Principal Securities, Inc.
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed January 30, 2025), Principal Securities, Inc. reported 3,534 stock positions worth $4.4 billion. Its top holding was Principal US Mega-Cap ETF (USMC) at 5.9% of the portfolio, followed by iShares Core U.S. Aggregate (AGG, 2.3%) and Principal US Small-Cap ETF (PSC, 2.0%). Compared with Q3 2024, it opened 235 new positions, sold out of 126, added to 1,767 and reduced 872. The biggest buy was SS SPDR P S&P 500 Growth ETF (SPYG, shares +4359%) and the biggest sale iShares Core MSCI Eafe ETF (IEFA, shares −54%).
- Most Recent 13F
- Q2 2026
- Location
- DES MOINES, IA
- CIK
- 0000012600
- Portfolio Value
- $4.4B (Q4 2024)
- SEC Filing
- 0000012600-25-000001 ↗ filed Jan 30, 2025
Holdings Value
Holdings 3,534 stocks · $4.4B
| USMC Principal US Mega-Cap ETF | 5.91% | 4,366,917 | $262.1M | Reduce -1.0% |
| AGG iShares Core U.S. Aggregate | 2.28% | 1,042,984 | $101.1M | Add +4.7% |
| PSC Principal US Small-Cap ETF | 1.96% | 1,698,105 | $87.1M | Add +30.9% |
| IVV iShares Core S&P 500 ETF | 1.84% | 139,054 | $81.9M | Reduce -21.4% |
| GSUS Goldman Sachs Marketbeta US | 1.84% | 1,011,035 | $81.7M | Add +8.4% |
| MSFT Microsoft Corp. | 1.43% | 150,417 | $63.4M | Add +10.2% |
| BCHP Principal Foc Blue Chip ETF | 1.42% | 1,859,734 | $63.2M | Add +4.6% |
| SPYG SS SPDR P S&P 500 Growth ETF | 1.38% | 697,501 | $61.3M | Add +4359.1% |
| AMZN Amazon.com Inc. | 1.32% | 267,627 | $58.7M | Add +2.1% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 1.25% | 802,689 | $55.3M | Add +13.5% |
| AAPL Apple Inc. | 1.24% | 219,761 | $55.0M | Add +8.3% |
| IWB iShares Russell 1000 ETF | 1.20% | 165,805 | $53.4M | Add +3.5% |
| IEFA iShares Core MSCI Eafe ETF | 1.07% | 676,062 | $47.5M | Reduce -54.1% |
| IDEV iShares Core MSCI Dev MKTS | 1.00% | 690,887 | $44.5M | Add +4864.7% |
| IG Prin Invest Grad Corp. ETF-Ui | 0.98% | 2,137,920 | $43.5M | Add +5.1% |
| PY Principal Value ETF | 0.98% | 876,530 | $43.4M | Add +3.6% |
| NVDA Nvidia Corp. | 0.97% | 320,175 | $43.0M | Add +2.4% |
| GSIE Goldman Sachs Activebeta Int | 0.87% | 1,157,566 | $38.6M | Add +7.5% |
| IWY iShares Russell Top 200 Grow | 0.86% | 162,735 | $38.3M | Add +1478.7% |
| IJR iShares Core S&P Small-Cap E | 0.85% | 327,431 | $37.7M | Add +10.7% |
| IEMG iShares Core MSCI Emerging | 0.83% | 709,247 | $37.0M | Add +21.7% |
| VTI VG Morningstar TS MKT ETF-US | 0.82% | 126,084 | $36.5M | Add +12.6% |
| SCHP Schwab U.S. Tips ETF | 0.79% | 1,355,447 | $35.0M | Add +1605.3% |
| IVW iShares S&P 500 Growth ETF | 0.77% | 336,510 | $34.2M | Add +4.7% |
| GOOGL Alphabet Inc. Class A | 0.73% | 170,874 | $32.3M | Add +15.6% |
| IUSV iShares Core S&P U.S. Value | 0.70% | 337,046 | $31.2M | Add +4.5% |
| XMMO Invesco S&P Midcap Momentum | 0.69% | 248,852 | $30.7M | Add +918.3% |
| GCOR Goldman Sachs Access US Agg | 0.69% | 756,943 | $30.5M | Add +7.7% |
| META Meta Platforms Inc. Class A | 0.68% | 51,352 | $30.1M | Add +16.0% |
| PIEQ Principal Intl Eqty ETF | 0.64% | 1,180,267 | $28.5M | New |
| IVE iShares S&P 500 Value ETF | 0.62% | 143,452 | $27.4M | Add +12.9% |
