WNY Asset Management, LLC

In its 13F for Q1 2025 (holdings as of March 31, 2025, filed May 5, 2025), WNY Asset Management, LLC reported 227 stock positions worth $841.0 million. Its top holding was Cap Group Core Plus Income (CGCP) at 10.7% of the portfolio, followed by Cap Group Dividend Value (CGDV, 9.1%) and Cap Group Growth Equity (CGGR, 8.3%). Compared with Q4 2024, it opened 15 new positions, sold out of 7, added to 119 and reduced 74. The biggest buy was a new position in SS SPDR PF LNG TRM TSY E-Usd (SPTL) and the biggest sale SS Energy Select Sector (XLE, shares −96%).

Most Recent 13F
Q2 2026
Location
Williamsville, NY
CIK
0001803296
Portfolio Value
$841.0M (Q1 2025)
SEC Filing
0001667731-25-000592 ↗ filed May 5, 2025

Holdings Value

0$500.0M$1.0B$1.5B Q1 2024: $655.2M Q1 2024 Q2 2024: $755.1M Q2 2024 Q3 2024: $856.7M Q3 2024 Q4 2024: $806.6M Q4 2024 Q1 2025: $841.0M $841.0M Q1 2025 Q2 2025: $907.5M Q2 2025 Q3 2025: $1.0B Q3 2025 Q1 2026: $967.1M Q1 2026 Q2 2026: $1.1B Q2 2026

Holdings 227 stocks · $841.0M

CGCP Cap Group Core Plus Income 10.74% 4,021,493 $90.3M Add +4.8%
CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE 9.06% 2,137,481 $76.2M Reduce -0.2%
CGGR Cap Group Growth Equity 8.33% 2,045,331 $70.1M Add +26.7%
DFAI Dimensional International Co. 6.07% 1,633,937 $51.0M Reduce -0.3%
DFAC Dimensional US Core Equity 2 4.29% 1,094,462 $36.1M Reduce -9.1%
FBND Fidelity Total Bond ETF 3.56% 655,444 $29.9M Add +58.2%
JAVA JPMorgan Active Value ETF 3.31% 437,826 $27.8M Reduce -0.1%
CGSD Cap Group Short Duration 2.77% 901,933 $23.3M Add +4.1%
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F 2.56% 415,327 $21.5M Reduce -16.8%
JEPI JPMorgan Equity Premium Inco 2.28% 335,828 $19.2M Add +55.3%
CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT 2.24% 663,646 $18.8M Add +1.1%
GLD SPDR Gold Shares 2.03% 59,388 $17.1M Add +1.4%
VOO Vanguard S&P 500 ETF 1.78% 29,167 $15.0M Reduce -8.9%
SPTL SS SPDR PF LNG TRM TSY E-Usd 1.69% 522,536 $14.2M New
IVOO Vanguard S&P Mid-Cap 400 ETF 1.62% 137,796 $13.6M Reduce -0.7%
AAPL Apple Inc. 1.54% 58,387 $13.0M Reduce -0.2%
QQQ Invesco QQQ Trust Series 1 1.44% 25,841 $12.1M Reduce -20.0%
BBIN JPM Betabuilders Intl Eqty filed as J P MORGAN EXCHANGE TRADED F 1.10% 149,798 $9.2M Add +3.9%
VMBS Vanguard Mortgage-Backed Sec 1.04% 188,358 $8.7M Reduce -2.2%
VZ Verizon Communications Inc. 1.02% 188,972 $8.6M Add +1.3%
JPST JPMorgan Ultra-Short Income 0.95% 157,356 $8.0M Add +118.6%
BRK.B Berkshire Hathaway Inc. Class B 0.86% 13,506 $7.2M Add +8.1%
XLK SS Technology Select Sector 0.77% 31,422 $6.5M Add +8.3%
