Stifel Financial Corp.
In its 13F for Q2 2024 (holdings as of June 30, 2024, filed August 13, 2024), Stifel Financial Corp. reported 3,337 stock positions worth $88.8 billion. Its top holding was Microsoft (MSFT) at 3.6% of the portfolio, followed by Apple (AAPL, 2.8%) and Nvidia (NVDA, 2.5%). Compared with Q1 2024, it opened 152 new positions, sold out of 126, added to 1,623 and reduced 1,480. The biggest buy was Apple (AAPL, shares +3%) and the biggest sale Intel (INTC, shares −61%).
- Most Recent 13F
- Q2 2026
- Location
- ST. LOUIS, MO
- CIK
- 0000720672
- Portfolio Value
- $88.8B (Q2 2024)
- SEC Filing
- 0000720672-24-000012 ↗ filed Aug 13, 2024
Holdings Value
Holdings 3,337 stocks · $88.8B
| MSFT Microsoft Corp. | 3.59% | 7,145,811 | $3.2B | Reduce -1.2% |
| AAPL Apple Inc. | 2.77% | 11,672,054 | $2.5B | Add +3.2% |
| NVDA Nvidia Corp. | 2.55% | 18,304,408 | $2.3B | Reduce -4.7% |
| AMZN Amazon.com Inc. | 1.78% | 8,170,026 | $1.6B | Add +1.8% |
| GOOGL Alphabet Inc. Class A | 1.32% | 6,432,730 | $1.2B | Reduce -1.9% |
| V Visa Inc. Class A | 1.12% | 3,787,652 | $994.2M | Add +0.1% |
| PEP Pepsico Inc. | 0.99% | 5,314,011 | $876.5M | Add +1.1% |
| HD Home Depot Inc. | 0.98% | 2,529,964 | $871.0M | Add +0.3% |
| WMT Walmart Inc. | 0.98% | 12,830,308 | $868.7M | Add +0.2% |
| MRK Merck & Co. Inc. | 0.98% | 7,006,095 | $867.4M | Reduce -0.5% |
| UNH Unitedhealth Group Inc. | 0.97% | 1,698,517 | $865.1M | Reduce -1.4% |
| JPM JPMorgan Chase & Co. | 0.96% | 4,224,978 | $854.6M | Reduce -1.8% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.94% | 1,537,071 | $836.5M | Reduce -0.4% |
| AVGO Broadcom Inc. | 0.92% | 509,441 | $818.1M | Reduce -1.3% |
| PG The Procter & Gamble Co. | 0.82% | 4,409,093 | $727.2M | Add +0.8% |
| LIN Linde PLC | 0.81% | 1,640,704 | $720.0M | Reduce -0.7% |
| VOO Vanguard S&P 500 ETF | 0.81% | 1,435,402 | $717.9M | Add +1.4% |
| IVW iShares S&P 500 Growth ETF | 0.78% | 7,452,843 | $689.7M | Add +2.3% |
| IEFA iShares Core MSCI Eafe ETF | 0.77% | 9,399,038 | $682.7M | Add +1.4% |
| LLY Eli Lilly & Co. | 0.74% | 730,203 | $661.2M | Add +0.3% |
| JNJ Johnson & Johnson | 0.73% | 4,444,254 | $649.6M | Add +1.4% |
| COST Costco Wholesale Corp. | 0.73% | 763,346 | $649.0M | Reduce -2.7% |
| GOOG Alphabet Inc. Class C | 0.73% | 3,527,895 | $647.1M | Reduce -0.4% |
| META Meta Platforms Inc. Class A | 0.67% | 1,175,554 | $592.8M | Add +1.8% |
| LMT Lockheed Martin Corp. | 0.65% | 1,229,623 | $574.4M | Add +0.6% |
| ACN Accenture PLC Class A | 0.64% | 1,863,918 | $565.6M | Reduce -0.9% |
