Stifel Financial Corp.
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 14, 2024), Stifel Financial Corp. reported 3,309 stock positions worth $87.8 billion. Its top holding was Microsoft (MSFT) at 3.5% of the portfolio, followed by Apple (AAPL, 2.2%) and Nvidia (NVDA, 2.0%). Compared with Q4 2023, it opened 161 new positions, sold out of 129, added to 1,728 and reduced 1,340. The biggest buy was Meta Platforms Class A (META, shares +19%) and the biggest sale Apple (AAPL, shares −0%).
- Most Recent 13F
- Q2 2026
- Location
- ST. LOUIS, MO
- CIK
- 0000720672
- Portfolio Value
- $87.8B (Q1 2024)
- SEC Filing
- 0000720672-24-000010 ↗ filed May 14, 2024
Holdings Value
Holdings 3,309 stocks · $87.8B
| MSFT Microsoft Corp. | 3.47% | 7,233,740 | $3.0B | Add +0.6% |
| AAPL Apple Inc. | 2.21% | 11,307,225 | $1.9B | Reduce 0.0% |
| NVDA Nvidia Corp. | 1.98% | 1,920,173 | $1.7B | Reduce -5.0% |
| AMZN Amazon.com Inc. | 1.65% | 8,022,935 | $1.4B | Reduce -1.4% |
| V Visa Inc. Class A | 1.20% | 3,785,634 | $1.1B | Reduce -0.2% |
| GOOGL Alphabet Inc. Class A | 1.13% | 6,558,612 | $989.9M | Reduce -0.7% |
| HD Home Depot Inc. | 1.10% | 2,523,391 | $968.0M | Add +2.0% |
| MRK Merck & Co. Inc. | 1.06% | 7,038,089 | $928.7M | Add +3.5% |
| PEP Pepsico Inc. | 1.05% | 5,256,188 | $919.9M | Add +2.6% |
| JPM JPMorgan Chase & Co. | 0.98% | 4,304,336 | $862.2M | Reduce -0.7% |
| UNH Unitedhealth Group Inc. | 0.97% | 1,722,057 | $852.0M | Add +0.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.92% | 1,542,843 | $807.0M | Reduce -1.6% |
| WMT Walmart Inc. | 0.88% | 12,800,847 | $770.2M | Add +0.8% |
| LIN Linde PLC | 0.87% | 1,652,028 | $767.1M | Reduce -1.2% |
| PG The Procter & Gamble Co. | 0.81% | 4,374,596 | $709.8M | Add +1.8% |
| JNJ Johnson & Johnson | 0.79% | 4,380,562 | $693.0M | Add +1.7% |
| IEFA iShares Core MSCI Eafe ETF | 0.78% | 9,271,173 | $688.1M | Reduce -3.8% |
| AVGO Broadcom Inc. | 0.78% | 516,050 | $684.1M | Reduce -4.8% |
| VOO Vanguard S&P 500 ETF | 0.78% | 1,415,516 | $680.5M | Add +0.8% |
| ACN Accenture PLC Class A | 0.74% | 1,880,631 | $651.9M | Add +8.7% |
| IVW iShares S&P 500 Growth ETF | 0.70% | 7,286,705 | $615.3M | Add +4.6% |
| COST Costco Wholesale Corp. | 0.66% | 784,655 | $575.0M | Reduce -3.2% |
| LLY Eli Lilly & Co. | 0.65% | 727,985 | $566.4M | Add +1.6% |
| UNP Union Pacific Corp. | 0.64% | 2,296,923 | $564.9M | Add +1.0% |
| META Meta Platforms Inc. Class A | 0.64% | 1,154,899 | $560.8M | Add +19.4% |
| LMT Lockheed Martin Corp. | 0.63% | 1,222,172 | $556.0M | Add +2.5% |
| AGG iShares Core U.S. Aggregate | 0.63% | 5,622,744 | $550.7M | Add +4.4% |