| IXUS iShares Core Intl Stock ETF | 0.62% | 413,665 | $27.4M | Reduce -0.3% |
| BND Vanguard Total Bond Market | 0.61% | 374,079 | $26.9M | Add +32.0% |
| GSLC Goldman Activebeta US LC ETF | 0.55% | 213,145 | $24.6M | Add +0.8% |
| SPTL SS SPDR PF LNG TRM TSY E-Usd | 0.55% | 932,737 | $24.4M | Add +4.6% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.55% | 142,957 | $24.2M | Add +0.5% |
| SPMO Invesco S&P 500 Momentum ETF | 0.52% | 240,915 | $22.9M | Reduce -25.1% |
| JEPI JPMorgan Equity Premium Inco | 0.51% | 397,336 | $22.9M | Add +18.6% |
| QQQ Invesco QQQ Trust Series 1 | 0.50% | 43,628 | $22.3M | Add +2.1% |
| SCHG Schwab US Large-Cap Growth | 0.50% | 793,563 | $22.1M | Add +4.3% |
| VGLT Vanguard Long-Term Treasury | 0.50% | 399,363 | $22.1M | Add +7.0% |
| V Visa Inc. Class A | 0.49% | 68,959 | $21.8M | Add +5.6% |
| VEA Vanguard Ftse Developed ETF | 0.48% | 448,632 | $21.5M | Add +23.2% |
| QYLD Global X Nasd 100 Cov Call | 0.45% | 1,104,897 | $20.1M | Add +5.0% |
| AVGO Broadcom Inc. | 0.45% | 86,315 | $20.0M | Add +33.4% |
| PSET Principal Quality ETF | 0.45% | 277,335 | $19.8M | Add +1.9% |
| GOOG Alphabet Inc. Class C | 0.44% | 102,609 | $19.5M | Add +2.9% |
| IUSG iShares Core S&P U.S. Growth | 0.44% | 140,087 | $19.5M | Add +1.6% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.43% | 42,440 | $19.2M | Add +7.4% |
| APUE Activepassive US Equity ETF | 0.42% | 519,300 | $18.6M | Add +46.0% |
| JPM JPMorgan Chase & Co. | 0.42% | 77,193 | $18.5M | Add +5.7% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.41% | 400,685 | $18.1M | Add +73.5% |
| XYLD Global X S&P 500 Cove Call E | 0.39% | 413,191 | $17.3M | Add +1.1% |
| YLD Principal Act Hi YLD ETF | 0.37% | 849,222 | $16.3M | Add +16.0% |
| MA Mastercard Inc. Class A | 0.36% | 30,552 | $16.1M | Add +10.3% |
| XETYX Eaton Vance Tax-MGD Div Eqty | 0.36% | 1,055,303 | $15.8M | Add +1.9% |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 0.35% | 195,529 | $15.4M | Add +15.8% |
| TSM Taiwan Semiconductor-SP ADR | 0.34% | 75,415 | $14.9M | Add +3.1% |
| VOX Vanguard Communication Servi | 0.33% | 95,503 | $14.8M | Add +2.3% |
| EWU iShares MSCI United Kingdom | 0.32% | 417,422 | $14.2M | Add +4.4% |
| SIZE iShares MSCI USA Size Factor | 0.31% | 93,384 | $13.9M | Add +2.9% |
| LLY Eli Lilly & Co. | 0.31% | 17,851 | $13.8M | Add +17.5% |
| UNH Unitedhealth Group Inc. | 0.30% | 26,354 | $13.3M | Add +11.1% |
| VXF Vanguard Extended Market ETF | 0.30% | 70,095 | $13.3M | Reduce -1.3% |
| GIGB Goldman Sachs Inv GRD Corp. | 0.29% | 290,494 | $13.1M | Add +6.3% |
| PCN PIMCO Corporate & Income STR | 0.29% | 966,636 | $13.0M | Add +7.3% |
| VFH Vanguard Financials ETF | 0.29% | 107,931 | $12.7M | Add +1.7% |
| COWZ Pacer US Cash Cows 100 ETF | 0.28% | 219,592 | $12.4M | Add +6.5% |
| IQLT iShares MSCI International Q | 0.28% | 331,274 | $12.3M | Add +5.2% |
| VCIT Vanguard Int-Term Corporate | 0.27% | 150,169 | $12.1M | Add +5.6% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.26% | 44,066 | $11.6M | Add +2.4% |
| BKNG Booking Holdings Inc. | 0.26% | 2,311 | $11.5M | Reduce -11.9% |
