Principal Securities, Inc.
In its 13F for Q4 2025 (holdings as of December 31, 2025, filed February 12, 2026), Principal Securities, Inc. reported 1,344 stock positions worth $6.5 billion. Its top holding was Principal US Mega-Cap ETF (USMC) at 4.7% of the portfolio, followed by iShares Core S&P 500 ETF (IVV, 3.1%) and Principal Foc Blue Chip ETF (BCHP, 2.2%). Compared with Q3 2025, it opened 9 new positions, sold out of 2,383, added to 908 and reduced 405. The biggest buy was Principal CPTL Apprec S3 ETF (LCAP, shares +266%) and the biggest sale Invesco S&P 500 Momentum ETF (SPMO, shares −87%).
- Most Recent 13F
- Q2 2026
- Location
- DES MOINES, IA
- CIK
- 0000012600
- Portfolio Value
- $6.5B (Q4 2025)
- SEC Filing
- 0000012600-26-000001 ↗ filed Feb 12, 2026
Holdings Value
Holdings 1,344 stocks · $6.5B
| USMC Principal US Mega-Cap ETF | 4.72% | 4,470,607 | $306.0M | Add +2.1% |
| IVV iShares Core S&P 500 ETF | 3.12% | 295,252 | $202.2M | Add +9.8% |
| BCHP Principal Foc Blue Chip ETF | 2.25% | 3,886,459 | $145.7M | Add +14.9% |
| AGG iShares Core U.S. Aggregate | 2.14% | 1,388,177 | $138.7M | Add +5.8% |
| PSC Principal US Small-Cap ETF | 2.07% | 2,319,425 | $133.9M | Add +4.5% |
| PIEQ Principal Intl Eqty ETF | 1.89% | 3,724,528 | $122.8M | Add +18.8% |
| GSUS Goldman Sachs Marketbeta US | 1.72% | 1,180,477 | $111.4M | Add +3.8% |
| MSFT Microsoft Corp. | 1.51% | 202,408 | $97.9M | Add +5.6% |
| IG Prin Invest Grad Corp. ETF-Ui | 1.34% | 4,157,920 | $86.9M | Add +33.8% |
| LCAP Principal CPTL Apprec S3 ETF | 1.34% | 2,939,281 | $86.8M | Add +265.9% |
| NVDA Nvidia Corp. | 1.23% | 426,065 | $79.5M | Add +9.8% |
| AAPL Apple Inc. | 1.22% | 289,790 | $78.8M | Add +10.4% |
| AMZN Amazon.com Inc. | 1.15% | 323,352 | $74.6M | Add +2.5% |
| IWB iShares Russell 1000 ETF | 1.04% | 179,752 | $67.1M | Add +2.1% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 1.03% | 833,868 | $66.9M | Reduce -10.6% |
| IUSV iShares Core S&P U.S. Value | 0.99% | 627,649 | $64.4M | Reduce -14.8% |
| PY Principal Value ETF | 0.93% | 1,157,632 | $60.4M | Add +24.0% |
| GOOGL Alphabet Inc. Class A | 0.93% | 192,530 | $60.3M | Reduce -1.3% |
| GCOR Goldman Sachs Access US Agg | 0.84% | 1,317,711 | $54.7M | Add +0.4% |
| IEMG iShares Core MSCI Emerging | 0.84% | 813,736 | $54.7M | Add +1.6% |
| YLD Principal Act Hi YLD ETF | 0.84% | 2,872,059 | $54.6M | Add +35.9% |
| APUE Activepassive US Equity ETF | 0.84% | 1,301,886 | $54.2M | Add +10.7% |
| IVW iShares S&P 500 Growth ETF | 0.83% | 434,711 | $53.6M | Add +4.0% |
| VTI VG Morningstar TS MKT ETF-US | 0.82% | 157,844 | $52.9M | Add +1.6% |
| IUSG iShares Core S&P U.S. Growth | 0.80% | 306,857 | $51.5M | Reduce -12.1% |
| IEFA iShares Core MSCI Eafe ETF | 0.72% | 518,847 | $46.4M | Reduce -7.7% |
| META Meta Platforms Inc. Class A | 0.69% | 68,016 | $44.9M | Add +5.5% |
| SCHG Schwab US Large-Cap Growth | 0.68% | 1,359,101 | $44.3M | Add +6.2% |
