Stifel Financial Corp.
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed February 13, 2025), Stifel Financial Corp. reported 3,349 stock positions worth $96.0 billion. Its top holding was Microsoft (MSFT) at 3.1% of the portfolio, followed by Apple (AAPL, 3.1%) and Nvidia (NVDA, 2.6%). Compared with Q3 2024, it opened 155 new positions, sold out of 147, added to 1,694 and reduced 1,427. The biggest buy was Marsh & McLennan Cos (MRSH, shares +551%) and the biggest sale Nike Class B (NKE, shares −65%).
- Most Recent 13F
- Q2 2026
- Location
- ST. LOUIS, MO
- CIK
- 0000720672
- Portfolio Value
- $96.0B (Q4 2024)
- SEC Filing
- 0000720672-25-000003 ↗ filed Feb 13, 2025
Holdings Value
Holdings 3,349 stocks · $96.0B
| MSFT Microsoft Corp. | 3.14% | 7,154,513 | $3.0B | Reduce -0.0% |
| AAPL Apple Inc. | 3.10% | 11,878,636 | $3.0B | Add +0.8% |
| NVDA Nvidia Corp. | 2.57% | 18,352,115 | $2.5B | Reduce -0.8% |
| AMZN Amazon.com Inc. | 1.90% | 8,291,630 | $1.8B | Add +0.9% |
| GOOGL Alphabet Inc. Class A | 1.26% | 6,406,516 | $1.2B | Add +1.4% |
| V Visa Inc. Class A | 1.24% | 3,773,456 | $1.2B | Reduce -0.6% |
| AVGO Broadcom Inc. | 1.20% | 4,984,085 | $1.2B | Reduce -0.5% |
| WMT Walmart Inc. | 1.09% | 11,619,493 | $1.0B | Reduce -7.0% |
| JPM JPMorgan Chase & Co. | 1.04% | 4,156,140 | $996.3M | Add +0.9% |
| HD Home Depot Inc. | 1.02% | 2,514,908 | $978.3M | Reduce -0.4% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.96% | 1,564,290 | $916.8M | Add +2.6% |
| PEP Pepsico Inc. | 0.89% | 5,646,032 | $858.6M | Add +4.0% |
| UNH Unitedhealth Group Inc. | 0.87% | 1,651,346 | $835.4M | Reduce -1.0% |
| VOO Vanguard S&P 500 ETF | 0.82% | 1,456,308 | $784.7M | Add +0.0% |
| PG The Procter & Gamble Co. | 0.79% | 4,506,764 | $755.6M | Add +2.0% |
| META Meta Platforms Inc. Class A | 0.77% | 1,267,550 | $742.2M | Add +3.4% |
| MRK Merck & Co. Inc. | 0.76% | 7,362,103 | $732.4M | Add +5.0% |
| IVW iShares S&P 500 Growth ETF | 0.74% | 6,971,341 | $707.8M | Reduce -6.7% |
| IEFA iShares Core MSCI Eafe ETF | 0.74% | 10,051,049 | $706.4M | Add +4.1% |
| COST Costco Wholesale Corp. | 0.70% | 737,494 | $675.9M | Reduce -0.1% |
| GOOG Alphabet Inc. Class C | 0.70% | 3,535,678 | $673.3M | Add +2.4% |
| ACN Accenture PLC Class A | 0.69% | 1,891,128 | $665.3M | Reduce -0.1% |
| JNJ Johnson & Johnson | 0.69% | 4,591,196 | $664.0M | Reduce -0.1% |
| LLY Eli Lilly & Co. | 0.64% | 799,416 | $617.2M | Add +7.4% |
| AGG iShares Core U.S. Aggregate | 0.63% | 6,269,229 | $607.5M | Reduce -2.4% |
| LMT Lockheed Martin Corp. | 0.62% | 1,221,014 | $593.4M | Add +0.8% |
| CSCO Cisco Systems Inc. | 0.58% | 9,480,111 | $561.2M | Add +0.0% |
| ADP Automatic Data Processing | 0.58% | 1,914,692 | $560.5M | Reduce -0.1% |