| SPHQ Invesco S&P 500 Quality ETF | 0.26% | 170,903 | $11.5M | Add +1.5% |
| TLT iShares 20+ Year Treasury BD | 0.26% | 130,956 | $11.4M | Add +76.0% |
| TSLA Tesla Inc. | 0.25% | 27,858 | $11.3M | Reduce -31.8% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.25% | 46,384 | $11.1M | Add +7.4% |
| IJH iShares Core S&P Midcap ETF | 0.25% | 178,111 | $11.1M | Add +7.7% |
| CRM Salesforce Inc. | 0.25% | 32,673 | $10.9M | Add +19.2% |
| CMDY iShares Bloomberg Roll Selec | 0.24% | 225,401 | $10.7M | Add +6.5% |
| QUAL iShares MSCI USA Quality Fac | 0.24% | 59,323 | $10.6M | Add +74.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.23% | 17,767 | $10.4M | Reduce -2.1% |
| MBB iShares MBS ETF | 0.23% | 113,057 | $10.4M | Reduce -0.7% |
| USHY iShares Broad Usd High Yield | 0.23% | 280,270 | $10.3M | Add +45.3% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.23% | 131,932 | $10.3M | Reduce -3.0% |
| FNDE Schwab Fndmntl Em MRK Eq ETF | 0.23% | 354,140 | $10.3M | Add +6.2% |
| MLPX Global X MLP & Energy Infras | 0.23% | 168,781 | $10.2M | Reduce -2.1% |
| VHT Vanguard Health Care ETF | 0.23% | 39,572 | $10.0M | Add +0.3% |
| SCHW Schwab (charles) Corp. | 0.22% | 133,843 | $9.9M | Add +4.4% |
| XOM Exxon Mobil Corp. | 0.22% | 91,519 | $9.8M | Add +6.1% |
| VSS Vanguard Ftse All Wo X-US SC | 0.22% | 84,458 | $9.7M | Reduce -8.2% |
| PQDI Principal SP & Inc. ETF-US Inc. | 0.22% | 508,096 | $9.6M | Add +3.2% |
| VWO Vanguard Ftse Emerging Marke | 0.22% | 217,139 | $9.6M | Add +5.2% |
| SPHY SS SPDR P High Yield ETF | 0.21% | 403,614 | $9.5M | Add +29.4% |
| SCHD Schwab US DVD Equity ETF | 0.21% | 345,972 | $9.5M | Add +3.6% |
| APIE Activepassive Intl Eqty ETF | 0.21% | 336,200 | $9.4M | Add +48.6% |
| GSY Invesco Ultra Short Duration | 0.21% | 187,832 | $9.4M | Add +5.4% |
| WMT Walmart Inc. | 0.21% | 103,402 | $9.3M | Add +13.6% |
| SCHH Schwab US REIT ETF | 0.21% | 438,915 | $9.2M | Add +3.0% |
| EFV iShares MSCI Eafe Value ETF | 0.20% | 173,292 | $9.1M | Add +66.3% |
| IYW iShares Ustechnology ETF | 0.20% | 56,500 | $9.0M | Add +20.3% |
Other holdings (10): bonds, preferreds, convertibles and warrants · $1.3M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | 31,517 | $1.2M | Reduce -3.2% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 53 | $65K | No change |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 45 | $54K | No change |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | 10,000 | $10K | No change |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 220 | $6K | Add +29.4% |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | 2 | $173 | No change |
| NE.WS Noble Corp. PLC-28 | *W EXP 02/04/202 | 9 | $107 | No change |
| NOBLE CORP PLC-28 | *W EXP 02/04/202 | 9 | $93 | No change |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 2 | $14 | No change |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | 104 | $12 | No change |
Lines left out (1) · $33 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| GMF State Street SPDR S&P Emergi | ST STR ASIA ETF | 0 | $33 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $4.4B.
