Stifel Financial Corp.
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 12, 2026), Stifel Financial Corp. reported 3,600 stock positions worth $108.8 billion. Its top holding was Nvidia (NVDA) at 2.7% of the portfolio, followed by Apple (AAPL, 2.6%) and Microsoft (MSFT, 2.3%). Compared with Q4 2025, it opened 201 new positions, sold out of 141, added to 1,809 and reduced 1,521. The biggest buy was Yum! Brands (YUM, shares +795%) and the biggest sale Microsoft (MSFT, shares −5%).
- Most Recent 13F
- Q2 2026
- Location
- ST. LOUIS, MO
- CIK
- 0000720672
- Portfolio Value
- $108.8B (Q1 2026)
- SEC Filing
- 0000720672-26-000007 ↗ filed May 12, 2026
Holdings Value
Holdings 3,600 stocks · $108.8B
| NVDA Nvidia Corp. | 2.66% | 16,569,037 | $2.9B | Reduce -2.9% |
| AAPL Apple Inc. | 2.58% | 11,053,456 | $2.8B | Reduce -2.2% |
| MSFT Microsoft Corp. | 2.27% | 6,663,492 | $2.5B | Reduce -5.0% |
| AMZN Amazon.com Inc. | 1.58% | 8,261,486 | $1.7B | Reduce -1.0% |
| GOOGL Alphabet Inc. Class A | 1.55% | 5,849,423 | $1.7B | Reduce -1.6% |
| AVGO Broadcom Inc. | 1.28% | 4,492,789 | $1.4B | Reduce -2.8% |
| JPM JPMorgan Chase & Co. | 1.04% | 3,849,282 | $1.1B | Reduce -1.3% |
| JNJ Johnson & Johnson | 1.01% | 4,489,121 | $1.1B | Reduce -8.5% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.97% | 1,627,679 | $1.1B | Reduce -3.0% |
| CSCO Cisco Systems Inc. | 0.96% | 13,476,992 | $1.0B | Add +0.2% |
| IEFA iShares Core MSCI Eafe ETF | 0.96% | 11,481,025 | $1.0B | Add +3.3% |
| MRK Merck & Co. Inc. | 0.92% | 8,291,826 | $997.4M | Reduce -3.0% |
| V Visa Inc. Class A | 0.91% | 3,278,999 | $991.1M | Reduce -2.9% |
| PEP Pepsico Inc. | 0.91% | 6,341,641 | $984.8M | Reduce -0.5% |
| GOOG Alphabet Inc. Class C | 0.89% | 3,384,498 | $970.9M | Add +0.3% |
| VOO Vanguard S&P 500 ETF | 0.87% | 1,582,234 | $945.5M | Add +1.3% |
| IVW iShares S&P 500 Growth ETF | 0.76% | 7,291,428 | $824.7M | Add +5.3% |
| HD Home Depot Inc. | 0.76% | 2,499,706 | $822.2M | Add +0.3% |
| ABBV Abbvie Inc. | 0.75% | 3,732,204 | $811.7M | Add +51.2% |
| META Meta Platforms Inc. Class A | 0.73% | 1,389,771 | $795.2M | Reduce -1.9% |
| AGG iShares Core U.S. Aggregate | 0.67% | 7,319,250 | $726.6M | Reduce -2.5% |
| LMT Lockheed Martin Corp. | 0.67% | 1,197,183 | $723.6M | Reduce -3.3% |
| LLY Eli Lilly & Co. | 0.66% | 779,157 | $716.7M | Reduce -1.8% |
| COST Costco Wholesale Corp. | 0.64% | 702,918 | $700.6M | Reduce -2.9% |
| IVE iShares S&P 500 Value ETF | 0.63% | 3,261,014 | $688.6M | Add +0.3% |
| PG The Procter & Gamble Co. | 0.61% | 4,578,841 | $661.4M | Add +1.3% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.60% | 2,677,248 | $649.0M | Reduce -1.8% |
| CVX Chevron Corp. | 0.59% | 3,084,168 | $638.1M | Reduce -2.5% |
| KO The Coca-Cola Co. | 0.58% | 8,344,878 | $634.6M | Reduce -2.3% |