| GOOG Alphabet Inc. Class C | 0.61% | 3,543,444 | $539.5M | Add +4.2% |
| EMR Emerson Electric Co. | 0.58% | 4,526,081 | $513.4M | Reduce -0.0% |
| TXN Texas Instruments Inc. | 0.58% | 2,944,061 | $512.9M | Add +5.4% |
| WM Waste Management Inc. | 0.58% | 2,385,615 | $508.5M | Reduce -1.6% |
| KO The Coca-Cola Co. | 0.58% | 8,292,677 | $507.3M | Add +1.6% |
| IWF iShares Russell 1000 Growth | 0.58% | 1,497,336 | $504.7M | Add +4.5% |
| MDT Medtronic PLC | 0.56% | 5,607,943 | $488.7M | Add +4.7% |
| CSCO Cisco Systems Inc. | 0.55% | 9,751,078 | $486.7M | Reduce -1.8% |
| ADP Automatic Data Processing | 0.54% | 1,900,185 | $474.6M | Add +4.5% |
| CVX Chevron Corp. | 0.54% | 2,978,320 | $469.8M | Add +7.2% |
| ITW Illinois Tool Works | 0.53% | 1,740,387 | $467.0M | Add +1.2% |
| CMI Cummins Inc. | 0.52% | 1,556,340 | $458.6M | Reduce -0.6% |
| CL Colgate-Palmolive Co. | 0.52% | 5,080,087 | $457.5M | Add +1.3% |
| ETN Eaton Corp. PLC | 0.52% | 1,455,554 | $455.1M | Reduce -1.7% |
| IVE iShares S&P 500 Value ETF | 0.52% | 2,424,527 | $452.9M | Add +10.4% |
| CHD Church & Dwight Co. Inc. | 0.51% | 4,295,762 | $448.1M | Reduce -0.0% |
| ABBV Abbvie Inc. | 0.51% | 2,455,969 | $447.2M | Add +6.2% |
| GWW WW Grainger Inc. filed as GRAINGER W W INC | 0.51% | 439,133 | $446.8M | Reduce -2.2% |
| TSCO Tractor Supply Company | 0.50% | 1,670,134 | $437.1M | Add +5.1% |
| ADBE Adobe Inc. | 0.48% | 833,886 | $420.8M | Add +9.6% |
| APH Amphenol Corp. Class A | 0.48% | 3,639,241 | $419.8M | Reduce -1.7% |
| IVV iShares Core S&P 500 ETF | 0.47% | 783,235 | $411.8M | Reduce -10.8% |
| CRM Salesforce Inc. | 0.47% | 1,355,173 | $408.2M | Reduce -0.4% |
| AMGN Amgen Inc. | 0.46% | 1,433,136 | $407.5M | Add +5.5% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.46% | 4,420,694 | $405.8M | Add +0.7% |
| SBUX Starbucks Corp. | 0.46% | 4,431,415 | $405.0M | Add +2.2% |
| APD Air Products & Chemicals Inc. | 0.45% | 1,642,319 | $397.9M | Add +8.9% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.45% | 943,680 | $396.8M | Add +4.0% |
| TMO Thermo Fisher Scientific Inc. | 0.44% | 657,742 | $382.3M | Reduce -0.8% |
| VEA Vanguard Ftse Developed ETF | 0.43% | 7,548,846 | $378.7M | Reduce -1.7% |
| XOM Exxon Mobil Corp. | 0.42% | 3,167,734 | $368.2M | Add +4.7% |
| QQQ Invesco QQQ Trust Series 1 | 0.41% | 805,965 | $357.9M | Add +5.1% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.40% | 1,842,808 | $351.9M | Reduce -3.4% |
| CLX Clorox Company | 0.40% | 2,266,056 | $347.0M | Add +3.7% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.39% | 3,410,119 | $345.9M | Add +0.1% |