TLT iShares 20+ Year Treasury BD 0.77% 71,053 $6.5M Reduce -14.3%
MGV Vngrd Mrgstr MG CP VL ETF-Ui 0.73% 47,912 $6.2M Add +3.2%
DFUV Dimensional US Marketwide Va 0.72% 146,338 $6.0M Reduce -4.1%
SCHO Schwab Short-Term US Treas 0.68% 235,834 $5.7M Add +43.6%
CGMU Cap Group Municipal Income 0.67% 211,598 $5.7M Add +8.7%
VGLT Vanguard Long-Term Treasury 0.67% 97,824 $5.6M Add +31.0%
MSFT Microsoft Corp. 0.61% 13,649 $5.1M Reduce -1.3%
VYMI Vanguard Int High DVD YLD Inc. 0.59% 67,886 $5.0M Add +0.8%
VGIT Vanguard Intermediate-Term T 0.58% 81,529 $4.8M Add +41.9%
FLOT iShares Floating Rate Bond E 0.57% 94,344 $4.8M Add +378.6%
XAODX Abrdn Total Dynamic Dividend 0.56% 563,944 $4.7M Add +46.0%
AMZN Amazon.com Inc. 0.55% 24,204 $4.6M Add +6.4%
BIV Vanguard Intermediate-Term B 0.53% 58,547 $4.5M Add +1402.8%
NVDA Nvidia Corp. 0.49% 37,981 $4.1M Add +10.3%
LLY Eli Lilly & Co. 0.49% 4,962 $4.1M Add +3.6%
KYN Kayne Anderson Energy Infra 0.48% 316,354 $4.1M Reduce -38.4%
XLF SS Financial Select Sector 0.48% 81,398 $4.1M Add +7.5%
IVV iShares Core S&P 500 ETF 0.45% 6,672 $3.7M Reduce -2.9%
COWZ Pacer US Cash Cows 100 ETF 0.42% 64,801 $3.5M Add +142.1%
NULV Nuveen ESG Large-Cap Val ETF 0.40% 83,359 $3.4M Reduce -1.3%
VOD Vodafone Group PLC-SP ADR 0.39% 352,365 $3.3M Add +0.6%
SUB iShares Short-Term National 0.39% 30,948 $3.3M Add +16.7%
SPSM SS SPDR P S&P 600 Small Cap 0.39% 79,565 $3.2M Add +3.7%
ITA iShares U.S. Aerospace & Def 0.38% 20,750 $3.2M Add +372.9%
XBGYX BlackRock Enh Intl DVD TR 0.35% 532,043 $3.0M Add +3.3%
HQH Abrdn Healthcare Investors 0.35% 182,505 $3.0M Add +26.2%
ENFR Alerian Energy Infrastructur 0.32% 82,088 $2.7M Reduce -8.7%
GCOW Pacer Global Cash Cows Divid 0.31% 71,146 $2.6M Add +6.8%
MGK Vngrd Mrgstr MG CP GR ETF-Ui 0.31% 8,410 $2.6M Add +3.8%
PYLD PIMCO Multisector Bond Actv 0.31% 98,116 $2.6M Add +188.1%
IQLT iShares MSCI International Q 0.30% 64,330 $2.6M Reduce -18.2%
NFG National Fuel Gas Co. 0.29% 30,767 $2.4M Add +32.1%
XOM Exxon Mobil Corp. 0.28% 19,690 $2.3M Add +14.1%
T AT&T Inc. 0.28% 82,541 $2.3M Reduce -39.5%
META Meta Platforms Inc. Class A 0.28% 4,024 $2.3M Add +14.7%
SPY SS SPDR S&P 500 ETF Trust-US 0.27% 4,026 $2.3M Reduce -2.6%
VIG Vanguard Dividend Apprec ETF 0.22% 9,478 $1.8M Add +30.5%
VTV Vanguard Mrngstr Val ETF-Aui 0.20% 9,943 $1.7M Add +7.6%
MELI MercadoLibre Inc. 0.20% 878 $1.7M Reduce -0.2%
WBA Walgreens Boots Alliance Inc. 0.20% 149,893 $1.7M Reduce -7.0%
NCV Virtus Convertible & Income 0.19% 126,743 $1.6M Reduce -40.6%
VTI VG Morningstar TS MKT ETF-US 0.19% 5,828 $1.6M Add +7.7%
