Stifel Financial Corp.
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 14, 2024), Stifel Financial Corp. reported 3,340 stock positions worth $95.3 billion. Its top holding was Microsoft (MSFT) at 3.2% of the portfolio, followed by Apple (AAPL, 2.9%) and Nvidia (NVDA, 2.4%). Compared with Q2 2024, it opened 141 new positions, sold out of 140, added to 1,665 and reduced 1,454. The biggest buy was Republic Services (RSG, shares +438%) and the biggest sale Linde (LIN, shares −64%).
- Most Recent 13F
- Q2 2026
- Location
- ST. LOUIS, MO
- CIK
- 0000720672
- Portfolio Value
- $95.3B (Q3 2024)
- SEC Filing
- 0000720672-24-000018 ↗ filed Nov 14, 2024
Holdings Value
Holdings 3,340 stocks · $95.3B
| MSFT Microsoft Corp. | 3.23% | 7,156,045 | $3.1B | Add +0.1% |
| AAPL Apple Inc. | 2.88% | 11,781,730 | $2.7B | Add +0.9% |
| NVDA Nvidia Corp. | 2.36% | 18,509,567 | $2.2B | Add +1.1% |
| AMZN Amazon.com Inc. | 1.61% | 8,213,926 | $1.5B | Add +0.5% |
| GOOGL Alphabet Inc. Class A | 1.10% | 6,320,158 | $1.0B | Reduce -1.8% |
| V Visa Inc. Class A | 1.09% | 3,795,623 | $1.0B | Add +0.2% |
| HD Home Depot Inc. | 1.07% | 2,525,933 | $1.0B | Reduce -0.2% |
| WMT Walmart Inc. | 1.06% | 12,492,636 | $1.0B | Reduce -2.6% |
| UNH Unitedhealth Group Inc. | 1.02% | 1,668,553 | $975.7M | Reduce -1.8% |
| PEP Pepsico Inc. | 0.97% | 5,431,353 | $923.6M | Add +2.2% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.92% | 1,524,993 | $875.0M | Reduce -0.8% |
| JPM JPMorgan Chase & Co. | 0.91% | 4,120,257 | $868.8M | Reduce -2.5% |
| AVGO Broadcom Inc. | 0.91% | 5,007,224 | $863.8M | Reduce -1.7% |
| MRK Merck & Co. Inc. | 0.84% | 7,014,255 | $796.5M | Add +0.1% |
| VOO Vanguard S&P 500 ETF | 0.81% | 1,456,092 | $768.4M | Add +1.4% |
| PG The Procter & Gamble Co. | 0.80% | 4,418,994 | $765.4M | Add +0.2% |
| IEFA iShares Core MSCI Eafe ETF | 0.79% | 9,656,141 | $753.7M | Add +2.7% |
| JNJ Johnson & Johnson | 0.78% | 4,596,738 | $745.0M | Add +3.4% |
| IVW iShares S&P 500 Growth ETF | 0.75% | 7,475,408 | $715.8M | Add +0.3% |
| LMT Lockheed Martin Corp. | 0.74% | 1,211,816 | $708.5M | Reduce -1.4% |
| META Meta Platforms Inc. Class A | 0.74% | 1,225,362 | $701.5M | Add +4.2% |
| ACN Accenture PLC Class A | 0.70% | 1,892,409 | $669.0M | Add +1.5% |
| LLY Eli Lilly & Co. | 0.69% | 744,128 | $659.3M | Add +1.9% |
| COST Costco Wholesale Corp. | 0.69% | 738,627 | $655.0M | Reduce -3.2% |
| AGG iShares Core U.S. Aggregate | 0.68% | 6,420,712 | $650.2M | Add +24.3% |
| KO The Coca-Cola Co. | 0.64% | 8,508,939 | $611.5M | Add +1.9% |
| TXN Texas Instruments Inc. | 0.62% | 2,884,016 | $595.8M | Reduce -0.6% |
| GOOG Alphabet Inc. Class C | 0.61% | 3,451,619 | $577.1M | Reduce -2.2% |
