Northwestern Mutual Wealth Management Co.
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 15, 2024), Northwestern Mutual Wealth Management Co. reported 3,541 stock positions worth $97.3 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 17.5% of the portfolio, followed by Vanguard Total Bond Market (BND, 8.9%) and iShares Core S&P Midcap ETF (IJH, 6.1%). Compared with Q4 2023, it opened 444 new positions, sold out of 349, added to 1,399 and reduced 1,157. The biggest buy was iShares Core S&P 500 ETF (IVV, shares +3%) and the biggest sale Schwab US REIT ETF (SCHH, shares −40%).
- Most Recent 13F
- Q2 2026
- Location
- MILWAUKEE, WI
- CIK
- 0001141802
- Portfolio Value
- $97.3B (Q1 2024)
- SEC Filing
- 0001085146-24-002542 ↗ filed May 15, 2024
Holdings Value
Holdings 3,541 stocks · $97.3B
| IVV iShares Core S&P 500 ETF | 17.45% | 32,301,628 | $17.0B | Add +3.2% |
| BND Vanguard Total Bond Market | 8.86% | 118,726,498 | $8.6B | Add +3.1% |
| IJH iShares Core S&P Midcap ETF | 6.07% | 97,294,195 | $5.9B | Add +4.0% |
| SCHF Schwab Intl Equity ETF | 5.64% | 140,743,863 | $5.5B | Add +4.1% |
| IJR iShares Core S&P Small-Cap E | 3.83% | 33,754,079 | $3.7B | Add +2.4% |
| SPY SS SPDR S&P 500 ETF Trust-US | 3.39% | 6,304,175 | $3.3B | Add +1.9% |
| VEA Vanguard Ftse Developed ETF | 2.50% | 48,559,821 | $2.4B | Add +5.9% |
| VWO Vanguard Ftse Emerging Marke | 2.37% | 55,220,922 | $2.3B | Add +6.1% |
| IEFA iShares Core MSCI Eafe ETF | 2.13% | 27,898,437 | $2.1B | Add +3.0% |
| VLUE iShares MSCI USA Value Facto | 2.05% | 18,378,068 | $2.0B | Add +3.2% |
| EZU iShares MSCI Eurozone ETF | 1.92% | 36,515,460 | $1.9B | Add +3.5% |
| VTEB Vanguard Tax-Exempt Bond ETF | 1.80% | 34,598,700 | $1.8B | Add +5.5% |
| QQQ Invesco QQQ Trust Series 1 | 1.44% | 3,165,424 | $1.4B | Add +1.9% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 1.34% | 5,203,331 | $1.3B | Add +1.3% |
| GSLC Goldman Activebeta US LC ETF | 1.07% | 10,059,156 | $1.0B | Reduce -1.1% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 1.00% | 21,326,028 | $972.3M | Add +4.8% |
| IEMG iShares Core MSCI Emerging | 0.86% | 16,222,263 | $837.1M | Add +3.9% |
| AGG iShares Core U.S. Aggregate | 0.85% | 8,458,275 | $828.4M | Add +5.5% |
| COWZ Pacer US Cash Cows 100 ETF | 0.80% | 13,353,957 | $776.0M | Add +9.7% |
| MUB iShares National Muni Bond E | 0.72% | 6,531,353 | $702.8M | Add +4.9% |
| VOO Vanguard S&P 500 ETF | 0.70% | 1,422,769 | $684.0M | Add +9.0% |
| MSFT Microsoft Corp. | 0.69% | 1,607,427 | $676.3M | Reduce -0.3% |
| VNQ Vanguard Real Estate ETF | 0.66% | 7,470,880 | $646.2M | Add +5.1% |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | 0.62% | 2,500,675 | $599.6M | Reduce -1.1% |
| AAPL Apple Inc. | 0.60% | 3,382,829 | $580.1M | Reduce -0.7% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.56% | 3,363,926 | $547.9M | Reduce -5.8% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.56% | 1,584,715 | $545.5M | Add +1.4% |
| AMZN Amazon.com Inc. | 0.53% | 2,832,411 | $510.9M | Reduce -2.4% |
| SCHD Schwab US DVD Equity ETF | 0.50% | 6,085,029 | $490.6M | Reduce -7.9% |
| IEF iShares 7-10 Year Treasury B | 0.50% | 5,159,859 | $488.4M | Add +82.4% |
| BIV Vanguard Intermediate-Term B | 0.49% | 6,268,104 | $472.6M | Add +2.2% |
| NVDA Nvidia Corp. | 0.48% | 515,216 | $465.6M | Reduce -10.4% |
