Principal Securities, Inc.
In its 13F for Q2 2024 (holdings as of June 30, 2024, filed July 31, 2024), Principal Securities, Inc. reported 3,380 stock positions worth $3.6 billion. Its top holding was Principal US Mega-Cap ETF (USMC) at 6.5% of the portfolio, followed by iShares Core S&P 500 ETF (IVV, 3.0%) and iShares Core MSCI Eafe ETF (IEFA, 2.9%). Compared with Q1 2024, it opened 188 new positions, sold out of 115, added to 1,672 and reduced 883. The biggest buy was Principal US Small-Cap ETF (PSC, shares +444%) and the biggest sale iShares 0-5 Year Tips Bond E (STIP, shares −99%).
- Most Recent 13F
- Q2 2026
- Location
- DES MOINES, IA
- CIK
- 0000012600
- Portfolio Value
- $3.6B (Q2 2024)
- SEC Filing
- 0000012600-24-000008 ↗ filed Jul 31, 2024
Holdings Value
Holdings 3,380 stocks · $3.6B
| USMC Principal US Mega-Cap ETF | 6.47% | 4,325,260 | $234.6M | Add +14.4% |
| IVV iShares Core S&P 500 ETF | 3.04% | 201,465 | $110.2M | Add +5.6% |
| IEFA iShares Core MSCI Eafe ETF | 2.91% | 1,450,808 | $105.4M | Add +12.6% |
| AGG iShares Core U.S. Aggregate | 2.67% | 996,026 | $96.7M | Add +6.3% |
| GSUS Goldman Sachs Marketbeta US | 1.82% | 882,620 | $66.0M | Add +3.9% |
| PSC Principal US Small-Cap ETF | 1.68% | 1,262,482 | $60.8M | Add +443.8% |
| MSFT Microsoft Corp. | 1.62% | 131,622 | $58.8M | Add +11.6% |
| IWB iShares Russell 1000 ETF | 1.32% | 160,662 | $47.8M | Reduce -1.7% |
| AMZN Amazon.com Inc. | 1.28% | 241,070 | $46.6M | Add +12.2% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 1.12% | 632,447 | $40.5M | Add +19.7% |
| IG Prin Invest Grad Corp. ETF-Ui | 1.07% | 1,896,649 | $38.8M | Add +10.2% |
| AAPL Apple Inc. | 1.05% | 181,442 | $38.2M | Add +12.8% |
| PY Principal Value ETF | 1.04% | 824,422 | $37.9M | Add +22.4% |
| NVDA Nvidia Corp. | 0.99% | 289,372 | $35.7M | Reduce -0.6% |
| GSIE Goldman Sachs Activebeta Int | 0.98% | 1,058,567 | $35.6M | Add +3.9% |
| TIP iShares Tips Bond ETF | 0.98% | 332,387 | $35.5M | Add +450.0% |
| BCHP Principal Foc Blue Chip ETF | 0.88% | 987,062 | $31.8M | Add +23.8% |
| VTI VG Morningstar TS MKT ETF-US | 0.84% | 114,235 | $30.6M | Add +4.0% |
| IEMG iShares Core MSCI Emerging | 0.82% | 556,479 | $29.8M | Add +15.4% |
| GCOR Goldman Sachs Access US Agg | 0.82% | 725,816 | $29.6M | Add +3.9% |
| IUSV iShares Core S&P U.S. Value | 0.79% | 326,141 | $28.7M | Add +11.3% |
| IWY iShares Russell Top 200 Grow | 0.79% | 133,439 | $28.6M | Add +10.7% |
| IVW iShares S&P 500 Growth ETF | 0.76% | 296,700 | $27.5M | Add +3.4% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.76% | 342,234 | $27.4M | Add +2761.5% |
| IJR iShares Core S&P Small-Cap E | 0.72% | 245,064 | $26.1M | Add +7.4% |
| SPMO Invesco S&P 500 Momentum ETF | 0.70% | 291,727 | $25.5M | Add +39.4% |
| GOOGL Alphabet Inc. Class A | 0.69% | 137,207 | $25.0M | Add +5.8% |
| IXUS iShares Core Intl Stock ETF | 0.68% | 365,511 | $24.7M | Add +10.6% |
| META Meta Platforms Inc. Class A | 0.65% | 46,710 | $23.6M | Add +9.5% |
| IVE iShares S&P 500 Value ETF | 0.60% | 119,450 | $21.7M | Add +0.3% |