| XOM Exxon Mobil Corp. | 0.58% | 3,729,167 | $632.7M | Reduce -6.6% |
| QQQ Invesco QQQ Trust Series 1 | 0.58% | 1,085,239 | $626.5M | Add +9.0% |
| TXN Texas Instruments Inc. | 0.53% | 2,941,364 | $571.0M | Add +0.2% |
| AMGN Amgen Inc. | 0.50% | 1,555,021 | $547.2M | Reduce -2.5% |
| IWF iShares Russell 1000 Growth | 0.49% | 1,255,151 | $535.2M | Reduce -2.3% |
| UNP Union Pacific Corp. | 0.48% | 2,164,416 | $525.1M | Reduce -1.9% |
| VEA Vanguard Ftse Developed ETF | 0.48% | 8,080,270 | $517.8M | Reduce -10.1% |
| ETN Eaton Corp. PLC | 0.47% | 1,443,704 | $516.4M | Add +1.7% |
| MDT Medtronic PLC | 0.46% | 5,758,966 | $499.0M | Reduce -1.9% |
| WM Waste Management Inc. | 0.45% | 2,138,041 | $491.3M | Reduce -2.6% |
| NFLX Netflix Inc. | 0.45% | 5,065,651 | $487.1M | Add +4.2% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.44% | 3,003,930 | $479.7M | Reduce -2.5% |
| APD Air Products & Chemicals Inc. | 0.44% | 1,644,429 | $477.7M | Add +4.4% |
| IVV iShares Core S&P 500 ETF | 0.43% | 719,143 | $469.8M | Add +5.2% |
| APH Amphenol Corp. Class A | 0.43% | 3,707,682 | $468.5M | Add +1.5% |
| CMI Cummins Inc. | 0.42% | 840,971 | $452.5M | Reduce -8.9% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.40% | 4,797,901 | $439.7M | Add +2.9% |
| ACN Accenture PLC Class A | 0.40% | 2,202,108 | $436.7M | Reduce -1.7% |
| CL Colgate-Palmolive Co. | 0.39% | 4,966,975 | $423.3M | Reduce -0.8% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.39% | 882,806 | $423.0M | Reduce -4.5% |
| WMT Walmart Inc. | 0.39% | 3,389,564 | $421.3M | Reduce -65.2% |
| ITW Illinois Tool Works | 0.38% | 1,584,113 | $412.3M | Reduce -4.4% |
| CAT Caterpillar Inc. | 0.38% | 577,396 | $409.1M | Reduce -4.6% |
| VMBS Vanguard Mortgage-Backed Sec | 0.38% | 8,691,596 | $408.1M | Add +4.7% |
| RTX RTX Corp. | 0.37% | 2,110,075 | $407.0M | Reduce -0.9% |
| HON Honeywell International Inc. | 0.37% | 1,787,117 | $404.0M | Add +4.6% |
| CHD Church & Dwight Co. Inc. | 0.37% | 4,290,136 | $400.4M | Reduce -0.2% |
| MRSH Marsh & McLennan Cos | 0.37% | 2,307,361 | $400.2M | Add +6.9% |
| ABT Abbott Laboratories | 0.36% | 3,865,545 | $396.9M | Reduce -2.1% |
| GWW WW Grainger Inc. | 0.36% | 358,629 | $391.2M | Reduce -3.6% |
| VZ Verizon Communications Inc. | 0.35% | 7,486,988 | $375.8M | Add +2.9% |
| TSM Taiwan Semiconductor-SP ADR | 0.34% | 1,103,264 | $372.9M | Add +17.4% |
| ADP Automatic Data Processing | 0.34% | 1,832,880 | $372.4M | Add +2.2% |
| USIG iShares Broad Usd Investment | 0.33% | 7,108,900 | $364.2M | Add +5.8% |
| GLW Corning Inc. | 0.33% | 2,672,986 | $363.5M | Reduce -9.4% |
| RSG Republic Services Inc. | 0.32% | 1,611,627 | $353.0M | Reduce -1.7% |
| MCD McDonald's Corp. | 0.32% | 1,133,558 | $352.4M | Reduce -0.4% |
| MBB iShares MBS ETF | 0.32% | 3,707,598 | $352.0M | Add +0.2% |
