Principal Securities, Inc.
In its 13F for Q2 2025 (holdings as of June 30, 2025, filed August 11, 2025), Principal Securities, Inc. reported 3,663 stock positions worth $5.3 billion. Its top holding was Principal US Mega-Cap ETF (USMC) at 4.7% of the portfolio, followed by iShares Core S&P 500 ETF (IVV, 2.4%) and Principal US Small-Cap ETF (PSC, 2.3%). Compared with Q1 2025, it opened 393 new positions, sold out of 268, added to 1,802 and reduced 1,107. The biggest buy was Principal Intl Eqty ETF (PIEQ, shares +101%) and the biggest sale Principal US Mega-Cap ETF (USMC, shares −8%).
- Most Recent 13F
- Q2 2026
- Location
- DES MOINES, IA
- CIK
- 0000012600
- Portfolio Value
- $5.3B (Q2 2025)
- SEC Filing
- 0000012600-25-000009 ↗ filed Aug 11, 2025
Holdings Value
Holdings 3,663 stocks · $5.3B
| USMC Principal US Mega-Cap ETF | 4.71% | 4,006,418 | $250.6M | Reduce -8.3% |
| IVV iShares Core S&P 500 ETF | 2.44% | 209,105 | $129.8M | Add +48.8% |
| PSC Principal US Small-Cap ETF | 2.25% | 2,247,525 | $119.7M | Add +32.3% |
| AGG iShares Core U.S. Aggregate | 2.25% | 1,207,095 | $119.7M | Add +14.7% |
| BCHP Principal Foc Blue Chip ETF | 1.80% | 2,614,043 | $95.7M | Add +40.5% |
| GSUS Goldman Sachs Marketbeta US | 1.80% | 1,118,621 | $95.7M | Add +10.6% |
| MSFT Microsoft Corp. | 1.65% | 176,720 | $87.9M | Add +17.0% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 1.37% | 999,568 | $72.7M | Add +24.5% |
| IUSV iShares Core S&P U.S. Value | 1.30% | 733,140 | $69.4M | Add +117.5% |
| PIEQ Principal Intl Eqty ETF | 1.30% | 2,368,994 | $69.1M | Add +100.7% |
| AMZN Amazon.com Inc. | 1.25% | 303,233 | $66.5M | Add +12.5% |
| IWB iShares Russell 1000 ETF | 1.14% | 178,911 | $60.8M | Add +7.8% |
| NVDA Nvidia Corp. | 1.08% | 365,091 | $57.7M | Add +12.9% |
| SPMO Invesco S&P 500 Momentum ETF | 1.04% | 492,791 | $55.4M | Add +104.5% |
| IG Prin Invest Grad Corp. ETF-Ui | 1.00% | 2,558,134 | $53.2M | Add +19.7% |
| IEFA iShares Core MSCI Eafe ETF | 0.95% | 607,789 | $50.7M | Reduce -10.2% |
| AAPL Apple Inc. | 0.95% | 245,764 | $50.4M | Add +11.1% |
| GCOR Goldman Sachs Access US Agg | 0.93% | 1,197,922 | $49.5M | Add +58.3% |
| IUSG iShares Core S&P U.S. Growth | 0.86% | 304,934 | $45.9M | Add +117.7% |
| IEMG iShares Core MSCI Emerging | 0.85% | 756,255 | $45.4M | Add +6.5% |
| META Meta Platforms Inc. Class A | 0.84% | 60,881 | $44.9M | Add +18.1% |
| VTI VG Morningstar TS MKT ETF-US | 0.83% | 145,769 | $44.3M | Add +15.6% |
| GSIE Goldman Sachs Activebeta Int | 0.81% | 1,088,092 | $43.2M | Reduce -6.0% |
| IVW iShares S&P 500 Growth ETF | 0.80% | 384,442 | $42.3M | Add +14.2% |
| SCHG Schwab US Large-Cap Growth | 0.73% | 1,324,545 | $38.7M | Add +66.9% |
| SCHP Schwab U.S. Tips ETF | 0.71% | 1,413,404 | $37.7M | Add +4.1% |
| IXUS iShares Core Intl Stock ETF | 0.68% | 466,172 | $36.0M | Add +12.7% |
| APUE Activepassive US Equity ETF | 0.65% | 926,697 | $34.8M | Add +78.5% |
| PY Principal Value ETF | 0.64% | 684,709 | $33.9M | Reduce -21.9% |
| IDEV iShares Core MSCI Dev MKTS | 0.63% | 438,386 | $33.3M | Reduce -36.5% |