VIGI Vanguard Int Div App Indx FD 0.18% 18,640 $1.5M Reduce -0.3%
ICOW Pacer Developed Markets Inte 0.18% 49,012 $1.5M Add +1.0%
MCD McDonald's Corp. 0.18% 4,911 $1.5M Add +2.5%
CGBL Cap Group Core Balanced filed as CAPITAL GROUP CORE BALANCED 0.18% 47,906 $1.5M Add +99.8%
CALF PCR US SM CP CSH CWS ETF-Usd 0.17% 39,002 $1.5M Add +32.0%
DFUS Dimensional US Eq MKT ETF 0.17% 23,972 $1.4M Add +0.1%
NOBL Proshares S&P 500 Dividend A 0.17% 13,852 $1.4M Reduce -3.6%
PG The Procter & Gamble Co. 0.17% 8,299 $1.4M Add +10.1%
VHT Vanguard Health Care ETF 0.16% 5,222 $1.4M Add +27.5%
GOOG Alphabet Inc. Class C 0.16% 8,770 $1.4M Add +35.6%
PEP Pepsico Inc. 0.15% 8,650 $1.3M Add +8.0%
VIOO Vanguard S&P Small-Cap 600 E 0.15% 13,023 $1.3M Add +0.5%
XLE SS Energy Select Sector 0.14% 12,791 $1.2M Reduce -95.7%
GILD Gilead Sciences Inc. 0.14% 10,506 $1.2M Reduce -46.0%
HELO JPMorgan Hedged Equity ETF 0.13% 18,897 $1.1M Add +124.9%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.13% 11,225 $1.1M Add +52.4%
SPYG SS SPDR P S&P 500 Growth ETF 0.13% 13,595 $1.1M Reduce -40.5%
JNJ Johnson & Johnson 0.13% 6,563 $1.1M Add +7.5%
TCHP T Rowe Price Blue Chip Growt 0.13% 28,159 $1.1M No change
JPM JPMorgan Chase & Co. 0.13% 4,340 $1.1M Reduce -3.6%
WMT Walmart Inc. 0.12% 11,848 $1.0M Add +5.4%
GOOGL Alphabet Inc. Class A 0.12% 6,622 $1.0M Add +32.7%
RSP Invesco S&P 500 Equal Weight 0.12% 5,856 $1.0M Add +96.2%
VDE Vanguard Energy ETF 0.12% 7,648 $992K Add +358.2%
NYF iShares New York Muni Bond E 0.12% 18,529 $976K Add +274.0%
ABT Abbott Laboratories 0.12% 7,332 $973K Add +2.1%
PFE Pfizer Inc. 0.12% 38,353 $972K Add +29.2%
MOG.A Moog Inc. Class A 0.11% 5,429 $941K Reduce -0.1%
WEC WEC Energy Group Inc. 0.11% 8,631 $941K Add +0.1%
DVN Devon Energy Corp. 0.11% 25,040 $936K Add +7.0%
QYLD Global X Nasd 100 Cov Call 0.11% 55,389 $921K New
MRK Merck & Co. Inc. 0.11% 10,101 $907K Add +20.8%
COKE Coca-Cola Consolidated Inc. 0.11% 670 $904K Reduce -12.9%
MTB M & T Bank Corp. filed as M & T BK CORP 0.10% 4,910 $878K Add +39.1%
IWF iShares Russell 1000 Growth 0.10% 2,393 $864K Reduce -0.5%
ABBV Abbvie Inc. 0.10% 4,006 $839K Add +0.4%
ESML iShares ESG Aware MSCI USA S 0.10% 21,137 $812K Reduce -19.7%
THQ Abrdn Healthcare Opport 0.09% 38,638 $797K Add +8.0%
VGT Vanguard Info Tech ETF 0.09% 1,461 $792K No change
GS Goldman Sachs Group Inc. 0.09% 1,420 $776K Add +2.0%
CVX Chevron Corp. 0.09% 4,612 $771K Add +13.4%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.09% 18,450 $770K Add +21.9%
ECF Ellsworth Growth and Income 0.09% 83,322 $757K Reduce -36.0%
TYG Tortoise Energy Infrastruct 0.09% 17,520 $754K Reduce -16.9%