| GSLC Goldman Activebeta US LC ETF | 0.59% | 200,195 | $21.4M | Add +2.7% |
| VGLT Vanguard Long-Term Treasury | 0.58% | 367,329 | $21.2M | Add +55.1% |
| QQQ Invesco QQQ Trust Series 1 | 0.55% | 41,818 | $20.0M | Add +0.3% |
| BND Vanguard Total Bond Market | 0.52% | 262,323 | $18.9M | Add +5.2% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.52% | 117,455 | $18.8M | Add +0.0% |
| SPTL SS SPDR PF LNG TRM TSY E-Usd | 0.51% | 677,172 | $18.4M | Add +3.1% |
| QYLD Global X Nasd 100 Cov Call | 0.50% | 1,028,020 | $18.2M | Add +1.6% |
| PSET Principal Quality ETF | 0.49% | 262,549 | $17.9M | Add +18.9% |
| SCHG Schwab US Large-Cap Growth | 0.48% | 174,161 | $17.6M | Add +32.5% |
| GOOG Alphabet Inc. Class C | 0.48% | 95,635 | $17.5M | Add +10.1% |
| IUSG iShares Core S&P U.S. Growth | 0.48% | 135,439 | $17.3M | Add +14.0% |
| BBJP JPMorgan Betabuilders Japan | 0.47% | 301,722 | $17.0M | Reduce -13.4% |
| VEA Vanguard Ftse Developed ETF | 0.46% | 340,620 | $16.8M | Add +10.9% |
| XYLD Global X S&P 500 Cove Call E | 0.44% | 396,746 | $16.0M | Add +3.9% |
| V Visa Inc. Class A | 0.43% | 59,513 | $15.6M | Add +12.8% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.43% | 38,024 | $15.5M | Add +10.0% |
| JEPI JPMorgan Equity Premium Inco | 0.41% | 260,510 | $14.8M | Add +105.6% |
| XETYX Eaton Vance Tax-MGD Div Eqty | 0.39% | 1,006,766 | $14.1M | Add +2.7% |
| JPM JPMorgan Chase & Co. | 0.38% | 67,360 | $13.6M | Add +10.3% |
| EWU iShares MSCI United Kingdom | 0.37% | 379,863 | $13.2M | Reduce -3.4% |
| LLY Eli Lilly & Co. | 0.35% | 14,162 | $12.8M | Add +23.0% |
| GIGB Goldman Sachs Inv GRD Corp. | 0.34% | 272,173 | $12.3M | Add +1.6% |
| VXF Vanguard Extended Market ETF | 0.34% | 72,931 | $12.3M | Add +1.1% |
| SIZE iShares MSCI USA Size Factor | 0.34% | 88,966 | $12.2M | Add +18.9% |
| IQLT iShares MSCI International Q | 0.33% | 309,083 | $12.1M | Add +7.7% |
| VOX Vanguard Communication Servi | 0.33% | 86,220 | $11.9M | Add +2.6% |
| TSM Taiwan Semiconductor-SP ADR | 0.33% | 67,859 | $11.8M | Add +12.3% |
| VCIT Vanguard Int-Term Corporate | 0.32% | 146,989 | $11.7M | Reduce -0.3% |
| COWZ Pacer US Cash Cows 100 ETF | 0.32% | 215,524 | $11.7M | Add +85.9% |
| MA Mastercard Inc. Class A | 0.32% | 26,516 | $11.7M | Add +12.4% |
| UNH Unitedhealth Group Inc. | 0.31% | 21,793 | $11.1M | Add +6.4% |
| PCN PIMCO Corporate & Income STR | 0.30% | 821,710 | $10.9M | Add +9.4% |
| SPHQ Invesco S&P 500 Quality ETF | 0.30% | 169,959 | $10.8M | Add +3.7% |
| VHT Vanguard Health Care ETF | 0.29% | 39,729 | $10.6M | Add +33.1% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.29% | 135,817 | $10.5M | Reduce -5.3% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.29% | 42,757 | $10.4M | Reduce -7.2% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.28% | 18,850 | $10.3M | Add +6.0% |
| VFH Vanguard Financials ETF | 0.28% | 101,339 | $10.1M | Add +2.2% |
| BKNG Booking Holdings Inc. | 0.28% | 2,524 | $10.0M | Add +10.8% |