| UNP Union Pacific Corp. | 0.59% | 2,292,347 | $565.0M | Add +0.8% |
| ADP Automatic Data Processing | 0.56% | 1,917,019 | $530.5M | Add +0.6% |
| MDT Medtronic PLC | 0.55% | 5,842,020 | $526.0M | Add +2.9% |
| CL Colgate-Palmolive Co. | 0.55% | 5,016,212 | $520.7M | Reduce -0.3% |
| CSCO Cisco Systems Inc. | 0.53% | 9,476,157 | $504.3M | Reduce -0.2% |
| ABBV Abbvie Inc. | 0.52% | 2,501,666 | $494.0M | Reduce -1.1% |
| IVE iShares S&P 500 Value ETF | 0.51% | 2,488,560 | $490.7M | Add +2.5% |
| CMI Cummins Inc. | 0.51% | 1,505,626 | $487.5M | Reduce -0.9% |
| APD Air Products & Chemicals Inc. | 0.51% | 1,633,381 | $486.3M | Add +1.2% |
| WM Waste Management Inc. | 0.51% | 2,342,078 | $486.2M | Reduce -0.4% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.51% | 1,053,157 | $484.7M | Add +4.7% |
| EMR Emerson Electric Co. | 0.51% | 4,417,049 | $483.1M | Reduce -1.0% |
| TSCO Tractor Supply Company | 0.50% | 1,651,437 | $480.5M | Add +0.1% |
| IWF iShares Russell 1000 Growth | 0.49% | 1,251,789 | $469.9M | Reduce -17.0% |
| ETN Eaton Corp. PLC | 0.49% | 1,412,191 | $468.1M | Reduce -1.0% |
| ITW Illinois Tool Works | 0.48% | 1,757,245 | $460.5M | Add +1.0% |
| XOM Exxon Mobil Corp. | 0.48% | 3,877,581 | $454.5M | Add +3.2% |
| AMGN Amgen Inc. | 0.48% | 1,408,760 | $454.0M | Reduce -3.6% |
| CHD Church & Dwight Co. Inc. | 0.47% | 4,295,527 | $449.8M | Add +0.5% |
| GWW WW Grainger Inc. filed as GRAINGER W W INC | 0.47% | 428,986 | $445.7M | Reduce -0.8% |
| APH Amphenol Corp. Class A | 0.46% | 6,769,637 | $441.1M | Reduce -3.5% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.45% | 4,719,955 | $433.3M | Add +5.5% |
| CVX Chevron Corp. | 0.45% | 2,912,816 | $429.0M | Reduce -3.6% |
| QQQ Invesco QQQ Trust Series 1 | 0.45% | 871,333 | $425.3M | Add +0.3% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.45% | 1,922,127 | $425.0M | Add +0.5% |
| IVV iShares Core S&P 500 ETF | 0.44% | 726,483 | $419.1M | Reduce -3.8% |
| VEA Vanguard Ftse Developed ETF | 0.44% | 7,917,192 | $418.1M | Add +5.3% |
| TMO Thermo Fisher Scientific Inc. | 0.43% | 666,977 | $412.6M | Add +1.1% |
| ADBE Adobe Inc. | 0.41% | 762,551 | $394.8M | Add +2.0% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.40% | 3,280,253 | $385.6M | Reduce -2.3% |
| CLX Clorox Company | 0.40% | 2,334,826 | $380.4M | Add +1.6% |
| ELV Elevance Health Inc. | 0.39% | 713,027 | $370.8M | Add +309.7% |
| IWD iShares Russell 1000 Value E | 0.39% | 1,947,425 | $369.6M | Add +3.8% |
| RSG Republic Services Inc. | 0.38% | 1,814,613 | $364.4M | Add +437.9% |
| NOW ServiceNow Inc. | 0.36% | 386,981 | $346.1M | Add +1.4% |
| NFLX Netflix Inc. | 0.36% | 486,454 | $345.0M | Add +2.3% |