| EAGG iShares ESG Aware US Aggrega | 0.46% | 9,543,602 | $449.2M | Add +0.5% |
| IVLU iShares MSCI International V | 0.42% | 14,544,912 | $410.6M | Add +0.1% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.38% | 1,634,395 | $373.6M | Reduce -2.8% |
| RSP Invesco S&P 500 Equal Weight | 0.37% | 2,149,556 | $364.1M | Add +5.6% |
| IWB iShares Russell 1000 ETF | 0.37% | 1,261,043 | $363.2M | Reduce -2.8% |
| DBEF Xtrackers MSCI Eafe Hedged E | 0.34% | 8,151,360 | $333.6M | Add +3.0% |
| MDY State Street SPDR S&P Midcap | 0.34% | 588,719 | $327.6M | Add +13.1% |
| GOOGL Alphabet Inc. Class A | 0.33% | 2,142,666 | $323.4M | Reduce -1.3% |
| SCHX Schwab US Large-Cap ETF | 0.33% | 5,188,188 | $322.1M | Add +10.1% |
| QUAL iShares MSCI USA Quality Fac | 0.32% | 1,912,739 | $314.4M | Add +21.4% |
| IOO iShares Global 100 ETF | 0.32% | 3,437,535 | $307.4M | Add +6.5% |
| VIG Vanguard Dividend Apprec ETF | 0.29% | 1,543,448 | $281.8M | Add +1.4% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.28% | 8,233,946 | $267.6M | Add +22.5% |
| QQQM Invesco Nasdaq 100 ETF | 0.27% | 1,431,249 | $261.5M | Add +7.4% |
| VGT Vanguard Info Tech ETF | 0.26% | 488,770 | $256.3M | Add +3.9% |
| CALF PCR US SM CP CSH CWS ETF-Usd | 0.26% | 5,054,373 | $248.5M | Add +22.9% |
| VT Vanguard Tot World STK ETF | 0.23% | 2,034,091 | $224.8M | Add +2.8% |
| META Meta Platforms Inc. Class A | 0.23% | 462,441 | $224.6M | Reduce -2.9% |
| VTI VG Morningstar TS MKT ETF-US | 0.23% | 856,027 | $222.5M | Reduce 0.0% |
| USMV iShares MSCI USA Min Vol Fac | 0.23% | 2,626,961 | $219.6M | Reduce -3.5% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.23% | 520,958 | $219.1M | Add +0.5% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 0.22% | 7,327,374 | $211.0M | Add +4.4% |
| IWF iShares Russell 1000 Growth | 0.21% | 611,584 | $206.1M | Add +1.2% |
| EMXC iShares MSCI Emr MRK Ex Chna | 0.21% | 3,534,176 | $203.5M | Add +5.9% |
| TFI SS SPDR N Ice Muni Bond ETF | 0.20% | 4,284,236 | $199.1M | Add +5.7% |
| JPM JPMorgan Chase & Co. | 0.20% | 965,320 | $193.4M | Reduce -1.3% |
| IAU iShares Gold Trust | 0.18% | 4,260,514 | $179.0M | Reduce -4.7% |
| CGGR Cap Group Growth Equity | 0.18% | 5,576,624 | $178.4M | Add +10.0% |
| SCHH Schwab US REIT ETF | 0.17% | 7,917,881 | $160.7M | Reduce -40.1% |
| V Visa Inc. Class A | 0.16% | 548,894 | $153.2M | Reduce -0.5% |
| EFA iShares MSCI Eafe ETF | 0.15% | 1,867,194 | $149.1M | Reduce -1.8% |
| FNDF Schwab Fndmn Intl LRG Co. ETF | 0.15% | 4,121,212 | $146.8M | Add +3.4% |
| SGOV iShares 0-3 Month Treasury B | 0.15% | 1,452,022 | $146.2M | Add +16.9% |
| ITM Vaneck Intermediate Muni ETF | 0.15% | 3,049,613 | $141.8M | Reduce -32.8% |
| AMD Advanced Micro Devices | 0.14% | 780,102 | $140.8M | Reduce -14.6% |
| CGXU Cap Group Intl Focus filed as CAPITAL GROUP INTL FOCUS EQT | 0.14% | 5,424,379 | $139.8M | Add +11.0% |
| SCHM Schwab US Mid Cap ETF | 0.14% | 1,707,898 | $139.1M | Add +7.7% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.14% | 1,512,562 | $138.9M | Add +2.7% |
| DGRO iShares Core Dividend Growth | 0.14% | 2,389,924 | $138.8M | Add +22.4% |
| IVW iShares S&P 500 Growth ETF | 0.14% | 1,640,739 | $138.5M | Reduce -2.7% |
| EFAV iShares MSCI Eafe Min Vol Fa | 0.14% | 1,870,007 | $132.5M | Reduce -2.3% |