| IJR iShares Core S&P Small-Cap E | 0.67% | 361,345 | $43.4M | Add +36.6% |
| SCHP Schwab U.S. Tips ETF | 0.65% | 1,582,458 | $41.9M | Add +5.4% |
| IDEV iShares Core MSCI Dev MKTS | 0.64% | 506,449 | $41.8M | Add +6.4% |
| GSIE Goldman Sachs Activebeta Int | 0.63% | 945,892 | $40.6M | Reduce -6.3% |
| AVGO Broadcom Inc. | 0.61% | 113,334 | $39.2M | Add +6.5% |
| GOOG Alphabet Inc. Class C | 0.59% | 122,239 | $38.4M | Add +10.4% |
| IXUS iShares Core Intl Stock ETF | 0.56% | 425,900 | $36.0M | Reduce -5.6% |
| GSLC Goldman Activebeta US LC ETF | 0.52% | 255,255 | $33.8M | Add +1.3% |
| FTEC Fidelity MSCI Info Tech Indx | 0.52% | 149,048 | $33.5M | Add +72.0% |
| JPM JPMorgan Chase & Co. | 0.48% | 96,932 | $31.2M | Add +5.4% |
| VEA Vanguard Ftse Developed ETF | 0.47% | 486,009 | $30.4M | Reduce -1.4% |
| JEPI JPMorgan Equity Premium Inco | 0.47% | 526,834 | $30.2M | Reduce -15.1% |
| IVE iShares S&P 500 Value ETF | 0.46% | 142,012 | $30.1M | Add +7.7% |
| BND Vanguard Total Bond Market | 0.46% | 398,501 | $29.5M | Add +1.6% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.44% | 150,849 | $28.8M | Add +5.8% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.44% | 267,120 | $28.5M | Add +5.1% |
| QQQ Invesco QQQ Trust Series 1 | 0.42% | 44,534 | $27.4M | Add +1.5% |
| MBB iShares MBS ETF | 0.41% | 279,584 | $26.6M | Add +20.6% |
| V Visa Inc. Class A | 0.41% | 74,885 | $26.3M | Reduce -3.8% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.39% | 543,326 | $25.3M | Add +3.5% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.38% | 408,780 | $24.9M | Add +27.8% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.38% | 49,202 | $24.7M | Add +5.3% |
| ITOT iShares Core S&P Total U.S. | 0.37% | 159,870 | $23.8M | Add +2.1% |
| APIE Activepassive Intl Eqty ETF | 0.37% | 667,694 | $23.7M | Add +9.6% |
| TSM Taiwan Semiconductor-SP ADR | 0.36% | 76,039 | $23.1M | Add +0.3% |
| LLY Eli Lilly & Co. | 0.35% | 21,305 | $22.9M | Add +9.5% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 0.33% | 196,982 | $21.7M | Reduce -2.9% |
| QUAL iShares MSCI USA Quality Fac | 0.33% | 108,994 | $21.6M | Add +24.4% |
| EWU iShares MSCI United Kingdom | 0.33% | 491,983 | $21.6M | Add +7.7% |
| VGLT Vanguard Long-Term Treasury | 0.33% | 379,952 | $21.2M | Add +5.4% |
| IWX iShares Russell Top 200 Valu | 0.31% | 220,752 | $20.3M | Add +229850.0% |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 0.31% | 246,907 | $19.9M | Reduce -15.7% |
| APCB Activepassive Core Bond ETF | 0.30% | 648,211 | $19.2M | Add +8.3% |
| IWY iShares Russell Top 200 Grow | 0.29% | 67,305 | $18.6M | Reduce -38.3% |
| TSLA Tesla Inc. | 0.29% | 41,361 | $18.6M | Add +13.8% |
| GOVT iShares US Treasury Bond ETF | 0.28% | 775,899 | $17.9M | Add +37.7% |
| QYLD Global X Nasd 100 Cov Call | 0.27% | 1,002,702 | $17.7M | Add +1.5% |
