. | Reduce -22.9% | 0.07% | −0.01 |
| IWB iShares Russell 1000 ETF | Reduce -3.1% | 0.36% | −0.01 |
| CAT Caterpillar Inc. | Reduce -4.6% | 0.07% | −0.01 |
| SCHH Schwab US REIT ETF | Reduce -2.5% | 0.15% | −0.01 |
| OVV Ovintiv Inc. | Reduce -93.8% | 0.00% | −0.01 |
| ICUI Icu Medical Inc. | Reduce -44.2% | 0.02% | −0.01 |
| EPAM Epam Systems Inc. | Reduce -96.2% | 0.00% | −0.01 |
| DGRW Wisdomtree U.S. Quality Divi | Reduce -31.3% | 0.02% | −0.01 |
| IJS iShares S&P Small-Cap 600 Va | Reduce -16.0% | 0.04% | −0.01 |
| ABT Abbott Laboratories | Reduce -2.2% | 0.06% | −0.01 |
| FCX Freeport-McMoran Inc. | Reduce -17.5% | 0.05% | −0.01 |
| COP Conocophillips | Reduce -1.7% | 0.05% | −0.01 |
| CVS CVS Health Corp. | Reduce -12.6% | 0.01% | −0.01 |
| SBUX Starbucks Corp. | Reduce -0.1% | 0.04% | −0.01 |
| ICF iShares Select U.S. REIT ETF | Reduce -2.8% | 0.11% | −0.01 |
| SLV iShares Silver Trust | Reduce -56.5% | 0.01% | −0.01 |
Portfolio Buys Q1 2024 → Q2 2024
| RSP Invesco S&P 500 Equal Weight | Add +855.5% | 3.33% | +2.96 |
| TLT iShares 20+ Year Treasury BD | Add +2810.7% | 2.95% | +2.84 |
| VWO Vanguard Ftse Emerging Marke | Add +5.4% | 2.51% | +0.14 |
| AAPL Apple Inc. | Add +2.7% | 0.72% | +0.13 |
| V Visa Inc. Class A | Add +97.8% | 0.28% | +0.12 |
| VPU Vanguard Utilities ETF | Add +106.2% | 0.15% | +0.08 |
| QQQ Invesco QQQ Trust Series 1 | Add +1.1% | 1.51% | +0.07 |
| QQQM Invesco Nasdaq 100 ETF | Add +19.8% | 0.33% | +0.06 |
| CDC Victoryshares US Eq Income E | Add +102.2% | 0.14% | +0.06 |
| WMT Walmart Inc. | Add +117.2% | 0.10% | +0.06 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +85271.5% | 0.04% | +0.04 |
| SCHX Schwab US Large-Cap ETF | Add +13.7% | 0.37% | +0.04 |
| BIV Vanguard Intermediate-Term B | Add +12.3% | 0.52% | +0.03 |
| VAW Vanguard Materials ETF | Add +95.8% | 0.07% | +0.03 |
| SCHM Schwab US Mid Cap ETF | Add +33.6% | 0.18% | +0.03 |
| CZR Caesars Entertainment Inc. | Add +783.5% | 0.04% | +0.03 |
| MSFT Microsoft Corp. | Add +2.5% | 0.73% | +0.03 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +1.2% | 0.59% | +0.03 |
| AVLV Avantis US Large Cap Value | Add +43.7% | 0.12% | +0.03 |
| IOO iShares Global 100 ETF | Add +4.8% | 0.34% | +0.03 |
| PENN Penn Entertainment Inc. | Add +4782.9% | 0.03% | +0.03 |
| GOOG Alphabet Inc. Class C | Add +4.8% | 0.15% | +0.03 |
| VGT Vanguard Info Tech ETF | Add +3.7% | 0.29% | +0.02 |
| SFNC Simmons First Natl Corp. Class A | Add +9443.9% | 0.02% | +0.02 |
| CDL Victoryshares US Large Cap H | Add +93.9% | 0.05% | +0.02 |
| LLY Eli Lilly & Co. | Add +4.9% | 0.14% | +0.02 |
| QUAL iShares MSCI USA Quality Fac | Add +6.5% | 0.34% | +0.02 |
| VZ Verizon Communications Inc. | Add +103.5% | 0.04% | +0.02 |
