Principal Securities, Inc.
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 28, 2024), Principal Securities, Inc. reported 3,422 stock positions worth $4.1 billion. Its top holding was Principal US Mega-Cap ETF (USMC) at 6.1% of the portfolio, followed by iShares Core MSCI Eafe ETF (IEFA, 2.8%) and iShares Core S&P 500 ETF (IVV, 2.5%). Compared with Q2 2024, it opened 185 new positions, sold out of 144, added to 1,725 and reduced 906. The biggest buy was SS SPDR P S&P 500 Value ETF (SPYV, shares +113776%) and the biggest sale iShares Russell Top 200 Grow (IWY, shares −92%).
- Most Recent 13F
- Q2 2026
- Location
- DES MOINES, IA
- CIK
- 0000012600
- Portfolio Value
- $4.1B (Q3 2024)
- SEC Filing
- 0000012600-24-000011 ↗ filed Oct 28, 2024
Holdings Value
Holdings 3,422 stocks · $4.1B
| USMC Principal US Mega-Cap ETF | 6.08% | 4,411,268 | $251.4M | Add +2.0% |
| IEFA iShares Core MSCI Eafe ETF | 2.78% | 1,473,731 | $115.0M | Add +1.6% |
| IVV iShares Core S&P 500 ETF | 2.47% | 176,837 | $102.0M | Reduce -12.2% |
| AGG iShares Core U.S. Aggregate | 2.44% | 996,327 | $100.9M | Add +0.0% |
| GSUS Goldman Sachs Marketbeta US | 1.78% | 932,801 | $73.5M | Add +5.7% |
| PSC Principal US Small-Cap ETF | 1.63% | 1,297,491 | $67.4M | Add +2.8% |
| MSFT Microsoft Corp. | 1.42% | 136,555 | $58.8M | Add +3.8% |
| BCHP Principal Foc Blue Chip ETF | 1.42% | 1,777,507 | $58.7M | Add +80.1% |
| IWB iShares Russell 1000 ETF | 1.22% | 160,217 | $50.4M | Reduce -0.3% |
| AMZN Amazon.com Inc. | 1.18% | 262,102 | $48.8M | Add +8.7% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 1.16% | 707,417 | $47.8M | Add +11.8% |
| AAPL Apple Inc. | 1.14% | 202,881 | $47.3M | Add +11.8% |
| IG Prin Invest Grad Corp. ETF-Ui | 1.05% | 2,034,094 | $43.5M | Add +7.3% |
| PY Principal Value ETF | 1.03% | 846,030 | $42.4M | Add +2.6% |
| GSIE Goldman Sachs Activebeta Int | 0.94% | 1,076,844 | $38.9M | Add +1.7% |
| TIP iShares Tips Bond ETF | 0.93% | 347,263 | $38.4M | Add +4.5% |
| NVDA Nvidia Corp. | 0.92% | 312,821 | $38.0M | Add +8.1% |
| IJR iShares Core S&P Small-Cap E | 0.84% | 295,818 | $34.6M | Add +20.7% |
| IEMG iShares Core MSCI Emerging | 0.81% | 582,908 | $33.5M | Add +4.8% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.79% | 614,932 | $32.5M | Add +113776.3% |
| VTI VG Morningstar TS MKT ETF-US | 0.77% | 111,964 | $31.7M | Reduce -2.0% |
| IUSV iShares Core S&P U.S. Value | 0.75% | 322,535 | $30.8M | Reduce -1.1% |
| IVW iShares S&P 500 Growth ETF | 0.74% | 321,536 | $30.8M | Add +8.4% |
| IXUS iShares Core Intl Stock ETF | 0.73% | 415,109 | $30.1M | Add +13.6% |
| GCOR Goldman Sachs Access US Agg | 0.72% | 702,848 | $29.9M | Reduce -3.2% |
| SPMO Invesco S&P 500 Momentum ETF | 0.71% | 321,860 | $29.2M | Add +10.3% |
| IWX iShares Russell Top 200 Valu | 0.68% | 346,962 | $28.2M | New |
| SPTL SS SPDR PF LNG TRM TSY E-Usd | 0.63% | 891,373 | $25.9M | Add +31.6% |
| META Meta Platforms Inc. Class A | 0.61% | 44,272 | $25.3M | Reduce -5.2% |
| IVE iShares S&P 500 Value ETF | 0.61% | 127,004 | $25.0M | Add +6.3% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.60% | 142,304 | $24.8M | Add +21.2% |