| USMV iShares MSCI USA Min Vol Fac | 0.27% | 116,010 | $9.7M | Reduce -18.9% |
| CMDY iShares Bloomberg Roll Selec | 0.27% | 196,567 | $9.7M | Add +21.1% |
| VSS Vanguard Ftse All Wo X-US SC | 0.26% | 81,747 | $9.6M | Add +12.2% |
| SCHD Schwab US DVD Equity ETF | 0.26% | 120,570 | $9.4M | Reduce -26.7% |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 0.26% | 121,430 | $9.4M | Add +18.1% |
| CRM Salesforce Inc. | 0.25% | 35,748 | $9.2M | Add +63.1% |
| EFAV iShares MSCI Eafe Min Vol Fa | 0.25% | 131,109 | $9.1M | Reduce -8.1% |
| SCHW Schwab (charles) Corp. | 0.25% | 122,382 | $9.0M | Add +8.2% |
| FNDE Schwab Fndmntl Em MRK Eq ETF | 0.25% | 304,557 | $9.0M | Add +135.4% |
| XOM Exxon Mobil Corp. | 0.24% | 76,857 | $8.8M | Add +16.0% |
| ADBE Adobe Inc. | 0.24% | 15,384 | $8.5M | Add +19.6% |
| MLPX Global X MLP & Energy Infras | 0.23% | 166,910 | $8.5M | Add +4.9% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.23% | 186,100 | $8.4M | Add +23.9% |
| TSLA Tesla Inc. | 0.23% | 42,256 | $8.4M | Add +6.1% |
| VWO Vanguard Ftse Emerging Marke | 0.23% | 186,748 | $8.2M | Add +9.9% |
| GSY Invesco Ultra Short Duration filed as POWERSHARES ACTIVELY MANAGED | 0.23% | 163,722 | $8.2M | Reduce -22.3% |
| PREF Pri Spe Pre Sec Acti-Usd Inc. | 0.22% | 445,103 | $8.1M | Add +18.4% |
| AMD Advanced Micro Devices | 0.21% | 47,705 | $7.7M | Add +16.5% |
| MBB iShares MBS ETF | 0.21% | 83,893 | $7.7M | Add +12.0% |
| VDC Vanguard Consumer Staple ETF | 0.21% | 36,947 | $7.5M | Add +6.9% |
| AVGO Broadcom Inc. | 0.20% | 4,618 | $7.4M | Add +8.3% |
| YLD Principal Act Hi YLD ETF | 0.20% | 386,312 | $7.4M | Add +18.2% |
| ELV Elevance Health Inc. | 0.20% | 13,530 | $7.3M | Add +18.3% |
| ETV Eaton Vance T/M Buy-Writ Opp | 0.19% | 516,387 | $7.1M | Add +5.3% |
| CVX Chevron Corp. | 0.19% | 44,944 | $7.0M | Add +11.0% |
| TLH iShares 10-20 Year Treasury | 0.19% | 68,079 | $7.0M | Add +3.2% |
| GEM Goldman Sachs Activebeta Em | 0.19% | 211,171 | $6.9M | Add +4.3% |
| GBIL Goldman Sachs Access Treasur | 0.19% | 68,871 | $6.9M | Add +35584.5% |
| EWG iShares MSCI Germany ETF | 0.19% | 224,155 | $6.9M | Reduce -21.4% |
| XLE SS Energy Select Sector | 0.19% | 74,987 | $6.8M | Add +18.5% |
| COST Costco Wholesale Corp. | 0.19% | 8,035 | $6.8M | Add +16.4% |
Other holdings (9): bonds, preferreds, convertibles and warrants · $1.3M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | 35,752 | $1.1M | No change |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 53 | $63K | Reduce -8.6% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 45 | $54K | No change |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | 10,000 | $10K | No change |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 189 | $8K | Reduce -4.1% |
| NE.WS Noble Corp. PLC-28 | *W EXP 02/04/202 | 9 | $222 | New |
| NOBLE CORP PLC-28 | *W EXP 02/04/202 | 9 | $194 | New |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | 2 | $130 | No change |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 2 | $26 | No change |
Total filed on the 13F, all lines: $3.6B.
