Ashton Thomas Securities, LLC
In its 13F for Q2 2026 (holdings as of June 30, 2026, filed July 27, 2026), Ashton Thomas Securities, LLC reported 376 stock positions worth $676.4 million. Its top holding was Vanguard S&P 500 ETF (VOO) at 9.0% of the portfolio, followed by Invesco Russell 1000 DYN M/F (OMFL, 4.1%) and Nvidia (NVDA, 4.0%). Compared with Q1 2026, it opened 61 new positions, sold out of 127, added to 180 and reduced 91. The biggest buy was Vanguard S&P 500 ETF (VOO, shares +4%) and the biggest sale an exit from iShares Core S&P 500 ETF (IVV).
- Most Recent 13F
- Q2 2026
- Location
- ROCHESTER, NY
- CIK
- 0000771572
- Portfolio Value
- $676.4M (Q2 2026)
- SEC Filing
- 0001398344-26-012718 ↗ filed Jul 27, 2026
Holdings Value
Holdings 376 stocks · $676.4M
| VOO Vanguard S&P 500 ETF | 8.99% | 88,623 | $60.8M | Add +3.5% |
| OMFL Invesco Russell 1000 DYN M/F | 4.12% | 406,570 | $27.9M | Add +4.2% |
| NVDA Nvidia Corp. | 3.99% | 135,105 | $27.0M | Add +14.8% |
| AAPL Apple Inc. | 2.81% | 65,791 | $19.0M | Add +11.4% |
| MSFT Microsoft Corp. | 2.44% | 44,121 | $16.5M | Add +11.4% |
| IMFL Invesco Int DVLP DYN Multi | 2.42% | 476,142 | $16.3M | Add +23.3% |
| AMZN Amazon.com Inc. | 2.27% | 64,429 | $15.3M | Add +30.8% |
| GOOGL Alphabet Inc. Class A | 2.22% | 42,008 | $15.0M | Add +12.3% |
| VEA Vanguard Ftse Developed ETF | 2.00% | 190,013 | $13.5M | Reduce -1.2% |
| RWL Invesco S&P 500 Revenue ETF | 1.84% | 97,432 | $12.4M | New |
| SPYG SS SPDR P S&P 500 Growth ETF | 1.84% | 104,448 | $12.4M | Add +2391.6% |
| VTEB Vanguard Tax-Exempt Bond ETF | 1.67% | 223,378 | $11.3M | Add +15.0% |
| META Meta Platforms Inc. Class A | 1.55% | 18,594 | $10.5M | Add +3.3% |
| GTO Invesco Total Return Bond Et | 1.51% | 217,763 | $10.2M | Add +64.4% |
| XLK SS Technology Select Sector | 1.39% | 49,312 | $9.4M | Add +5.0% |
| GOVI Invesco Equal Weight 0-30 YR | 1.31% | 325,976 | $8.8M | Add +512.3% |
| VCIT Vanguard Int-Term Corporate | 1.19% | 97,300 | $8.0M | Reduce -0.3% |
| AVGO Broadcom Inc. | 1.15% | 20,630 | $7.8M | Add +8.6% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.12% | 15,260 | $7.6M | Reduce -1.9% |
| XLG Invesco S&P 500 Top 50 ETF | 1.11% | 123,103 | $7.5M | Reduce -65.5% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 1.10% | 109,677 | $7.5M | Reduce -19.3% |
| TSLA Tesla Inc. | 1.02% | 16,591 | $6.9M | Add +17.3% |
| JMEE JPM Sma & Mid Cap En Eq Et-U filed as J P MORGAN EXCHANGE TRADED F | 0.91% | 78,882 | $6.2M | Add +46.4% |
| GOOG Alphabet Inc. Class C | 0.87% | 16,709 | $5.9M | Add +16.9% |
| SCHC Schwab Intl Small-Cap Equity | 0.81% | 114,520 | $5.5M | Reduce -2.9% |
| JPM JPMorgan Chase & Co. | 0.77% | 16,055 | $5.2M | Add +17.7% |
| USFR Wisdomtree Floating Rate Tre | 0.76% | 101,960 | $5.1M | Add +54.5% |
| JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F | 0.68% | 90,481 | $4.6M | Add +59.6% |
| PZA Invesco National Amt-Free Mu | 0.63% | 179,806 | $4.2M | Add +4.6% |
| TFI SS SPDR N Ice Muni Bond ETF | 0.62% | 91,788 | $4.2M | Add +4.6% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.60% | 47,307 | $4.1M | Add +5.3% |
| BAI Ishrs AI in and Tech Act ETF | 0.60% | 77,123 | $4.1M | Reduce -21.6% |
| FMHI First Trust Municipal High I | 0.60% | 83,662 | $4.1M | Reduce -42.8% |
| ICLO Invesco Aaa Clo F/R Note ETF | 0.60% | 158,725 | $4.1M | Reduce -9.8% |
| UNP Union Pacific Corp. | 0.59% | 14,792 | $4.0M | Reduce -11.3% |
| PANW Palo Alto Networks Inc. | 0.57% | 11,442 | $3.9M | Add +4.9% |
| VIS Vanguard Industrials ETF | 0.56% | 10,441 | $3.8M | Add +13.5% |
| IROC Invesco Rochester High Yield | 0.55% | 72,126 | $3.7M | New |
| MBB iShares MBS ETF | 0.55% | 39,112 | $3.7M | Add +10.2% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.54% | 74,226 | $3.7M | Reduce -2.0% |
| MU Micron Technology Inc. | 0.51% | 3,112 | $3.5M | Add +84.9% |
| COST Costco Wholesale Corp. | 0.51% | 3,708 | $3.5M | Add +21.0% |
| OXY Occidental Petroleum Corp. | 0.50% | 70,146 | $3.4M | Reduce -22.0% |
| VTI VG Morningstar TS MKT ETF-US | 0.47% | 8,559 | $3.2M | Add +6.5% |
| MCK McKesson Corp. | 0.44% | 3,956 | $3.0M | Reduce -38.0% |
| AMD Advanced Micro Devices | 0.41% | 4,890 | $2.8M | Add +20.5% |
| NFLX Netflix Inc. | 0.41% | 38,756 | $2.8M | Add +8.9% |
| CGUS Cap Group Core Equity filed as CAPITAL GROUP CORE EQUITY ET | 0.41% | 61,757 | $2.7M | Add +2.1% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.40% | 27,872 | $2.7M | Reduce -4.7% |
| WMT Walmart Inc. | 0.38% | 23,020 | $2.6M | Add +2.8% |
| HD Home Depot Inc. | 0.38% | 7,365 | $2.6M | Add +2.7% |
| MKL Markel Group Inc. | 0.37% | 1,293 | $2.5M | Reduce -17.7% |
| JNJ Johnson & Johnson | 0.37% | 10,003 | $2.5M | Reduce -14.1% |
| ORCL Oracle Corp. | 0.37% | 17,041 | $2.5M | Add +14.4% |
| BGC BGC Group Inc. Class A | 0.37% | 231,882 | $2.5M | No change |
| BLCR iShares LRG CP CR Act ETF-Ui | 0.36% | 49,012 | $2.5M | New |
| GS Goldman Sachs Group Inc. | 0.36% | 2,405 | $2.5M | Add +17.8% |
| CAT Caterpillar Inc. | 0.36% | 2,316 | $2.4M | Add +12.4% |
| IALT Ishrs SYS Alt Act ETF | 0.36% | 87,123 | $2.4M | New |
| KO The Coca-Cola Co. | 0.36% | 30,148 | $2.4M | Add +11.8% |
| UNH Unitedhealth Group Inc. | 0.36% | 5,914 | $2.4M | Add +9.7% |
| BA The Boeing Co. | 0.36% | 11,229 | $2.4M | Add +11.6% |
| BN Brookfield Corp. | 0.34% | 53,346 | $2.3M | Reduce -15.5% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.33% | 24,474 | $2.2M | Reduce -59.8% |
| CNC Centene Corp. | 0.33% | 34,851 | $2.2M | Reduce -16.1% |