| PANW Palo Alto Networks Inc. | 0.32% | 2,166,129 | $347.3M | Add +0.7% |
| IEMG iShares Core MSCI Emerging | 0.32% | 4,951,901 | $345.4M | Reduce -0.1% |
| MA Mastercard Inc. Class A | 0.31% | 676,186 | $337.9M | Reduce -13.6% |
| VWO Vanguard Ftse Emerging Marke | 0.31% | 6,181,354 | $334.1M | Add +30.9% |
| TSCO Tractor Supply Company | 0.31% | 7,329,552 | $332.0M | Reduce -1.9% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.31% | 1,691,366 | $331.8M | Add +1.0% |
| ASML ASML Holding NV-NY Reg SHS filed as ASML HLDG NV | 0.30% | 248,817 | $328.7M | Add +6.3% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.30% | 738,592 | $322.6M | Reduce -0.4% |
| TMO Thermo Fisher Scientific Inc. | 0.29% | 649,147 | $319.1M | Reduce -4.7% |
| IWD iShares Russell 1000 Value E | 0.29% | 1,465,808 | $313.2M | Reduce -23.5% |
| QUAL iShares MSCI USA Quality Fac | 0.29% | 1,632,084 | $313.1M | Add +2.5% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.28% | 1,173,969 | $307.5M | Reduce -0.5% |
| MSI Motorola Solutions Inc. | 0.28% | 702,015 | $304.7M | Reduce -0.9% |
| FERG Ferguson Enterprises Inc. | 0.27% | 1,277,688 | $298.0M | Reduce -1.2% |
| YUM Yum! Brands Inc. | 0.27% | 1,905,464 | $296.3M | Add +794.5% |
| GLD SPDR Gold Shares | 0.27% | 679,933 | $292.6M | Reduce -8.4% |
| MCO Moody's Corp. | 0.26% | 655,920 | $286.2M | Reduce -2.6% |
| VGT Vanguard Info Tech ETF | 0.26% | 409,700 | $285.9M | Add +0.1% |
| IEI iShares 3-7 Year Treasury Bo | 0.26% | 2,403,767 | $285.1M | Add +10.5% |
| TSLA Tesla Inc. | 0.26% | 752,064 | $279.6M | Reduce -3.2% |
| SF Stifel Financial Corp. | 0.26% | 3,775,258 | $279.1M | Add +10.1% |
| LIN Linde PLC | 0.25% | 556,789 | $276.1M | Add +0.3% |
| WMB Williams Cos Inc. | 0.25% | 3,772,490 | $274.6M | Add +2.3% |
| PFE Pfizer Inc. | 0.25% | 9,769,180 | $274.3M | Add +5.3% |
| MS Morgan Stanley | 0.25% | 1,638,520 | $269.7M | Add +0.1% |
| GS Goldman Sachs Group Inc. | 0.25% | 317,678 | $268.8M | Add +2.3% |
| GEV GE Vernova Inc. | 0.25% | 307,565 | $268.5M | Add +0.8% |
| VEU Vanguard Ftse All-World Ex-U | 0.25% | 3,564,351 | $267.7M | Add +5.1% |
| CB Chubb Ltd. | 0.25% | 819,509 | $267.1M | Reduce -2.2% |
| PLD Prologis Inc. | 0.25% | 2,018,566 | $266.8M | Add +1.3% |
| NEE Nextera Energy Inc. | 0.24% | 2,849,628 | $264.7M | Reduce -3.3% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.24% | 6,118,616 | $260.3M | Add +27.9% |
| ADI Analog Devices Inc. | 0.24% | 808,306 | $257.2M | Reduce -5.4% |
Other holdings (24): bonds, preferreds, convertibles and warrants · $26.0M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 9,272 | $10.7M | Add +3.3% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 5,124 | $6.1M | Add +8.2% |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | 56,829 | $4.0M | Add +24.5% |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | 31,361 | $2.0M | Add +88.0% |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | 39,225 | $1.5M | Add +1.6% |