Portfolio Sells Q1 2024 → Q2 2024
| STIP iShares 0-5 Year Tips Bond E | Reduce -98.8% | 0.01% | −0.79 |
| MDYG SS SPDR S&P 400 MC GR ETF | Reduce -79.8% | 0.08% | −0.40 |
| XMHQ Invesco S&P Midcap Qual ETF | Reduce -62.6% | 0.09% | −0.23 |
| VGIT Vanguard Intermediate-Term T | Reduce -62.5% | 0.11% | −0.22 |
| XMMO Invesco S&P Midcap Momentum | Reduce -67.2% | 0.08% | −0.20 |
| BBJP JPMorgan Betabuilders Japan | Reduce -13.4% | 0.47% | −0.17 |
| MTUM iShares MSCI USA Momentum Fa | Reduce -87.4% | 0.02% | −0.17 |
| SCHD Schwab US DVD Equity ETF | Reduce -26.7% | 0.26% | −0.15 |
| IWB iShares Russell 1000 ETF | Reduce -1.7% | 1.32% | −0.15 |
| DGRO iShares Core Dividend Growth | Reduce -38.6% | 0.17% | −0.15 |
| EMB iShares JP Morgan Usd Emergi | Reduce -47.5% | 0.12% | −0.14 |
| VB Vanguard Most SM-Cap ETF-Usd | Reduce -38.6% | 0.14% | −0.13 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -18.9% | 0.27% | −0.10 |
| GSY Invesco Ultra Short Duration | Reduce -22.3% | 0.23% | −0.10 |
| EWG iShares MSCI Germany ETF | Reduce -21.4% | 0.19% | −0.09 |
| SPSB SS SPDR P St C Corp. ETF | Reduce -92.7% | 0.01% | −0.08 |
| OIH Vaneck Oil Services ETF | Reduce -69.6% | 0.03% | −0.07 |
| GOVT iShares US Treasury Bond ETF | Reduce -28.7% | 0.12% | −0.07 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Reduce -7.2% | 0.29% | −0.07 |
| EWZ iShares MSCI Brazil ETF | Reduce -98.5% | 0.00% | −0.07 |
| EFAV iShares MSCI Eafe Min Vol Fa | Reduce -8.1% | 0.25% | −0.06 |
| VCSH Vanguard S/T Corp. Bond ETF | Reduce -5.3% | 0.29% | −0.06 |
| VTIP Vanguard Short-Term Tips | Reduce -52.0% | 0.04% | −0.06 |
| EWU iShares MSCI United Kingdom | Reduce -3.4% | 0.37% | −0.05 |
| MDT Medtronic PLC | Reduce -16.6% | 0.10% | −0.05 |
| VCIT Vanguard Int-Term Corporate | Reduce -0.3% | 0.32% | −0.05 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -31.9% | 0.07% | −0.04 |
| UNP Union Pacific Corp. | Reduce -18.4% | 0.09% | −0.04 |
| ANGL Vaneck Fallen Angel High YLD | Reduce -15.0% | 0.10% | −0.04 |
| APRQ Innovator Prem Inc. 40 Bar-Ap | Sold out | 0.00% | −0.04 |
| CMCSA Comcast Corp. Class A | Reduce -0.2% | 0.13% | −0.03 |
| EMLC Vaneck JPM Em Local Curr BND | Reduce -24.6% | 0.06% | −0.03 |
| VYM Vanguard High DVD Yield ETF | Reduce -4.7% | 0.14% | −0.03 |
| PDI PIMCO Dynamic Income Fund | Reduce -10.4% | 0.10% | −0.03 |
| SNSR Global X Internet of Things | Reduce -0.5% | 0.17% | −0.03 |
| VT Vanguard Tot World STK ETF | Reduce -49.1% | 0.02% | −0.02 |
| PSX Phillips 66 | Reduce -3.4% | 0.06% | −0.02 |
| PGR Progressive Corp. | Reduce -9.3% | 0.09% | −0.02 |
| APRJ Innov Prem Inc. 30 Barr-April | Sold out | 0.00% | −0.02 |
| EFV iShares MSCI Eafe Value ETF | Reduce -3.0% | 0.11% | −0.02 |