| GOOGL Alphabet Inc. Class A | 0.60% | 181,452 | $32.0M | Add +6.0% |
| JEPI JPMorgan Equity Premium Inco | 0.60% | 560,284 | $31.9M | Add +40.5% |
| AVGO Broadcom Inc. | 0.57% | 109,731 | $30.2M | Add +26.9% |
| GSLC Goldman Activebeta US LC ETF | 0.55% | 242,264 | $29.4M | Add +13.7% |
| IJR iShares Core S&P Small-Cap E | 0.55% | 268,461 | $29.3M | Reduce -18.2% |
| PSET Principal Quality ETF | 0.54% | 390,157 | $28.7M | Add +40.6% |
| VEA Vanguard Ftse Developed ETF | 0.53% | 491,118 | $28.0M | Add +8.9% |
| YLD Principal Act Hi YLD ETF | 0.53% | 1,442,664 | $27.9M | Add +69.8% |
| V Visa Inc. Class A | 0.50% | 75,317 | $26.7M | Add +8.7% |
| BND Vanguard Total Bond Market | 0.48% | 350,471 | $25.8M | Reduce -6.3% |
| JPM JPMorgan Chase & Co. | 0.48% | 88,215 | $25.6M | Add +13.8% |
| IVE iShares S&P 500 Value ETF | 0.46% | 124,400 | $24.3M | Reduce -13.3% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.45% | 135,372 | $23.9M | Reduce -6.1% |
| QQQ Invesco QQQ Trust Series 1 | 0.44% | 42,362 | $23.4M | Reduce -3.0% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.41% | 44,867 | $21.8M | Add +5.0% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.41% | 227,380 | $21.7M | Reduce -67.4% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.41% | 467,574 | $21.6M | Add +16.3% |
| ITOT iShares Core S&P Total U.S. | 0.40% | 159,024 | $21.5M | Add +188.9% |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 0.40% | 261,156 | $21.1M | Add +33.5% |
| GOOG Alphabet Inc. Class C | 0.36% | 108,948 | $19.3M | Add +5.4% |
| VGLT Vanguard Long-Term Treasury | 0.36% | 343,644 | $19.3M | Reduce -13.9% |
| TSM Taiwan Semiconductor-SP ADR | 0.36% | 83,645 | $18.9M | Add +10.7% |
| MTUM iShares MSCI USA Momentum Fa | 0.35% | 76,497 | $18.4M | Add +495.4% |
| APIE Activepassive Intl Eqty ETF | 0.34% | 548,884 | $18.3M | Add +63.3% |
| XETYX Eaton Vance Tax-MGD Div Eqty | 0.33% | 1,134,479 | $17.6M | Add +7.2% |
| QYLD Global X Nasd 100 Cov Call | 0.33% | 1,042,214 | $17.4M | Reduce -6.1% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 0.32% | 156,394 | $17.1M | Add +141.4% |
| FNDX Schwab Fndmntl US LRG Co. ETF | 0.32% | 691,363 | $17.0M | Add +137.8% |
| EWU iShares MSCI United Kingdom | 0.32% | 423,890 | $16.8M | Add +1.6% |
| XYLD Global X S&P 500 Cove Call E | 0.31% | 417,860 | $16.3M | Add +0.6% |
| MA Mastercard Inc. Class A | 0.30% | 28,822 | $16.2M | Reduce -5.7% |
| MBB iShares MBS ETF | 0.30% | 172,478 | $16.2M | Add +52.4% |
| QUAL iShares MSCI USA Quality Fac | 0.30% | 88,152 | $16.1M | Add +48.6% |
| FNDE Schwab Fndmntl Em MRK Eq ETF | 0.29% | 468,365 | $15.5M | Add +32.3% |
| VOX Vanguard Communication Servi | 0.28% | 88,093 | $15.1M | Reduce -7.8% |
| GIGB Goldman Sachs Inv GRD Corp. | 0.28% | 324,781 | $14.9M | Add +11.8% |
| LLY Eli Lilly & Co. | 0.28% | 19,148 | $14.9M | Add +6.9% |
| VCIT Vanguard Int-Term Corporate | 0.28% | 177,243 | $14.7M | Add +17.7% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.28% | 269,612 | $14.7M | Add +97.5% |
| USHY iShares Broad Usd High Yield | 0.28% | 390,542 | $14.6M | Add +39.3% |