| TXN Texas Instruments Inc. | 0.57% | 2,903,235 | $544.4M | Add +0.7% |
| EMR Emerson Electric Co. | 0.56% | 4,336,225 | $537.4M | Reduce -1.8% |
| IWF iShares Russell 1000 Growth | 0.56% | 1,336,961 | $536.9M | Add +6.8% |
| KO The Coca-Cola Co. | 0.55% | 8,550,271 | $532.3M | Add +0.5% |
| UNP Union Pacific Corp. | 0.55% | 2,328,689 | $531.0M | Add +1.6% |
| IVE iShares S&P 500 Value ETF | 0.51% | 2,576,656 | $491.8M | Add +3.5% |
| APH Amphenol Corp. Class A | 0.50% | 6,887,155 | $478.3M | Add +1.7% |
| APD Air Products & Chemicals Inc. | 0.49% | 1,634,572 | $474.1M | Add +0.1% |
| MRSH Marsh & McLennan Cos | 0.49% | 2,224,932 | $472.6M | Add +551.0% |
| WM Waste Management Inc. | 0.49% | 2,335,557 | $471.3M | Reduce -0.3% |
| MDT Medtronic PLC | 0.49% | 5,835,665 | $466.2M | Reduce -0.1% |
| QQQ Invesco QQQ Trust Series 1 | 0.48% | 903,654 | $462.0M | Add +3.7% |
| CL Colgate-Palmolive Co. | 0.48% | 5,076,478 | $461.5M | Add +1.2% |
| ABBV Abbvie Inc. | 0.48% | 2,579,230 | $458.3M | Add +3.1% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.48% | 5,005,203 | $457.6M | Add +6.0% |
| ETN Eaton Corp. PLC | 0.48% | 1,374,873 | $456.3M | Reduce -2.6% |
| CHD Church & Dwight Co. Inc. | 0.47% | 4,316,414 | $452.0M | Add +0.5% |
| ITW Illinois Tool Works | 0.47% | 1,763,792 | $447.2M | Add +0.4% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.46% | 982,660 | $445.4M | Reduce -6.7% |
| GWW WW Grainger Inc. filed as GRAINGER W W INC | 0.46% | 419,482 | $442.2M | Reduce -2.2% |
| TSCO Tractor Supply Company | 0.46% | 8,233,999 | $436.9M | Reduce -0.3% |
| IVV iShares Core S&P 500 ETF | 0.45% | 740,418 | $435.9M | Add +1.9% |
| NFLX Netflix Inc. | 0.45% | 482,298 | $429.9M | Reduce -0.8% |
| XOM Exxon Mobil Corp. | 0.45% | 3,983,984 | $428.6M | Add +2.7% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.44% | 1,929,002 | $424.1M | Add +0.4% |
| CVX Chevron Corp. | 0.44% | 2,895,858 | $419.4M | Reduce -0.6% |
| CRM Salesforce Inc. | 0.43% | 1,245,383 | $416.4M | Add +3.9% |
| NOW ServiceNow Inc. | 0.43% | 385,562 | $408.7M | Reduce -0.4% |
| IWD iShares Russell 1000 Value E | 0.41% | 2,135,184 | $395.3M | Add +9.6% |
| CMI Cummins Inc. | 0.41% | 1,123,627 | $391.7M | Reduce -25.4% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.41% | 3,240,516 | $391.5M | Reduce -1.2% |
| CLX Clorox Company | 0.40% | 2,344,408 | $380.8M | Add +0.4% |
| RSG Republic Services Inc. | 0.38% | 1,825,175 | $367.2M | Add +0.6% |
| AMGN Amgen Inc. | 0.38% | 1,402,444 | $365.6M | Reduce -0.5% |
| MA Mastercard Inc. Class A | 0.38% | 694,084 | $365.5M | Add +2.5% |
| BR Broadridge Financial Solutio | 0.38% | 1,615,131 | $365.2M | Add +1.3% |
| HON Honeywell International Inc. | 0.37% | 1,587,452 | $358.6M | Add +1.5% |