| GOOGL Alphabet Inc. Class A | 0.59% | 147,853 | $24.5M | Add +7.8% |
| GSLC Goldman Activebeta US LC ETF | 0.58% | 211,407 | $23.9M | Add +5.6% |
| VGLT Vanguard Long-Term Treasury | 0.56% | 373,185 | $23.0M | Add +1.6% |
| HDV iShares Core High Dividend E | 0.55% | 192,255 | $22.6M | Add +705.5% |
| BND Vanguard Total Bond Market | 0.51% | 283,355 | $21.3M | Add +8.0% |
| QQQ Invesco QQQ Trust Series 1 | 0.50% | 42,708 | $20.8M | Add +2.1% |
| JEPI JPMorgan Equity Premium Inco | 0.48% | 335,113 | $19.9M | Add +28.6% |
| SCHG Schwab US Large-Cap Growth | 0.48% | 190,177 | $19.8M | Add +9.2% |
| PSET Principal Quality ETF | 0.47% | 272,169 | $19.4M | Add +3.7% |
| VEA Vanguard Ftse Developed ETF | 0.47% | 364,228 | $19.2M | Add +6.9% |
| QYLD Global X Nasd 100 Cov Call | 0.46% | 1,052,009 | $19.0M | Add +2.3% |
| IUSG iShares Core S&P U.S. Growth | 0.44% | 137,931 | $18.2M | Add +1.8% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.44% | 39,519 | $18.2M | Add +3.9% |
| V Visa Inc. Class A | 0.43% | 65,300 | $18.0M | Add +9.7% |
| XYLD Global X S&P 500 Cove Call E | 0.41% | 408,501 | $17.0M | Add +3.0% |
| GOOG Alphabet Inc. Class C | 0.40% | 99,755 | $16.7M | Add +4.3% |
| JPM JPMorgan Chase & Co. | 0.37% | 73,045 | $15.4M | Add +8.4% |
| XETYX Eaton Vance Tax-MGD Div Eqty | 0.37% | 1,035,884 | $15.2M | Add +2.9% |
| EWU iShares MSCI United Kingdom | 0.36% | 399,740 | $15.0M | Add +5.2% |
| YLD Principal Act Hi YLD ETF | 0.35% | 731,823 | $14.3M | Add +89.4% |
| UNH Unitedhealth Group Inc. | 0.34% | 23,726 | $13.9M | Add +8.9% |
| MA Mastercard Inc. Class A | 0.33% | 27,701 | $13.7M | Add +4.5% |
| VOX Vanguard Communication Servi | 0.33% | 93,403 | $13.6M | Add +8.3% |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 0.33% | 168,860 | $13.6M | Add +39.1% |
| SIZE iShares MSCI USA Size Factor | 0.33% | 90,770 | $13.5M | Add +2.0% |
| LLY Eli Lilly & Co. | 0.33% | 15,189 | $13.5M | Add +7.3% |
| IQLT iShares MSCI International Q | 0.32% | 314,888 | $13.1M | Add +1.9% |
| GIGB Goldman Sachs Inv GRD Corp. | 0.31% | 273,406 | $12.9M | Add +0.5% |
| VXF Vanguard Extended Market ETF | 0.31% | 71,017 | $12.9M | Reduce -2.6% |
| PCN PIMCO Corporate & Income STR | 0.31% | 900,769 | $12.8M | Add +9.6% |
| TSM Taiwan Semiconductor-SP ADR | 0.31% | 73,117 | $12.7M | Add +7.8% |
| APUE Activepassive US Equity ETF | 0.30% | 355,666 | $12.5M | Add +102.3% |
| COWZ Pacer US Cash Cows 100 ETF | 0.29% | 206,271 | $11.9M | Reduce -4.3% |
| VCIT Vanguard Int-Term Corporate | 0.29% | 142,232 | $11.9M | Reduce -3.2% |
| VFH Vanguard Financials ETF | 0.28% | 106,172 | $11.7M | Add +4.8% |
| VSS Vanguard Ftse All Wo X-US SC | 0.28% | 92,036 | $11.6M | Add +12.6% |
| SPIB SS SPDR P Int C Corp. ETF | 0.28% | 337,877 | $11.4M | Add +79.5% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.27% | 43,032 | $11.4M | Add +0.6% |
| SPHQ Invesco S&P 500 Quality ETF | 0.27% | 168,376 | $11.3M | Reduce -0.9% |
| AVGO Broadcom Inc. | 0.27% | 64,712 | $11.2M | Add +40.1% |
| VHT Vanguard Health Care ETF | 0.27% | 39,461 | $11.1M | Reduce -0.7% |