| TXN Texas Instruments Inc. | 0.64% | 2,900,090 | $564.2M | Reduce -1.5% |
| IWF iShares Russell 1000 Growth | 0.62% | 1,508,606 | $549.9M | Add +0.8% |
| KO The Coca-Cola Co. | 0.60% | 8,352,838 | $531.7M | Add +0.7% |
| UNP Union Pacific Corp. | 0.58% | 2,274,022 | $514.5M | Reduce -1.0% |
| AGG iShares Core U.S. Aggregate | 0.56% | 5,167,274 | $501.6M | Reduce -8.1% |
| WM Waste Management Inc. | 0.56% | 2,350,725 | $501.5M | Reduce -1.5% |
| EMR Emerson Electric Co. | 0.55% | 4,461,653 | $491.5M | Reduce -1.4% |
| CL Colgate-Palmolive Co. | 0.55% | 5,029,810 | $488.1M | Reduce -1.0% |
| CVX Chevron Corp. | 0.53% | 3,022,964 | $472.9M | Add +1.5% |
| APH Amphenol Corp. Class A | 0.53% | 7,014,661 | $472.6M | Reduce -3.6% |
| AMGN Amgen Inc. | 0.51% | 1,461,611 | $456.7M | Add +2.0% |
| ADP Automatic Data Processing | 0.51% | 1,905,679 | $454.9M | Add +0.3% |
| CSCO Cisco Systems Inc. | 0.51% | 9,491,684 | $451.0M | Reduce -2.7% |
| ETN Eaton Corp. PLC | 0.50% | 1,426,549 | $447.3M | Reduce -2.0% |
| MDT Medtronic PLC | 0.50% | 5,677,320 | $446.9M | Add +1.2% |
| TSCO Tractor Supply Company | 0.50% | 1,649,312 | $445.3M | Reduce -1.3% |
| CHD Church & Dwight Co. Inc. | 0.50% | 4,273,920 | $443.1M | Reduce -0.5% |
| IVE iShares S&P 500 Value ETF | 0.50% | 2,427,692 | $441.9M | Add +0.1% |
| ABBV Abbvie Inc. | 0.49% | 2,529,702 | $433.9M | Add +3.0% |
| XOM Exxon Mobil Corp. | 0.49% | 3,756,942 | $432.5M | Add +18.6% |
| CMI Cummins Inc. | 0.47% | 1,519,809 | $420.9M | Reduce -2.4% |
| ITOT iShares Core S&P Total U.S. | 0.47% | 3,511,331 | $417.1M | Add +21.8% |
| APD Air Products & Chemicals Inc. | 0.47% | 1,614,172 | $416.6M | Reduce -1.7% |
| QQQ Invesco QQQ Trust Series 1 | 0.47% | 868,761 | $416.3M | Add +7.8% |
| ADBE Adobe Inc. | 0.47% | 747,589 | $415.3M | Reduce -10.3% |
| IVV iShares Core S&P 500 ETF | 0.47% | 755,300 | $413.3M | Reduce -3.6% |
| ITW Illinois Tool Works | 0.46% | 1,740,106 | $412.3M | Reduce -0.0% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.46% | 4,471,729 | $410.4M | Add +1.1% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.46% | 1,006,407 | $409.4M | Add +6.7% |
| GWW WW Grainger Inc. filed as GRAINGER W W INC | 0.44% | 432,646 | $390.4M | Reduce -1.5% |
| VEA Vanguard Ftse Developed ETF | 0.42% | 7,521,143 | $371.7M | Reduce -0.4% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.42% | 3,357,771 | $369.7M | Reduce -1.5% |
| TMO Thermo Fisher Scientific Inc. | 0.41% | 659,980 | $365.0M | Add +0.3% |
| SBUX Starbucks Corp. | 0.40% | 4,547,686 | $354.0M | Add +2.6% |