| MBB iShares MBS ETF | 0.37% | 3,906,155 | $358.1M | Add +10.0% |
| PANW Palo Alto Networks Inc. | 0.37% | 1,943,450 | $353.6M | Add +1.0% |
| TMO Thermo Fisher Scientific Inc. | 0.36% | 657,096 | $341.9M | Reduce -1.5% |
| ADBE Adobe Inc. | 0.34% | 729,301 | $324.3M | Reduce -4.4% |
| MCD McDonald's Corp. | 0.33% | 1,106,437 | $320.8M | Add +1.0% |
| VEA Vanguard Ftse Developed ETF | 0.31% | 6,260,429 | $299.4M | Reduce -20.9% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.31% | 726,659 | $298.3M | Add +3.9% |
| ORCL Oracle Corp. | 0.31% | 1,769,566 | $294.9M | Reduce -10.1% |
| GPC Genuine Parts Co. | 0.30% | 2,502,852 | $292.2M | Add +21.6% |
| QUAL iShares MSCI USA Quality Fac | 0.30% | 1,614,964 | $287.6M | Add +7.8% |
| NSC Norfolk Southern Corp. | 0.28% | 1,162,985 | $273.0M | Add +2.1% |
| ITOT iShares Core S&P Total U.S. | 0.28% | 2,093,597 | $269.3M | Add +9.9% |
| VZ Verizon Communications Inc. | 0.27% | 6,530,138 | $261.1M | Add +1.1% |
| INTU Intuit Inc. | 0.27% | 412,634 | $259.4M | Add +2.0% |
| SPGI S&P Global Inc. | 0.27% | 519,687 | $258.8M | Reduce -4.4% |
| ELV Elevance Health Inc. | 0.27% | 700,701 | $258.5M | Reduce -1.7% |
| VMBS Vanguard Mortgage-Backed Sec | 0.27% | 5,664,014 | $256.8M | Add +0.7% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.27% | 1,064,372 | $255.7M | Add +1.5% |
| VGT Vanguard Info Tech ETF | 0.26% | 397,332 | $247.1M | Add +1.8% |
| CTAS Cintas Corp. | 0.26% | 1,342,369 | $245.3M | Reduce -2.9% |
| LIN Linde PLC | 0.26% | 585,593 | $245.2M | Add +0.1% |
| VWO Vanguard Ftse Emerging Marke | 0.26% | 5,566,095 | $245.1M | Add +19.2% |
| BHVN Biohaven Ltd. | 0.26% | 6,559,313 | $245.0M | Add +0.8% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.25% | 1,439,201 | $243.7M | Add +3.2% |
| QCOM Qualcomm Inc. | 0.25% | 1,583,218 | $243.2M | Reduce -2.6% |
| PFE Pfizer Inc. | 0.25% | 9,087,804 | $241.1M | Reduce -3.1% |
| CAT Caterpillar Inc. | 0.25% | 653,025 | $236.9M | Reduce -1.9% |
| SF Stifel Financial Corp. | 0.24% | 2,156,932 | $228.8M | Reduce -5.4% |
| TGT Target Corp. | 0.23% | 1,647,094 | $222.7M | Add +2.6% |
| TSLA Tesla Inc. | 0.23% | 550,925 | $222.5M | Add +6.7% |
| PM Philip Morris International | 0.23% | 1,844,814 | $222.0M | Reduce -0.9% |
| SYK Stryker Corp. | 0.23% | 610,336 | $219.8M | Add +2.5% |
| USIG iShares Broad Usd Investment | 0.22% | 4,250,905 | $213.7M | Add +26.9% |
| ABT Abbott Laboratories | 0.22% | 1,845,917 | $208.8M | Reduce -13.8% |
| RTX RTX Corp. | 0.22% | 1,802,962 | $208.6M | Add +1.1% |
Other holdings (24): bonds, preferreds, convertibles and warrants · $23.5M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 8,163 | $9.7M | Add +12.0% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 5,418 | $6.6M | Add +22.1% |