| AVUS Avantis U.S. Equity ETF | 0.13% | 1,447,144 | $129.5M | Add +3.9% |
| GCOW Pacer Global Cash Cows Divid | 0.13% | 3,672,148 | $127.4M | Add +9.4% |
| SCHG Schwab US Large-Cap Growth | 0.13% | 1,360,930 | $126.2M | Add +24.1% |
| VOE Vngrd Mrngstr MD-Cap Val ETF | 0.13% | 808,555 | $126.1M | Reduce -2.4% |
| VHT Vanguard Health Care ETF | 0.13% | 464,994 | $125.8M | Add +5.0% |
| COST Costco Wholesale Corp. | 0.13% | 171,637 | $125.7M | Reduce -10.5% |
| MA Mastercard Inc. Class A | 0.13% | 257,824 | $124.2M | Reduce -1.2% |
| XMHQ Invesco S&P Midcap Qual ETF | 0.13% | 1,125,613 | $123.9M | Add +24.1% |
| JHMM John Hancock Multi Fact Mid | 0.13% | 2,128,936 | $122.2M | Reduce -7.9% |
| GOOG Alphabet Inc. Class C | 0.13% | 801,252 | $122.0M | Add +3.8% |
| UNH Unitedhealth Group Inc. | 0.12% | 234,368 | $116.0M | Reduce -0.9% |
| LLY Eli Lilly & Co. | 0.12% | 146,923 | $114.3M | Reduce -2.0% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.12% | 286,422 | $113.9M | Reduce -1.8% |
| HD Home Depot Inc. | 0.11% | 290,630 | $111.5M | Reduce -1.7% |
| ICF iShares Select U.S. REIT ETF | 0.11% | 1,925,230 | $111.1M | Reduce -2.4% |
| CRM Salesforce Inc. | 0.11% | 364,632 | $109.8M | Reduce -6.8% |
| JEPI JPMorgan Equity Premium Inco | 0.11% | 1,868,056 | $108.1M | Add +16.8% |
| SPEM State Street SP PTF Em ETF | 0.11% | 2,970,102 | $107.5M | Add +238.2% |
| XBI SS SPDR S&P Biotech ETF | 0.11% | 1,126,847 | $106.9M | Reduce -18.4% |
| IWM iShares Russell 2000 ETF | 0.11% | 504,820 | $106.2M | Add +14.2% |
| TLT iShares 20+ Year Treasury BD | 0.11% | 1,120,780 | $106.0M | Add +44.3% |
| SHM SS SPDR N Ice St Muni ETF | 0.11% | 2,216,982 | $105.2M | Reduce -20.3% |
| JPST JPMorgan Ultra-Short Income | 0.10% | 2,013,367 | $101.6M | Add +18.3% |
| PG The Procter & Gamble Co. | 0.10% | 621,389 | $100.8M | Reduce -3.9% |
| RDVY First Trust Rising Dividend | 0.10% | 1,791,866 | $100.6M | Add +10.9% |
| SHY iShares 1-3 Year Treasury Bo | 0.10% | 1,230,435 | $100.6M | Reduce -12.3% |
| REET iShares Global REIT ETF | 0.10% | 4,179,300 | $99.0M | Add +197.4% |
Other holdings (14): bonds, preferreds, convertibles and warrants · $371K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 80 | $98K | Add +6.7% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 1,893 | $82K | Add +0.8% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 56 | $67K | Reduce -8.2% |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 11,174 | $50K | No change |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 2,000 | $49K | No change |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | 500 | $16K | Reduce -39.2% |
| PARAMOUNT GLOBAL (SKYD 5.75 04/01/24 A) | 5.75% CONV PFD A | 312 | $4K | Reduce -65.5% |
| TDW.WS Tidewater Inc.-CW24 | *W EXP 11/14/202 | 292 | $3K | No change |
| NPWR.WS Rice Acquisition Corp. II-CW | *W EXP 06/08/202 | 375 | $1K | No change |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | 1,252 | $600 | New |
| SAVAW Cassava Sciences Inc.-28 | *W EXP 11/15/202 | 142 | $573 | Add +65.1% |
| RBOT.WS Vicarious Surgical Inc.-CW27 | *W EXP 09/17/202 | 1,000 | $88 | No change |
| BRISTOL MYERS - CELGENE CVR | RIGHT 12/30/2030 | 242 | $13 | No change |
| BFIWQ Burgerfi International-CW23 | *W EXP 12/16/202 | 20 | $1 | New |
Total filed on the 13F, all lines: $97.3B.
