Principal Securities, Inc.
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 10, 2024), Principal Securities, Inc. reported 3,306 stock positions worth $3.2 billion. Its top holding was Principal US Mega-Cap ETF (USMC) at 6.1% of the portfolio, followed by iShares Core S&P 500 ETF (IVV, 3.1%) and iShares Core MSCI Eafe ETF (IEFA, 3.0%). Compared with Q4 2023, it opened 208 new positions, sold out of 103, added to 1,602 and reduced 916. The biggest buy was Principal US Mega-Cap ETF (USMC, shares +125%) and the biggest sale iShares Core U.S. Aggregate (AGG, shares −9%).
- Most Recent 13F
- Q2 2026
- Location
- DES MOINES, IA
- CIK
- 0000012600
- Portfolio Value
- $3.2B (Q1 2024)
- SEC Filing
- 0000012600-24-000005 ↗ filed May 10, 2024
Holdings Value
Holdings 3,306 stocks · $3.2B
| USMC Principal US Mega-Cap ETF | 6.05% | 3,781,033 | $194.2M | Add +125.5% |
| IVV iShares Core S&P 500 ETF | 3.13% | 190,857 | $100.3M | Add +52.0% |
| IEFA iShares Core MSCI Eafe ETF | 2.98% | 1,288,571 | $95.6M | Add +17.0% |
| AGG iShares Core U.S. Aggregate | 2.86% | 937,024 | $91.8M | Reduce -9.3% |
| GSUS Goldman Sachs Marketbeta US | 1.90% | 849,272 | $61.0M | Add +6.5% |
| MSFT Microsoft Corp. | 1.55% | 117,902 | $49.6M | Add +8.0% |
| IWB iShares Russell 1000 ETF | 1.47% | 163,495 | $47.1M | Add +32.3% |
| AMZN Amazon.com Inc. | 1.21% | 214,905 | $38.8M | Add +10.5% |
| IG Prin Invest Grad Corp. ETF-Ui | 1.11% | 1,720,837 | $35.6M | Add +13.9% |
| GSIE Goldman Sachs Activebeta Int | 1.09% | 1,019,215 | $34.9M | Add +30.3% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 1.01% | 528,194 | $32.5M | Add +15.1% |
| PY Principal Value ETF | 0.98% | 673,663 | $31.6M | Add +10.2% |
| GCOR Goldman Sachs Access US Agg | 0.90% | 698,921 | $28.8M | Reduce -26.1% |
| VTI VG Morningstar TS MKT ETF-US | 0.89% | 109,855 | $28.6M | Add +13.8% |
| AAPL Apple Inc. | 0.86% | 160,784 | $27.6M | Add +8.6% |
| IUSV iShares Core S&P U.S. Value | 0.83% | 293,044 | $26.5M | Add +6.3% |
| NVDA Nvidia Corp. | 0.82% | 29,097 | $26.3M | Add +9.2% |
| STIP iShares 0-5 Year Tips Bond E | 0.79% | 256,218 | $25.5M | Add +13.9% |
| IJR iShares Core S&P Small-Cap E | 0.79% | 228,117 | $25.2M | Reduce -24.8% |
| BCHP Principal Foc Blue Chip ETF | 0.78% | 797,619 | $24.9M | Add +13.0% |
| IEMG iShares Core MSCI Emerging | 0.78% | 482,143 | $24.9M | Reduce -0.3% |
| IVW iShares S&P 500 Growth ETF | 0.75% | 286,898 | $24.2M | Reduce -34.0% |
| IWY iShares Russell Top 200 Grow | 0.73% | 120,559 | $23.5M | Add +24.4% |
| IXUS iShares Core Intl Stock ETF | 0.70% | 330,397 | $22.4M | Add +16.3% |
| IVE iShares S&P 500 Value ETF | 0.69% | 119,155 | $22.3M | Add +0.1% |
| META Meta Platforms Inc. Class A | 0.65% | 42,657 | $20.7M | Add +4.7% |
| BBJP JPMorgan Betabuilders Japan | 0.64% | 348,628 | $20.4M | Add +4.3% |
| GSLC Goldman Activebeta US LC ETF | 0.63% | 194,883 | $20.2M | Add +1.1% |
| GOOGL Alphabet Inc. Class A | 0.61% | 129,725 | $19.6M | Add +1.7% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.60% | 117,441 | $19.1M | Add +2.6% |