SPTM SS SPDR P S&P 1500 Comp ETF 0.09% 11,078 $753K Add +2.6%
BGR BlackRock Enrgy & Res TR 0.09% 54,217 $736K Reduce -24.9%
VCR Vanguard Consumer Discre ETF 0.09% 2,253 $734K Add +1.3%
TCAF T Rowe PRC Cap Appreciation 0.09% 22,675 $732K Reduce -15.4%
HD Home Depot Inc. 0.09% 1,994 $731K Add +13.3%
KO The Coca-Cola Co. 0.09% 10,104 $724K Add +33.2%
VEA Vanguard Ftse Developed ETF 0.08% 13,878 $705K Add +3.7%
VUG Vanguard Mrngstar GR ETF-Sui 0.08% 1,882 $698K Add +3.8%
VYM Vanguard High DVD Yield ETF 0.08% 5,351 $690K Add +16.1%
BSTZ BlackRock Sci & Tech TRM TR 0.08% 38,365 $681K Reduce -8.8%
VOE Vngrd Mrngstr MD-Cap Val ETF 0.08% 4,177 $671K Reduce -0.8%
TSLA Tesla Inc. 0.08% 2,570 $666K Add +5.5%
IEI iShares 3-7 Year Treasury Bo 0.08% 5,433 $642K Add +121.9%
GE General Electric filed as GE AEROSPACE 0.07% 3,021 $605K Add +52.4%
DTE DTE Energy Company 0.07% 4,358 $603K No change
ESGU iShares ESG Aware MSCI USA 0.07% 4,914 $599K New
VDC Vanguard Consumer Staple ETF 0.07% 2,720 $595K Add +45.5%
BA The Boeing Co. 0.07% 3,487 $595K Add +9.7%
FLTB Fidelity Ltd. TRM BND ETF 0.07% 11,484 $575K New
TOTL SS Doubleline TR Tact ETF 0.07% 13,801 $556K Add +112.8%
DSI iShares ESG MSCI KLD 400 ETF 0.07% 5,375 $550K Add +0.0%
IWB iShares Russell 1000 ETF 0.07% 1,792 $550K Reduce -1.5%
CSX CSX Corp. 0.07% 18,633 $548K Reduce -1.8%
IVE iShares S&P 500 Value ETF 0.06% 2,844 $542K Reduce -0.4%
SCHR Schwab Intermediate-Term US 0.06% 21,770 $541K Reduce -0.2%
QDPL Pacer Met US LRG Cap DVD 400 0.06% 14,519 $530K New
BX Blackstone Inc. 0.06% 3,788 $529K Reduce -11.2%
WPM Wheaton Precious Metals Corp. 0.06% 6,773 $526K Add +3.6%
RIO Rio Tinto PLC-Spon ADR 0.06% 8,701 $523K Add +5.4%
SCHV Schwab US Large-Cap Value 0.06% 19,509 $519K Add +0.2%
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.06% 1,998 $517K Add +16.6%
MUNI PIMCO Intermediate Municipal 0.06% 9,773 $504K New
SCHW Schwab (charles) Corp. 0.06% 6,432 $503K Reduce -5.7%
XLI SS Industrial Select Sector 0.06% 3,774 $495K Reduce -14.8%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.06% 1,946 $484K Add +6.6%
SHY iShares 1-3 Year Treasury Bo 0.06% 5,790 $479K Add +32.2%
TLH iShares 10-20 Year Treasury 0.06% 4,615 $479K Add +5.8%
XT Ishar Fture Exp Tech ETF-Usd 0.06% 8,123 $468K Reduce -8.6%
PYPL PayPal Holdings Inc. 0.06% 7,116 $464K Reduce -19.1%
AGG iShares Core U.S. Aggregate 0.06% 4,680 $463K Reduce -18.1%
JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F 0.05% 8,983 $457K No change
GDX Vaneck Gold Miners ETF 0.05% 9,674 $445K Add +9.6%
RTX RTX Corp. 0.05% 3,344 $443K Reduce -1.6%