| REDWOOD TRUST INC (RWT 7.75 06/15/27) | NOTE 7.750% 6/1 · principal | 2,107,687 | $2.1M | Add +3.8% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 66,739 | $1.8M | Reduce -4.1% |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | 36,429 | $1.4M | Add +1.8% |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | 12,852 | $783K | New |
| LXP INDUSTRIAL TRUST (LXP 6.5 PERP C) | PFD CONV SER C | 6,200 | $302K | No change |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | 235,620 | $236K | Add +12.7% |
| RWT HOLDINGS INC (RWT 5.75 10/01/25) | NOTE 5.750%10/0 · principal | 123,750 | $124K | New |
| AMPX.WS Amprius Technologies Inc. | *W EXP 09/14/202 | 241,720 | $86K | Reduce -11.4% |
| TWO HARBORS INV CORP (TWO 6.25 01/15/26) | NOTE 6.250% 1/1 · principal | 63,928 | $64K | Add +228.7% |
| ARBOR REALTY TRUST INC (ABR 7.5 08/01/25) | NOTE 7.500% 8/0 · principal | 49,750 | $50K | New |
| SNAP INC (SNAP 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | 32,000 | $31K | No change |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | 33,000 | $31K | No change |
| CHEGG INC (CHGG 0.125 03/15/25) | NOTE 0.125% 3/1 · principal | 30,000 | $29K | No change |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 26,000 | $26K | Reduce -13.7% |
| GREEN PLAINS INC (GPRE 2.25 03/15/27) | NOTE 2.250% 3/1 · principal | 25,166 | $25K | New |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | 20,775 | $21K | New |
| LGL.WS LGL Group Inc./the -CW25 | *W EXP 11/16/202 | 24,876 | $4K | No change |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | 29,137 | $3K | Reduce -8.8% |
| WBXWF Wallbox BV Class A -CW26 | *W EXP 10/01/202 | 126,154 | $3K | Reduce -6.3% |
| EDBLW Edible Garden AG Inc.-CW27 | *W EXP 99/99/999 | 20,000 | $700 | No change |
| SLXNW Biomotion Sciences-CW29 | *W EXP 08/15/202 | 16,000 | $542 | No change |
| MSPRW MSP Recovery Inc. -27 | *W EXP 05/20/202 | 11,359 | $36 | Add +9.2% |
Total filed on the 13F, all lines: $96.0B.
Portfolio Sells Q3 2024 → Q4 2024
| NKE Nike Inc. Class B | Reduce -65.4% | 0.10% | −0.24 |
| UNH Unitedhealth Group Inc. | Reduce -1.0% | 0.87% | −0.15 |
| VEA Vanguard Ftse Developed ETF | Reduce -20.9% | 0.31% | −0.13 |
| ELV Elevance Health Inc. | Reduce -1.7% | 0.27% | −0.12 |
| CMI Cummins Inc. | Reduce -25.4% | 0.41% | −0.10 |
| AMGN Amgen Inc. | Reduce -0.5% | 0.38% | −0.10 |
| CCI Crown Castle Inc. | Reduce -52.8% | 0.05% | −0.09 |
| JNJ Johnson & Johnson | Reduce -0.1% | 0.69% | −0.09 |
| MSFT Microsoft Corp. | Reduce -0.0% | 3.14% | −0.09 |
| HSIC Henry Schein Inc. | Reduce -97.8% | 0.00% | −0.08 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -13.7% | 0.14% | −0.08 |