| FNV Franco-Nevada Corp. | 0.33% | 10,631 | $2.2M | Reduce -15.6% |
| A Agilent Technologies Inc. | 0.33% | 16,655 | $2.2M | Reduce -16.5% |
| THRO iShares U.S. Thematic Rotati | 0.33% | 51,181 | $2.2M | Reduce -34.4% |
| CME Cme Group Inc. | 0.32% | 9,832 | $2.2M | Reduce -26.1% |
| ABBV Abbvie Inc. | 0.32% | 8,610 | $2.1M | Add +57.5% |
| PPA Invesco Aerospace & Defense | 0.32% | 12,091 | $2.1M | Reduce -0.2% |
| CORO Ish Intl CTRY Rot Act ETF | 0.31% | 57,627 | $2.1M | New |
| TMO Thermo Fisher Scientific Inc. | 0.30% | 4,124 | $2.1M | Reduce -28.6% |
| GGOV iShares Global GB Usd Ha ETF | 0.30% | 40,567 | $2.0M | New |
| IDEF Ishars Def Ind TC Ac ETF-Ui | 0.30% | 63,486 | $2.0M | New |
| GEV GE Vernova Inc. | 0.30% | 1,633 | $2.0M | Add +14.7% |
| XLF SS Financial Select Sector | 0.29% | 36,899 | $2.0M | Add +11.0% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.29% | 9,048 | $2.0M | Reduce -6.4% |
| NAN Nuveen NY QLTY Muni Inc. | 0.29% | 166,556 | $2.0M | No change |
| DGRW Wisdomtree U.S. Quality Divi | 0.29% | 20,378 | $1.9M | Add +6.5% |
| OTIS Otis Worldwide Corp. | 0.29% | 27,089 | $1.9M | Reduce -22.1% |
| JPST JPMorgan Ultra-Short Income | 0.28% | 37,873 | $1.9M | Reduce -47.0% |
| MRSH Marsh & McLennan Cos | 0.28% | 11,261 | $1.9M | Reduce -16.1% |
| BAC Bank of America Corp. | 0.28% | 33,010 | $1.9M | Add +21.8% |
| QQEW First TR Nasdaq-100 Sel Eq | 0.27% | 11,642 | $1.9M | Add +12.2% |
| PM Philip Morris International | 0.27% | 10,132 | $1.8M | Add +22.1% |
| MNST Monster Beverage Corp. | 0.27% | 18,852 | $1.8M | Add +9.8% |
| APH Amphenol Corp. Class A | 0.26% | 9,952 | $1.8M | Add +44.1% |
| ISRG Intuitive Surgical Inc. | 0.26% | 4,391 | $1.8M | Add +37.4% |
| SYK Stryker Corp. | 0.26% | 5,575 | $1.8M | Add +397.8% |
| CGBL Cap Group Core Balanced filed as CAPITAL GROUP CORE BALANCED | 0.26% | 46,200 | $1.8M | Add +21.0% |
| TSM Taiwan Semiconductor-SP ADR | 0.26% | 3,685 | $1.7M | Add +9.9% |
| MO Altria Group Inc. | 0.24% | 22,990 | $1.7M | Add +37.7% |
| HSY The Hershey Co. | 0.24% | 9,369 | $1.6M | Reduce -20.1% |
| VTN Invesco TR for Invest GRD NY | 0.24% | 141,200 | $1.6M | No change |
| ZTR Virtus Total Return Fund Inc. | 0.24% | 236,800 | $1.6M | Add +4.4% |
| LMT Lockheed Martin Corp. | 0.24% | 3,156 | $1.6M | Reduce -10.2% |
| BNDX Vanguard Total Intl Bond ETF | 0.24% | 32,830 | $1.6M | Add +6.7% |
| CGGR Cap Group Growth Equity | 0.23% | 33,266 | $1.6M | Add +11.2% |
| ANET Arista Networks Inc. | 0.23% | 8,812 | $1.5M | Reduce -35.5% |
Options reported separately and not counted above: SPY calls ($672K).
Other holdings (1): bonds, preferreds, convertibles and warrants · $186 (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 7 | $186 | No change |
Total filed on the 13F, all lines: $676.4M.