RUN Sunrun Inc. 0.05% 74,885 $439K Add +217.8%
IJH iShares Core S&P Midcap ETF 0.05% 7,421 $433K Add +1.7%
IVW iShares S&P 500 Growth ETF 0.05% 4,600 $427K No change
KMB Kimberly-Clark Corp. 0.05% 2,987 $425K Add +7.2%
QCOM Qualcomm Inc. 0.05% 2,763 $424K Add +34.1%
F Ford Motor Co. filed as FORD MTR CO 0.05% 41,367 $415K Add +16.2%
BOTZ Global X Robotics & Artifici 0.05% 14,534 $414K Add +4.5%
TSM Taiwan Semiconductor-SP ADR 0.05% 2,433 $404K Add +69.3%
ICSH iShares Ultra Short Duration 0.05% 7,932 $402K No change
VPU Vanguard Utilities ETF 0.05% 2,344 $400K Add +41.3%
XLV SS Health Care Select Sector 0.05% 2,739 $400K Add +14.8%
JPEF JPMorgan Equity Focus ETF 0.05% 6,183 $394K Add +78.1%
SPYV SS SPDR P S&P 500 Value ETF 0.05% 7,631 $390K Reduce -6.0%
ESGD iShares Trust iShares ESG Aw 0.05% 4,654 $380K Add +8.1%
BMY Bristol-Myers Squibb Co. 0.04% 6,123 $373K Add +12.3%
IEF iShares 7-10 Year Treasury B 0.04% 3,869 $369K Reduce -16.1%
PANW Palo Alto Networks Inc. 0.04% 2,108 $360K Reduce -8.7%
DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE 0.04% 833 $350K No change
COST Costco Wholesale Corp. 0.04% 365 $345K Add +10.3%
AVGO Broadcom Inc. 0.04% 2,053 $344K Add +35.9%
AFL Aflac Inc. 0.04% 3,073 $342K No change
NEE Nextera Energy Inc. 0.04% 4,798 $340K Add +4.4%
PTLC Pacer Trendpilot US Large Ca 0.04% 6,218 $320K Add +60.8%
NUBD Nuveen ESG US Aggregate Bond 0.04% 14,204 $315K Add +22.5%
BABA Alibaba Group Holding-SP ADR 0.04% 2,367 $313K Reduce -65.3%
JGH Nuveen Global High Income 0.04% 23,837 $312K No change
PAYX Paychex Inc. 0.04% 1,987 $307K Reduce -2.8%
HQL Abrdn Life Sciences Investor 0.04% 24,134 $306K Add +14.1%
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.04% 2,501 $305K Reduce -1.9%
TDVG T Rowe Price Dividend Growth 0.04% 7,505 $303K Reduce -96.4%
VBR Vngrd Mrngst SL-CP Val ETF-U 0.04% 1,609 $300K Reduce -3.2%
BND Vanguard Total Bond Market 0.04% 4,077 $299K Reduce -10.3%
MMM 3M Co. 0.04% 2,023 $297K Add +20.9%
SPMO Invesco S&P 500 Momentum ETF 0.04% 3,208 $297K Reduce -8.7%
NOC Northrop Grumman Corp. 0.03% 569 $292K Add +15.7%
SHYG iShares 0-5 YR HY Corp. Bond 0.03% 6,840 $291K New
SPDW Ste STR SPDR PT DW Eu ETF 0.03% 7,925 $289K No change
HNDL Nasdaq 7 Handl Index ETF filed as STRATEGY SHS 0.03% 13,611 $287K Reduce -42.3%
WBD Warner Bros Discovery Inc. 0.03% 26,147 $281K Reduce -12.3%
VCSH Vanguard S/T Corp. Bond ETF 0.03% 3,520 $278K Reduce -3.8%
VUSB Vanguard Ultra Short Bond Et 0.03% 5,551 $277K Reduce -14.9%
JMUB JPMorgan Municipal ETF 0.03% 5,460 $273K No change
IGM iShares Expanded Tech Sector 0.03% 3,000 $272K No change