| REDWOOD TRUST INC (RWT 7.75 06/15/27) | NOTE 7.750% 6/1 · principal | 465,610 | $466K | Add +164.4% |
| ORACLE CORP (ORCL 6.5 01/15/29 D) | 6.5 DEP CUM SR D | 8,331 | $375K | New |
| QXO INC (QXO 5.5 05/15/28 B) | 5.50 DEP PFD | 4,400 | $242K | New |
| BLACKSTONE MORTGAGE TR (BXMT 5.5 03/15/27) | NOTE 5.500% 3/1 · principal | 99,000 | $99K | New |
| GREEN PLAINS INC (GPRE 2.25 03/15/27) | NOTE 2.250% 3/1 · principal | 79,320 | $79K | Add +3.5% |
| GLADSTONE CAPITAL CORP (GLAD 5.875 10/01/30) | NOTE 5.875%10/0 · principal | 46,764 | $47K | Reduce -4.1% |
| WINNEBAGO INDUSTRIES (WGO 3.25 01/15/30) | NOTE 3.250% 1/1 · principal | 45,100 | $45K | Reduce -3.8% |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 42,930 | $43K | New |
| CAPITAL SOUTHWEST CORP (CSWC 5.125 11/15/29) | NOTE 5.125%11/1 · principal | 40,760 | $41K | New |
| SNAP INC (SNAP 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | 32,000 | $31K | No change |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | 33,000 | $31K | No change |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 26,000 | $30K | No change |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 26,750 | $27K | Reduce -14.8% |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | 20,330 | $20K | Reduce -1.6% |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | 14,138 | $14K | New |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | 22,213 | $5K | No change |
| XRXDW Xerox Holdings Corp. | *W EXP 02/11/202 | 32,339 | $3K | Add +165.7% |
| GABELLI EQUITY TRUST-RT | RIGHT 04/14/2026 | 71,040 | $498 | Reduce -18.7% |
| SLXNW Biomotion Sciences-CW29 | *W EXP 08/15/202 | 16,000 | $325 | No change |
Total filed on the 13F, all lines: $108.8B.
Portfolio Sells Q4 2025 → Q1 2026
| MSFT Microsoft Corp. | Reduce -5.0% | 2.27% | −0.79 |
| WMT Walmart Inc. | Reduce -65.2% | 0.39% | −0.59 |
| NVDA Nvidia Corp. | Reduce -2.9% | 2.66% | −0.21 |
| AAPL Apple Inc. | Reduce -2.2% | 2.58% | −0.19 |
| AVGO Broadcom Inc. | Reduce -2.8% | 1.28% | −0.16 |
| V Visa Inc. Class A | Reduce -2.9% | 0.91% | −0.15 |
| AMZN Amazon.com Inc. | Reduce -1.0% | 1.58% | −0.15 |
| ACN Accenture PLC Class A | Reduce -1.7% | 0.40% | −0.14 |
| IBM Intl Business Machines Corp. | Reduce -1.8% | 0.60% | −0.13 |
| GOOGL Alphabet Inc. Class A | Reduce -1.6% | 1.55% | −0.13 |
| META Meta Platforms Inc. Class A | Reduce -1.9% | 0.73% | −0.11 |
| LLY Eli Lilly & Co. | Reduce -1.8% | 0.66% | −0.11 |
| INTU Intuit Inc. | Reduce -16.2% | 0.13% | −0.10 |
| MA Mastercard Inc. Class A | Reduce -13.6% | 0.31% | −0.09 |
| JPM JPMorgan Chase & Co. | Reduce -1.3% | 1.04% | −0.09 |
| CRM Salesforce Inc. | Reduce -8.0% | 0.17% | −0.09 |