| HON Honeywell International Inc. | 0.38% | 1,576,415 | $336.7M | Add +1.8% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.37% | 1,912,807 | $330.8M | Add +3.8% |
| IWD iShares Russell 1000 Value E | 0.37% | 1,876,813 | $327.4M | Add +12.8% |
| PANW Palo Alto Networks Inc. | 0.37% | 957,078 | $324.5M | Reduce -3.7% |
| MBB iShares MBS ETF | 0.36% | 3,522,971 | $323.4M | Reduce -0.8% |
| QCOM Qualcomm Inc. | 0.36% | 1,615,316 | $321.7M | Reduce -10.7% |
| NFLX Netflix Inc. | 0.36% | 475,629 | $321.0M | Add +1.3% |
| CRM Salesforce Inc. | 0.36% | 1,229,072 | $316.0M | Reduce -9.3% |
| CLX Clorox Company | 0.35% | 2,296,859 | $313.5M | Add +1.4% |
| BR Broadridge Financial Solutio | 0.35% | 1,588,602 | $313.0M | Add +0.4% |
| NOW ServiceNow Inc. | 0.34% | 381,622 | $300.2M | Reduce -8.2% |
| MA Mastercard Inc. Class A | 0.32% | 653,886 | $288.5M | Add +1.6% |
| GPC Genuine Parts Co. | 0.32% | 2,032,578 | $281.1M | Reduce -0.2% |
| MCD McDonald's Corp. | 0.31% | 1,077,236 | $274.6M | Add +2.8% |
| ORCL Oracle Corp. | 0.31% | 1,933,592 | $273.0M | Reduce -1.7% |
| NKE Nike Inc. Class B | 0.30% | 3,517,969 | $265.2M | Reduce -0.3% |
| INTU Intuit Inc. | 0.30% | 402,947 | $264.8M | Add +1.7% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.29% | 694,876 | $259.9M | Add +0.2% |
| VZ Verizon Communications Inc. | 0.29% | 6,217,455 | $256.4M | Add +1.9% |
| NVO Novo-Nordisk A/S-Spons ADR | 0.28% | 1,772,032 | $252.9M | Add +4.4% |
| CTAS Cintas Corp. | 0.28% | 354,738 | $248.4M | Reduce -0.6% |
| VMBS Vanguard Mortgage-Backed Sec | 0.28% | 5,456,142 | $247.7M | Add +3.3% |
| QUAL iShares MSCI USA Quality Fac | 0.28% | 1,436,157 | $245.2M | Add +5.7% |
| PFE Pfizer Inc. | 0.27% | 8,687,018 | $243.1M | Add +4.2% |
| SPGI S&P Global Inc. | 0.27% | 540,048 | $240.9M | Add +8.1% |
| NSC Norfolk Southern Corp. | 0.26% | 1,083,159 | $232.5M | Add +2.1% |
| TGT Target Corp. | 0.26% | 1,551,891 | $229.7M | Add +0.0% |
| ASML ASML Holding NV-NY Reg SHS | 0.26% | 222,712 | $227.8M | Reduce -0.1% |
| BHVN Biohaven Ltd. | 0.25% | 6,480,577 | $224.9M | Add +4.1% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.25% | 1,025,286 | $223.6M | Add +1.2% |
| CAT Caterpillar Inc. | 0.25% | 670,994 | $223.5M | Add +4.4% |
| VGT Vanguard Info Tech ETF | 0.24% | 374,394 | $215.9M | Add +0.9% |
| ABT Abbott Laboratories | 0.24% | 2,060,877 | $214.2M | Add +7.1% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.24% | 1,329,353 | $213.2M | Add +2.2% |
| NEE Nextera Energy Inc. | 0.24% | 2,980,252 | $211.0M | Reduce -2.1% |
| PLD Prologis Inc. | 0.24% | 1,876,210 | $210.7M | Add +33.2% |