| BHVN Biohaven Ltd. | 0.39% | 6,227,423 | $340.6M | Add +0.0% |
| ITOT iShares Core S&P Total U.S. | 0.38% | 2,882,947 | $332.4M | Reduce -2.4% |
| NKE Nike Inc. Class B | 0.38% | 3,529,519 | $331.7M | Reduce -2.5% |
| MBB iShares MBS ETF | 0.37% | 3,552,022 | $328.3M | Add +17.4% |
| BR Broadridge Financial Solutio | 0.37% | 1,582,469 | $324.2M | Add +3.3% |
| HON Honeywell International Inc. | 0.36% | 1,548,843 | $317.9M | Reduce -0.1% |
| NOW ServiceNow Inc. | 0.36% | 415,561 | $316.8M | Reduce -5.4% |
| GPC Genuine Parts Co. | 0.36% | 2,037,449 | $315.7M | Add +0.4% |
| MA Mastercard Inc. Class A | 0.35% | 643,426 | $309.9M | Add +8.9% |
| QCOM Qualcomm Inc. | 0.35% | 1,808,669 | $306.2M | Reduce -11.1% |
| IWD iShares Russell 1000 Value E | 0.34% | 1,663,243 | $297.9M | Reduce -15.5% |
| MCD McDonald's Corp. | 0.34% | 1,047,857 | $295.5M | Add +6.7% |
| NFLX Netflix Inc. | 0.33% | 469,744 | $285.3M | Add +0.9% |
| PANW Palo Alto Networks Inc. | 0.32% | 993,572 | $282.3M | Add +4.3% |
| TGT Target Corp. | 0.31% | 1,551,385 | $274.9M | Add +2.1% |
| NSC Norfolk Southern Corp. | 0.31% | 1,060,688 | $270.3M | Add +3.9% |
| INTC Intel Corp. | 0.30% | 5,869,600 | $259.3M | Reduce -0.1% |
| INTU Intuit Inc. | 0.29% | 396,212 | $257.6M | Add +2.8% |
| VZ Verizon Communications Inc. | 0.29% | 6,100,421 | $256.0M | Add +12.6% |
| ORCL Oracle Corp. | 0.28% | 1,966,878 | $247.1M | Reduce -0.5% |
| CTAS Cintas Corp. | 0.28% | 356,859 | $245.2M | Add +2.8% |
| VMBS Vanguard Mortgage-Backed Sec | 0.27% | 5,281,057 | $240.9M | Add +7.7% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.27% | 693,340 | $238.7M | Reduce -0.2% |
| CAT Caterpillar Inc. | 0.27% | 642,874 | $235.6M | Reduce -3.0% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.26% | 1,013,443 | $231.7M | Add +3.4% |
| PFE Pfizer Inc. | 0.26% | 8,340,336 | $231.4M | Add +18.5% |
| UPS United Parcel Service Class B | 0.26% | 1,524,063 | $226.5M | Add +10.5% |
| QUAL iShares MSCI USA Quality Fac | 0.25% | 1,358,890 | $223.3M | Add +2.5% |
| ABT Abbott Laboratories | 0.25% | 1,924,733 | $218.8M | Add +5.3% |
| NVO Novo-Nordisk A/S-Spons ADR | 0.25% | 1,697,316 | $217.9M | Add +4.4% |
| ASML ASML Holding NV-NY Reg SHS | 0.25% | 222,918 | $216.4M | Reduce -1.1% |
| SPGI S&P Global Inc. | 0.24% | 499,697 | $212.6M | Add +5.0% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.24% | 1,300,900 | $211.9M | Add +1.9% |
| DHR Danaher Corp. | 0.24% | 846,696 | $211.4M | Add +2.1% |
| CB Chubb Ltd. | 0.23% | 771,970 | $200.1M | Reduce -4.1% |
| WMB Williams Cos Inc. | 0.22% | 5,027,768 | $195.9M | Add +6.5% |