Portfolio Sells Q4 2023 → Q1 2024
| SCHH Schwab US REIT ETF | Reduce -40.1% | 0.17% | −0.14 |
| AAPL Apple Inc. | Reduce -0.7% | 0.60% | −0.14 |
| ITM Vaneck Intermediate Muni ETF | Reduce -32.8% | 0.15% | −0.09 |
| SCHD Schwab US DVD Equity ETF | Reduce -7.9% | 0.50% | −0.06 |
| SHM SS SPDR N Ice St Muni ETF | Reduce -20.3% | 0.11% | −0.04 |
| TSLA Tesla Inc. | Reduce -20.2% | 0.04% | −0.04 |
| VTV Vanguard Mrngstr Val ETF-Aui | Reduce -5.8% | 0.56% | −0.04 |
| IBHD iShares Ibonds 2024 H/Y Inc. | Reduce -89.0% | 0.00% | −0.04 |
| ILF iShares Latin America 40 ETF | Reduce -18.3% | 0.09% | −0.03 |
| XBI SS SPDR S&P Biotech ETF | Reduce -18.4% | 0.11% | −0.03 |
| PFF iShares Preferred & Income S | Reduce -30.6% | 0.05% | −0.03 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -12.3% | 0.10% | −0.03 |
| PDBC Invesco Optimum Yield Divers | Reduce -32.3% | 0.05% | −0.03 |
| ADBE Adobe Inc. | Reduce -6.0% | 0.07% | −0.03 |
| IJS iShares S&P Small-Cap 600 Va | Reduce -27.9% | 0.05% | −0.02 |
| EEMV iShares MSCI Emg MKT Min Vol | Reduce -21.3% | 0.06% | −0.02 |
| UNH Unitedhealth Group Inc. | Reduce -0.9% | 0.12% | −0.02 |
| VB Vanguard Most SM-Cap ETF-Usd | Reduce -2.8% | 0.38% | −0.02 |
| PANW Palo Alto Networks Inc. | Reduce -15.2% | 0.06% | −0.02 |
| VGSH Vanguard Short-Term Treasury | Reduce -12.8% | 0.07% | −0.02 |
| AVDV Avantis Intl S/C Value ETF | Reduce -18.3% | 0.06% | −0.02 |
| ICF iShares Select U.S. REIT ETF | Reduce -2.4% | 0.11% | −0.02 |
| VCSH Vanguard S/T Corp. Bond ETF | Reduce -6.9% | 0.09% | −0.02 |
| VDC Vanguard Consumer Staple ETF | Reduce -29.4% | 0.03% | −0.02 |
| PZA Invesco National Amt-Free Mu | Reduce -38.1% | 0.02% | −0.02 |
| JMST JPM Ultra-Short Muni Income | Reduce -6.1% | 0.09% | −0.01 |
| SHV iShares 0-1 Year Treasury Bo | Reduce -13.9% | 0.05% | −0.01 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -3.5% | 0.23% | −0.01 |
| CMF iShares California Muni Bond | Reduce -20.2% | 0.04% | −0.01 |
| EFAV iShares MSCI Eafe Min Vol Fa | Reduce -2.3% | 0.14% | −0.01 |
| ZM Zoom Communications Inc. | Reduce -89.6% | 0.00% | −0.01 |
| COST Costco Wholesale Corp. | Reduce -10.5% | 0.13% | −0.01 |
| PXD Pioneer Natural Resources Co. | Reduce -77.2% | 0.00% | −0.01 |
| SCHV Schwab US Large-Cap Value | Reduce -33.4% | 0.03% | −0.01 |
| IAU iShares Gold Trust | Reduce -4.7% | 0.18% | −0.01 |
| JNJ Johnson & Johnson | Reduce -9.6% | 0.06% | −0.01 |
| VTIP Vanguard Short-Term Tips | Reduce -12.5% | 0.05% | −0.01 |
| AVEM Avantis Emerging Markets Eq | Reduce -7.5% | 0.08% | −0.01 |
| HON Honeywell International Inc. | Reduce -11.1% | 0.05% | −0.01 |
| JHMM John Hancock Multi Fact Mid | Reduce -7.9% | 0.13% | −0.01 |
| ZTS Zoetis Inc. | Reduce -1.3% | 0.04% | −0.01 |
| ICOW Pacer Developed Markets Inte | Reduce -10.7% | 0.05% | −0.01 |