| QQQ Invesco QQQ Trust Series 1 | 0.58% | 41,674 | $18.5M | Add +8.4% |
| SPTL SS SPDR PF LNG TRM TSY E-Usd | 0.57% | 656,725 | $18.3M | Add +238.4% |
| BND Vanguard Total Bond Market | 0.56% | 249,474 | $18.1M | Add +7.4% |
| QYLD Global X Nasd 100 Cov Call | 0.56% | 1,011,289 | $18.1M | Add +10.1% |
| SPMO Invesco S&P 500 Momentum ETF | 0.52% | 209,342 | $16.8M | Add +348803.3% |
| XYLD Global X S&P 500 Cove Call E | 0.49% | 381,989 | $15.6M | Add +4.8% |
| MDYG SS SPDR S&P 400 MC GR ETF | 0.48% | 177,219 | $15.5M | Add +404.9% |
| VEA Vanguard Ftse Developed ETF | 0.48% | 307,173 | $15.4M | Add +8.8% |
| PSET Principal Quality ETF | 0.47% | 220,736 | $15.0M | Add +8.0% |
| V Visa Inc. Class A | 0.46% | 52,741 | $14.7M | Add +8.1% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.45% | 34,566 | $14.5M | Add +5.7% |
| VGLT Vanguard Long-Term Treasury | 0.44% | 236,764 | $14.0M | Add +7.9% |
| IUSG iShares Core S&P U.S. Growth | 0.43% | 118,840 | $13.9M | Add +5.6% |
| EWU iShares MSCI United Kingdom | 0.42% | 393,292 | $13.5M | Add +7.1% |
| SCHD Schwab US DVD Equity ETF | 0.41% | 164,453 | $13.3M | Add +26.0% |
| GOOG Alphabet Inc. Class C | 0.41% | 86,872 | $13.2M | Add +7.7% |
| XETYX Eaton Vance Tax-MGD Div Eqty | 0.41% | 980,049 | $13.1M | Add +6.9% |
| VXF Vanguard Extended Market ETF | 0.39% | 72,138 | $12.6M | Add +0.9% |
| GIGB Goldman Sachs Inv GRD Corp. | 0.38% | 267,912 | $12.3M | Add +233.9% |
| JPM JPMorgan Chase & Co. | 0.38% | 61,078 | $12.2M | Add +7.8% |
| SCHG Schwab US Large-Cap Growth | 0.38% | 131,485 | $12.2M | Add +3.2% |
| USMV iShares MSCI USA Min Vol Fac | 0.37% | 143,025 | $12.0M | Add +7.7% |
| VCIT Vanguard Int-Term Corporate | 0.37% | 147,389 | $11.9M | Add +502.9% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.36% | 46,065 | $11.5M | Reduce -12.4% |
| PSC Principal US Small-Cap ETF | 0.36% | 232,151 | $11.5M | Add +12.5% |
| IQLT iShares MSCI International Q | 0.35% | 286,881 | $11.4M | Add +6.3% |
| MA Mastercard Inc. Class A | 0.35% | 23,593 | $11.4M | Reduce -0.5% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.35% | 143,474 | $11.1M | Reduce -2.5% |
| VOX Vanguard Communication Servi | 0.34% | 84,022 | $11.0M | Add +3.6% |
| SIZE iShares MSCI USA Size Factor | 0.33% | 74,810 | $10.6M | Add +7.8% |
| GSY Invesco Ultra Short Duration | 0.33% | 210,613 | $10.5M | Add +7.1% |
| PCN PIMCO Corporate & Income STR | 0.33% | 751,351 | $10.5M | Add +10.6% |
| VGIT Vanguard Intermediate-Term T | 0.33% | 178,541 | $10.5M | Add +5.7% |
| DGRO iShares Core Dividend Growth | 0.32% | 178,666 | $10.4M | Add +9.3% |
| XMHQ Invesco S&P Midcap Qual ETF | 0.32% | 93,459 | $10.3M | Add +52.5% |
| VFH Vanguard Financials ETF | 0.32% | 99,151 | $10.2M | Add +4.4% |
| UNH Unitedhealth Group Inc. | 0.32% | 20,483 | $10.1M | Add +2.1% |
| EFAV iShares MSCI Eafe Min Vol Fa | 0.32% | 142,672 | $10.1M | Reduce -1.5% |