| BKNG Booking Holdings Inc. | 0.27% | 2,623 | $11.1M | Add +3.9% |
| MBB iShares MBS ETF | 0.26% | 113,795 | $10.9M | Add +35.6% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.26% | 230,988 | $10.9M | Add +24.1% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.26% | 135,939 | $10.8M | Add +0.1% |
| FNDE Schwab Fndmntl Em MRK Eq ETF | 0.26% | 333,500 | $10.8M | Add +9.5% |
| TSLA Tesla Inc. | 0.26% | 40,851 | $10.7M | Reduce -3.3% |
| CMDY iShares Bloomberg Roll Selec | 0.26% | 211,557 | $10.5M | Add +7.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.25% | 18,145 | $10.4M | Reduce -3.7% |
| IJH iShares Core S&P Midcap ETF | 0.25% | 165,421 | $10.3M | Add +78.2% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.25% | 43,173 | $10.2M | Add +82.0% |
| XOM Exxon Mobil Corp. | 0.24% | 86,242 | $10.1M | Add +12.2% |
| VWO Vanguard Ftse Emerging Marke | 0.24% | 206,459 | $9.9M | Add +10.6% |
| SCHH Schwab US REIT ETF | 0.24% | 425,985 | $9.9M | Add +389.9% |
| PQDI Principal SP & Inc. ETF-US Inc. | 0.23% | 492,419 | $9.5M | Add +62074.1% |
| SCHD Schwab US DVD Equity ETF | 0.23% | 111,344 | $9.4M | Reduce -7.7% |
| MLPX Global X MLP & Energy Infras | 0.23% | 172,459 | $9.4M | Add +3.3% |
| EFAV iShares MSCI Eafe Min Vol Fa | 0.22% | 119,248 | $9.1M | Reduce -9.1% |
| GSY Invesco Ultra Short Duration | 0.22% | 178,214 | $8.9M | Add +8.8% |
| EWJ iShares MSCI Japan ETF | 0.21% | 123,099 | $8.8M | Add +31302.8% |
| USMV iShares MSCI USA Min Vol Fac | 0.21% | 95,820 | $8.7M | Reduce -17.4% |
| VDC Vanguard Consumer Staple ETF | 0.21% | 38,832 | $8.5M | Add +5.1% |
| SCHW Schwab (charles) Corp. | 0.20% | 128,180 | $8.3M | Add +4.7% |
| ELV Elevance Health Inc. | 0.20% | 15,899 | $8.3M | Add +17.5% |
| BBJP JPMorgan Betabuilders Japan | 0.20% | 137,748 | $8.2M | Reduce -54.4% |
| ADBE Adobe Inc. | 0.20% | 15,652 | $8.1M | Add +1.7% |
| EWG iShares MSCI Germany ETF | 0.19% | 237,199 | $8.0M | Add +5.8% |
| ABBV Abbvie Inc. | 0.19% | 40,442 | $8.0M | Add +6.7% |
| GEM Goldman Sachs Activebeta Em | 0.19% | 227,140 | $8.0M | Add +7.6% |
Other holdings (12): bonds, preferreds, convertibles and warrants · $1.4M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | 32,567 | $1.3M | Reduce -8.9% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 53 | $67K | No change |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 45 | $58K | No change |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | 10,000 | $10K | No change |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 170 | $5K | Reduce -10.1% |
| NE.WS Noble Corp. PLC-28 | *W EXP 02/04/202 | 9 | $162 | No change |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | 2 | $130 | No change |
| NOBLE CORP PLC-28 | *W EXP 02/04/202 | 9 | $127 | No change |
| SEAPORT ENTERTAINMENT GR-RTS | RIGHT 10/10/2024 | 25 | $74 | New |
| GABELLI UTILITY TRUST/THE | RIGHT 10/21/2024 | 1,885 | $52 | Add +2.1% |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | 104 | $47 | New |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 2 | $17 | No change |
Total filed on the 13F, all lines: $4.1B.