| IWB iShares Russell 1000 ETF | Reduce -2.8% | 0.37% | −0.01 |
| DVY iShares Select Dividend ETF | Reduce -11.9% | 0.05% | −0.01 |
| SUB iShares Short-Term National | Reduce -2.6% | 0.07% | −0.01 |
| VSS Vanguard Ftse All Wo X-US SC | Reduce -6.3% | 0.06% | −0.01 |
| GOOGL Alphabet Inc. Class A | Reduce -1.3% | 0.33% | −0.01 |
| HEZU iShares Currency Hedged MSCI | Reduce -55.2% | 0.01% | −0.01 |
| TWLO Twilio Inc. Class A | Reduce -75.3% | 0.00% | −0.01 |
| VCIT Vanguard Int-Term Corporate | Reduce -29.2% | 0.02% | −0.01 |
Portfolio Buys Q4 2023 → Q1 2024
| IVV iShares Core S&P 500 ETF | Add +3.2% | 17.45% | +0.59 |
| IJH iShares Core S&P Midcap ETF | Add +4.0% | 6.07% | +0.23 |
| IEF iShares 7-10 Year Treasury B | Add +82.4% | 0.50% | +0.19 |
| COWZ Pacer US Cash Cows 100 ETF | Add +9.7% | 0.80% | +0.08 |
| SPEM State Street SP PTF Em ETF | Add +238.2% | 0.11% | +0.08 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +1.9% | 3.39% | +0.07 |
| REET iShares Global REIT ETF | Add +197.4% | 0.10% | +0.06 |
| QUAL iShares MSCI USA Quality Fac | Add +21.4% | 0.32% | +0.06 |
| VOO Vanguard S&P 500 ETF | Add +9.0% | 0.70% | +0.06 |
| CGDV Cap Group Dividend Value | Add +22.5% | 0.28% | +0.05 |
| SPDW Ste STR SPDR PT DW Eu ETF | Add +265.6% | 0.06% | +0.04 |
| USFR Wisdomtree Floating Rate Tre | Add +176.7% | 0.07% | +0.04 |
| MDY State Street SPDR S&P Midcap | Add +13.1% | 0.34% | +0.04 |
| XMHQ Invesco S&P Midcap Qual ETF | Add +24.1% | 0.13% | +0.04 |
| AVSC Avantis US Small Cap Equity | Add +3207.1% | 0.04% | +0.03 |
| CALF PCR US SM CP CSH CWS ETF-Usd | Add +22.9% | 0.26% | +0.03 |
| SCHX Schwab US Large-Cap ETF | Add +10.1% | 0.33% | +0.03 |
| EZU iShares MSCI Eurozone ETF | Add +3.5% | 1.92% | +0.03 |
| AVLV Avantis US Large Cap Value | Add +45.7% | 0.09% | +0.03 |
| SCHG Schwab US Large-Cap Growth | Add +24.1% | 0.13% | +0.03 |
| VEA Vanguard Ftse Developed ETF | Add +5.9% | 2.50% | +0.03 |
| DGRO iShares Core Dividend Growth | Add +22.4% | 0.14% | +0.02 |
| SMH Vaneck Semiconductor ETF | Add +30.7% | 0.07% | +0.02 |
| AWK American Water Works Co. Inc. | Add +2483.3% | 0.02% | +0.02 |
| IOO iShares Global 100 ETF | Add +6.5% | 0.32% | +0.02 |
| TLT iShares 20+ Year Treasury BD | Add +44.3% | 0.11% | +0.02 |
| CGGR Cap Group Growth Equity | Add +10.0% | 0.18% | +0.02 |
| MOAT Vaneck Morningstar Wide Moat | Add +38.9% | 0.08% | +0.02 |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | Add +263.2% | 0.03% | +0.02 |
| NVO Novo-Nordisk A/S-Spons ADR | Add +27.7% | 0.06% | +0.02 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +0.5% | 0.23% | +0.02 |
| SPSM SS SPDR P S&P 600 Small Cap | Add +80.0% | 0.04% | +0.02 |
| FNDX Schwab Fndmntl US LRG Co. ETF | Add +142.8% | 0.03% | +0.02 |
| QQQM Invesco Nasdaq 100 ETF | Add +7.4% | 0.27% | +0.02 |