| SPHQ Invesco S&P 500 Quality ETF | 0.31% | 163,941 | $9.9M | Add +14.5% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.29% | 17,776 | $9.3M | Add +2.1% |
| EWG iShares MSCI Germany ETF | 0.28% | 285,182 | $9.1M | Add +3.8% |
| LLY Eli Lilly & Co. | 0.28% | 11,511 | $9.0M | Add +32.5% |
| XMMO Invesco S&P Midcap Momentum | 0.28% | 77,487 | $8.9M | Add +212.3% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.28% | 38,637 | $8.8M | Add +9.5% |
| VSS Vanguard Ftse All Wo X-US SC | 0.27% | 72,852 | $8.5M | Add +19.4% |
| BKNG Booking Holdings Inc. | 0.26% | 2,279 | $8.3M | Add +9.4% |
| TSM Taiwan Semiconductor-SP ADR | 0.26% | 60,404 | $8.2M | Add +13.5% |
| SCHW Schwab (charles) Corp. | 0.26% | 113,101 | $8.2M | Add +25.2% |
| EMB iShares JP Morgan Usd Emergi | 0.25% | 90,542 | $8.1M | Add +6.8% |
| VHT Vanguard Health Care ETF | 0.25% | 29,840 | $8.1M | Add +1.9% |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 0.25% | 102,855 | $8.0M | Add +20.3% |
| MLPX Global X MLP & Energy Infras | 0.24% | 159,117 | $7.8M | Add +5.7% |
| CMDY iShares Bloomberg Roll Selec | 0.24% | 162,258 | $7.8M | Add +17.1% |
| XOM Exxon Mobil Corp. | 0.24% | 66,278 | $7.7M | Add +9.8% |
| AMD Advanced Micro Devices | 0.23% | 40,961 | $7.4M | Reduce -4.3% |
| JEPI JPMorgan Equity Premium Inco | 0.23% | 126,705 | $7.3M | Add +49.8% |
| VWO Vanguard Ftse Emerging Marke | 0.22% | 169,946 | $7.1M | Add +27.3% |
| VDC Vanguard Consumer Staple ETF | 0.22% | 34,576 | $7.1M | Add +6.5% |
| TSLA Tesla Inc. | 0.22% | 39,813 | $7.0M | Add +38.4% |
| TLH iShares 10-20 Year Treasury | 0.22% | 65,977 | $6.9M | Add +7.5% |
| MBB iShares MBS ETF | 0.22% | 74,893 | $6.9M | Add +7.4% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.21% | 150,237 | $6.8M | Add +24.4% |
| PREF Pri Spe Pre Sec Acti-Usd Inc. | 0.21% | 375,927 | $6.8M | Add +18.9% |
| COWZ Pacer US Cash Cows 100 ETF | 0.21% | 115,908 | $6.7M | Add +250.3% |
| CRM Salesforce Inc. | 0.21% | 21,917 | $6.6M | Add +80.7% |
| ROBO Robo Global Robotics and Aut filed as EXCHANGE TRADED CONCEPTS TRU | 0.20% | 111,588 | $6.5M | Add +4.4% |
| TIP iShares Tips Bond ETF | 0.20% | 60,431 | $6.5M | Add +25.2% |
| ADBE Adobe Inc. | 0.20% | 12,862 | $6.5M | Add +5.9% |
| SCHQ Schwab Long-Term US Treasury | 0.20% | 189,474 | $6.4M | Add +12.5% |
| CVX Chevron Corp. | 0.20% | 40,480 | $6.4M | Add +6.7% |
Other holdings (7): bonds, preferreds, convertibles and warrants · $1.3M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | 35,752 | $1.2M | Reduce -2.1% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 58 | $69K | Add +9.4% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 45 | $55K | No change |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | 10,000 | $10K | No change |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 197 | $8K | Add +0.5% |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | 2 | $147 | No change |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 2 | $27 | Add +100.0% |
Total filed on the 13F, all lines: $3.2B.