| WMB Williams Cos Inc. | 0.24% | 4,940,716 | $210.0M | Reduce -1.7% |
| DHR Danaher Corp. | 0.24% | 836,132 | $208.9M | Reduce -1.3% |
| UPS United Parcel Service Class B | 0.23% | 1,514,316 | $207.3M | Reduce -0.6% |
| SYK Stryker Corp. | 0.22% | 577,708 | $196.6M | Add +7.2% |
Other holdings (25): bonds, preferreds, convertibles and warrants · $17.6M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 6,203 | $7.4M | Add +0.4% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 4,016 | $4.8M | Add +2.3% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 65,739 | $2.7M | Reduce -2.9% |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | 36,226 | $1.2M | Add +4.5% |
| REDWOOD TRUST INC (RWT 5.625 07/15/24) | NOTE 5.625% 7/1 · principal | 674,000 | $673K | No change |
| LXP INDUSTRIAL TRUST (LXP 6.5 PERP C) | PFD CONV SER C | 6,200 | $281K | No change |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | 167,380 | $167K | Reduce -5.3% |
| PENNYMAC CORP (PMT 5.5 11/01/24) | NOTE 5.500%11/0 · principal | 113,563 | $114K | Add +0.3% |
| AMPX.WS Amprius Technologies Inc. | *W EXP 09/14/202 | 299,660 | $51K | Reduce -8.3% |
| LIBERTY LATIN AMERICA (LILAK 2 07/15/24) | NOTE 2.000% 7/1 · principal | 36,000 | $36K | No change |
| SNAP INC (SNAP 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | 32,000 | $34K | No change |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | 33,000 | $30K | No change |
| CHEGG INC (CHGG 0.125 03/15/25) | NOTE 0.125% 3/1 · principal | 30,000 | $28K | No change |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 26,000 | $25K | No change |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | 34,440 | $20K | Reduce -38.6% |
| BLACKLINE INC (BL 0.125 08/01/24) | NOTE 0.125% 8/0 · principal | 18,000 | $18K | No change |
| TWO HARBORS INV CORP (TWO 6.25 01/15/26) | NOTE 6.250% 1/1 · principal | 14,325 | $14K | Add +1.1% |
| WBXWF Wallbox BV Class A -CW26 | *W EXP 10/01/202 | 137,969 | $12K | Reduce -6.9% |
| NXG NEXTGEN INFRAS | RIGHT 07/17/2024 | 16,643 | $9K | New |
| LGL.WS LGL Group Inc./the -CW25 | *W EXP 11/16/202 | 24,876 | $9K | No change |
| GIPRW Generation Income Proper -CW | *W EXP 99/99/999 | 21,900 | $7K | No change |
| EZRAW Reliance Global -CW26 | *W EXP 02/01/202 | 21,200 | $1K | No change |
| IVDAW Iveda Solutions Inc. -CW27 | *W EXP 04/01/202 | 10,628 | $532 | No change |
| EDBLW Edible Garden AG Inc.-CW27 | *W EXP 99/99/999 | 20,000 | $420 | No change |
| MSPRW MSP Recovery Inc. -27 | *W EXP 05/20/202 | 10,201 | $42 | New |
Total filed on the 13F, all lines: $88.9B.