| APCB Activepassive Core Bond ETF | 0.27% | 478,359 | $14.2M | Add +71.2% |
| SPHY SS SPDR P High Yield ETF | 0.26% | 582,944 | $13.9M | Add +44.4% |
| BKNG Booking Holdings Inc. | 0.26% | 2,383 | $13.8M | Add +3.0% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.26% | 172,205 | $13.7M | Add +28.9% |
| VXF Vanguard Extended Market ETF | 0.25% | 70,137 | $13.5M | Reduce -0.9% |
| PM Philip Morris International | 0.25% | 74,127 | $13.5M | Add +18.1% |
| ORCL Oracle Corp. | 0.25% | 60,905 | $13.3M | Add +52.9% |
| SCHW Schwab (charles) Corp. | 0.25% | 143,926 | $13.1M | Add +7.5% |
| CMDY iShares Bloomberg Roll Selec | 0.24% | 253,016 | $12.8M | Add +12.3% |
| SPHQ Invesco S&P 500 Quality ETF | 0.23% | 174,560 | $12.4M | Add +2.1% |
| NFLX Netflix Inc. | 0.23% | 9,226 | $12.4M | Add +9.7% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.23% | 19,872 | $12.3M | Add +11.8% |
| VHT Vanguard Health Care ETF | 0.22% | 48,092 | $11.9M | Add +21.5% |
| GEM Goldman Sachs Activebeta Em | 0.22% | 318,162 | $11.8M | Add +33.4% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.22% | 41,617 | $11.6M | Reduce -7.7% |
| WMT Walmart Inc. | 0.22% | 117,283 | $11.5M | Add +13.0% |
| COST Costco Wholesale Corp. | 0.22% | 11,579 | $11.5M | Add +24.7% |
| VWO Vanguard Ftse Emerging Marke | 0.21% | 229,457 | $11.3M | Add +5.0% |
| GSY Invesco Ultra Short Duration | 0.21% | 225,079 | $11.3M | Add +18.9% |
| IJH iShares Core S&P Midcap ETF | 0.21% | 181,884 | $11.3M | Add +2.1% |
| HIGH Simplify Enhanced Income ETF | 0.21% | 463,219 | $11.2M | Add +41.5% |
| HD Home Depot Inc. | 0.21% | 30,399 | $11.1M | Add +45.1% |
| VOO Vanguard S&P 500 ETF | 0.21% | 19,463 | $11.1M | Add +27.5% |
| MLPX Global X MLP & Energy Infras | 0.21% | 175,551 | $11.0M | Add +4.0% |
| XOM Exxon Mobil Corp. | 0.20% | 100,486 | $10.8M | Add +9.6% |
| LCAP Principal CPTL Apprec S3 ETF | 0.20% | 401,778 | $10.8M | New |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.20% | 272,431 | $10.8M | Add +19.8% |
| ABBV Abbvie Inc. | 0.20% | 57,871 | $10.7M | Add +26.5% |
| EQWL Invesco S&P 100 Equal Weight | 0.20% | 96,369 | $10.6M | Add +120.9% |
| TSLA Tesla Inc. | 0.20% | 33,076 | $10.5M | Add +17.8% |
Other holdings (10): bonds, preferreds, convertibles and warrants · $94K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 45 | $53K | No change |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | 650 | $25K | Reduce -97.9% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 5 | $6K | Reduce -90.6% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 273 | $6K | Add +17.7% |
| BULLW Webull Corp.-30 | *W EXP 04/10/203 | 500 | $2K | New |
| BULLZ Webull Corp.-29 | *W EXP 04/10/202 | 1,000 | $2K | New |
| NE.WS Noble Corp. PLC-28 | *W EXP 02/04/202 | 9 | $152 | No change |
| NOBLE CORP PLC-28 | *W EXP 02/04/202 | 9 | $65 | No change |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 2 | $8 | No change |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | 105 | $8 | Add +1.0% |
Total filed on the 13F, all lines: $5.3B.