| TMO Thermo Fisher Scientific Inc. | Reduce -1.5% | 0.36% | −0.08 |
| ADBE Adobe Inc. | Reduce -4.4% | 0.34% | −0.08 |
| IP International Paper Co. | Reduce -75.5% | 0.03% | −0.07 |
| ASML ASML Holding NV-NY Reg SHS | Reduce -15.1% | 0.16% | −0.07 |
| MDT Medtronic PLC | Reduce -0.1% | 0.49% | −0.07 |
| GVI iShares Intermediate Governm | Reduce -23.5% | 0.16% | −0.06 |
| IQV Iqvia Holdings Inc. | Reduce -52.0% | 0.04% | −0.05 |
| HD Home Depot Inc. | Reduce -0.4% | 1.02% | −0.05 |
| NEE Nextera Energy Inc. | Reduce -3.8% | 0.21% | −0.05 |
| IJH iShares Core S&P Midcap ETF | Reduce -22.7% | 0.17% | −0.05 |
| AGG iShares Core U.S. Aggregate | Reduce -2.4% | 0.63% | −0.05 |
| TSCO Tractor Supply Company | Reduce -0.3% | 0.46% | −0.05 |
| DHR Danaher Corp. | Reduce -1.0% | 0.20% | −0.05 |
| ORCL Oracle Corp. | Reduce -10.1% | 0.31% | −0.04 |
| PLD Prologis Inc. | Reduce -0.8% | 0.21% | −0.04 |
| UBER Uber Technologies Inc. | Reduce -2.8% | 0.15% | −0.04 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -6.7% | 0.46% | −0.04 |
| CTAS Cintas Corp. | Reduce -2.9% | 0.26% | −0.04 |
| ABT Abbott Laboratories | Reduce -13.8% | 0.22% | −0.04 |
| QCOM Qualcomm Inc. | Reduce -2.6% | 0.25% | −0.04 |
| DOW Dow Inc. | Reduce -1.4% | 0.09% | −0.04 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -24.3% | 0.10% | −0.04 |
| PFE Pfizer Inc. | Reduce -3.1% | 0.25% | −0.03 |
| ZTS Zoetis Inc. | Reduce -3.1% | 0.12% | −0.03 |
| SWK Stanley Black & Decker Inc. | Reduce -5.4% | 0.06% | −0.03 |
| CAT Caterpillar Inc. | Reduce -1.9% | 0.25% | −0.03 |
| KLAC KLA Corp. | Reduce -30.9% | 0.03% | −0.03 |
| LOW Lowe's Cos Inc. | Reduce -3.7% | 0.17% | −0.03 |
| MCO Moody's Corp. | Reduce -65.5% | 0.01% | −0.03 |
| AMD Advanced Micro Devices | Reduce -2.0% | 0.06% | −0.02 |
| AZN Astrazeneca PLC-Spons ADR | Reduce -7.4% | 0.09% | −0.02 |
| REGN Regeneron Pharmaceuticals | Reduce -21.1% | 0.03% | −0.02 |
| SPGI S&P Global Inc. | Reduce -4.4% | 0.27% | −0.02 |
| AWK American Water Works Co. Inc. | Reduce -1.4% | 0.12% | −0.02 |
| CVS CVS Health Corp. | Reduce -15.0% | 0.04% | −0.02 |
| BCE Bce Inc. | Reduce -75.1% | 0.00% | −0.02 |
| WMS Advanced Drainage Systems Inc. | Reduce -12.5% | 0.04% | −0.02 |
| XONE Bondbloxx BBG 1 Dur US Treas | Sold out | 0.00% | −0.02 |
| BBY Best Buy Co. Inc. | Reduce -4.8% | 0.07% | −0.02 |
Portfolio Buys Q3 2024 → Q4 2024
| MRSH Marsh & McLennan Cos | Add +551.0% | 0.49% | +0.41 |
| AMZN Amazon.com Inc. | Add +0.9% | 1.90% | +0.29 |
| AAPL Apple Inc. | Add +0.8% | 3.10% | +0.22 |
| GOOGL Alphabet Inc. Class A | Add +1.4% | 1.26% | +0.16 |
| ORLY O'reilly Automotive Inc. | Add +294.8% | 0.19% | +0.15 |
| JPM JPMorgan Chase & Co. | Add +0.9% | 1.04% | +0.13 |