| PREF Pri Spe Pre Sec Acti-Usd Inc. | 0.27% | 927,395 | $17.7M | Add +37.8% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.27% | 220,883 | $17.6M | Add +18.1% |
| XYLD Global X S&P 500 Cove Call E | 0.27% | 432,679 | $17.6M | Add +1.1% |
| XETYX Eaton Vance Tax-MGD Div Eqty | 0.27% | 1,133,857 | $17.4M | Reduce -1.6% |
| FNDE Schwab Fndmntl Em MRK Eq ETF | 0.26% | 475,659 | $17.2M | Add +8.9% |
| MA Mastercard Inc. Class A | 0.26% | 29,791 | $17.0M | Reduce -1.4% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.25% | 24,143 | $16.5M | Add +19.4% |
| VHT Vanguard Health Care ETF | 0.25% | 56,201 | $16.2M | Add +7.1% |
| FNDX Schwab Fndmntl US LRG Co. ETF | 0.25% | 588,939 | $16.0M | Reduce -13.5% |
| GIGB Goldman Sachs Inv GRD Corp. | 0.24% | 336,075 | $15.5M | Reduce -0.1% |
| VXF Vanguard Extended Market ETF | 0.24% | 73,634 | $15.4M | Reduce -0.1% |
| OEF iShares S&P 100 ETF | 0.23% | 44,396 | $15.2M | Add +49.7% |
| VCIT Vanguard Int-Term Corporate | 0.23% | 181,177 | $15.2M | Add +1.5% |
| WMT Walmart Inc. | 0.23% | 134,037 | $14.9M | Add +14.5% |
| ABBV Abbvie Inc. | 0.23% | 64,569 | $14.8M | Add +8.8% |
| PQDI Principal SP & Inc. ETF-US Inc. | 0.22% | 734,899 | $14.4M | Add +42.5% |
| BYRE Principal RL Est Act Opp ETF | 0.22% | 573,727 | $14.0M | Add +26.7% |
| CMDY iShares Bloomberg Roll Selec | 0.22% | 287,546 | $14.0M | Add +6.9% |
| GEM Goldman Sachs Activebeta Em | 0.21% | 332,219 | $13.8M | Add +0.3% |
| LVHI Franklin International Low V | 0.21% | 375,218 | $13.8M | Add +0.2% |
| VOO Vanguard S&P 500 ETF | 0.21% | 21,941 | $13.8M | Add +2.4% |
| WFC Wells Fargo & Co. | 0.21% | 147,416 | $13.7M | Add +12.8% |
| GGUS Goldman SS MB RL 1000 GE ETF | 0.21% | 214,241 | $13.6M | Add +1.6% |
| SCHW Schwab (charles) Corp. | 0.21% | 135,839 | $13.6M | Reduce -10.7% |
| HIGH Simplify Enhanced Income ETF | 0.21% | 599,795 | $13.4M | Add +15.2% |
| VWO Vanguard Ftse Emerging Marke | 0.21% | 248,237 | $13.3M | Add +2.2% |
| SCHH Schwab US REIT ETF | 0.21% | 638,775 | $13.3M | Add +8.4% |
| SPIB SS SPDR P Int C Corp. ETF | 0.21% | 394,576 | $13.3M | Add +36.3% |
| XOM Exxon Mobil Corp. | 0.20% | 109,077 | $13.1M | Add +3.5% |
| SPHY SS SPDR P High Yield ETF | 0.20% | 549,655 | $13.0M | Reduce -5.6% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.20% | 296,898 | $13.0M | Add +23.4% |
| USHY iShares Broad Usd High Yield | 0.20% | 346,333 | $13.0M | Reduce -6.8% |
| JNJ Johnson & Johnson | 0.20% | 62,517 | $12.9M | Add +12.0% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.20% | 44,259 | $12.8M | Reduce -0.1% |
| EQWL Invesco S&P 100 Equal Weight | 0.20% | 107,533 | $12.7M | Add +2.4% |
Other holdings (1): bonds, preferreds, convertibles and warrants · $59K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| CAPITAL SOUTHWEST CORP (CSWC 5.125 11/15/29) | NOTE 5.125%11/1 · principal | 60,000 | $59K | New |
Total filed on the 13F, all lines: $6.5B.