Portfolio Sells Q1 2025 → Q2 2025
| USMC Principal US Mega-Cap ETF | Reduce -8.3% | 4.71% | −1.16 |
| SPYG SS SPDR P S&P 500 Growth ETF | Reduce -67.4% | 0.41% | −0.96 |
| IWY iShares Russell Top 200 Grow | Reduce -89.2% | 0.08% | −0.78 |
| XMMO Invesco S&P Midcap Momentum | Reduce -86.1% | 0.08% | −0.60 |
| IDEV iShares Core MSCI Dev MKTS | Reduce -36.5% | 0.63% | −0.37 |
| SPTL SS SPDR PF LNG TRM TSY E-Usd | Reduce -59.8% | 0.19% | −0.36 |
| PY Principal Value ETF | Reduce -21.9% | 0.64% | −0.33 |
| SIZE iShares MSCI USA Size Factor | Reduce -99.2% | 0.00% | −0.31 |
| PEP Pepsico Inc. | Reduce -78.7% | 0.05% | −0.30 |
| IJR iShares Core S&P Small-Cap E | Reduce -18.2% | 0.55% | −0.29 |
| TLT iShares 20+ Year Treasury BD | Reduce -97.8% | 0.00% | −0.25 |
| IQLT iShares MSCI International Q | Reduce -78.2% | 0.06% | −0.22 |
| VFH Vanguard Financials ETF | Reduce -65.4% | 0.09% | −0.20 |
| EWG iShares MSCI Germany ETF | Reduce -99.7% | 0.00% | −0.18 |
| IVE iShares S&P 500 Value ETF | Reduce -13.3% | 0.46% | −0.16 |
| PCN PIMCO Corporate & Income STR | Reduce -36.3% | 0.15% | −0.14 |
| MCHI iShares MSCI China ETF | Reduce -92.6% | 0.01% | −0.14 |
| VGLT Vanguard Long-Term Treasury | Reduce -13.9% | 0.36% | −0.13 |
| SCHQ Schwab Long-Term US Treasury | Reduce -98.4% | 0.00% | −0.13 |
| QYLD Global X Nasd 100 Cov Call | Reduce -6.1% | 0.33% | −0.13 |
| BND Vanguard Total Bond Market | Reduce -6.3% | 0.48% | −0.12 |
| COWZ Pacer US Cash Cows 100 ETF | Reduce -28.5% | 0.16% | −0.12 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -10.2% | 0.95% | −0.11 |
| VB Vanguard Most SM-Cap ETF-Usd | Reduce -27.1% | 0.15% | −0.10 |
| EFG iShares MSCI Eafe Growth ETF | Reduce -62.5% | 0.06% | −0.10 |
| VSS Vanguard Ftse All Wo X-US SC | Reduce -44.1% | 0.12% | −0.10 |
| VTV Vanguard Mrngstr Val ETF-Aui | Reduce -6.1% | 0.45% | −0.10 |
| GEMD Goldman Access Em Usd Bond | Reduce -99.9% | 0.00% | −0.10 |
| SPLV Invesco S&P 500 Low Volatili | Reduce -97.5% | 0.00% | −0.09 |
| EMB iShares JP Morgan Usd Emergi | Reduce -80.6% | 0.02% | −0.09 |
| XLF SS Financial Select Sector | Reduce -67.4% | 0.04% | −0.08 |
| UPS United Parcel Service Class B | Reduce -43.9% | 0.04% | −0.07 |
| SNSR Global X Internet of Things | Reduce -53.4% | 0.05% | −0.07 |
| MDYG SS SPDR S&P 400 MC GR ETF | Reduce -74.2% | 0.02% | −0.07 |
| SLYV SS SPDR S&P 600 SC Val ETF | Reduce -80.6% | 0.01% | −0.06 |
| GHYB Goldman Sachs Access HY Corp. | Reduce -99.4% | 0.00% | −0.06 |
| MDYV SS SPDR S&P 400 MC Val ETF | Reduce -98.8% | 0.00% | −0.06 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -3.0% | 0.44% | −0.06 |
| ROBO Robo Global Robotics and Aut | Reduce -37.9% | 0.07% | −0.06 |
| HYLB Xtrackers Usd High Yield Cor | Reduce -75.3% | 0.01% | −0.06 |
| RSP Invesco S&P 500 Equal Weight | Reduce -54.6% | 0.04% | −0.06 |