| BR Broadridge Financial Solutio | 0.36% | 1,594,415 | $342.9M | Add +0.4% |
| MBB iShares MBS ETF | 0.36% | 3,550,412 | $340.2M | Add +0.8% |
| ORCL Oracle Corp. | 0.35% | 1,967,609 | $335.3M | Add +1.8% |
| MA Mastercard Inc. Class A | 0.35% | 676,801 | $334.2M | Add +3.5% |
| MCD McDonald's Corp. | 0.35% | 1,095,710 | $333.7M | Add +1.7% |
| NKE Nike Inc. Class B | 0.35% | 3,728,729 | $329.6M | Add +6.0% |
| PANW Palo Alto Networks Inc. | 0.34% | 961,972 | $328.8M | Add +0.5% |
| CRM Salesforce Inc. | 0.34% | 1,198,885 | $328.2M | Reduce -2.5% |
| BHVN Biohaven Ltd. | 0.34% | 6,509,261 | $325.3M | Add +0.4% |
| HON Honeywell International Inc. | 0.34% | 1,564,417 | $323.4M | Reduce -0.8% |
| VZ Verizon Communications Inc. | 0.30% | 6,456,541 | $290.0M | Add +3.9% |
| GPC Genuine Parts Co. | 0.30% | 2,057,593 | $287.4M | Add +1.2% |
| CTAS Cintas Corp. | 0.30% | 1,382,133 | $284.6M | Reduce -2.6% |
| NSC Norfolk Southern Corp. | 0.30% | 1,138,853 | $283.0M | Add +5.1% |
| SPGI S&P Global Inc. | 0.29% | 543,357 | $280.7M | Add +0.6% |
| LIN Linde PLC | 0.29% | 585,032 | $279.0M | Reduce -64.3% |
| QCOM Qualcomm Inc. | 0.29% | 1,625,353 | $276.4M | Add +0.6% |
| PFE Pfizer Inc. | 0.28% | 9,375,282 | $271.3M | Add +7.9% |
| QUAL iShares MSCI USA Quality Fac | 0.28% | 1,497,670 | $268.5M | Add +4.3% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.28% | 699,202 | $268.5M | Add +0.6% |
| VMBS Vanguard Mortgage-Backed Sec | 0.28% | 5,627,553 | $265.7M | Add +3.1% |
| CAT Caterpillar Inc. | 0.27% | 665,638 | $260.4M | Reduce -0.8% |
| NEE Nextera Energy Inc. | 0.27% | 2,992,372 | $252.9M | Add +0.4% |
| INTU Intuit Inc. | 0.26% | 404,545 | $251.2M | Add +0.4% |
| TGT Target Corp. | 0.26% | 1,604,709 | $250.1M | Add +3.4% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.26% | 1,048,538 | $248.7M | Add +2.3% |
| ABT Abbott Laboratories | 0.26% | 2,142,304 | $244.2M | Add +4.0% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.26% | 1,394,505 | $243.4M | Add +4.9% |
| PLD Prologis Inc. | 0.25% | 1,912,806 | $241.6M | Add +1.9% |
| ITOT iShares Core S&P Total U.S. | 0.25% | 1,904,727 | $239.3M | Reduce -45.8% |
| DHR Danaher Corp. | 0.25% | 847,348 | $235.6M | Add +1.3% |
| VGT Vanguard Info Tech ETF | 0.24% | 390,136 | $228.8M | Add +4.2% |
| PM Philip Morris International | 0.24% | 1,860,752 | $225.9M | Reduce -2.3% |
| VWO Vanguard Ftse Emerging Marke | 0.23% | 4,671,006 | $223.5M | Add +39.8% |
| WMB Williams Cos Inc. | 0.23% | 4,843,739 | $221.1M | Reduce -2.0% |
| RTX RTX Corp. | 0.23% | 1,782,971 | $216.0M | Add +1.0% |