| VPU Vanguard Utilities ETF | Add +32.6% | 0.08% | +0.02 |
| SPGP Invesco S&P 500 Garp ETF | Add +25.7% | 0.08% | +0.02 |
| GBIL Goldman Sachs Access Treasur | Add +112.6% | 0.03% | +0.01 |
| VLUE iShares MSCI USA Value Facto | Add +3.2% | 2.05% | +0.01 |
| IWP iShares Russell Mid-Cap Grow | Add +18.0% | 0.10% | +0.01 |
| CGUS Cap Group Core Equity | Add +23.1% | 0.07% | +0.01 |
| CGGO Cap Group Global Growth | Add +4.4% | 0.22% | +0.01 |
| DBEF Xtrackers MSCI Eafe Hedged E | Add +3.0% | 0.34% | +0.01 |
| DELL Dell Technologies -C | Add +975.5% | 0.01% | +0.01 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +1.4% | 0.56% | +0.01 |
| FBND Fidelity Total Bond ETF | Add +40.4% | 0.06% | +0.01 |
| EMR Emerson Electric Co. | Add +32.1% | 0.04% | +0.01 |
| CGXU Cap Group Intl Focus | Add +11.0% | 0.14% | +0.01 |
| RSP Invesco S&P 500 Equal Weight | Add +5.6% | 0.37% | +0.01 |
| JEPI JPMorgan Equity Premium Inco | Add +16.8% | 0.11% | +0.01 |
| EW Edwards Lifesciences Corp. | Add +21.6% | 0.04% | +0.01 |
Notes & Other Activity Q4 2023 → Q1 2024
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +6.7% | 80 | $98K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Add +0.8% | 1,893 | $82K |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Reduce -8.2% | 56 | $67K |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Sold out | 446 | $17Kbefore exit |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | Sold out | 299 | $17Kbefore exit |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | Reduce -39.2% | 500 | $16K |
| ALGONQUIN PWR & (AQNCN 7.75 06/15/24) | UNIT 06/15/2024 | Sold out | 485 | $11Kbefore exit |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | Sold out | 120 | $6Kbefore exit |
| PARAMOUNT GLOBAL (SKYD 5.75 04/01/24 A) | 5.75% CONV PFD A | Reduce -65.5% | 312 | $4K |
| AAGRW African Agriculture Hol-CW27 | *W EXP 12/06/202 | Sold out | 40,622 | $792before exit |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | New | 1,252 | $600 |
| SAVAW Cassava Sciences Inc.-28 | *W EXP 11/15/202 | Add +65.1% | 142 | $573 |
| BFIWQ Burgerfi International-CW23 | *W EXP 12/16/202 | New | 20 | $1 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 4,060 | $187.2B | IVV, BND, IJH, SCHF, IJR |
| Q1 2026 | 4,088 | $162.4B | IVV, BND, IJH, SCHF, IJR |
| Q4 2025Amended | 3,985 | $158.1B | IVV, BND, IJH, SCHF, IJR |
| Q3 2025 | 3,767 | $150.0B | IVV, BND, IJH, SCHF, IJR |
| Q2 2025 | 3,638 | $137.2B | IVV, BND, IJH, SCHF, IJR |
| Q1 2025 | 3,629 | $122.3B | IVV, BND, SCHF, IJH, IJR |
| Q4 2024 | 3,571 | $118.5B | IVV, BND, IJH, SCHF, IJR |
| Q3 2024 | 3,568 | $112.6B | IVV, BND, IJH, SCHF, IJR |
| Q2 2024 | 3,470 | $101.4B | IVV, BND, IJH, SCHF, IJR |
| Q1 2024 | 3,541 | $97.3B | IVV, BND, IJH, SCHF, IJR |