SPTS SS SPDR P St Term TSY ETF 0.03% 9,058 $265K No change
VB Vanguard Most SM-Cap ETF-Usd 0.03% 1,183 $262K Reduce -14.5%
VV Vngrd Mrgstr LRG-Cap ETF-Usd 0.03% 1,020 $262K New
BKNG Booking Holdings Inc. 0.03% 56 $258K Add +3.7%
AEP American Electric Power 0.03% 2,314 $253K Reduce -13.6%
JD Jd.com Inc.-ADR 0.03% 6,009 $247K Reduce -29.1%
CAT Caterpillar Inc. 0.03% 738 $243K No change
TIP iShares Tips Bond ETF 0.03% 2,183 $243K Reduce -49.5%
SLV iShares Silver Trust 0.03% 7,747 $240K New
BIDU Baidu Inc. - Spon ADR 0.03% 2,557 $235K Reduce -6.6%
VEU Vanguard Ftse All-World Ex-U 0.03% 3,847 $233K No change
STRL Sterling Infrastructure Inc. 0.03% 2,053 $232K New
DE Deere & Co. 0.03% 490 $230K No change
BLK BlackRock Inc. 0.03% 240 $227K Add +11.6%
NFLX Netflix Inc. 0.03% 243 $227K Reduce -8.7%
EMXC iShares MSCI Emr MRK Ex Chna 0.03% 4,090 $225K Reduce -8.3%
CSCO Cisco Systems Inc. 0.03% 3,651 $225K Add +7.3%
GIS General Mills Inc. 0.03% 3,701 $221K Add +0.0%
CGXU Cap Group Intl Focus filed as CAPITAL GROUP INTL FOCUS EQT 0.03% 8,915 $218K Add +3.6%
JSCP JPMorgan Short Duration Core 0.03% 4,622 $218K Add +0.2%
DFIV Dimensional International Va 0.03% 5,542 $218K New
CIBR First Trust Nasdaq Cybersecu 0.03% 3,354 $211K No change
DTM DT Midstream Inc. 0.03% 2,179 $210K No change
WM Waste Management Inc. 0.03% 907 $210K New
STIP iShares 0-5 Year Tips Bond E 0.02% 1,963 $203K Reduce -7.8%
PM Philip Morris International 0.02% 1,260 $200K New
SONO Sonos Inc. 0.02% 11,893 $127K Reduce -7.1%
XAGDX Abrdn GLBL DYNM Divid 0.01% 10,085 $100K No change
PLUG Plug Power Inc. 0.01% 57,108 $77K Reduce -5.9%
GEVO Gevo Inc. 0.01% 50,000 $58K New
SENS Senseonics Holdings Inc. 0.00% 16,000 $10K New
LANZATECH GLOBAL INC 0.00% 40,266 $10K Add +163.8%

Portfolio Sells Q4 2024 → Q1 2025

XLE SS Energy Select Sector Reduce -95.7% 0.14% −3.03
TDVG T Rowe Price Dividend Growth Reduce -96.4% 0.04% −0.98
JEPQ JPM Nasdaq Equity Premium Reduce -16.8% 2.56% −0.93
DFAC Dimensional US Core Equity 2 Reduce -9.1% 4.29% −0.87
QQQ Invesco QQQ Trust Series 1 Reduce -20.0% 1.44% −0.61
VOO Vanguard S&P 500 ETF Reduce -8.9% 1.78% −0.36
KYN Kayne Anderson Energy Infra Reduce -38.4% 0.48% −0.33
CGDV Cap Group Dividend Value Reduce -0.2% 9.06% −0.30
AAPL Apple Inc. Reduce -0.2% 1.54% −0.27
IVOO Vanguard S&P Mid-Cap 400 ETF Reduce -0.7% 1.62% −0.20
NCV Virtus Convertible & Income Reduce -40.6% 0.19% −0.17
JAVA JPMorgan Active Value ETF Reduce -0.1% 3.31% −0.13
TLT iShares 20+ Year Treasury BD Reduce -14.3% 0.77% −0.13
SPYG SS SPDR P S&P 500 Growth ETF Reduce -40.5% 0.13% −0.12
MSFT Microsoft Corp. Reduce -1.3% 0.61% −0.11