Other holdings (25): bonds, preferreds, convertibles and warrants · $21.4M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 7,287 | $9.3M | Add +17.5% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 4,439 | $5.7M | Add +10.5% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 69,563 | $2.1M | Add +5.8% |
| REDWOOD TRUST INC (RWT 7.75 06/15/27) | NOTE 7.750% 6/1 · principal | 2,029,910 | $2.0M | New |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | 35,789 | $1.4M | Reduce -1.2% |
| LXP INDUSTRIAL TRUST (LXP 6.5 PERP C) | PFD CONV SER C | 6,200 | $329K | No change |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | 209,125 | $209K | Add +24.9% |
| PENNYMAC CORP (PMT 5.5 11/01/24) | NOTE 5.500%11/0 · principal | 188,576 | $189K | Add +66.0% |
| AMPX.WS Amprius Technologies Inc. | *W EXP 09/14/202 | 272,920 | $38K | Reduce -8.9% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 30,124 | $31K | Add +15.9% |
| SNAP INC (SNAP 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | 32,000 | $31K | No change |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | 33,000 | $31K | No change |
| CHEGG INC (CHGG 0.125 03/15/25) | NOTE 0.125% 3/1 · principal | 30,000 | $29K | No change |
| TWO HARBORS INV CORP (TWO 6.25 01/15/26) | NOTE 6.250% 1/1 · principal | 19,451 | $19K | Add +35.8% |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | 31,937 | $14K | Reduce -7.3% |
| WBXWF Wallbox BV Class A -CW26 | *W EXP 10/01/202 | 134,701 | $13K | Reduce -2.4% |
| GIPRW Generation Income Proper -CW | *W EXP 99/99/999 | 21,900 | $5K | No change |
| LGL.WS LGL Group Inc./the -CW25 | *W EXP 11/16/202 | 24,876 | $5K | No change |
| EZRAW Reliance Global -CW26 | *W EXP 02/01/202 | 21,200 | $954 | No change |
| GABELLI UTILITY TRUST/THE | RIGHT 10/21/2024 | 21,008 | $580 | Add +20.2% |
| SLXNW Biomotion Sciences-CW29 | *W EXP 08/15/202 | 16,000 | $504 | New |
| EDBLW Edible Garden AG Inc.-CW27 | *W EXP 99/99/999 | 20,000 | $250 | No change |
| ADVENT CONVERTIBLE AND INCOM | RIGHT 10/17/2024 | 11,411 | $227 | Add +1.5% |
| IVDAW Iveda Solutions Inc. -CW27 | *W EXP 04/01/202 | 10,628 | $222 | No change |
| MSPRW MSP Recovery Inc. -27 | *W EXP 05/20/202 | 10,401 | $23 | Add +2.0% |
Total filed on the 13F, all lines: $95.4B.
Portfolio Sells Q2 2024 → Q3 2024
| LIN Linde PLC | Reduce -64.3% | 0.29% | −0.52 |
| SBUX Starbucks Corp. | Reduce -80.6% | 0.09% | −0.31 |
| GOOGL Alphabet Inc. Class A | Reduce -1.8% | 1.10% | −0.22 |
| ITOT iShares Core S&P Total U.S. | Reduce -45.8% | 0.25% | −0.22 |
| IWF iShares Russell 1000 Growth | Reduce -17.0% | 0.49% | −0.13 |
| GOOG Alphabet Inc. Class C | Reduce -2.2% | 0.61% | −0.12 |
| CALF PCR US SM CP CSH CWS ETF-Usd | Reduce -64.2% | 0.05% | −0.10 |
| CVX Chevron Corp. | Reduce -3.6% | 0.45% | −0.08 |
| MELI MercadoLibre Inc. | Reduce -78.3% | 0.03% | −0.08 |