| FTCS First Trust Capital Strength | Reduce -4.4% | 0.10% | −0.02 |
| DG Dollar General Corp. | Reduce -47.5% | 0.01% | −0.02 |
| HACK Amplify Cybersecurity ETF | Reduce -35.5% | 0.03% | −0.02 |
| KJAN Innovator U.S. Small Cap Pow | Reduce -0.3% | 0.14% | −0.02 |
| UPS United Parcel Service Class B | Reduce -0.6% | 0.09% | −0.02 |
| BUI Blckrck Util Infra & PWR Opp | Reduce -20.4% | 0.05% | −0.02 |
| PGX Invesco Preferred ETF | Reduce -10.3% | 0.07% | −0.02 |
| MCD McDonald's Corp. | Reduce -2.3% | 0.07% | −0.02 |
| IWR iShares Russell Mid-Cap ETF | Reduce -0.6% | 0.10% | −0.02 |
| FAB First Trust Multi Cap Value | Reduce -11.6% | 0.05% | −0.02 |
Portfolio Buys Q1 2024 → Q2 2024
| PSC Principal US Small-Cap ETF | Add +443.8% | 1.68% | +1.32 |
| TIP iShares Tips Bond ETF | Add +450.0% | 0.98% | +0.78 |
| SPYG SS SPDR P S&P 500 Growth ETF | Add +2761.5% | 0.76% | +0.73 |
| USMC Principal US Mega-Cap ETF | Add +14.4% | 6.47% | +0.42 |
| AAPL Apple Inc. | Add +12.8% | 1.05% | +0.19 |
| GBIL Goldman Sachs Access Treasur | Add +35584.5% | 0.19% | +0.19 |
| SPMO Invesco S&P 500 Momentum ETF | Add +39.4% | 0.70% | +0.18 |
| JEPI JPMorgan Equity Premium Inco | Add +105.6% | 0.41% | +0.18 |
| VGLT Vanguard Long-Term Treasury | Add +55.1% | 0.58% | +0.15 |
| NAPR Innovator Growth 100 Power B | Add +1577.0% | 0.15% | +0.14 |
| FNDE Schwab Fndmntl Em MRK Eq ETF | Add +135.4% | 0.25% | +0.14 |
| COWZ Pacer US Cash Cows 100 ETF | Add +85.9% | 0.32% | +0.11 |
| SCHG Schwab US Large-Cap Growth | Add +32.5% | 0.48% | +0.10 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +19.7% | 1.12% | +0.10 |
| BCHP Principal Foc Blue Chip ETF | Add +23.8% | 0.88% | +0.10 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Add +149.5% | 0.17% | +0.09 |
| APUE Activepassive US Equity ETF | Add +129.2% | 0.16% | +0.08 |
| GOOGL Alphabet Inc. Class A | Add +5.8% | 0.69% | +0.08 |
| AMZN Amazon.com Inc. | Add +12.2% | 1.28% | +0.08 |
| MSFT Microsoft Corp. | Add +11.6% | 1.62% | +0.08 |
| SPIB SS SPDR P Int C Corp. ETF | Add +106.1% | 0.17% | +0.08 |
| LLY Eli Lilly & Co. | Add +23.0% | 0.35% | +0.07 |
| SMH Vaneck Semiconductor ETF | Add +80.3% | 0.16% | +0.07 |
| GOOG Alphabet Inc. Class C | Add +10.1% | 0.48% | +0.07 |
| XHB SS SPDR S&P Homebldrs ETF | Add +666.1% | 0.08% | +0.07 |
| TSM Taiwan Semiconductor-SP ADR | Add +12.3% | 0.33% | +0.07 |
| XLF SS Financial Select Sector | Add +158.3% | 0.12% | +0.07 |
| PY Principal Value ETF | Add +22.4% | 1.04% | +0.06 |
| IWY iShares Russell Top 200 Grow | Add +10.7% | 0.79% | +0.06 |
| PAPR Innovator U.S. Equity Power | Add +890.9% | 0.06% | +0.06 |
| IAPR Innovator International Deve | Add +315.4% | 0.07% | +0.05 |