| NOW ServiceNow Inc. | Reduce -0.7% | 0.18% | −0.08 |
| ABT Abbott Laboratories | Reduce -2.1% | 0.36% | −0.08 |
| ISRG Intuitive Surgical Inc. | Reduce -15.7% | 0.18% | −0.08 |
| BR Broadridge Financial Solutio | Reduce -1.3% | 0.21% | −0.08 |
| IWD iShares Russell 1000 Value E | Reduce -23.5% | 0.29% | −0.07 |
| OEF iShares S&P 100 ETF | Reduce -90.0% | 0.01% | −0.07 |
| BSX Boston Scientific Corp. | Reduce -6.5% | 0.11% | −0.07 |
| TMO Thermo Fisher Scientific Inc. | Reduce -4.7% | 0.29% | −0.06 |
| TSLA Tesla Inc. | Reduce -3.2% | 0.26% | −0.06 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -3.0% | 0.97% | −0.06 |
| XEL Xcel Energy Inc. | Reduce -75.1% | 0.02% | −0.06 |
| IWF iShares Russell 1000 Growth | Reduce -2.3% | 0.49% | −0.05 |
| STT State Street Corp. | Reduce -77.4% | 0.02% | −0.05 |
| QCOM Qualcomm Inc. | Reduce -5.4% | 0.14% | −0.05 |
| MDT Medtronic PLC | Reduce -1.9% | 0.46% | −0.05 |
| BLK BlackRock Inc. | Reduce -25.8% | 0.10% | −0.05 |
| MCO Moody's Corp. | Reduce -2.6% | 0.26% | −0.05 |
| SPGI S&P Global Inc. | Reduce -1.9% | 0.20% | −0.04 |
| WDAY Workday Inc. Class A | Reduce -77.4% | 0.01% | −0.04 |
| GVI iShares Intermediate Governm | Reduce -19.2% | 0.18% | −0.04 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Reduce -33.2% | 0.07% | −0.03 |
| WFC Wells Fargo & Co. | Reduce -2.0% | 0.19% | −0.03 |
| UNH Unitedhealth Group Inc. | Reduce -0.3% | 0.16% | −0.03 |
| APP AppLovin Corp. Class A | Reduce -16.8% | 0.03% | −0.03 |
| TSCO Tractor Supply Company | Reduce -1.9% | 0.31% | −0.03 |
| UBER Uber Technologies Inc. | Reduce -5.8% | 0.17% | −0.03 |
| DHR Danaher Corp. | Reduce -4.7% | 0.13% | −0.03 |
| SGOV iShares 0-3 Month Treasury B | Reduce -33.4% | 0.06% | −0.03 |
| VEA Vanguard Ftse Developed ETF | Reduce -10.1% | 0.48% | −0.03 |
| TT Trane Technologies PLC | Reduce -50.4% | 0.03% | −0.03 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -4.5% | 0.39% | −0.03 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -0.4% | 0.30% | −0.03 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -3.8% | 0.13% | −0.03 |
| MDYG SS SPDR S&P 400 MC GR ETF | Reduce -82.0% | 0.01% | −0.03 |
Portfolio Buys Q4 2025 → Q1 2026
| YUM Yum! Brands Inc. | Add +794.5% | 0.27% | +0.24 |
| ABBV Abbvie Inc. | Add +51.2% | 0.75% | +0.24 |
| APD Air Products & Chemicals Inc. | Add +4.4% | 0.44% | +0.09 |
| TSM Taiwan Semiconductor-SP ADR | Add +17.4% | 0.34% | +0.09 |
| VWO Vanguard Ftse Emerging Marke | Add +30.9% | 0.31% | +0.08 |
| VZ Verizon Communications Inc. | Add +2.9% | 0.35% | +0.08 |
| ASML ASML Holding NV-NY Reg SHS | Add +6.3% | 0.30% | +0.08 |
| TLT iShares 20+ Year Treasury BD | Add +62.5% | 0.18% | +0.07 |
| HON Honeywell International Inc. | Add +4.6% | 0.37% | +0.07 |
| EMN Eastman Chemical Co. | Add +1779.0% | 0.07% | +0.07 |