| GOOG Alphabet Inc. Class C | Add +2.4% | 0.70% | +0.10 |
| TSLA Tesla Inc. | Add +6.7% | 0.23% | +0.09 |
| CRM Salesforce Inc. | Add +3.9% | 0.43% | +0.09 |
| IWF iShares Russell 1000 Growth | Add +6.8% | 0.56% | +0.07 |
| SPMB SS SPDR P Mort Back Bond ETF | Add +98.8% | 0.12% | +0.06 |
| CSCO Cisco Systems Inc. | Add +0.0% | 0.58% | +0.06 |
| GS Goldman Sachs Group Inc. | Add +15.6% | 0.17% | +0.04 |
| BA The Boeing Co. | Add +25.8% | 0.13% | +0.04 |
| USIG iShares Broad Usd Investment | Add +26.9% | 0.22% | +0.04 |
| META Meta Platforms Inc. Class A | Add +3.4% | 0.77% | +0.04 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +2.6% | 0.96% | +0.04 |
| APH Amphenol Corp. Class A | Add +1.7% | 0.50% | +0.04 |
| QQQ Invesco QQQ Trust Series 1 | Add +3.7% | 0.48% | +0.04 |
| HON Honeywell International Inc. | Add +1.5% | 0.37% | +0.03 |
| HRL Hormel Foods Corp. | Add +33.9% | 0.14% | +0.03 |
| MSTR Strategy Inc. | Add +16.8% | 0.07% | +0.03 |
| LNG Cheniere Energy Inc. | Add +38.9% | 0.08% | +0.03 |
| SLB SLB Ltd. | Add +44.5% | 0.14% | +0.03 |
| BLK BlackRock Inc. | Add +12.2% | 0.18% | +0.03 |
| MTUM iShares MSCI USA Momentum Fa | Add +288.9% | 0.04% | +0.03 |
| MA Mastercard Inc. Class A | Add +2.5% | 0.38% | +0.03 |
| GLW Corning Inc. | Add +17.2% | 0.16% | +0.03 |
| ITOT iShares Core S&P Total U.S. | Add +9.9% | 0.28% | +0.03 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +7.6% | 0.13% | +0.03 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +3.9% | 0.31% | +0.03 |
| WES Western Midstream Partners L | Add +624.5% | 0.03% | +0.03 |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | Add +24.4% | 0.12% | +0.03 |
| SPMO Invesco S&P 500 Momentum ETF | Add +734.9% | 0.03% | +0.03 |
| LPLA LPL Financial Holdings Inc. | Add +34.6% | 0.06% | +0.03 |
| VRT Vertiv Holdings Co. Class A | Add +70.6% | 0.05% | +0.03 |
| ZROZ PIMCO 25+ YR Zero CPN US Tif | Add +99.1% | 0.06% | +0.03 |
| APP AppLovin Corp. Class A | Add +2.3% | 0.04% | +0.02 |
| IWD iShares Russell 1000 Value E | Add +9.6% | 0.41% | +0.02 |
| PANW Palo Alto Networks Inc. | Add +1.0% | 0.37% | +0.02 |
| PVAL Putnam Focused LRG Cap Value | Add +122.0% | 0.04% | +0.02 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Add +6.0% | 0.48% | +0.02 |
| ET Energy Transfer LP | Add +1.6% | 0.11% | +0.02 |
| AOA iShares Core 80/20 Aggressiv | Add +710.5% | 0.02% | +0.02 |
| MDY State Street SPDR S&P Midcap | Add +51.3% | 0.06% | +0.02 |
| VWO Vanguard Ftse Emerging Marke | Add +19.2% | 0.26% | +0.02 |
| BR Broadridge Financial Solutio | Add +1.3% | 0.38% | +0.02 |
| ABNB Airbnb Inc. Class A | Add +26.1% | 0.09% | +0.02 |
| EPD Enterprise Products Partners | Add +10.1% | 0.12% | +0.02 |
| C Citigroup Inc. | Add +7.2% | 0.11% | +0.02 |