| VOO Vanguard S&P 500 ETF | Add +2.9% | 0.72% | +0.02 |
| PH Parker Hannifin Corp. | Add +408.4% | 0.03% | +0.02 |
| IUSV iShares Core S&P U.S. Value | Add +101.2% | 0.04% | +0.02 |
| SCHG Schwab US Large-Cap Growth | Add +9.2% | 0.15% | +0.02 |
| AMZN Amazon.com Inc. | Add +0.5% | 0.54% | +0.02 |
| EMXC iShares MSCI Emr MRK Ex Chna | Add +9.9% | 0.23% | +0.02 |
| OEF iShares S&P 100 ETF | Add +67.7% | 0.04% | +0.02 |
| AVGO Broadcom Inc. | Add +9.9% | 0.07% | +0.02 |
| TSM Taiwan Semiconductor-SP ADR | Add +20.9% | 0.05% | +0.02 |
| IBTG iShares Ibonds Dec 2026 Term | Add +192.6% | 0.03% | +0.02 |
| PANW Palo Alto Networks Inc. | Add +9.4% | 0.07% | +0.02 |
| COST Costco Wholesale Corp. | Add +0.1% | 0.14% | +0.01 |
| ADBE Adobe Inc. | Add +14.8% | 0.08% | +0.01 |
| CGDV Cap Group Dividend Value | Add +7.7% | 0.29% | +0.01 |
| WM Waste Management Inc. | Add +106.0% | 0.03% | +0.01 |
| DBEF Xtrackers MSCI Eafe Hedged E | Add +6.6% | 0.36% | +0.01 |
| SPYV SS SPDR P S&P 500 Value ETF | Add +41.2% | 0.04% | +0.01 |
| IVW iShares S&P 500 Growth ETF | Add +1.5% | 0.15% | +0.01 |
| IWF iShares Russell 1000 Growth | Add +0.6% | 0.22% | +0.01 |
| IUS Invesco Rafi Strategic US Et | Add +413.0% | 0.01% | +0.01 |
| ZTS Zoetis Inc. | Add +26.3% | 0.05% | +0.01 |
| JEPI JPMorgan Equity Premium Inco | Add +14.2% | 0.12% | +0.01 |
Notes & Other Activity Q1 2024 → Q2 2024
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Reduce -0.3% | 1,888 | $78K |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -25.0% | 60 | $71K |
| PARAMOUNT GLOBAL (SKYD 5.75 04/01/24 A) | 5.75% CONV PFD A | Sold out | 312 | $4Kbefore exit |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | Sold out | 1,252 | $600before exit |
| SAVAW Cassava Sciences Inc.-28 | *W EXP 11/15/202 | Sold out | 142 | $573before exit |
| NXG NEXTGEN INFRAS | RIGHT 07/17/2024 | New | 875 | $481 |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | New | 1 | $65 |
| BRISTOL MYERS - CELGENE CVR | RIGHT 12/30/2030 | Add +40.9% | 341 | $14 |
| BFIWQ Burgerfi International-CW23 | *W EXP 12/16/202 | Sold out | 20 | $1before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 4,060 | $187.2B | IVV, BND, IJH, SCHF, IJR |
| Q1 2026 | 4,088 | $162.4B | IVV, BND, IJH, SCHF, IJR |
| Q4 2025Amended | 3,985 | $158.1B | IVV, BND, IJH, SCHF, IJR |
| Q3 2025 | 3,767 | $150.0B | IVV, BND, IJH, SCHF, IJR |
| Q2 2025 | 3,638 | $137.2B | IVV, BND, IJH, SCHF, IJR |
| Q1 2025 | 3,629 | $122.3B | IVV, BND, SCHF, IJH, IJR |
| Q4 2024 | 3,571 | $118.5B | IVV, BND, IJH, SCHF, IJR |
| Q3 2024 | 3,568 | $112.6B | IVV, BND, IJH, SCHF, IJR |
| Q2 2024 | 3,470 | $101.4B | IVV, BND, IJH, SCHF, IJR |
| Q1 2024 | 3,541 | $97.3B | IVV, BND, IJH, SCHF, IJR |