Portfolio Sells Q3 2024 → Q4 2024
| IEFA iShares Core MSCI Eafe ETF | Reduce -54.1% | 1.07% | −1.71 |
| TIP iShares Tips Bond ETF | Reduce -81.8% | 0.15% | −0.78 |
| SPYV SS SPDR P S&P 500 Value ETF | Reduce -97.2% | 0.02% | −0.77 |
| IWX iShares Russell Top 200 Valu | Reduce -99.9% | 0.00% | −0.68 |
| IVV iShares Core S&P 500 ETF | Reduce -21.4% | 1.84% | −0.62 |
| HDV iShares Core High Dividend E | Reduce -85.3% | 0.07% | −0.48 |
| EWJ iShares MSCI Japan ETF | Reduce -99.7% | 0.00% | −0.21 |
| BBJP JPMorgan Betabuilders Japan | Reduce -96.3% | 0.01% | −0.19 |
| SPMO Invesco S&P 500 Momentum ETF | Reduce -25.1% | 0.52% | −0.19 |
| USMC Principal US Mega-Cap ETF | Reduce -1.0% | 5.91% | −0.18 |
| TLH iShares 10-20 Year Treasury | Reduce -83.4% | 0.02% | −0.14 |
| IXUS iShares Core Intl Stock ETF | Reduce -0.3% | 0.62% | −0.11 |
| CLOI Vaneck Clo ETF | Reduce -99.5% | 0.00% | −0.09 |
| SPIB SS SPDR P Int C Corp. ETF | Reduce -23.9% | 0.19% | −0.09 |
| VSS Vanguard Ftse All Wo X-US SC | Reduce -8.2% | 0.22% | −0.06 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -18.6% | 0.07% | −0.05 |
| RSPH Invesco S&P 500 Equal Weight | Reduce -82.0% | 0.01% | −0.05 |
| TBIL F/M US Treasury 3 Month Bill | Reduce -72.8% | 0.02% | −0.05 |
| JANQ Innovator Premiu I40 Bar Jan | Reduce -98.3% | 0.00% | −0.05 |
| AMD Advanced Micro Devices | Reduce -12.9% | 0.07% | −0.04 |
| AGGH Simplify Aggregate Bond ETF | Reduce -75.9% | 0.01% | −0.04 |
| EFAV iShares MSCI Eafe Min Vol Fa | Reduce -5.4% | 0.18% | −0.04 |
| FMDE Fidelity Enhanced Mid Cap Co. | Reduce -79.4% | 0.01% | −0.04 |
| KJAN Innovator U.S. Small Cap Pow | Reduce -26.3% | 0.09% | −0.04 |
| AMT American Tower Corp. | Reduce -25.5% | 0.05% | −0.04 |
| JANJ Innov Prem Inc. 30 Barr - Jan | Reduce -98.3% | 0.00% | −0.04 |
| VMBS Vanguard Mortgage-Backed Sec | Reduce -13.8% | 0.11% | −0.03 |
| MRK Merck & Co. Inc. | Reduce -4.3% | 0.11% | −0.03 |
| TUA Sim St Treas Fut Strat ETF | Reduce -65.4% | 0.01% | −0.03 |
| VGIT Vanguard Intermediate-Term T | Reduce -13.4% | 0.10% | −0.03 |
| MBB iShares MBS ETF | Reduce -0.7% | 0.23% | −0.03 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -4.9% | 0.18% | −0.03 |
| VCSH Vanguard S/T Corp. Bond ETF | Reduce -3.0% | 0.23% | −0.03 |
| MCHP Microchip Technology Inc. | Reduce -27.3% | 0.03% | −0.03 |
| CMCSA Comcast Corp. Class A | Reduce -5.3% | 0.10% | −0.03 |
| MCHI iShares MSCI China ETF | Reduce -0.8% | 0.15% | −0.03 |
| ROBO Robo Global Robotics and Aut | Reduce -9.9% | 0.13% | −0.03 |
| SCHQ Schwab Long-Term US Treasury | Reduce -0.6% | 0.13% | −0.03 |
| APTV Aptiv PLC | Reduce -44.8% | 0.02% | −0.03 |
| SBUX Starbucks Corp. | Reduce -1.3% | 0.16% | −0.03 |
| VYMI Vanguard Int High DVD YLD Inc. | Reduce -2.8% | 0.13% | −0.03 |
| PEP Pepsico Inc. | Reduce -7.5% | 0.08% | −0.02 |
| SNY Sanofi-ADR | Reduce -19.8% | 0.04% | −0.02 |
| GVI iShares Intermediate Governm | Reduce -74.4% | 0.01% | −0.02 |
| ANGL Vaneck Fallen Angel High YLD | Reduce -15.8% | 0.07% | −0.02 |