Notes & Other Activity Q3 2024 → Q4 2024
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +12.0% | 8,163 | $9.7M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +22.1% | 5,418 | $6.6M |
| REDWOOD TRUST INC (RWT 7.75 06/15/27) | NOTE 7.750% 6/1 · principal | Add +3.8% | 2,107,687 | $2.1M |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Reduce -4.1% | 66,739 | $1.8M |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | Add +1.8% | 36,429 | $1.4M |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | New | 12,852 | $783K |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | Add +12.7% | 235,620 | $236K |
| PENNYMAC CORP (PMT 5.5 11/01/24) | NOTE 5.500%11/0 · principal | Sold out | 188,576 | $189Kbefore exit |
| RWT HOLDINGS INC (RWT 5.75 10/01/25) | NOTE 5.750%10/0 · principal | New | 123,750 | $124K |
| AMPX.WS Amprius Technologies Inc. | *W EXP 09/14/202 | Reduce -11.4% | 241,720 | $86K |
| TWO HARBORS INV CORP (TWO 6.25 01/15/26) | NOTE 6.250% 1/1 · principal | Add +228.7% | 63,928 | $64K |
| ARBOR REALTY TRUST INC (ABR 7.5 08/01/25) | NOTE 7.500% 8/0 · principal | New | 49,750 | $50K |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | Reduce -13.7% | 26,000 | $26K |
| GREEN PLAINS INC (GPRE 2.25 03/15/27) | NOTE 2.250% 3/1 · principal | New | 25,166 | $25K |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | New | 20,775 | $21K |
| GIPRW Generation Income Proper -CW | *W EXP 99/99/999 | Sold out | 21,900 | $5Kbefore exit |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | Reduce -8.8% | 29,137 | $3K |
| WBXWF Wallbox BV Class A -CW26 | *W EXP 10/01/202 | Reduce -6.3% | 126,154 | $3K |
| EZRAW Reliance Global -CW26 | *W EXP 02/01/202 | Sold out | 21,200 | $954before exit |
| GABELLI UTILITY TRUST/THE | RIGHT 10/21/2024 | Sold out | 21,008 | $580before exit |
| ADVENT CONVERTIBLE AND INCOM | RIGHT 10/17/2024 | Sold out | 11,411 | $227before exit |
| IVDAW Iveda Solutions Inc. -CW27 | *W EXP 04/01/202 | Sold out | 10,628 | $222before exit |
| MSPRW MSP Recovery Inc. -27 | *W EXP 05/20/202 | Add +9.2% | 11,359 | $36 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 3,675 | $120.2B | NVDA, AAPL, MSFT, GOOGL, AMZN |
| Q1 2026 | 3,600 | $108.8B | NVDA, AAPL, MSFT, AMZN, GOOGL |
| Q4 2025 | 3,540 | $111.1B | MSFT, NVDA, AAPL, AMZN, GOOGL |
| Q3 2025 | 3,505 | $109.5B | MSFT, NVDA, AAPL, AMZN, AVGO |
| Q2 2025 | 3,441 | $102.8B | MSFT, NVDA, AAPL, AMZN, AVGO |
| Q1 2025 | 3,392 | $94.1B | MSFT, AAPL, NVDA, AMZN, V |
| Q4 2024 | 3,349 | $96.0B | MSFT, AAPL, NVDA, AMZN, GOOGL |
| Q3 2024 | 3,340 | $95.3B | MSFT, AAPL, NVDA, AMZN, GOOGL |
| Q2 2024 | 3,337 | $88.8B | MSFT, AAPL, NVDA, AMZN, GOOGL |
| Q1 2024 | 3,309 | $87.8B | MSFT, AAPL, NVDA, AMZN, V |