| HUN Huntsman Corp. | Reduce -59.0% | 0.05% | −0.07 |
| APH Amphenol Corp. Class A | Reduce -3.5% | 0.46% | −0.07 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -0.8% | 0.22% | −0.07 |
| WM Waste Management Inc. | Reduce -0.4% | 0.51% | −0.05 |
| JPM JPMorgan Chase & Co. | Reduce -2.5% | 0.91% | −0.05 |
| EMR Emerson Electric Co. | Reduce -1.0% | 0.51% | −0.05 |
| AMAT Applied Materials Inc. | Reduce -2.3% | 0.16% | −0.05 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -0.5% | 0.10% | −0.05 |
| COST Costco Wholesale Corp. | Reduce -3.2% | 0.69% | −0.04 |
| TROW T Rowe Price Group Inc. | Reduce -12.1% | 0.14% | −0.04 |
| HON Honeywell International Inc. | Reduce -0.8% | 0.34% | −0.04 |
| AMGN Amgen Inc. | Reduce -3.6% | 0.48% | −0.04 |
| LDSF First TR Low Duration St-ETF | Reduce -70.8% | 0.01% | −0.04 |
| EL Estee Lauder Companies Class A | Reduce -56.9% | 0.02% | −0.04 |
| INTC Intel Corp. | Reduce -19.2% | 0.05% | −0.03 |
| HYBB iShares BB Rated Corp. Bond | Reduce -17.8% | 0.12% | −0.03 |
| SCHW Schwab (charles) Corp. | Reduce -19.4% | 0.06% | −0.03 |
| LRCX Lam Research Corp. | Reduce -8.3% | 0.05% | −0.03 |
| XLK SS Technology Select Sector | Reduce -7.0% | 0.18% | −0.03 |
| SHEL Shell PLC-ADR | Reduce -3.0% | 0.12% | −0.03 |
| ADI Analog Devices Inc. | Reduce -6.2% | 0.19% | −0.03 |
| IVV iShares Core S&P 500 ETF | Reduce -3.8% | 0.44% | −0.03 |
| IBDR iShares Ibonds Dec 2026 Term | Reduce -64.3% | 0.01% | −0.03 |
| IBDQ iShares Ibonds Dec 2025 Term | Reduce -65.9% | 0.01% | −0.02 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -0.8% | 0.92% | −0.02 |
| TIP iShares Tips Bond ETF | Reduce -33.2% | 0.04% | −0.02 |
| DVN Devon Energy Corp. | Reduce -10.9% | 0.04% | −0.02 |
| TEAM Atlassian Corp. Class A | Reduce -63.1% | 0.01% | −0.02 |
| MU Micron Technology Inc. | Reduce -15.0% | 0.03% | −0.02 |
| SOXX iShares Semiconductor ETF | Reduce -40.8% | 0.02% | −0.02 |
| STLD Steel Dynamics Inc. | Reduce -10.2% | 0.08% | −0.02 |
| KLAC KLA Corp. | Reduce -11.5% | 0.06% | −0.02 |
| XLC SS Comm Select Sector SPDR | Reduce -17.8% | 0.07% | −0.02 |
| CDNS Cadence Design SYS Inc. | Reduce -33.9% | 0.02% | −0.02 |
| DLB Dolby Laboratories Inc. Class A | Reduce -76.6% | 0.00% | −0.02 |
| LMBS First Trust Low Duration Opp | Reduce -30.3% | 0.03% | −0.02 |
| EFA iShares MSCI Eafe ETF | Reduce -8.9% | 0.15% | −0.02 |
| LPLA LPL Financial Holdings Inc. | Reduce -15.3% | 0.03% | −0.02 |
| AVGO Broadcom Inc. | Reduce -1.7% | 0.91% | −0.01 |
| DFAE Dimensional Emerging Core Eq | Reduce -77.8% | 0.00% | −0.01 |
| TBIL F/M US Treasury 3 Month Bill | Reduce -11.1% | 0.07% | −0.01 |
Portfolio Buys Q2 2024 → Q3 2024