| IJH iShares Core S&P Midcap ETF | 0.22% | 3,202,774 | $194.5M | Add +6.7% |
| NEE Nextera Energy Inc. | 0.22% | 3,043,041 | $194.5M | Add +5.6% |
Other holdings (27): bonds, preferreds, convertibles and warrants · $18.1M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 6,176 | $7.5M | Add +7.0% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 3,925 | $4.7M | Reduce -0.6% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 67,705 | $2.9M | Add +3.5% |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | 34,683 | $1.1M | New |
| REDWOOD TRUST INC (RWT 5.625 07/15/24) | NOTE 5.625% 7/1 · principal | 674,000 | $673K | No change |
| LXP INDUSTRIAL TRUST (LXP 6.5 PERP C) | PFD CONV SER C | 6,200 | $287K | No change |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | 176,668 | $177K | Add +25.7% |
| BRZHW Breeze Holdings Acquis -CW27 | *W EXP 05/25/202 | 100,000 | $126K | No change |
| PENNYMAC CORP (PMT 5.5 11/01/24) | NOTE 5.500%11/0 · principal | 113,275 | $113K | Add +1.3% |
| AMPX.WS Amprius Technologies Inc. | *W EXP 09/14/202 | 326,660 | $82K | Add +18.1% |
| BRZHR Breeze Holdings Acq- Rights | RIGHT 05/23/2022 | 200,000 | $38K | No change |
| LIBERTY LATIN AMERICA (LILAK 2 07/15/24) | NOTE 2.000% 7/1 · principal | 36,000 | $35K | No change |
| SNAP INC (SNAP 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | 32,000 | $31K | No change |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | 33,000 | $31K | No change |
| ZYNGA INC (ZNGA 0.25 06/01/24) | NOTE 0.250% 6/0 · principal | 26,000 | $30K | No change |
| WBXWF Wallbox BV Class A -CW26 | *W EXP 10/01/202 | 148,260 | $30K | Reduce -0.8% |
| CHEGG INC (CHGG 0.125 03/15/25) | NOTE 0.125% 3/1 · principal | 30,000 | $28K | No change |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 26,000 | $27K | No change |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | 56,060 | $27K | Reduce -24.2% |
| BLACKLINE INC (BL 0.125 08/01/24) | NOTE 0.125% 8/0 · principal | 18,000 | $18K | No change |
| GUESS INC (GES 2 04/15/24) | NOTE 2.000% 4/1 · principal | 13,000 | $15K | No change |
| TWO HARBORS INV CORP (TWO 6.25 01/15/26) | NOTE 6.250% 1/1 · principal | 14,175 | $14K | Add +2.7% |
| GIPRW Generation Income Proper -CW | *W EXP 99/99/999 | 21,900 | $8K | No change |
| LGL.WS LGL Group Inc./the -CW25 | *W EXP 11/16/202 | 24,876 | $8K | No change |
| EZRAW Reliance Global -CW26 | *W EXP 02/01/202 | 21,200 | $1K | No change |
| IVDAW Iveda Solutions Inc. -CW27 | *W EXP 04/01/202 | 10,628 | $744 | Reduce -11.4% |
| EDBLW Edible Garden AG Inc.-CW27 | *W EXP 99/99/999 | 20,000 | $306 | No change |
Total filed on the 13F, all lines: $87.8B.