Portfolio Sells Q2 2024 → Q3 2024
| IWY iShares Russell Top 200 Grow | Reduce -92.3% | 0.05% | −0.73 |
| SPYG SS SPDR P S&P 500 Growth ETF | Reduce -95.4% | 0.03% | −0.72 |
| IVV iShares Core S&P 500 ETF | Reduce -12.2% | 2.47% | −0.57 |
| BBJP JPMorgan Betabuilders Japan | Reduce -54.4% | 0.20% | −0.27 |
| GBIL Goldman Sachs Access Treasur | Reduce -96.0% | 0.01% | −0.18 |
| PREF Pri Spe Pre Sec Acti-Usd Inc. | Reduce -50.7% | 0.10% | −0.12 |
| XLE SS Energy Select Sector | Reduce -56.8% | 0.07% | −0.12 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -58.6% | 0.06% | −0.11 |
| OCTQ Inn Prem Income 40 Barr Oct | Sold out | 0.00% | −0.10 |
| AMD Advanced Micro Devices | Reduce -42.0% | 0.11% | −0.10 |
| IWB iShares Russell 1000 ETF | Reduce -0.3% | 1.22% | −0.10 |
| IAGG iShares Intl Aggregate Bond | Reduce -96.2% | 0.00% | −0.10 |
| OCTJ Inn Prem Income 30 Barr Oct | Sold out | 0.00% | −0.10 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Reduce -88.8% | 0.01% | −0.10 |
| LEMB iShares JP Morgan Em Local C | Reduce -99.1% | 0.00% | −0.09 |
| GCOR Goldman Sachs Access US Agg | Reduce -3.2% | 0.72% | −0.09 |
| IEO iShares U.S. Oil & Gas Explo | Reduce -99.8% | 0.00% | −0.08 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -2.0% | 0.77% | −0.08 |
| CRM Salesforce Inc. | Reduce -23.3% | 0.18% | −0.07 |
| SPLB SS SPDR P Long Term C ETF | Reduce -63.7% | 0.04% | −0.07 |
| NOW ServiceNow Inc. | Reduce -55.5% | 0.06% | −0.07 |
| XHB SS SPDR S&P Homebldrs ETF | Reduce -83.9% | 0.01% | −0.07 |
| SHV iShares 0-1 Year Treasury Bo | Reduce -45.5% | 0.06% | −0.07 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -5.8% | 0.10% | −0.06 |
| SNOW Snowflake Inc. | Reduce -75.9% | 0.01% | −0.06 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -17.4% | 0.21% | −0.06 |
| INTC Intel Corp. | Reduce -61.3% | 0.02% | −0.06 |
| IUSV iShares Core S&P U.S. Value | Reduce -1.1% | 0.75% | −0.05 |
| CVS CVS Health Corp. | Reduce -46.8% | 0.04% | −0.04 |
| IBM Intl Business Machines Corp. | Reduce -39.7% | 0.08% | −0.04 |
| OCTH Innvtr PR INC20 Bar ETF-Oct | Sold out | 0.00% | −0.04 |
| BSV Vanguard Short-Term Bond ETF | Reduce -17.7% | 0.11% | −0.04 |
| OCCI Ofs Credit Company Inc. | Reduce -100.0% | 0.00% | −0.04 |
| META Meta Platforms Inc. Class A | Reduce -5.2% | 0.61% | −0.04 |
| VCIT Vanguard Int-Term Corporate | Reduce -3.2% | 0.29% | −0.04 |
| SMH Vaneck Semiconductor ETF | Reduce -6.3% | 0.12% | −0.04 |
| COWZ Pacer US Cash Cows 100 ETF | Reduce -4.3% | 0.29% | −0.04 |
| PFF iShares Preferred & Income S | Reduce -30.0% | 0.06% | −0.03 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -3.7% | 0.25% | −0.03 |
| SCHD Schwab US DVD Equity ETF | Reduce -7.7% | 0.23% | −0.03 |
| EFAV iShares MSCI Eafe Min Vol Fa | Reduce -9.1% | 0.22% | −0.03 |
| SNSR Global X Internet of Things | Reduce -1.8% | 0.14% | −0.03 |
| NAPR Innovator Growth 100 Power B | Reduce -9.1% | 0.12% | −0.03 |
| AME Ametek Inc. | Reduce -60.0% | 0.02% | −0.03 |