Portfolio Sells Q3 2025 → Q4 2025
| SPMO Invesco S&P 500 Momentum ETF | Reduce -87.1% | 0.05% | −0.35 |
| PSET Principal Quality ETF | Reduce -66.7% | 0.14% | −0.32 |
| IUSV iShares Core S&P U.S. Value | Reduce -14.8% | 0.99% | −0.22 |
| IWY iShares Russell Top 200 Grow | Reduce -38.3% | 0.29% | −0.20 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Reduce -10.6% | 1.03% | −0.17 |
| MLPX Global X MLP & Energy Infras | Reduce -75.3% | 0.04% | −0.16 |
| IUSG iShares Core S&P U.S. Growth | Reduce -12.1% | 0.80% | −0.15 |
| SPHQ Invesco S&P 500 Quality ETF | Reduce -65.9% | 0.07% | −0.14 |
| JEPI JPMorgan Equity Premium Inco | Reduce -15.1% | 0.47% | −0.12 |
| GSWO Goldman Sachs Activebeta Wor | Sold out | 0.00% | −0.11 |
| DJD Invesco Dow Jones Industrial | Reduce -86.9% | 0.01% | −0.10 |
| ORCL Oracle Corp. | Reduce -11.1% | 0.13% | −0.10 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -7.7% | 0.72% | −0.09 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Reduce -15.7% | 0.31% | −0.08 |
| EMXC iShares MSCI Emr MRK Ex Chna | Reduce -84.2% | 0.02% | −0.08 |
| NJAN Innovator Growth 100 Power B | Sold out | 0.00% | −0.08 |
| VRP Invesco Variable Rate Prefer | Reduce -62.2% | 0.03% | −0.06 |
| IXUS iShares Core Intl Stock ETF | Reduce -5.6% | 0.56% | −0.06 |
| GSIE Goldman Sachs Activebeta Int | Reduce -6.3% | 0.63% | −0.06 |
| GQGU GQG US Equity ETF | Sold out | 0.00% | −0.06 |
| NFLX Netflix Inc. | Reduce -0.6% | 0.14% | −0.05 |
| IDHQ Invesco S&P International DE | Reduce -73.8% | 0.02% | −0.05 |
| FNDX Schwab Fndmntl US LRG Co. ETF | Reduce -13.5% | 0.25% | −0.05 |
| HD Home Depot Inc. | Reduce -2.8% | 0.16% | −0.05 |
| POCT Innovator U.S. Equity Power | Reduce -48.7% | 0.04% | −0.04 |
| FISV Fiserv Inc. | Reduce -59.0% | 0.01% | −0.04 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Reduce -2.9% | 0.33% | −0.04 |
| UNH Unitedhealth Group Inc. | Reduce -10.9% | 0.13% | −0.03 |
| XETYX Eaton Vance Tax-MGD Div Eqty | Reduce -1.6% | 0.27% | −0.03 |
| V Visa Inc. Class A | Reduce -3.8% | 0.41% | −0.03 |
| USHY iShares Broad Usd High Yield | Reduce -6.8% | 0.20% | −0.03 |
| SCHW Schwab (charles) Corp. | Reduce -10.7% | 0.21% | −0.03 |
| CLOU Global X Cloud Computing ETF | Sold out | 0.00% | −0.03 |
| MTUM iShares MSCI USA Momentum Fa | Reduce -31.7% | 0.05% | −0.03 |
| SPHY SS SPDR P High Yield ETF | Reduce -5.6% | 0.20% | −0.03 |
| DIS The Walt Disney Co. | Reduce -13.3% | 0.11% | −0.03 |
| IEF iShares 7-10 Year Treasury B | Reduce -19.3% | 0.08% | −0.03 |
| COWZ Pacer US Cash Cows 100 ETF | Reduce -15.2% | 0.12% | −0.03 |
| COST Costco Wholesale Corp. | Reduce -0.9% | 0.16% | −0.02 |
| PCN PIMCO Corporate & Income STR | Reduce -10.0% | 0.10% | −0.02 |
| VEEV Veeva Systems Inc. Class A | Reduce -10.2% | 0.04% | −0.02 |