| RSG Republic Services Inc. | Add +437.9% | 0.38% | +0.31 |
| ELV Elevance Health Inc. | Add +309.7% | 0.39% | +0.28 |
| PKG Packaging Corp. of America | Add +1462.2% | 0.13% | +0.12 |
| AGG iShares Core U.S. Aggregate | Add +24.3% | 0.68% | +0.12 |
| AAPL Apple Inc. | Add +0.9% | 2.88% | +0.11 |
| BHVN Biohaven Ltd. | Add +0.4% | 0.34% | +0.09 |
| EUSA iShares MSCI USA Equal Weigh | Add +13188.4% | 0.08% | +0.08 |
| IBM Intl Business Machines Corp. | Add +0.5% | 0.45% | +0.07 |
| VWO Vanguard Ftse Emerging Marke | Add +39.8% | 0.23% | +0.07 |
| META Meta Platforms Inc. Class A | Add +4.2% | 0.74% | +0.07 |
| ACN Accenture PLC Class A | Add +1.5% | 0.70% | +0.07 |
| MDYG SS SPDR S&P 400 MC GR ETF | Add +146.2% | 0.11% | +0.06 |
| VEU Vanguard Ftse All-World Ex-U | Add +59.7% | 0.14% | +0.05 |
| JNJ Johnson & Johnson | Add +3.4% | 0.78% | +0.05 |
| MDT Medtronic PLC | Add +2.9% | 0.55% | +0.05 |
| ABNB Airbnb Inc. Class A | Add +367.1% | 0.07% | +0.05 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +4.7% | 0.51% | +0.05 |
| NKE Nike Inc. Class B | Add +6.0% | 0.35% | +0.05 |
| CLX Clorox Company | Add +1.6% | 0.40% | +0.05 |
| XSHQ Invesco S&P Smallcap Quality | New | 0.05% | +0.05 |
| EQIX Equinix Inc. | Add +35.2% | 0.14% | +0.05 |
| ADP Automatic Data Processing | Add +0.6% | 0.56% | +0.04 |
| ORCL Oracle Corp. | Add +1.8% | 0.35% | +0.04 |
| KO The Coca-Cola Co. | Add +1.9% | 0.64% | +0.04 |
| APD Air Products & Chemicals Inc. | Add +1.2% | 0.51% | +0.04 |
| MCD McDonald's Corp. | Add +1.7% | 0.35% | +0.04 |
| SPHY SS SPDR P High Yield ETF | Add +702.2% | 0.04% | +0.04 |
| PH Parker Hannifin Corp. | Add +9.3% | 0.18% | +0.04 |
| EFV iShares MSCI Eafe Value ETF | Add +105.8% | 0.07% | +0.04 |
| NSC Norfolk Southern Corp. | Add +5.1% | 0.30% | +0.04 |
| GLD SPDR Gold Shares | Add +13.9% | 0.21% | +0.03 |
| GEV GE Vernova Inc. | Add +25.1% | 0.08% | +0.03 |
| TSLA Tesla Inc. | Add +4.4% | 0.14% | +0.03 |
| AXP American Express Co. | Add +9.2% | 0.18% | +0.03 |
| NEE Nextera Energy Inc. | Add +0.4% | 0.27% | +0.03 |
| RTX RTX Corp. | Add +1.0% | 0.23% | +0.03 |
| MA Mastercard Inc. Class A | Add +3.5% | 0.35% | +0.03 |
| MET Metlife Inc. | Add +5.0% | 0.19% | +0.03 |
| NOW ServiceNow Inc. | Add +1.4% | 0.36% | +0.03 |
| CGCB Cap Group Core Bond | Add +344.1% | 0.03% | +0.02 |
| IBDU iShares Ibonds Dec 2029 Term | Add +686.8% | 0.03% | +0.02 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Add +21.7% | 0.16% | +0.02 |
| C Citigroup Inc. | Add +44.6% | 0.09% | +0.02 |
| GE General Electric | Add +10.0% | 0.13% | +0.02 |
| SPGI S&P Global Inc. | Add +0.6% | 0.29% | +0.02 |
| IBTI iShares Ibonds Dec 2028 Term | Add +1800.3% | 0.02% | +0.02 |