T AT&T Inc. Reduce -39.5% 0.28% −0.11
ESML iShares ESG Aware MSCI USA S Reduce -19.7% 0.10% −0.09
GILD Gilead Sciences Inc. Reduce -46.0% 0.14% −0.08
ECF Ellsworth Growth and Income Reduce -36.0% 0.09% −0.07
IQLT iShares MSCI International Q Reduce -18.2% 0.30% −0.06
DFUV Dimensional US Marketwide Va Reduce -4.1% 0.72% −0.06
IVV iShares Core S&P 500 ETF Reduce -2.9% 0.45% −0.06
XLU St Sr Utl SL SE SPDR ETF-Usd Sold out 0.00% −0.05
VMBS Vanguard Mortgage-Backed Sec Reduce -2.2% 1.04% −0.05
CCL Carnival Corp. Sold out 0.00% −0.04
PYPL PayPal Holdings Inc. Reduce -19.1% 0.06% −0.04
AOK iShares Core 30/70 Conservat Sold out 0.00% −0.03
BABA Alibaba Group Holding-SP ADR Reduce -65.3% 0.04% −0.03
RCL Royal Caribbean Cruises Ltd. Sold out 0.00% −0.03
SPY SS SPDR S&P 500 ETF Trust-US Reduce -2.6% 0.27% −0.03
PSI Invesco Semiconductors ETF Sold out 0.00% −0.03
BX Blackstone Inc. Reduce -11.2% 0.06% −0.03
TIP iShares Tips Bond ETF Reduce -49.5% 0.03% −0.03
HNDL Nasdaq 7 Handl Index ETF Reduce -42.3% 0.03% −0.03
ENFR Alerian Energy Infrastructur Reduce -8.7% 0.32% −0.03
BSTZ BlackRock Sci & Tech TRM TR Reduce -8.8% 0.08% −0.03
BGR BlackRock Enrgy & Res TR Reduce -24.9% 0.09% −0.03
SCHZ Schwab US Aggregate Bond ETF Sold out 0.00% −0.03
NVO Novo-Nordisk A/S-Spons ADR Sold out 0.00% −0.02
TCAF T Rowe PRC Cap Appreciation Reduce -15.4% 0.09% −0.02
MOG.A Moog Inc. Class A Reduce -0.1% 0.11% −0.02
TYG Tortoise Energy Infrastruct Reduce -16.9% 0.09% −0.02
IWF iShares Russell 1000 Growth Reduce -0.5% 0.10% −0.02
AGG iShares Core U.S. Aggregate Reduce -18.1% 0.06% −0.01
XLI SS Industrial Select Sector Reduce -14.8% 0.06% −0.01
COKE Coca-Cola Consolidated Inc. Reduce -12.9% 0.11% −0.01
CSX CSX Corp. Reduce -1.8% 0.07% −0.01
NULV Nuveen ESG Large-Cap Val ETF Reduce -1.3% 0.40% −0.01
XT Ishar Fture Exp Tech ETF-Usd Reduce -8.6% 0.06% −0.01
VB Vanguard Most SM-Cap ETF-Usd Reduce -14.5% 0.03% −0.01

Portfolio Buys Q4 2024 → Q1 2025

SPTL SS SPDR PF LNG TRM TSY E-Usd New 1.69% +1.69
FBND Fidelity Total Bond ETF Add +58.2% 3.56% +1.25
CGGR Cap Group Growth Equity Add +26.7% 8.33% +0.89
JEPI JPMorgan Equity Premium Inco Add +55.3% 2.28% +0.74
JPST JPMorgan Ultra-Short Income Add +118.6% 0.95% +0.50
BIV Vanguard Intermediate-Term B Add +1402.8% 0.53% +0.50
FLOT iShares Floating Rate Bond E Add +378.6% 0.57% +0.45
ITA iShares U.S. Aerospace & Def Add +372.9% 0.38% +0.30
GLD SPDR Gold Shares Add +1.4% 2.03% +0.28
COWZ Pacer US Cash Cows 100 ETF Add +142.1% 0.42% +0.23
PYLD PIMCO Multisector Bond Actv Add +188.1% 0.31% +0.20
SCHO Schwab Short-Term US Treas Add +43.6% 0.68% +0.19