| APD Air Products & Chemicals Inc. | Reduce -16.2% | 0.06% | −0.02 |
| BKNG Booking Holdings Inc. | Reduce -4.7% | 0.18% | −0.02 |
| AJG Arthur J Gallagher & Co. | Reduce -14.2% | 0.05% | −0.02 |
| RSPT Invesco S&P 500 Equal Weight | Reduce -34.7% | 0.04% | −0.02 |
| JHG Janus Henderson Group PLC | Sold out | 0.00% | −0.02 |
| HON Honeywell International Inc. | Reduce -23.5% | 0.04% | −0.02 |
| MAS Masco Corp. | Reduce -22.5% | 0.04% | −0.02 |
| PMAY Innovator U.S. Equity Power | Sold out | 0.00% | −0.02 |
| ORLY O'reilly Automotive Inc. | Reduce -1.6% | 0.07% | −0.02 |
Portfolio Buys Q3 2025 → Q4 2025
| LCAP Principal CPTL Apprec S3 ETF | Add +265.9% | 1.34% | +0.96 |
| IWX iShares Russell Top 200 Valu | Add +229850.0% | 0.31% | +0.31 |
| IG Prin Invest Grad Corp. ETF-Ui | Add +33.8% | 1.34% | +0.26 |
| PIEQ Principal Intl Eqty ETF | Add +18.8% | 1.89% | +0.26 |
| FTEC Fidelity MSCI Info Tech Indx | Add +72.0% | 0.52% | +0.20 |
| YLD Principal Act Hi YLD ETF | Add +35.9% | 0.84% | +0.17 |
| IVV iShares Core S&P 500 ETF | Add +9.8% | 3.12% | +0.16 |
| IJR iShares Core S&P Small-Cap E | Add +36.6% | 0.67% | +0.15 |
| BCHP Principal Foc Blue Chip ETF | Add +14.9% | 2.25% | +0.15 |
| GOOG Alphabet Inc. Class C | Add +10.4% | 0.59% | +0.15 |
| SBAR Simplify Barrier Income ETF | Add +398.9% | 0.18% | +0.14 |
| PY Principal Value ETF | Add +24.0% | 0.93% | +0.13 |
| FQAL Fidelity Quality Factor ETF | Add +3701.5% | 0.13% | +0.12 |
| BLCV BlackRock ETF Trust | Add +5057.3% | 0.12% | +0.12 |
| AAPL Apple Inc. | Add +10.4% | 1.22% | +0.12 |
| LLY Eli Lilly & Co. | Add +9.5% | 0.35% | +0.11 |
| KOCT Innovator U.S. Small Cap Pow | Add +2206.6% | 0.09% | +0.08 |
| OEF iShares S&P 100 ETF | Add +49.7% | 0.23% | +0.07 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +27.8% | 0.38% | +0.07 |
| RYLD Global X Russell 2000 Cov Class | New | 0.07% | +0.07 |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | Add +310.7% | 0.08% | +0.06 |
| GOVT iShares US Treasury Bond ETF | Add +37.7% | 0.28% | +0.06 |
| PREF Pri Spe Pre Sec Acti-Usd Inc. | Add +37.8% | 0.27% | +0.06 |
| PQDI Principal SP & Inc. ETF-US Inc. | Add +42.5% | 0.22% | +0.06 |
| QUAL iShares MSCI USA Quality Fac | Add +24.4% | 0.33% | +0.05 |
| CGMU Cap Group Municipal Income | Add +45.0% | 0.18% | +0.05 |
| MBB iShares MBS ETF | Add +20.6% | 0.41% | +0.05 |
| APUE Activepassive US Equity ETF | Add +10.7% | 0.84% | +0.05 |
| SPIB SS SPDR P Int C Corp. ETF | Add +36.3% | 0.21% | +0.04 |
| VOE Vngrd Mrngstr MD-Cap Val ETF | Add +37.3% | 0.17% | +0.04 |
| CGHM Cap Group Muni High-Income | Add +42.8% | 0.15% | +0.04 |
| SCHE Schwab Emrg Mrkts Eqty ETF | Add +55.2% | 0.13% | +0.04 |
| BAI Ishrs AI in and Tech Act ETF | Add +65.3% | 0.11% | +0.04 |
| LRCX Lam Research Corp. | Add +8.6% | 0.16% | +0.04 |
