LMP Capital and Income FundPreferred / convertible 13F holders, Q2 2025 (June 30) 42 holders
$0.07 avg. 13F price*
At the end of Q2 2025 , 42 institutions reported holding LMP Capital and Income Fund in their 13F filings. The largest holders were Raymond James Financial Inc. ($119K), Polar Asset Management Partners Inc. ($107K) and Sit Investment Associates Inc. ($60K).
Company LMP Capital and Income Fund
CUSIP 50208A110
Latest filing quarter Q3 2025 History Number of 13F holders
Total Exit/New Position Q2 2025 Institutions Total Value New Positions 14 $256K Exits 0 $0
Ownership 42 holders Portfolio Manager % of Holder's Portfolio Change Shares Value ▼ Raymond James Financial Inc. — Reduce -15.6% 1,667,805 $119K Polar Asset Management Partners Inc. — New 1,528,853 $107K Sit Investment Associates Inc. — New 837,738 $60K Cantor Fitzgerald, L. P. — New 575,373 $41K Mizuho Securities USA LLC — — 431,375 $30K Morgan Stanley — Reduce -10.4% 338,706 $24K Yakira Capital Management, Inc. — New 166,110 $12K Steward Partners Investment Advisory, LLC — Reduce -11.6% 157,662 $11K Balyasny Asset Management L.P. — New 153,037 $11K Wells Fargo & Company — Reduce -12.2% 147,054 $10K Wealth Enhancement Advisory Services, LLC — Add +38.2% 81,915 $7K Susquehanna International Group, LLP — New 79,439 $6K Boothbay Fund Management, LLC — New 63,351 $5K Alpine Global Management, LLC — New 63,351 $5K AlphaStar Capital Management, LLC — Add +3.1% 51,588 $4K Chapin Davis, Inc. — Add +8.1% 51,219 $4K Cable Car Capital, LP — New 50,001 $4K Royal Bank of Canada — Reduce -32.0% 39,475 $3K NewEdge Advisors, LLC — Add +11.9% 36,177 $3K NFSG Corp — New 31,935 $2K Compound Planning, Inc. — Reduce -3.0% 31,935 $2K LPL Financial LLC — Reduce -5.7% 29,220 $2K Bank of America Corp. — Reduce -11.3% 28,632 $2K Osaic Holdings, Inc. — Reduce -35.6% 26,760 $2K XML Financial, LLC — No change 25,470 $2K Envestnet Asset Management Inc. — Reduce -9.2% 23,654 $2K Ameriprise Financial Inc. — Reduce -8.3% 21,720 $2K Private Advisor Group, LLC — Add +13.7% 20,163 $1K GTS Securities LLC — New 20,085 $1K Almitas Capital LLC — New 19,361 $1K Two Sigma Securities, LLC — New 17,571 $1K UBS Group AG — Add +64.5% 16,984 $1K Cetera Investment Advisers — Add +23.7% 16,040 $1K Ashton Thomas Securities, LLC — No change 15,504 $1K Commonwealth Equity Services, LLC — Reduce -24.2% 16,269 $1K Cambridge Investment Research Advisors, Inc. — Reduce -0.8% 14,985 $1K Aurora Private Wealth, Inc. — Reduce -3.7% 10,116 $1K Marex Group Ltd — New 10,000 $711 MAI Capital Management — No change 6,000 $427 Allworth Financial LP — No change 2,505 $179 Creekmur Asset Management LLC — No change 2,133 $152 FNY Investment Advisers, LLC — Reduce -85.7% 100 $0
"% of holder's portfolio" is LMP CAPITAL AND INCOME FUND's weight in each manager's 13F, not the share of LMP Capital and Income Fund the manager owns.