CGCP Cap Group Core Plus Income Add +4.8% 10.74% +0.18
VGIT Vanguard Intermediate-Term T Add +41.9% 0.58% +0.16
XAODX Abrdn Total Dynamic Dividend Add +46.0% 0.56% +0.16
VGLT Vanguard Long-Term Treasury Add +31.0% 0.67% +0.16
BRK.B Berkshire Hathaway Inc. Class B Add +8.1% 0.86% +0.15
NFG National Fuel Gas Co. Add +32.1% 0.29% +0.11
QYLD Global X Nasd 100 Cov Call New 0.11% +0.11
VZ Verizon Communications Inc. Add +1.3% 1.02% +0.09
VDE Vanguard Energy ETF Add +358.2% 0.12% +0.09
CGBL Cap Group Core Balanced Add +99.8% 0.18% +0.08
NYF iShares New York Muni Bond E Add +274.0% 0.12% +0.08
BBIN JPM Betabuilders Intl Eqty Add +3.9% 1.10% +0.08
ESGU iShares ESG Aware MSCI USA New 0.07% +0.07
HELO JPMorgan Hedged Equity ETF Add +124.9% 0.13% +0.07
FLTB Fidelity Ltd. TRM BND ETF New 0.07% +0.07
HQH Abrdn Healthcare Investors Add +26.2% 0.35% +0.06
QDPL Pacer Met US LRG Cap DVD 400 New 0.06% +0.06
MUNI PIMCO Intermediate Municipal New 0.06% +0.06
RSP Invesco S&P 500 Equal Weight Add +96.2% 0.12% +0.06
XOM Exxon Mobil Corp. Add +14.1% 0.28% +0.05
VIG Vanguard Dividend Apprec ETF Add +30.5% 0.22% +0.04
SUB iShares Short-Term National Add +16.7% 0.39% +0.04
IEI iShares 3-7 Year Treasury Bo Add +121.9% 0.08% +0.04
VHT Vanguard Health Care ETF Add +27.5% 0.16% +0.04
SHYG iShares 0-5 YR HY Corp. Bond New 0.03% +0.03
TOTL SS Doubleline TR Tact ETF Add +112.8% 0.07% +0.03
GCOW Pacer Global Cash Cows Divid Add +6.8% 0.31% +0.03
VV Vngrd Mrgstr LRG-Cap ETF-Usd New 0.03% +0.03
GE General Electric Add +52.4% 0.07% +0.03
DIS The Walt Disney Co. Add +52.4% 0.13% +0.03
LLY Eli Lilly & Co. Add +3.6% 0.49% +0.03
SLV iShares Silver Trust New 0.03% +0.03
XLF SS Financial Select Sector Add +7.5% 0.48% +0.03
VYMI Vanguard Int High DVD YLD Inc. Add +0.8% 0.59% +0.03
STRL Sterling Infrastructure Inc. New 0.03% +0.03
KO The Coca-Cola Co. Add +33.2% 0.09% +0.03
DFIV Dimensional International Va New 0.03% +0.03
CGMU Cap Group Municipal Income Add +8.7% 0.67% +0.03

Options Activity Q4 2024 → Q1 2025

NVO Novo-Nordisk A/S-Spons ADR call Sold out 500 $43Kbefore exit
NVDA Nvidia Corp. call Sold out 200 $23Kbefore exit

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 260$1.1BCGGR, CGCP, DFAC, CGDV, DFAI
Q1 2026 249$967.1MCGCP, CGGR, CGDV, DFAC, DFAI
Q3 2025 237$1.0BCGCP, CGGR, CGDV, DFAC, DFAI
Q2 2025 222$907.5MCGCP, CGGR, CGDV, DFAC, DFAI
Q1 2025 227$841.0MCGCP, CGDV, CGGR, DFAI, DFAC
Q4 2024 219$806.6MCGCP, CGDV, CGGR, DFAI, DFAC
Q3 2024 231$856.7MCGCP, CGDV, TDVG, DFAI, DFAC
Q2 2024 235$755.1MCGCP, CGDV, TDVG, JAVA, GLD
Q1 2024 233$655.2MCGCP, CGDV, TLT, CGGO, JAVA