| ETN Eaton Corp. PLC | Add +1.7% | 0.47% | +0.07 |
| GEV GE Vernova Inc. | Add +0.8% | 0.25% | +0.07 |
| TGT Target Corp. | Add +13.1% | 0.22% | +0.07 |
| TXN Texas Instruments Inc. | Add +0.2% | 0.53% | +0.07 |
| IEFA iShares Core MSCI Eafe ETF | Add +3.3% | 0.96% | +0.06 |
| PAYX Paychex Inc. | Add +90.8% | 0.16% | +0.06 |
| WMB Williams Cos Inc. | Add +2.3% | 0.25% | +0.05 |
| CGDV Cap Group Dividend Value | Add +27.9% | 0.24% | +0.05 |
| SLB SLB Ltd. | Add +3.0% | 0.17% | +0.05 |
| VMRK Vivmark Residential | Add +911.7% | 0.05% | +0.05 |
| PFE Pfizer Inc. | Add +5.3% | 0.25% | +0.04 |
| LIN Linde PLC | Add +0.3% | 0.25% | +0.04 |
| EFG iShares MSCI Eafe Growth ETF | Add +244.6% | 0.05% | +0.04 |
| NFLX Netflix Inc. | Add +4.2% | 0.45% | +0.04 |
| LNG Cheniere Energy Inc. | Add +6.4% | 0.10% | +0.04 |
| SHEL Shell PLC-ADR | Add +0.5% | 0.16% | +0.04 |
| IGSB iShares 1-5Y Inv Grade Corp. | Add +18.6% | 0.20% | +0.03 |
| SPYV SS SPDR P S&P 500 Value ETF | Add +30.1% | 0.14% | +0.03 |
| GOVT iShares US Treasury Bond ETF | Add +181.7% | 0.05% | +0.03 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Add +29.4% | 0.11% | +0.03 |
| HUN Huntsman Corp. | Add +124.5% | 0.05% | +0.03 |
| EEM iShares MSCI Emerging Market | Add +69.7% | 0.07% | +0.03 |
| CSCO Cisco Systems Inc. | Add +0.2% | 0.96% | +0.03 |
| IEI iShares 3-7 Year Treasury Bo | Add +10.5% | 0.26% | +0.03 |
| EUSA iShares MSCI USA Equal Weigh | Add +15.7% | 0.19% | +0.03 |
| IDEF Ishars Def Ind TC Ac ETF-Ui | New | 0.03% | +0.03 |
| EPD Enterprise Products Partners | Add +2.2% | 0.14% | +0.03 |
| BLCR iShares LRG CP CR Act ETF-Ui | New | 0.03% | +0.03 |
| QQQ Invesco QQQ Trust Series 1 | Add +9.0% | 0.58% | +0.03 |
| PG The Procter & Gamble Co. | Add +1.3% | 0.61% | +0.03 |
| VMBS Vanguard Mortgage-Backed Sec | Add +4.7% | 0.38% | +0.02 |
| ET Energy Transfer LP | Add +3.9% | 0.12% | +0.02 |
| PICK iShares MSCI Global Metals & | Add +1753.3% | 0.02% | +0.02 |
| USIG iShares Broad Usd Investment | Add +5.8% | 0.33% | +0.02 |
| VEU Vanguard Ftse All-World Ex-U | Add +5.1% | 0.25% | +0.02 |
| EMXC iShares MSCI Emr MRK Ex Chna | Add +12.4% | 0.11% | +0.02 |
| PKW Invesco Buyback Achievers Et | Add +987.2% | 0.02% | +0.02 |
| IYR iShares US Real Estate ETF | Add +30.1% | 0.08% | +0.02 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Add +2.9% | 0.40% | +0.02 |
| UPS United Parcel Service Class B | Add +9.7% | 0.21% | +0.02 |
Notes & Other Activity Q4 2025 → Q1 2026
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +3.3% | 9,272 | $10.7M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +8.2% | 5,124 | $6.1M |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | Add +24.5% | 56,829 | $4.0M |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | Add +88.0% | 31,361 | $2.0M |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | Add +1.6% | 39,225 | $1.5M |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Sold out | 71,920 | $1.4Mbefore exit |