| XEL Xcel Energy Inc. | Add +19.0% | 0.09% | +0.02 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Add +32.0% | 0.07% | +0.02 |
| IEFA iShares Core MSCI Eafe ETF | Add +2.7% | 0.79% | +0.02 |
| TMO Thermo Fisher Scientific Inc. | Add +1.1% | 0.43% | +0.02 |
Notes & Other Activity Q2 2024 → Q3 2024
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +17.5% | 7,287 | $9.3M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +10.5% | 4,439 | $5.7M |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Add +5.8% | 69,563 | $2.1M |
| REDWOOD TRUST INC (RWT 7.75 06/15/27) | NOTE 7.750% 6/1 · principal | New | 2,029,910 | $2.0M |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | Reduce -1.2% | 35,789 | $1.4M |
| REDWOOD TRUST INC (RWT 5.625 07/15/24) | NOTE 5.625% 7/1 · principal | Sold out | 674,000 | $673Kbefore exit |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | Add +24.9% | 209,125 | $209K |
| PENNYMAC CORP (PMT 5.5 11/01/24) | NOTE 5.500%11/0 · principal | Add +66.0% | 188,576 | $189K |
| AMPX.WS Amprius Technologies Inc. | *W EXP 09/14/202 | Reduce -8.9% | 272,920 | $38K |
| LIBERTY LATIN AMERICA (LILAK 2 07/15/24) | NOTE 2.000% 7/1 · principal | Sold out | 36,000 | $36Kbefore exit |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | Add +15.9% | 30,124 | $31K |
| TWO HARBORS INV CORP (TWO 6.25 01/15/26) | NOTE 6.250% 1/1 · principal | Add +35.8% | 19,451 | $19K |
| BLACKLINE INC (BL 0.125 08/01/24) | NOTE 0.125% 8/0 · principal | Sold out | 18,000 | $18Kbefore exit |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | Reduce -7.3% | 31,937 | $14K |
| WBXWF Wallbox BV Class A -CW26 | *W EXP 10/01/202 | Reduce -2.4% | 134,701 | $13K |
| NXG NEXTGEN INFRAS | RIGHT 07/17/2024 | Sold out | 16,643 | $9Kbefore exit |
| GABELLI UTILITY TRUST/THE | RIGHT 10/21/2024 | Add +20.2% | 21,008 | $580 |
| SLXNW Biomotion Sciences-CW29 | *W EXP 08/15/202 | New | 16,000 | $504 |
| ADVENT CONVERTIBLE AND INCOM | RIGHT 10/17/2024 | Add +1.5% | 11,411 | $227 |
| MSPRW MSP Recovery Inc. -27 | *W EXP 05/20/202 | Add +2.0% | 10,401 | $23 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 3,675 | $120.2B | NVDA, AAPL, MSFT, GOOGL, AMZN |
| Q1 2026 | 3,600 | $108.8B | NVDA, AAPL, MSFT, AMZN, GOOGL |
| Q4 2025 | 3,540 | $111.1B | MSFT, NVDA, AAPL, AMZN, GOOGL |
| Q3 2025 | 3,505 | $109.5B | MSFT, NVDA, AAPL, AMZN, AVGO |
| Q2 2025 | 3,441 | $102.8B | MSFT, NVDA, AAPL, AMZN, AVGO |
| Q1 2025 | 3,392 | $94.1B | MSFT, AAPL, NVDA, AMZN, V |
| Q4 2024 | 3,349 | $96.0B | MSFT, AAPL, NVDA, AMZN, GOOGL |
| Q3 2024 | 3,340 | $95.3B | MSFT, AAPL, NVDA, AMZN, GOOGL |
| Q2 2024 | 3,337 | $88.8B | MSFT, AAPL, NVDA, AMZN, GOOGL |
| Q1 2024 | 3,309 | $87.8B | MSFT, AAPL, NVDA, AMZN, V |