Portfolio Sells Q4 2023 → Q1 2024
| AAPL Apple Inc. | Reduce 0.0% | 2.21% | −0.53 |
| NKE Nike Inc. Class B | Reduce -2.5% | 0.38% | −0.12 |
| TLH iShares 10-20 Year Treasury | Reduce -57.1% | 0.05% | −0.08 |
| XONE Bondbloxx BBG 1 Dur US Treas | Sold out | 0.00% | −0.08 |
| BA The Boeing Co. | Reduce -5.5% | 0.14% | −0.08 |
| CSCO Cisco Systems Inc. | Reduce -1.8% | 0.55% | −0.08 |
| INTC Intel Corp. | Reduce -0.1% | 0.30% | −0.08 |
| IEMG iShares Core MSCI Emerging | Reduce -21.9% | 0.19% | −0.07 |
| IWD iShares Russell 1000 Value E | Reduce -15.5% | 0.34% | −0.07 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -3.8% | 0.78% | −0.07 |
| EL Estee Lauder Companies Class A | Reduce -38.5% | 0.09% | −0.06 |
| IVV iShares Core S&P 500 ETF | Reduce -10.8% | 0.47% | −0.06 |
| VYM Vanguard High DVD Yield ETF | Reduce -23.0% | 0.18% | −0.06 |
| VTWO Vanguard Russell 2000 ETF | Reduce -31.0% | 0.11% | −0.06 |
| IFF Intl Flavors & Fragrances | Reduce -80.9% | 0.01% | −0.05 |
| USIG iShares Broad Usd Investment | Reduce -12.2% | 0.18% | −0.05 |
| MMM 3M Co. | Reduce -35.3% | 0.06% | −0.05 |
| TLT iShares 20+ Year Treasury BD | Reduce -10.6% | 0.16% | −0.05 |
| HON Honeywell International Inc. | Reduce -0.1% | 0.36% | −0.05 |
| PDBC Invesco Optimum Yield Divers | Sold out | 0.00% | −0.05 |
| V Visa Inc. Class A | Reduce -0.2% | 1.20% | −0.04 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Reduce -9.0% | 0.14% | −0.03 |
| GOOGL Alphabet Inc. Class A | Reduce -0.7% | 1.13% | −0.03 |
| IBDP iShares Ibonds Dec 2024 Term | Reduce -65.3% | 0.02% | −0.03 |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | Reduce -21.6% | 0.10% | −0.03 |
| GVI iShares Intermediate Governm | Reduce -3.4% | 0.21% | −0.03 |
| VEA Vanguard Ftse Developed ETF | Reduce -1.7% | 0.43% | −0.03 |
| TFLO iShares Treasury Floating Ra | Reduce -45.4% | 0.03% | −0.03 |
| VCLT Vanguard Long-Term Corp. Bond | Reduce -88.7% | 0.00% | −0.03 |
| CCI Crown Castle Inc. | Reduce -0.5% | 0.14% | −0.03 |
| NOW ServiceNow Inc. | Reduce -5.4% | 0.36% | −0.03 |
| EFA iShares MSCI Eafe ETF | Reduce -10.0% | 0.18% | −0.03 |
| SO The Southern Co. | Reduce -21.8% | 0.07% | −0.03 |
| DEO Diageo PLC-Sponsored ADR | Reduce -34.0% | 0.04% | −0.03 |
| SHEL Shell PLC-ADR | Reduce -8.4% | 0.14% | −0.03 |
| FLG New York Community Bancorp | Reduce -50.3% | 0.00% | −0.02 |
| USB US Bancorp | Reduce -3.6% | 0.21% | −0.02 |
| IBTE iShares Ibonds Dec 2024 Term | Reduce -58.2% | 0.01% | −0.02 |
| FTSM First Trust Enh Short Mat FD | Reduce -23.9% | 0.05% | −0.02 |
| GLD SPDR Gold Shares | Reduce -9.2% | 0.17% | −0.02 |
| AZN Astrazeneca PLC-Spons ADR | Reduce -11.9% | 0.09% | −0.02 |
| QCOM Qualcomm Inc. | Reduce -11.1% | 0.35% | −0.02 |
| XBIL F/M US Treasury 6 Month Bill | Reduce -42.8% | 0.02% | −0.02 |
| PXD Pioneer Natural Resources Co. | Reduce -24.9% | 0.08% | −0.02 |
| ADM Archer-Daniels-Midland Co. | Reduce -43.0% | 0.02% | −0.02 |