Portfolio Sells Q1 2024 → Q2 2024
| INTC Intel Corp. | Reduce -61.0% | 0.08% | −0.22 |
| CRM Salesforce Inc. | Reduce -9.3% | 0.36% | −0.11 |
| ACN Accenture PLC Class A | Reduce -0.9% | 0.64% | −0.11 |
| MRK Merck & Co. Inc. | Reduce -0.5% | 0.98% | −0.08 |
| PXD Pioneer Natural Resources Co. | Sold out | 0.00% | −0.08 |
| NKE Nike Inc. Class B | Reduce -0.3% | 0.30% | −0.08 |
| MDYG SS SPDR S&P 400 MC GR ETF | Reduce -59.0% | 0.05% | −0.07 |
| GWW WW Grainger Inc. | Reduce -1.5% | 0.44% | −0.07 |
| ITW Illinois Tool Works | Reduce -0.0% | 0.46% | −0.07 |
| UNP Union Pacific Corp. | Reduce -1.0% | 0.58% | −0.06 |
| LIN Linde PLC | Reduce -0.7% | 0.81% | −0.06 |
| AGG iShares Core U.S. Aggregate | Reduce -8.1% | 0.56% | −0.06 |
| DIS The Walt Disney Co. | Reduce -14.1% | 0.14% | −0.06 |
| UL Unilever PLC | Reduce -65.8% | 0.04% | −0.06 |
| CMI Cummins Inc. | Reduce -2.4% | 0.47% | −0.05 |
| CSCO Cisco Systems Inc. | Reduce -2.7% | 0.51% | −0.05 |
| WDAY Workday Inc. Class A | Reduce -19.2% | 0.09% | −0.05 |
| GPC Genuine Parts Co. | Reduce -0.2% | 0.32% | −0.04 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -21.6% | 0.15% | −0.04 |
| CVS CVS Health Corp. | Reduce -16.4% | 0.06% | −0.04 |
| FDX FedEx Corp. | Reduce -33.1% | 0.08% | −0.04 |
| VWO Vanguard Ftse Emerging Marke | Reduce -20.2% | 0.16% | −0.03 |
| MDYV SS SPDR S&P 400 MC Val ETF | Reduce -38.6% | 0.05% | −0.03 |
| USB US Bancorp | Reduce -4.1% | 0.17% | −0.03 |
| ZTS Zoetis Inc. | Reduce -20.1% | 0.14% | −0.03 |
| EMR Emerson Electric Co. | Reduce -1.4% | 0.55% | −0.03 |
| BMY Bristol-Myers Squibb Co. | Reduce -2.4% | 0.09% | −0.03 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Reduce -13.1% | 0.15% | −0.03 |
| CB Chubb Ltd. | Reduce -10.8% | 0.20% | −0.03 |
| EL Estee Lauder Companies Class A | Reduce -3.9% | 0.06% | −0.03 |
| XMHQ Invesco S&P Midcap Qual ETF | Reduce -1.5% | 0.17% | −0.03 |
| IQV Iqvia Holdings Inc. | Reduce -7.5% | 0.09% | −0.03 |
| CALF PCR US SM CP CSH CWS ETF-Usd | Reduce -3.0% | 0.15% | −0.03 |
| XNTK SS SPDR Nyse Tech ETF | Reduce -99.0% | 0.00% | −0.03 |
| CMCSA Comcast Corp. Class A | Reduce -4.7% | 0.15% | −0.03 |
| IQDG Wisdomtree Intl QLTY DVD GRW | Sold out | 0.00% | −0.03 |
| BA The Boeing Co. | Reduce -12.4% | 0.11% | −0.03 |
| FSIG FT Ltd. Duration Inv Grade | Reduce -72.7% | 0.01% | −0.03 |
| UPS United Parcel Service Class B | Reduce -0.6% | 0.23% | −0.02 |
| TFC Truist Financial Corp. | Reduce -18.2% | 0.10% | −0.02 |
| NOW ServiceNow Inc. | Reduce -8.2% | 0.34% | −0.02 |
| WIRE Encore Wire Corp. | Reduce -87.7% | 0.00% | −0.02 |
| SCHG Schwab US Large-Cap Growth | Reduce -37.1% | 0.04% | −0.02 |
| JPM JPMorgan Chase & Co. | Reduce -1.8% | 0.96% | −0.02 |