| CYBR Cyberark Software Ltd./Israel | Reduce -76.4% | 0.01% | −0.03 |
| VXF Vanguard Extended Market ETF | Reduce -2.6% | 0.31% | −0.03 |
| SOXX iShares Semiconductor ETF | Reduce -40.3% | 0.03% | −0.03 |
| TLH iShares 10-20 Year Treasury | Reduce -7.4% | 0.17% | −0.03 |
| CII BlackRock Enhan LRG Cap Core | Reduce -0.5% | 0.15% | −0.02 |
| PEP Pepsico Inc. | Reduce -10.2% | 0.11% | −0.02 |
Portfolio Buys Q2 2024 → Q3 2024
| SPYV SS SPDR P S&P 500 Value ETF | Add +113776.3% | 0.79% | +0.79 |
| IWX iShares Russell Top 200 Valu | New | 0.68% | +0.68 |
| BCHP Principal Foc Blue Chip ETF | Add +80.1% | 1.42% | +0.55 |
| HDV iShares Core High Dividend E | Add +705.5% | 0.55% | +0.48 |
| PQDI Principal SP & Inc. ETF-US Inc. | Add +62074.1% | 0.23% | +0.23 |
| EWJ iShares MSCI Japan ETF | Add +31302.8% | 0.21% | +0.21 |
| SCHH Schwab US REIT ETF | Add +389.9% | 0.24% | +0.19 |
| TLT iShares 20+ Year Treasury BD | Add +1295.9% | 0.18% | +0.16 |
| SPHY SS SPDR P High Yield ETF | Add +979.4% | 0.18% | +0.16 |
| EWY iShares MSCI South Korea ETF | Add +2285.4% | 0.17% | +0.16 |
| YLD Principal Act Hi YLD ETF | Add +89.4% | 0.35% | +0.14 |
| APUE Activepassive US Equity ETF | Add +102.3% | 0.30% | +0.14 |
| SPTL SS SPDR PF LNG TRM TSY E-Usd | Add +31.6% | 0.63% | +0.12 |
| IJR iShares Core S&P Small-Cap E | Add +20.7% | 0.84% | +0.12 |
| SPIB SS SPDR P Int C Corp. ETF | Add +79.5% | 0.28% | +0.11 |
| USHY iShares Broad Usd High Yield | Add +176.4% | 0.18% | +0.11 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +82.0% | 0.25% | +0.11 |
| XLI SS Industrial Select Sector | Add +359.4% | 0.13% | +0.10 |
| IJH iShares Core S&P Midcap ETF | Add +78.2% | 0.25% | +0.10 |
| APIE Activepassive Intl Eqty ETF | Add +149.1% | 0.17% | +0.10 |
| SPLV Invesco S&P 500 Low Volatili | Add +1198.3% | 0.10% | +0.09 |
| AAPL Apple Inc. | Add +11.8% | 1.14% | +0.09 |
| CLOI Vaneck Clo ETF | New | 0.09% | +0.09 |
| CGMU Cap Group Municipal Income | Add +946.3% | 0.09% | +0.08 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +21.2% | 0.60% | +0.08 |
| QUAL iShares MSCI USA Quality Fac | Add +131.0% | 0.15% | +0.08 |
| JEPI JPMorgan Equity Premium Inco | Add +28.6% | 0.48% | +0.08 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Add +39.1% | 0.33% | +0.07 |
| AVGO Broadcom Inc. | Add +40.1% | 0.27% | +0.07 |
| ZJUL Innovator Edp ETF 1 YR July | New | 0.07% | +0.07 |
| XMHQ Invesco S&P Midcap Qual ETF | Add +70.1% | 0.15% | +0.05 |
| IWM iShares Russell 2000 ETF | Add +208.2% | 0.08% | +0.05 |
| MBB iShares MBS ETF | Add +35.6% | 0.26% | +0.05 |
| APMU Activepassive Interm Muni BD | Add +231.1% | 0.08% | +0.05 |
| IXUS iShares Core Intl Stock ETF | Add +13.6% | 0.73% | +0.05 |
| RSPH Invesco S&P 500 Equal Weight | Add +472.1% | 0.06% | +0.05 |
| APCB Activepassive Core Bond ETF | Add +71.1% | 0.14% | +0.05 |
| UPS United Parcel Service Class B | Add +77.7% | 0.14% | +0.05 |
| VIOG Vanguard S&P SM Cap 600 GRW | Add +125.7% | 0.08% | +0.04 |
| FV First Trust DW Focus 5 Fund | Add +1102.0% | 0.04% | +0.04 |