Portfolio Sells Q4 2023 → Q1 2024
| AGG iShares Core U.S. Aggregate | Reduce -9.3% | 2.86% | −0.96 |
| IJS iShares S&P Small-Cap 600 Va | Reduce -97.5% | 0.02% | −0.77 |
| SPYV SS SPDR P S&P 500 Value ETF | Reduce -99.9% | 0.00% | −0.76 |
| GCOR Goldman Sachs Access US Agg | Reduce -26.1% | 0.90% | −0.58 |
| IVW iShares S&P 500 Growth ETF | Reduce -34.0% | 0.75% | −0.46 |
| QQQM Invesco Nasdaq 100 ETF | Reduce -98.7% | 0.01% | −0.46 |
| IJR iShares Core S&P Small-Cap E | Reduce -24.8% | 0.79% | −0.44 |
| MDYV SS SPDR S&P 400 MC Val ETF | Reduce -86.2% | 0.06% | −0.43 |
| BLV Vanguard Long-Term Bond ETF | Reduce -87.7% | 0.03% | −0.23 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -47.3% | 0.11% | −0.14 |
| IEMG iShares Core MSCI Emerging | Reduce -0.3% | 0.78% | −0.14 |
| GBIL Goldman Sachs Access Treasur | Reduce -99.4% | 0.00% | −0.11 |
| BSV Vanguard Short-Term Bond ETF | Reduce -28.2% | 0.16% | −0.11 |
| GSSC Goldman Sachs Activebeta US | Reduce -33.9% | 0.14% | −0.10 |
| FIS Fidelity National Info Serv | Reduce -79.8% | 0.03% | −0.10 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Reduce -12.4% | 0.36% | −0.10 |
| SPXN Proshares S&P 500 Ex-Financi | Sold out | 0.00% | −0.08 |
| GEM Goldman Sachs Activebeta Em | Reduce -17.6% | 0.20% | −0.08 |
| FNDX Schwab Fndmntl US LRG Co. ETF | Reduce -30.3% | 0.14% | −0.08 |
| GSWO Goldman Sachs Activebeta Wor | Reduce -32.7% | 0.12% | −0.08 |
| VCSH Vanguard S/T Corp. Bond ETF | Reduce -2.5% | 0.35% | −0.08 |
| KBE SS SPDR S&P Bank ETF | Reduce -99.6% | 0.00% | −0.08 |
| FLG New York Community Bancorp | Reduce -98.9% | 0.00% | −0.07 |
| XLI SS Industrial Select Sector | Reduce -64.5% | 0.03% | −0.06 |
| PDI PIMCO Dynamic Income Fund | Reduce -24.9% | 0.13% | −0.06 |
| EFAV iShares MSCI Eafe Min Vol Fa | Reduce -1.5% | 0.32% | −0.06 |
| FDL First Trust Morn DVD Lead Inc. | Reduce -43.2% | 0.05% | −0.05 |
| CII BlackRock Enhan LRG Cap Core | Reduce -8.0% | 0.18% | −0.05 |
| NAPR Innovator Growth 100 Power B | Reduce -80.6% | 0.01% | −0.05 |
| FVD First Trust Value Line DVD | Reduce -27.1% | 0.08% | −0.05 |
| PM Philip Morris International | Reduce -7.2% | 0.13% | −0.04 |
| LMBS First Trust Low Duration Opp | Reduce -63.3% | 0.02% | −0.04 |
| EFV iShares MSCI Eafe Value ETF | Reduce -10.7% | 0.13% | −0.04 |
| LULU Lululemon Athletica Inc. | Reduce -41.7% | 0.02% | −0.03 |
| HACK Amplify Cybersecurity ETF | Reduce -33.8% | 0.05% | −0.03 |
| ITOT iShares Core S&P Total U.S. | Reduce -9.8% | 0.16% | −0.03 |
| HON Honeywell International Inc. | Reduce -25.2% | 0.05% | −0.03 |
| EWZ iShares MSCI Brazil ETF | Reduce -9.4% | 0.07% | −0.03 |
| BUI Blckrck Util Infra & PWR Opp | Reduce -15.8% | 0.07% | −0.03 |
| PICK iShares MSCI Global Metals & | Reduce -95.5% | 0.00% | −0.03 |