| SNSR Global X Internet of Things | Reduce -9.6% | 0.12% | −0.02 |
| ICE Intercontinental Exchange Inc. | Reduce -54.7% | 0.01% | −0.02 |
| CCI Crown Castle Inc. | Reduce -38.9% | 0.02% | −0.02 |
| CII BlackRock Enhan LRG Cap Core | Reduce -9.6% | 0.13% | −0.02 |
| FTV Fortive Corp. | Reduce -49.6% | 0.02% | −0.02 |
Portfolio Buys Q3 2024 → Q4 2024
| SPYG SS SPDR P S&P 500 Growth ETF | Add +4359.1% | 1.38% | +1.35 |
| IDEV iShares Core MSCI Dev MKTS | Add +4864.7% | 1.00% | +0.98 |
| IWY iShares Russell Top 200 Grow | Add +1478.7% | 0.86% | +0.81 |
| SCHP Schwab U.S. Tips ETF | Add +1605.3% | 0.79% | +0.74 |
| PIEQ Principal Intl Eqty ETF | New | 0.64% | +0.64 |
| XMMO Invesco S&P Midcap Momentum | Add +918.3% | 0.69% | +0.62 |
| PSC Principal US Small-Cap ETF | Add +30.9% | 1.96% | +0.33 |
| AVGO Broadcom Inc. | Add +33.4% | 0.45% | +0.18 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Add +73.5% | 0.41% | +0.14 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Add +1503.0% | 0.16% | +0.14 |
| AMZN Amazon.com Inc. | Add +2.1% | 1.32% | +0.14 |
| GOOGL Alphabet Inc. Class A | Add +15.6% | 0.73% | +0.14 |
| APUE Activepassive US Equity ETF | Add +46.0% | 0.42% | +0.12 |
| POCT Innovator U.S. Equity Power | Add +2278.9% | 0.11% | +0.11 |
| JEPQ JPM Nasdaq Equity Premium | Add +282.1% | 0.14% | +0.10 |
| AAPL Apple Inc. | Add +8.3% | 1.24% | +0.10 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +13.5% | 1.25% | +0.09 |
| BND Vanguard Total Bond Market | Add +32.0% | 0.61% | +0.09 |
| QUAL iShares MSCI USA Quality Fac | Add +74.6% | 0.24% | +0.09 |
| NJAN Innovator Growth 100 Power B | Add +1568.8% | 0.09% | +0.09 |
| TLT iShares 20+ Year Treasury BD | Add +76.0% | 0.26% | +0.08 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +106.5% | 0.16% | +0.08 |
| NOCT Innovator Growth-100 Power B | Add +1596.5% | 0.08% | +0.07 |
| RSPT Invesco S&P 500 Equal Weight | Add +1351.1% | 0.08% | +0.07 |
| EFG iShares MSCI Eafe Growth ETF | Add +108.5% | 0.16% | +0.07 |
| CRM Salesforce Inc. | Add +19.2% | 0.25% | +0.06 |
| META Meta Platforms Inc. Class A | Add +16.0% | 0.68% | +0.06 |
| GSUS Goldman Sachs Marketbeta US | Add +8.4% | 1.84% | +0.06 |
| RDVY First Trust Rising Dividend | Add +58.2% | 0.19% | +0.06 |
| EFV iShares MSCI Eafe Value ETF | Add +66.3% | 0.20% | +0.06 |
| USHY iShares Broad Usd High Yield | Add +45.3% | 0.23% | +0.06 |
| V Visa Inc. Class A | Add +5.6% | 0.49% | +0.06 |
| VTI VG Morningstar TS MKT ETF-US | Add +12.6% | 0.82% | +0.06 |
| NVDA Nvidia Corp. | Add +2.4% | 0.97% | +0.05 |
| APCB Activepassive Core Bond ETF | Add +51.9% | 0.18% | +0.05 |
| IOCT Innovator Int Dev Power Buff | New | 0.05% | +0.05 |
| JPM JPMorgan Chase & Co. | Add +5.7% | 0.42% | +0.04 |
| APIE Activepassive Intl Eqty ETF | Add +48.6% | 0.21% | +0.04 |
| MTUM iShares MSCI USA Momentum Fa | Add +252.9% | 0.06% | +0.04 |
| NFLX Netflix Inc. | Add +13.8% | 0.17% | +0.04 |
| WFC Wells Fargo & Co. | Add +12.5% | 0.18% | +0.04 |