| BSCO Invesco Bulletshares 2024 CB | Reduce -59.8% | 0.01% | −0.02 |
| ROK Rockwell Automation Inc. | Reduce -18.2% | 0.06% | −0.02 |
| SWK Stanley Black & Decker Inc. | Reduce -1.5% | 0.07% | −0.02 |
| SNA Snap-on Inc. | Reduce -0.5% | 0.12% | −0.02 |
| CCI Crown Castle Inc. | Reduce -3.5% | 0.13% | −0.02 |
| WHR Whirlpool Corp. | Reduce -11.9% | 0.05% | −0.02 |
Portfolio Buys Q1 2024 → Q2 2024
| AAPL Apple Inc. | Add +3.2% | 2.77% | +0.56 |
| AMZN Amazon.com Inc. | Add +1.8% | 1.78% | +0.13 |
| WMT Walmart Inc. | Add +0.2% | 0.98% | +0.10 |
| LLY Eli Lilly & Co. | Add +0.3% | 0.74% | +0.10 |
| ITOT iShares Core S&P Total U.S. | Add +21.8% | 0.47% | +0.09 |
| LECO Lincoln Electric Holdings | Add +953.4% | 0.09% | +0.08 |
| SPDW Ste STR SPDR PT DW Eu ETF | Add +282.4% | 0.10% | +0.08 |
| IVW iShares S&P 500 Growth ETF | Add +2.3% | 0.78% | +0.08 |
| XOM Exxon Mobil Corp. | Add +18.6% | 0.49% | +0.07 |
| TSM Taiwan Semiconductor-SP ADR | Add +31.7% | 0.17% | +0.07 |
| QQQ Invesco QQQ Trust Series 1 | Add +7.8% | 0.47% | +0.06 |
| LDSF First TR Low Duration St-ETF | New | 0.05% | +0.05 |
| XEL Xcel Energy Inc. | Add +370.7% | 0.06% | +0.05 |
| AMGN Amgen Inc. | Add +2.0% | 0.51% | +0.05 |
| IGSB iShares 1-5Y Inv Grade Corp. | Add +30.9% | 0.19% | +0.04 |
| IWF iShares Russell 1000 Growth | Add +0.8% | 0.62% | +0.04 |
| VTI VG Morningstar TS MKT ETF-US | Add +24.1% | 0.20% | +0.04 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +18.7% | 0.14% | +0.04 |
| NVO Novo-Nordisk A/S-Spons ADR | Add +4.4% | 0.28% | +0.04 |
| NFLX Netflix Inc. | Add +1.3% | 0.36% | +0.04 |
| LNG Cheniere Energy Inc. | Add +164.3% | 0.05% | +0.03 |
| VOO Vanguard S&P 500 ETF | Add +1.4% | 0.81% | +0.03 |
| ADI Analog Devices Inc. | Add +3.0% | 0.22% | +0.03 |
| SPMB SS SPDR P Mort Back Bond ETF | Add +68.5% | 0.07% | +0.03 |
| IWD iShares Russell 1000 Value E | Add +12.8% | 0.37% | +0.03 |
| SPGI S&P Global Inc. | Add +8.1% | 0.27% | +0.03 |
| TT Trane Technologies PLC | Add +67.5% | 0.06% | +0.03 |
| META Meta Platforms Inc. Class A | Add +1.8% | 0.67% | +0.03 |
| PLD Prologis Inc. | Add +33.2% | 0.24% | +0.03 |
| PM Philip Morris International | Add +5.0% | 0.22% | +0.03 |
| NE Noble Corp. PLC | Add +1950.2% | 0.03% | +0.03 |
| AMAT Applied Materials Inc. | Add +0.8% | 0.21% | +0.03 |
| AZN Astrazeneca PLC-Spons ADR | Add +12.3% | 0.11% | +0.02 |
| SO The Southern Co. | Add +23.8% | 0.09% | +0.02 |
| VEU Vanguard Ftse All-World Ex-U | Add +35.3% | 0.09% | +0.02 |
| QUAL iShares MSCI USA Quality Fac | Add +5.7% | 0.28% | +0.02 |
| VGT Vanguard Info Tech ETF | Add +0.9% | 0.24% | +0.02 |
| ISRG Intuitive Surgical Inc. | Add +1.9% | 0.19% | +0.02 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +0.2% | 0.29% | +0.02 |