| MA Mastercard Inc. Class A | Reduce -5.7% | 0.30% | −0.06 |
| EFV iShares MSCI Eafe Value ETF | Reduce -27.5% | 0.15% | −0.05 |
| IWM iShares Russell 2000 ETF | Reduce -61.4% | 0.02% | −0.05 |
| GSIE Goldman Sachs Activebeta Int | Reduce -6.0% | 0.81% | −0.05 |
| MRK Merck & Co. Inc. | Reduce -17.3% | 0.06% | −0.05 |
| VOX Vanguard Communication Servi | Reduce -7.8% | 0.28% | −0.05 |
| NAPR Innovator Growth 100 Power B | Reduce -29.8% | 0.07% | −0.05 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Reduce -7.7% | 0.22% | −0.05 |
| VXF Vanguard Extended Market ETF | Reduce -0.9% | 0.25% | −0.05 |
Portfolio Buys Q1 2025 → Q2 2025
| PIEQ Principal Intl Eqty ETF | Add +100.7% | 1.30% | +0.66 |
| IUSV iShares Core S&P U.S. Value | Add +117.5% | 1.30% | +0.61 |
| IVV iShares Core S&P 500 ETF | Add +48.8% | 2.44% | +0.59 |
| SPMO Invesco S&P 500 Momentum ETF | Add +104.5% | 1.04% | +0.53 |
| IUSG iShares Core S&P U.S. Growth | Add +117.7% | 0.86% | +0.42 |
| BCHP Principal Foc Blue Chip ETF | Add +40.5% | 1.80% | +0.38 |
| PSC Principal US Small-Cap ETF | Add +32.3% | 2.25% | +0.30 |
| MTUM iShares MSCI USA Momentum Fa | Add +495.4% | 0.35% | +0.29 |
| GCOR Goldman Sachs Access US Agg | Add +58.3% | 0.93% | +0.25 |
| ITOT iShares Core S&P Total U.S. | Add +188.9% | 0.40% | +0.25 |
| APUE Activepassive US Equity ETF | Add +78.5% | 0.65% | +0.24 |
| SCHG Schwab US Large-Cap Growth | Add +66.9% | 0.73% | +0.23 |
| MSFT Microsoft Corp. | Add +17.0% | 1.65% | +0.23 |
| LCAP Principal CPTL Apprec S3 ETF | New | 0.20% | +0.20 |
| META Meta Platforms Inc. Class A | Add +18.1% | 0.84% | +0.17 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Add +141.4% | 0.32% | +0.17 |
| FNDX Schwab Fndmntl US LRG Co. ETF | Add +137.8% | 0.32% | +0.16 |
| YLD Principal Act Hi YLD ETF | Add +69.8% | 0.53% | +0.16 |
| VTIP Vanguard Short-Term Tips | Add +1410.0% | 0.17% | +0.16 |
| VCRB Vanguard Core Bond ETF | Add +676.7% | 0.18% | +0.15 |
| RDVI FT Vest Rising Dividend Achi | Add +5571.3% | 0.14% | +0.14 |
| APIE Activepassive Intl Eqty ETF | Add +63.3% | 0.34% | +0.13 |
| LVHI Franklin International Low V | Add +407.6% | 0.17% | +0.13 |
| FELG Fidelity Enh LRG Cap GWTH | Add +10263.5% | 0.13% | +0.13 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +24.5% | 1.37% | +0.13 |
| FELC Fidelity Enh LRG Cap Cor ETF | Add +3794.4% | 0.13% | +0.12 |
| CAFX Congress Intermediate Bond | Add +412.2% | 0.16% | +0.12 |
| AVGO Broadcom Inc. | Add +26.9% | 0.57% | +0.12 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +97.5% | 0.28% | +0.12 |
| NVDA Nvidia Corp. | Add +12.9% | 1.08% | +0.11 |
| GGUS Goldman SS MB RL 1000 GE ETF | New | 0.11% | +0.11 |
| DJD Invesco Dow Jones Industrial | Add +19789.7% | 0.11% | +0.11 |