| DIS The Walt Disney Co. | Add +20.9% | 0.18% | +0.04 |
| VOO Vanguard S&P 500 ETF | Add +34.9% | 0.19% | +0.04 |
| EQWL Invesco S&P 100 Equal Weight | Add +79.8% | 0.10% | +0.04 |
| PJAN Innovator U.S. Equity Power | Add +195.6% | 0.06% | +0.04 |
| GOOG Alphabet Inc. Class C | Add +2.9% | 0.44% | +0.04 |
| CAFX Congress Intermediate Bond | New | 0.04% | +0.04 |
| BDX Becton Dickinson and Co. | Add +93.8% | 0.08% | +0.03 |
| EMXC iShares MSCI Emr MRK Ex Chna | Add +91.9% | 0.09% | +0.03 |
| WMT Walmart Inc. | Add +13.6% | 0.21% | +0.03 |
Notes & Other Activity Q3 2024 → Q4 2024
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | Reduce -3.2% | 31,517 | $1.2M |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Add +29.4% | 220 | $6K |
| SEAPORT ENTERTAINMENT GR-RTS | RIGHT 10/10/2024 | Sold out | 25 | $74before exit |
| GABELLI UTILITY TRUST/THE | RIGHT 10/21/2024 | Sold out | 1,885 | $52before exit |
| GMF State Street SPDR S&P Emergi | ST STR ASIA ETF | Reduce -100.0% | 0 | $33 |
| CBSH Commerce Bancshares Inc. | COM | Reduce -100.0% | 0 | $0 |
| ACIO Aptus Collared Invest Opp | APTUS COLLRD INV | Sold out | 0 | $0before exit |
| SPGP Invesco S&P 500 Garp ETF | S&P 500 GARP ETF | New | 0 | $0 |
| SAFETY SHOT INC | COM NEW | Sold out | 0 | $0before exit |
| KRNY Kearny Financial Corp. | COM | Sold out | 0 | $0before exit |
| CCOR Core Alternative ETF | CORE ALT FD | Sold out | 0 | $0before exit |
| NFE New Fortress Energy Inc. | COM CL A | Sold out | 0 | $0before exit |
| MPRO Monarch Procap Index ETF | MONA PROC IN ETF | Sold out | 0 | $0before exit |
| MBCE Monarch Blue Chips Elite Ind | MONARCH BLUE ELI | Sold out | 0 | $0before exit |
| MAMB Monarch Ambass Inc. Indx ETF | MONA AM INCO ETF | Sold out | 0 | $0before exit |
| VIRS Pacer Biothreat ETF | BIOTHREAT STRGY | Sold out | 0 | $0before exit |
| HOUS Anywhere Real Estate Inc. | COM | Sold out | 0 | $0before exit |
| ULST SS Ultra Short TM Bond ETF | ST STR UL BD ETF | Sold out | 0 | $0before exit |
| BILS SS Spdrb B 3-12M T-Bill ETF | ST STR BL 12 ETF | Sold out | 0 | $0before exit |
| SSRM SSR Mining Inc. | COM | Sold out | 0 | $0before exit |
| SAFE Safehold Inc. | COM | Sold out | 0 | $0before exit |
| ROMO Strategy Shares Newfound | NEWFOUND RESLV | Sold out | 0 | $0before exit |
| RSST Return Stacked US SM FTR ETF | RETURN STCKD US | Sold out | 0 | $0before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,538 | $8.3B | PIEQ, USMC, IVV, LCAP, PSC |
| Q1 2026 | 1,410 | $6.8B | USMC, IVV, PSC, PIEQ, LCAP |
| Q4 2025 | 1,344 | $6.5B | USMC, IVV, BCHP, AGG, PSC |
| Q3 2025 | 3,718 | $6.1B | USMC, IVV, AGG, BCHP, PSC |
| Q2 2025 | 3,663 | $5.3B | USMC, IVV, PSC, AGG, BCHP |
| Q1 2025 | 3,539 | $4.5B | USMC, AGG, PSC, IVV, GSUS |
| Q4 2024 | 3,534 | $4.4B | USMC, AGG, PSC, IVV, GSUS |
| Q3 2024 | 3,422 | $4.1B | USMC, IEFA, IVV, AGG, GSUS |
| Q2 2024 | 3,380 | $3.6B | USMC, IVV, IEFA, AGG, GSUS |
| Q1 2024 | 3,306 | $3.2B | USMC, IVV, IEFA, AGG, GSUS |