| QQEW First TR Nasdaq-100 Sel Eq | Reduce -49.8% | 0.02% | −0.03 |
| IBDP iShares Ibonds Dec 2024 Term | Reduce -60.2% | 0.02% | −0.03 |
| FTRI First Trust Indxx Global Nat | Reduce -64.6% | 0.01% | −0.03 |
| FTSM First Trust Enh Short Mat FD | Reduce -17.7% | 0.07% | −0.03 |
| CSCO Cisco Systems Inc. | Reduce -16.4% | 0.07% | −0.03 |
| PAPR Innovator U.S. Equity Power | Reduce -77.4% | 0.01% | −0.03 |
| NVS Novartis AG-Sponsored ADR | Reduce -18.8% | 0.05% | −0.03 |
| JPST JPMorgan Ultra-Short Income | Reduce -13.2% | 0.07% | −0.03 |
| VT Vanguard Tot World STK ETF | Reduce -29.2% | 0.05% | −0.03 |
| FAB First Trust Multi Cap Value | Reduce -17.1% | 0.07% | −0.03 |
Portfolio Buys Q4 2023 → Q1 2024
| USMC Principal US Mega-Cap ETF | Add +125.5% | 6.05% | +3.13 |
| IVV iShares Core S&P 500 ETF | Add +52.0% | 3.13% | +0.89 |
| SPMO Invesco S&P 500 Momentum ETF | Add +348803.3% | 0.52% | +0.52 |
| MDYG SS SPDR S&P 400 MC GR ETF | Add +404.9% | 0.48% | +0.38 |
| SPTL SS SPDR PF LNG TRM TSY E-Usd | Add +238.4% | 0.57% | +0.36 |
| NVDA Nvidia Corp. | Add +9.2% | 0.82% | +0.33 |
| VCIT Vanguard Int-Term Corporate | Add +502.9% | 0.37% | +0.30 |
| IWB iShares Russell 1000 ETF | Add +32.3% | 1.47% | +0.26 |
| GIGB Goldman Sachs Inv GRD Corp. | Add +233.9% | 0.38% | +0.24 |
| XMMO Invesco S&P Midcap Momentum | Add +212.3% | 0.28% | +0.19 |
| MTUM iShares MSCI USA Momentum Fa | Add +654.4% | 0.19% | +0.16 |
| KJAN Innovator U.S. Small Cap Pow | Add +8214.9% | 0.16% | +0.15 |
| COWZ Pacer US Cash Cows 100 ETF | Add +250.3% | 0.21% | +0.15 |
| GSIE Goldman Sachs Activebeta Int | Add +30.3% | 1.09% | +0.14 |
| XMHQ Invesco S&P Midcap Qual ETF | Add +52.5% | 0.32% | +0.12 |
| META Meta Platforms Inc. Class A | Add +4.7% | 0.65% | +0.11 |
| AMZN Amazon.com Inc. | Add +10.5% | 1.21% | +0.11 |
| DEO Diageo PLC-Sponsored ADR | Add +633.5% | 0.12% | +0.10 |
| IWY iShares Russell Top 200 Grow | Add +24.4% | 0.73% | +0.10 |
| HIGH Simplify Enhanced Income ETF | Add +720.4% | 0.11% | +0.10 |
| IYW iShares Ustechnology ETF | Add +195.1% | 0.15% | +0.09 |
| IEFA iShares Core MSCI Eafe ETF | Add +17.0% | 2.98% | +0.09 |
| LLY Eli Lilly & Co. | Add +32.5% | 0.28% | +0.09 |
| HYLB Xtrackers Usd High Yield Cor | Add +880.6% | 0.10% | +0.09 |
| CRM Salesforce Inc. | Add +80.7% | 0.21% | +0.09 |
| GHYB Goldman Sachs Access HY Corp. | Add +14043.4% | 0.07% | +0.07 |
| PANW Palo Alto Networks Inc. | Add +240.5% | 0.10% | +0.07 |
| JANQ Innovator Premiu I40 Bar Jan | New | 0.06% | +0.06 |
| APUE Activepassive US Equity ETF | Add +330.0% | 0.08% | +0.06 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +15.1% | 1.01% | +0.06 |
| JEPI JPMorgan Equity Premium Inco | Add +49.8% | 0.23% | +0.06 |
| SMH Vaneck Semiconductor ETF | Add +156.0% | 0.09% | +0.05 |