| CDX Simplify High Yield ETF | Add +105.2% | 0.08% | +0.04 |
| IAU iShares Gold Trust | Add +29.4% | 0.13% | +0.03 |
| ITA iShares U.S. Aerospace & Def | Add +51.5% | 0.11% | +0.03 |
| CGDV Cap Group Dividend Value | Add +23.4% | 0.20% | +0.03 |
| NVDA Nvidia Corp. | Add +9.8% | 1.23% | +0.03 |
| KLAC KLA Corp. | Add +25.4% | 0.14% | +0.03 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +19.4% | 0.25% | +0.03 |
| WMT Walmart Inc. | Add +14.5% | 0.23% | +0.03 |
| WFC Wells Fargo & Co. | Add +12.8% | 0.21% | +0.03 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Add +155.2% | 0.05% | +0.03 |
| AIRR First Trust Rba American Ind | Add +90.2% | 0.07% | +0.03 |
| EFV iShares MSCI Eafe Value ETF | Add +24.1% | 0.16% | +0.03 |
| JNJ Johnson & Johnson | Add +12.0% | 0.20% | +0.03 |
| RTX RTX Corp. | Add +16.2% | 0.18% | +0.03 |
| SDIV Global X Superdividend ETF | Add +48.3% | 0.10% | +0.03 |
| BYRE Principal RL Est Act Opp ETF | Add +26.7% | 0.22% | +0.03 |
Notes & Other Activity Q3 2025 → Q4 2025
| CAPITAL SOUTHWEST CORP (CSWC 5.125 11/15/29) | NOTE 5.125%11/1 · principal | New | 60,000 | $59K |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Sold out | 45 | $56Kbefore exit |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | Sold out | 500 | $20Kbefore exit |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Sold out | 290 | $7Kbefore exit |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Sold out | 5 | $6Kbefore exit |
| BULLW Webull Corp.-30 | *W EXP 04/10/203 | Sold out | 500 | $3Kbefore exit |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | Sold out | 42 | $3Kbefore exit |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | Sold out | 30 | $2Kbefore exit |
| RIVERNORTH OPPORTUNI-RT | RIGHT 10/06/2025 | Sold out | 183,792 | $1Kbefore exit |
| NE.WS Noble Corp. PLC-28 | *W EXP 02/04/202 | Sold out | 9 | $125before exit |
| NOBLE CORP PLC-28 | *W EXP 02/04/202 | Sold out | 9 | $72before exit |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | Sold out | 105 | $10before exit |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | Sold out | 2 | $6before exit |
| CLEARBRIDGE ENERGY MI-RT | RIGHT 10/10/2025 | Sold out | 90 | $2before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,538 | $8.3B | PIEQ, USMC, IVV, LCAP, PSC |
| Q1 2026 | 1,410 | $6.8B | USMC, IVV, PSC, PIEQ, LCAP |
| Q4 2025 | 1,344 | $6.5B | USMC, IVV, BCHP, AGG, PSC |
| Q3 2025 | 3,718 | $6.1B | USMC, IVV, AGG, BCHP, PSC |
| Q2 2025 | 3,663 | $5.3B | USMC, IVV, PSC, AGG, BCHP |
| Q1 2025 | 3,539 | $4.5B | USMC, AGG, PSC, IVV, GSUS |
| Q4 2024 | 3,534 | $4.4B | USMC, AGG, PSC, IVV, GSUS |
| Q3 2024 | 3,422 | $4.1B | USMC, IEFA, IVV, AGG, GSUS |
| Q2 2024 | 3,380 | $3.6B | USMC, IVV, IEFA, AGG, GSUS |
| Q1 2024 | 3,306 | $3.2B | USMC, IVV, IEFA, AGG, GSUS |