| OEF iShares S&P 100 ETF | Add +803.4% | 0.12% | +0.10 |
| ORCL Oracle Corp. | Add +52.9% | 0.25% | +0.10 |
| EQWL Invesco S&P 100 Equal Weight | Add +120.9% | 0.20% | +0.10 |
| PSET Principal Quality ETF | Add +40.6% | 0.54% | +0.10 |
| FTEC Fidelity MSCI Info Tech Indx | Add +433.3% | 0.12% | +0.09 |
| ABNB Airbnb Inc. Class A | Add +430.3% | 0.11% | +0.09 |
| APCB Activepassive Core Bond ETF | Add +71.2% | 0.27% | +0.09 |
| JEPI JPMorgan Equity Premium Inco | Add +40.5% | 0.60% | +0.09 |
| PM Philip Morris International | Add +18.1% | 0.25% | +0.08 |
| VGT Vanguard Info Tech ETF | Add +1010.6% | 0.09% | +0.08 |
| ILF iShares Latin America 40 ETF | Add +9026.1% | 0.08% | +0.08 |
| MBB iShares MBS ETF | Add +52.4% | 0.30% | +0.07 |
| XLC SS Comm Select Sector SPDR | Add +5285.0% | 0.07% | +0.07 |
| QUAL iShares MSCI USA Quality Fac | Add +48.6% | 0.30% | +0.07 |
| IXUS iShares Core Intl Stock ETF | Add +12.7% | 0.68% | +0.06 |
| JPM JPMorgan Chase & Co. | Add +13.8% | 0.48% | +0.06 |
| NFLX Netflix Inc. | Add +9.7% | 0.23% | +0.06 |
| COWG Pacer US LRG Cap Cows GR LD | Add +4268.2% | 0.06% | +0.06 |
Notes & Other Activity Q1 2025 → Q2 2025
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | Reduce -97.9% | 650 | $25K |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | Sold out | 10,000 | $10Kbefore exit |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Reduce -90.6% | 5 | $6K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Add +17.7% | 273 | $6K |
| BULLW Webull Corp.-30 | *W EXP 04/10/203 | New | 500 | $2K |
| BULLZ Webull Corp.-29 | *W EXP 04/10/202 | New | 1,000 | $2K |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | Sold out | 2 | $173before exit |
| GMF State Street SPDR S&P Emergi | ST STR ASIA ETF | Sold out | 0 | $33before exit |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | Add +1.0% | 105 | $8 |
| NTRB Nutriband Inc. | COM NEW | Reduce -100.0% | 0 | $0 |
| ZIMV Zimvie Inc. | COM | Reduce -100.0% | 0 | $0 |
| AVDL Avadel Pharmaceuticals Ltd. | COM SHS | Reduce -100.0% | 0 | $0 |
| ATLX Atlas Lithium Inc. | COM NEW | New | 0 | $0 |
| CBSH Commerce Bancshares Inc. | COM | Sold out | 0 | $0before exit |
| UIS Unisys Corp. | COM NEW | New | 0 | $0 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,538 | $8.3B | PIEQ, USMC, IVV, LCAP, PSC |
| Q1 2026 | 1,410 | $6.8B | USMC, IVV, PSC, PIEQ, LCAP |
| Q4 2025 | 1,344 | $6.5B | USMC, IVV, BCHP, AGG, PSC |
| Q3 2025 | 3,718 | $6.1B | USMC, IVV, AGG, BCHP, PSC |
| Q2 2025 | 3,663 | $5.3B | USMC, IVV, PSC, AGG, BCHP |
| Q1 2025 | 3,539 | $4.5B | USMC, AGG, PSC, IVV, GSUS |
| Q4 2024 | 3,534 | $4.4B | USMC, AGG, PSC, IVV, GSUS |
| Q3 2024 | 3,422 | $4.1B | USMC, IEFA, IVV, AGG, GSUS |
| Q2 2024 | 3,380 | $3.6B | USMC, IVV, IEFA, AGG, GSUS |
| Q1 2024 | 3,306 | $3.2B | USMC, IVV, IEFA, AGG, GSUS |