| TSM Taiwan Semiconductor-SP ADR | Add +13.5% | 0.26% | +0.05 |
| CGGR Cap Group Growth Equity | Add +157.9% | 0.08% | +0.05 |
| JANJ Innov Prem Inc. 30 Barr - Jan | New | 0.05% | +0.05 |
| CGUS Cap Group Core Equity | Add +65.1% | 0.14% | +0.05 |
| EJAN Innovator Emerging Markets P | Add +16595.1% | 0.04% | +0.04 |
| SCHD Schwab US DVD Equity ETF | Add +26.0% | 0.41% | +0.04 |
| DIS The Walt Disney Co. | Add +12.0% | 0.19% | +0.04 |
| FDVV Fidelity High Dividend ETF | Add +143.4% | 0.07% | +0.04 |
| VIOG Vanguard S&P SM Cap 600 GRW | Add +1541.2% | 0.04% | +0.04 |
| TBIL F/M US Treasury 3 Month Bill | New | 0.04% | +0.04 |
| CGDV Cap Group Dividend Value | Add +61.4% | 0.12% | +0.04 |
| VTI VG Morningstar TS MKT ETF-US | Add +13.8% | 0.89% | +0.04 |
| APCB Activepassive Core Bond ETF | Add +420.4% | 0.05% | +0.04 |
| AIQ Global X Art Intel & Tech | Add +87.4% | 0.08% | +0.03 |
| NVO Novo-Nordisk A/S-Spons ADR | Add +26.1% | 0.14% | +0.03 |
| IBM Intl Business Machines Corp. | Add +36.0% | 0.12% | +0.03 |
| YLD Principal Act Hi YLD ETF | Add +38.9% | 0.20% | +0.03 |
| ETR Entergy Corp. | Add +672.0% | 0.03% | +0.03 |
Notes & Other Activity Q4 2023 → Q1 2024
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | Reduce -2.1% | 35,752 | $1.2M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +9.4% | 58 | $69K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Add +0.5% | 197 | $8K |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | Add +100.0% | 2 | $27 |
| KCE SS SPDR S&P Cap MKTS ETF | ST STR SP CAPMKT | Reduce -100.0% | 0 | $0 |
| THS Treehouse Foods Inc. | COM | Reduce -100.0% | 0 | $0 |
| ARIS WATER SOLUTIONS INC-A | CLASS A COM | Sold out | 0 | $0before exit |
| XSVN Bondbloxx BBG 7 YR US Treas | BLOOMBERG SEVEN | Sold out | 0 | $0before exit |
| BWAY Brainsway Ltd.-ADR | SPONSORED ADS | New | 0 | $0 |
| DTF DTF Tax-Free Income 2028 Ter | COM | Sold out | 0 | $0before exit |
| DFUV Dimensional US Marketwide Va | US MKTWIDE VALUE | New | 0 | $0 |
| ADVANCED MICRO DEVICES INC | Call | Sold out | 0 | $0before exit |
| GPCR Structure Therapeutics Inc. | SPONSORED ADS | New | 0 | $0 |
| SNDX Syndax Pharmaceuticals Inc. | COM | New | 0 | $0 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,538 | $8.3B | PIEQ, USMC, IVV, LCAP, PSC |
| Q1 2026 | 1,410 | $6.8B | USMC, IVV, PSC, PIEQ, LCAP |
| Q4 2025 | 1,344 | $6.5B | USMC, IVV, BCHP, AGG, PSC |
| Q3 2025 | 3,718 | $6.1B | USMC, IVV, AGG, BCHP, PSC |
| Q2 2025 | 3,663 | $5.3B | USMC, IVV, PSC, AGG, BCHP |
| Q1 2025 | 3,539 | $4.5B | USMC, AGG, PSC, IVV, GSUS |
| Q4 2024 | 3,534 | $4.4B | USMC, AGG, PSC, IVV, GSUS |
| Q3 2024 | 3,422 | $4.1B | USMC, IEFA, IVV, AGG, GSUS |
| Q2 2024 | 3,380 | $3.6B | USMC, IVV, IEFA, AGG, GSUS |
| Q1 2024 | 3,306 | $3.2B | USMC, IVV, IEFA, AGG, GSUS |