| AMT American Tower Corp. | Reduce -1.3% | 0.09% | −0.02 |
| GMAB Genmab A/S -SP ADR | Reduce -65.4% | 0.01% | −0.02 |
| LULU Lululemon Athletica Inc. | Reduce -4.5% | 0.04% | −0.02 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -1.6% | 0.92% | −0.02 |
| ESGU iShares ESG Aware MSCI USA | Reduce -60.3% | 0.01% | −0.02 |
Portfolio Buys Q4 2023 → Q1 2024
| META Meta Platforms Inc. Class A | Add +19.4% | 0.64% | +0.21 |
| MRK Merck & Co. Inc. | Add +3.5% | 1.06% | +0.13 |
| LLY Eli Lilly & Co. | Add +1.6% | 0.65% | +0.12 |
| SHY iShares 1-3 Year Treasury Bo | Add +92.4% | 0.19% | +0.08 |
| WEC WEC Energy Group Inc. | Add +368.3% | 0.11% | +0.08 |
| EWJ iShares MSCI Japan ETF | Add +438.1% | 0.09% | +0.07 |
| TSCO Tractor Supply Company | Add +5.1% | 0.50% | +0.07 |
| MSFT Microsoft Corp. | Add +0.6% | 3.47% | +0.06 |
| ABBV Abbvie Inc. | Add +6.2% | 0.51% | +0.06 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | New | 0.06% | +0.06 |
| BHVN Biohaven Ltd. | Add +0.0% | 0.39% | +0.05 |
| EMXC iShares MSCI Emr MRK Ex Chna | Add +133.6% | 0.09% | +0.05 |
| GE General Electric | Add +30.2% | 0.13% | +0.05 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +4.0% | 0.45% | +0.04 |
| IJR iShares Core S&P Small-Cap E | Add +41.3% | 0.18% | +0.04 |
| IVW iShares S&P 500 Growth ETF | Add +4.6% | 0.70% | +0.04 |
| TGT Target Corp. | Add +2.1% | 0.31% | +0.04 |
| GLDM SPDR Gold Minishares Trust | Add +61.2% | 0.11% | +0.04 |
| NFLX Netflix Inc. | Add +0.9% | 0.33% | +0.04 |
| DIS The Walt Disney Co. | Add +2.1% | 0.20% | +0.04 |
| XOM Exxon Mobil Corp. | Add +4.7% | 0.42% | +0.04 |
| WMT Walmart Inc. | Add +0.8% | 0.88% | +0.04 |
| NVO Novo-Nordisk A/S-Spons ADR | Add +4.4% | 0.25% | +0.04 |
| SPMB SS SPDR P Mort Back Bond ETF | Add +482.9% | 0.05% | +0.04 |
| MA Mastercard Inc. Class A | Add +8.9% | 0.35% | +0.04 |
| IVE iShares S&P 500 Value ETF | Add +10.4% | 0.52% | +0.04 |
| VZ Verizon Communications Inc. | Add +12.6% | 0.29% | +0.03 |
| SYK Stryker Corp. | Add +9.6% | 0.22% | +0.03 |
| AMAT Applied Materials Inc. | Add +6.5% | 0.18% | +0.03 |
| UBER Uber Technologies Inc. | Add +5.5% | 0.20% | +0.03 |
| IWF iShares Russell 1000 Growth | Add +4.5% | 0.58% | +0.03 |
| HYBB iShares BB Rated Corp. Bond | Add +36.6% | 0.15% | +0.03 |
| CALF PCR US SM CP CSH CWS ETF-Usd | Add +28.1% | 0.17% | +0.03 |
| CGUS Cap Group Core Equity | Add +181.1% | 0.04% | +0.03 |
| SCHG Schwab US Large-Cap Growth | Add +67.7% | 0.07% | +0.03 |
| XNTK SS SPDR Nyse Tech ETF | New | 0.03% | +0.03 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Add +19.9% | 0.18% | +0.03 |
| FSIG FT Ltd. Duration Inv Grade | Add +337.4% | 0.03% | +0.03 |
| IQDG Wisdomtree Intl QLTY DVD GRW | New | 0.03% | +0.03 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Add +37.7% | 0.13% | +0.02 |
| WFC Wells Fargo & Co. | Add +7.8% | 0.19% | +0.02 |
| HD Home Depot Inc. | Add +2.0% | 1.10% | +0.02 |