| VVR Invesco Senior Income Trust | Add +3407.7% | 0.04% | +0.04 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +11.8% | 1.16% | +0.04 |
| ORCL Oracle Corp. | Add +28.2% | 0.15% | +0.04 |
| SBUX Starbucks Corp. | Add +13.6% | 0.18% | +0.04 |
| EFV iShares MSCI Eafe Value ETF | Add +40.1% | 0.14% | +0.04 |
| EQWL Invesco S&P 100 Equal Weight | Add +149.5% | 0.06% | +0.03 |
| CGDV Cap Group Dividend Value | Add +28.3% | 0.17% | +0.03 |
| HIGH Simplify Enhanced Income ETF | Add +49.7% | 0.16% | +0.03 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +86.4% | 0.08% | +0.03 |
| BLW BlackRock Ltd. Durat Inc. TR | Add +95.3% | 0.07% | +0.03 |
Notes & Other Activity Q2 2024 → Q3 2024
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | Reduce -8.9% | 32,567 | $1.3M |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Reduce -10.1% | 170 | $5K |
| SEAPORT ENTERTAINMENT GR-RTS | RIGHT 10/10/2024 | New | 25 | $74 |
| GABELLI UTILITY TRUST/THE | RIGHT 10/21/2024 | Add +2.1% | 1,885 | $52 |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | New | 104 | $47 |
| NFE New Fortress Energy Inc. | COM CL A | Reduce -100.0% | 0 | $0 |
| HOUS Anywhere Real Estate Inc. | COM | Reduce -100.0% | 0 | $0 |
| MUJ BlackRock Munihold NJ QLTY | COM | Sold out | 0 | $0before exit |
| ACIO Aptus Collared Invest Opp | APTUS COLLRD INV | New | 0 | $0 |
| INNOVATOR ETFS TRUST | PREM INC 40 BARR | Sold out | 0 | $0before exit |
| JULJ Innov Prem Inc. 30 Barr-July | PREM INC 30 BARR | Sold out | 0 | $0before exit |
| SAFETY SHOT INC | COM NEW | New | 0 | $0 |
| KRNY Kearny Financial Corp. | COM | New | 0 | $0 |
| CCOR Core Alternative ETF | CORE ALT FD | New | 0 | $0 |
| MPRO Monarch Procap Index ETF | MONA PROC IN ETF | New | 0 | $0 |
| MBCE Monarch Blue Chips Elite Ind | MONARCH BLUE ELI | New | 0 | $0 |
| MAMB Monarch Ambass Inc. Indx ETF | MONA AM INCO ETF | New | 0 | $0 |
| VIRS Pacer Biothreat ETF | BIOTHREAT STRGY | New | 0 | $0 |
| ULST SS Ultra Short TM Bond ETF | ST STR UL BD ETF | New | 0 | $0 |
| BILS SS Spdrb B 3-12M T-Bill ETF | ST STR BL 12 ETF | New | 0 | $0 |
| SSRM SSR Mining Inc. | COM | New | 0 | $0 |
| SAFE Safehold Inc. | COM | New | 0 | $0 |
| HEQT Simplify Hedged Equity ETF | HEDGED EQUITY | New | 0 | $0 |
| ROMO Strategy Shares Newfound | NEWFOUND RESLV | New | 0 | $0 |
| RSST Return Stacked US SM FTR ETF | RETURN STCKD US | New | 0 | $0 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,538 | $8.3B | PIEQ, USMC, IVV, LCAP, PSC |
| Q1 2026 | 1,410 | $6.8B | USMC, IVV, PSC, PIEQ, LCAP |
| Q4 2025 | 1,344 | $6.5B | USMC, IVV, BCHP, AGG, PSC |
| Q3 2025 | 3,718 | $6.1B | USMC, IVV, AGG, BCHP, PSC |
| Q2 2025 | 3,663 | $5.3B | USMC, IVV, PSC, AGG, BCHP |
| Q1 2025 | 3,539 | $4.5B | USMC, AGG, PSC, IVV, GSUS |
| Q4 2024 | 3,534 | $4.4B | USMC, AGG, PSC, IVV, GSUS |
| Q3 2024 | 3,422 | $4.1B | USMC, IEFA, IVV, AGG, GSUS |
| Q2 2024 | 3,380 | $3.6B | USMC, IVV, IEFA, AGG, GSUS |
| Q1 2024 | 3,306 | $3.2B | USMC, IVV, IEFA, AGG, GSUS |