| CGDV Cap Group Dividend Value | Add +42.7% | 0.07% | +0.02 |
| KO The Coca-Cola Co. | Add +0.7% | 0.60% | +0.02 |
| TSLA Tesla Inc. | Add +9.3% | 0.11% | +0.02 |
| GLW Corning Inc. | Add +2.3% | 0.12% | +0.02 |
| EFG iShares MSCI Eafe Growth ETF | Add +45.7% | 0.06% | +0.02 |
| FLJP Franklin Ftse Japan ETF | Add +267.5% | 0.03% | +0.02 |
| IEMG iShares Core MSCI Emerging | Add +6.8% | 0.21% | +0.02 |
| MU Micron Technology Inc. | Add +42.3% | 0.05% | +0.02 |
| MSI Motorola Solutions Inc. | Add +58.2% | 0.04% | +0.02 |
| BSCT Invesco Bulletshares 2029 CB | Add +553.7% | 0.02% | +0.02 |
| BN Brookfield Corp. | Add +30.8% | 0.08% | +0.02 |
Notes & Other Activity Q1 2024 → Q2 2024
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +0.4% | 6,203 | $7.4M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +2.3% | 4,016 | $4.8M |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Reduce -2.9% | 65,739 | $2.7M |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | Add +4.5% | 36,226 | $1.2M |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | Reduce -5.3% | 167,380 | $167K |
| BRZHW Breeze Holdings Acquis -CW27 | *W EXP 05/25/202 | Sold out | 100,000 | $126Kbefore exit |
| PENNYMAC CORP (PMT 5.5 11/01/24) | NOTE 5.500%11/0 · principal | Add +0.3% | 113,563 | $114K |
| AMPX.WS Amprius Technologies Inc. | *W EXP 09/14/202 | Reduce -8.3% | 299,660 | $51K |
| BRZHR Breeze Holdings Acq- Rights | RIGHT 05/23/2022 | Sold out | 200,000 | $38Kbefore exit |
| ZYNGA INC (ZNGA 0.25 06/01/24) | NOTE 0.250% 6/0 · principal | Sold out | 26,000 | $30Kbefore exit |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | Reduce -38.6% | 34,440 | $20K |
| GUESS INC (GES 2 04/15/24) | NOTE 2.000% 4/1 · principal | Sold out | 13,000 | $15Kbefore exit |
| TWO HARBORS INV CORP (TWO 6.25 01/15/26) | NOTE 6.250% 1/1 · principal | Add +1.1% | 14,325 | $14K |
| WBXWF Wallbox BV Class A -CW26 | *W EXP 10/01/202 | Reduce -6.9% | 137,969 | $12K |
| NXG NEXTGEN INFRAS | RIGHT 07/17/2024 | New | 16,643 | $9K |
| MSPRW MSP Recovery Inc. -27 | *W EXP 05/20/202 | New | 10,201 | $42 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 3,675 | $120.2B | NVDA, AAPL, MSFT, GOOGL, AMZN |
| Q1 2026 | 3,600 | $108.8B | NVDA, AAPL, MSFT, AMZN, GOOGL |
| Q4 2025 | 3,540 | $111.1B | MSFT, NVDA, AAPL, AMZN, GOOGL |
| Q3 2025 | 3,505 | $109.5B | MSFT, NVDA, AAPL, AMZN, AVGO |
| Q2 2025 | 3,441 | $102.8B | MSFT, NVDA, AAPL, AMZN, AVGO |
| Q1 2025 | 3,392 | $94.1B | MSFT, AAPL, NVDA, AMZN, V |
| Q4 2024 | 3,349 | $96.0B | MSFT, AAPL, NVDA, AMZN, GOOGL |
| Q3 2024 | 3,340 | $95.3B | MSFT, AAPL, NVDA, AMZN, GOOGL |
| Q2 2024 | 3,337 | $88.8B | MSFT, AAPL, NVDA, AMZN, GOOGL |
| Q1 2024 | 3,309 | $87.8B | MSFT, AAPL, NVDA, AMZN, V |