| REDWOOD TRUST INC (RWT 7.75 06/15/27) | NOTE 7.750% 6/1 · principal | Add +164.4% | 465,610 | $466K |
| ORACLE CORP (ORCL 6.5 01/15/29 D) | 6.5 DEP CUM SR D | New | 8,331 | $375K |
| LXP INDUSTRIAL TRUST (LXP 6.5 PERP C) | PFD CONV SER C | Sold out | 5,700 | $268Kbefore exit |
| KKR & CO INC (KKR 6.25 03/01/28 D) | 6.25 CON SER D | Sold out | 4,750 | $246Kbefore exit |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | Sold out | 3,650 | $243Kbefore exit |
| QXO INC (QXO 5.5 05/15/28 B) | 5.50 DEP PFD | New | 4,400 | $242K |
| EPR PROPERTIES (EPR 9 PERP E) | CONV PFD 9% SR E | Sold out | 6,696 | $200Kbefore exit |
| TWO HARBORS INV CORP (TWO 6.25 01/15/26) | NOTE 6.250% 1/1 · principal | Sold out | 155,220 | $155Kbefore exit |
| BLACKSTONE MORTGAGE TR (BXMT 5.5 03/15/27) | NOTE 5.500% 3/1 · principal | New | 99,000 | $99K |
| GREEN PLAINS INC (GPRE 2.25 03/15/27) | NOTE 2.250% 3/1 · principal | Add +3.5% | 79,320 | $79K |
| AMPX.WS Amprius Technologies Inc. | *W EXP 09/14/202 | Sold out | 21,500 | $55Kbefore exit |
| PENNYMAC CORP (PMT 5.5 03/15/26) | NOTE 5.500% 3/1 · principal | Sold out | 51,818 | $52Kbefore exit |
| GLADSTONE CAPITAL CORP (GLAD 5.875 10/01/30) | NOTE 5.875%10/0 · principal | Reduce -4.1% | 46,764 | $47K |
| WINNEBAGO INDUSTRIES (WGO 3.25 01/15/30) | NOTE 3.250% 1/1 · principal | Reduce -3.8% | 45,100 | $45K |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | New | 42,930 | $43K |
| CAPITAL SOUTHWEST CORP (CSWC 5.125 11/15/29) | NOTE 5.125%11/1 · principal | New | 40,760 | $41K |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | Reduce -14.8% | 26,750 | $27K |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | Reduce -1.6% | 20,330 | $20K |
| VAIL RESORTS INC (MTN 0 01/01/26) | NOTE 1/0 · principal | Sold out | 14,970 | $15Kbefore exit |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | New | 14,138 | $14K |
| XRXDW Xerox Holdings Corp. | *W EXP 02/11/202 | Add +165.7% | 32,339 | $3K |
| GABELLI EQUITY TRUST-RT | RIGHT 04/14/2026 | Reduce -18.7% | 71,040 | $498 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 3,675 | $120.2B | NVDA, AAPL, MSFT, GOOGL, AMZN |
| Q1 2026 | 3,600 | $108.8B | NVDA, AAPL, MSFT, AMZN, GOOGL |
| Q4 2025 | 3,540 | $111.1B | MSFT, NVDA, AAPL, AMZN, GOOGL |
| Q3 2025 | 3,505 | $109.5B | MSFT, NVDA, AAPL, AMZN, AVGO |
| Q2 2025 | 3,441 | $102.8B | MSFT, NVDA, AAPL, AMZN, AVGO |
| Q1 2025 | 3,392 | $94.1B | MSFT, AAPL, NVDA, AMZN, V |
| Q4 2024 | 3,349 | $96.0B | MSFT, AAPL, NVDA, AMZN, GOOGL |
| Q3 2024 | 3,340 | $95.3B | MSFT, AAPL, NVDA, AMZN, GOOGL |
| Q2 2024 | 3,337 | $88.8B | MSFT, AAPL, NVDA, AMZN, GOOGL |
| Q1 2024 | 3,309 | $87.8B | MSFT, AAPL, NVDA, AMZN, V |