| IEI iShares 3-7 Year Treasury Bo | Add +25.4% | 0.22% | +0.02 |
| AEM Agnico Eagle Mines Ltd. | Add +248.4% | 0.03% | +0.02 |
| RDVY First Trust Rising Dividend | Add +30.3% | 0.10% | +0.02 |
| TROW T Rowe Price Group Inc. | Add +9.8% | 0.20% | +0.02 |
| VLO Valero Energy Corp. | Add +0.6% | 0.12% | +0.02 |
| VEU Vanguard Ftse All-World Ex-U | Add +49.9% | 0.07% | +0.02 |
| CMCSA Comcast Corp. Class A | Add +25.3% | 0.17% | +0.02 |
| SDVY First Trust Smid Cap Rising | Add +33.3% | 0.08% | +0.02 |
Notes & Other Activity Q4 2023 → Q1 2024
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +7.0% | 6,176 | $7.5M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Reduce -0.6% | 3,925 | $4.7M |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Add +3.5% | 67,705 | $2.9M |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | New | 34,683 | $1.1M |
| ARES CAPITAL CORP (ARCC 4.625 03/01/24) | NOTE 4.625% 3/0 · principal | Sold out | 283,084 | $283Kbefore exit |
| WESTERN DIGITAL CORP (WDC 1.5 02/01/24) | NOTE 1.500% 2/0 · principal | Sold out | 234,060 | $234Kbefore exit |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | Add +25.7% | 176,668 | $177K |
| PENNYMAC CORP (PMT 5.5 11/01/24) | NOTE 5.500%11/0 · principal | Add +1.3% | 113,275 | $113K |
| SURGW Surgepays Inc. -CW24 | *W EXP 10/22/202 | Sold out | 38,960 | $82Kbefore exit |
| AMPX.WS Amprius Technologies Inc. | *W EXP 09/14/202 | Add +18.1% | 326,660 | $82K |
| WBXWF Wallbox BV Class A -CW26 | *W EXP 10/01/202 | Reduce -0.8% | 148,260 | $30K |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | Reduce -24.2% | 56,060 | $27K |
| TWO HARBORS INV CORP (TWO 6.25 01/15/26) | NOTE 6.250% 1/1 · principal | Add +2.7% | 14,175 | $14K |
| ALTERYX INC (AYX 1 08/01/26) | NOTE 1.000% 8/0 · principal | Sold out | 13,000 | $13Kbefore exit |
| ALTERYX INC (AYX 0.5 08/01/24) | NOTE 0.500% 8/0 · principal | Sold out | 13,000 | $13Kbefore exit |
| SBEVW Splash Beverage Group -CW | *W EXP 06/15/202 | Sold out | 25,000 | $1Kbefore exit |
| IVDAW Iveda Solutions Inc. -CW27 | *W EXP 04/01/202 | Reduce -11.4% | 10,628 | $744 |
| VRMEW Verifyme Inc. -CW25 | *W EXP 06/22/202 | Sold out | 16,170 | $487before exit |
| GMBLZ Esports Entertainment -CW27 | *W EXP 03/02/202 | Sold out | 65,000 | $325before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 3,675 | $120.2B | NVDA, AAPL, MSFT, GOOGL, AMZN |
| Q1 2026 | 3,600 | $108.8B | NVDA, AAPL, MSFT, AMZN, GOOGL |
| Q4 2025 | 3,540 | $111.1B | MSFT, NVDA, AAPL, AMZN, GOOGL |
| Q3 2025 | 3,505 | $109.5B | MSFT, NVDA, AAPL, AMZN, AVGO |
| Q2 2025 | 3,441 | $102.8B | MSFT, NVDA, AAPL, AMZN, AVGO |
| Q1 2025 | 3,392 | $94.1B | MSFT, AAPL, NVDA, AMZN, V |
| Q4 2024 | 3,349 | $96.0B | MSFT, AAPL, NVDA, AMZN, GOOGL |
| Q3 2024 | 3,340 | $95.3B | MSFT, AAPL, NVDA, AMZN, GOOGL |
| Q2 2024 | 3,337 | $88.8B | MSFT, AAPL, NVDA, AMZN, GOOGL |
| Q1 2024 | 3,309 | $87.8B | MSFT, AAPL, NVDA, AMZN, V |