| TBIL F/M US Treasury 3 Month Bill | Add +167.9% | 0.09% | +0.05 |
| SHV iShares 0-1 Year Treasury Bo | Add +84.4% | 0.13% | +0.05 |
| CRM Salesforce Inc. | Add +63.1% | 0.25% | +0.05 |
| IEMG iShares Core MSCI Emerging | Add +15.4% | 0.82% | +0.05 |
| SPLB SS SPDR P Long Term C ETF | Add +97.8% | 0.11% | +0.04 |
| IUSG iShares Core S&P U.S. Growth | Add +14.0% | 0.48% | +0.04 |
| FLGB Franklin Ftse United Kingdom | New | 0.04% | +0.04 |
| APCB Activepassive Core Bond ETF | Add +114.1% | 0.09% | +0.04 |
| VHT Vanguard Health Care ETF | Add +33.1% | 0.29% | +0.04 |
| APIE Activepassive Intl Eqty ETF | Add +129.0% | 0.07% | +0.04 |
| VRP Invesco Variable Rate Prefer | Add +72.7% | 0.10% | +0.04 |
| AME Ametek Inc. | Add +516.9% | 0.04% | +0.04 |
| TCAF T Rowe PRC Cap Appreciation | Add +2101.6% | 0.04% | +0.03 |
| ADBE Adobe Inc. | Add +19.6% | 0.24% | +0.03 |
| SOXX iShares Semiconductor ETF | Add +183.3% | 0.05% | +0.03 |
| CDNS Cadence Design SYS Inc. | Add +101.0% | 0.07% | +0.03 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +226.5% | 0.05% | +0.03 |
| COST Costco Wholesale Corp. | Add +16.4% | 0.19% | +0.03 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Add +59.6% | 0.11% | +0.03 |
Notes & Other Activity Q1 2024 → Q2 2024
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Reduce -8.6% | 53 | $63K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Reduce -4.1% | 189 | $8K |
| NE.WS Noble Corp. PLC-28 | *W EXP 02/04/202 | New | 9 | $222 |
| NOBLE CORP PLC-28 | *W EXP 02/04/202 | New | 9 | $194 |
| INNOVATOR ETFS TRUST | PREM INC 40 BARR | Reduce -100.0% | 0 | $0 |
| JULJ Innov Prem Inc. 30 Barr-July | PREM INC 30 BARR | Reduce -100.0% | 0 | $0 |
| MUJ BlackRock Munihold NJ QLTY | COM | Reduce -100.0% | 0 | $0 |
| RIG Transocean Ltd. | REGISTERED SHS | Reduce -100.0% | 0 | $0 |
| BWAY Brainsway Ltd.-ADR | SPONSORED ADS | Sold out | 0 | $0before exit |
| DFUV Dimensional US Marketwide Va | US MKTWIDE VALUE | Sold out | 0 | $0before exit |
| SNDX Syndax Pharmaceuticals Inc. | COM | Sold out | 0 | $0before exit |
| THS Treehouse Foods Inc. | COM | Sold out | 0 | $0before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,538 | $8.3B | PIEQ, USMC, IVV, LCAP, PSC |
| Q1 2026 | 1,410 | $6.8B | USMC, IVV, PSC, PIEQ, LCAP |
| Q4 2025 | 1,344 | $6.5B | USMC, IVV, BCHP, AGG, PSC |
| Q3 2025 | 3,718 | $6.1B | USMC, IVV, AGG, BCHP, PSC |
| Q2 2025 | 3,663 | $5.3B | USMC, IVV, PSC, AGG, BCHP |
| Q1 2025 | 3,539 | $4.5B | USMC, AGG, PSC, IVV, GSUS |
| Q4 2024 | 3,534 | $4.4B | USMC, AGG, PSC, IVV, GSUS |
| Q3 2024 | 3,422 | $4.1B | USMC, IEFA, IVV, AGG, GSUS |
| Q2 2024 | 3,380 | $3.6B | USMC, IVV, IEFA, AGG, GSUS |
| Q1 2024 | 3,306 | $3.2B | USMC, IVV, IEFA, AGG, GSUS |