Portfolio Sells Q1 2026 → Q2 2026
| IVV iShares Core S&P 500 ETF | Sold out | 0.00% | −2.43 |
| IEMG iShares Core MSCI Emerging | Sold out | 0.00% | −2.20 |
| IEFA iShares Core MSCI Eafe ETF | Sold out | 0.00% | −1.64 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Sold out | 0.00% | −1.52 |
| XLG Invesco S&P 500 Top 50 ETF | Reduce -65.5% | 1.11% | −1.33 |
| AGG iShares Core U.S. Aggregate | Sold out | 0.00% | −1.14 |
| V Visa Inc. Class A | Sold out | 0.00% | −1.13 |
| DBMF Imgp Dbi MFT STR ETF-Usd Inc. | Sold out | 0.00% | −1.05 |
| PTLC Pacer Trendpilot US Large Ca | Sold out | 0.00% | −0.95 |
| IVW iShares S&P 500 Growth ETF | Sold out | 0.00% | −0.81 |
| IWF iShares Russell 1000 Growth | Sold out | 0.00% | −0.77 |
| EFV iShares MSCI Eafe Value ETF | Sold out | 0.00% | −0.75 |
| QUAL iShares MSCI USA Quality Fac | Sold out | 0.00% | −0.75 |
| IVE iShares S&P 500 Value ETF | Sold out | 0.00% | −0.73 |
| DGRO iShares Core Dividend Growth | Sold out | 0.00% | −0.73 |
| OEF iShares S&P 100 ETF | Sold out | 0.00% | −0.68 |
| IWD iShares Russell 1000 Value E | Sold out | 0.00% | −0.62 |
| TLH iShares 10-20 Year Treasury | Sold out | 0.00% | −0.53 |
| IJH iShares Core S&P Midcap ETF | Sold out | 0.00% | −0.52 |
| NVS Novartis AG-Sponsored ADR | Sold out | 0.00% | −0.44 |
| LLY Eli Lilly & Co. | Sold out | 0.00% | −0.39 |
| EMB iShares JP Morgan Usd Emergi | Sold out | 0.00% | −0.39 |
| FLRT Pacer Aristotle Pacific Floa | Sold out | 0.00% | −0.37 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -59.8% | 0.33% | −0.37 |
| XOM Exxon Mobil Corp. | Sold out | 0.00% | −0.35 |
| HDV iShares Core High Dividend E | Sold out | 0.00% | −0.35 |
| CB Chubb Ltd. | Sold out | 0.00% | −0.34 |
| PTNQ Pacer Trendpilot 100 ETF | Sold out | 0.00% | −0.34 |
| IWM iShares Russell 2000 ETF | Sold out | 0.00% | −0.34 |
| ILCV iShares Morningstar Value Et | Sold out | 0.00% | −0.33 |
| DMAX iShares LG Cap Max Buff Dec | Sold out | 0.00% | −0.33 |
| MAXJ iShares LG Cap Max Buff Jun | Sold out | 0.00% | −0.33 |
| ILCG iShares Morningstar Growth E | Sold out | 0.00% | −0.32 |
| SOXX iShares Semiconductor ETF | Sold out | 0.00% | −0.31 |
| ADBE Adobe Inc. | Sold out | 0.00% | −0.30 |
| IAGG iShares Intl Aggregate Bond | Sold out | 0.00% | −0.29 |
| BINC iShares Flex I A ETF-Usd Inc. | Reduce -83.3% | 0.07% | −0.28 |
| FMHI First Trust Municipal High I | Reduce -42.8% | 0.60% | −0.27 |
| USRT iShares Core US REIT ETF | Sold out | 0.00% | −0.26 |
| MCK McKesson Corp. | Reduce -38.0% | 0.44% | −0.25 |
| ETN Eaton Corp. PLC | Sold out | 0.00% | −0.25 |
| MTUM iShares MSCI USA Momentum Fa | Sold out | 0.00% | −0.24 |
| AON Aon PLC Class A | Sold out | 0.00% | −0.24 |
| FALN iShares Fallen Angels ETF | Sold out | 0.00% | −0.24 |
| IUSG iShares Core S&P U.S. Growth | Sold out | 0.00% | −0.24 |
| OXY Occidental Petroleum Corp. | Reduce -22.0% | 0.50% | −0.23 |
| DNOV FT Vest US Equity Deep Buffe | Reduce -70.1% | 0.12% | −0.20 |
| SHOP Shopify Inc. Class A | Sold out | 0.00% | −0.19 |
| ITOT iShares Core S&P Total U.S. | Sold out | 0.00% | −0.19 |
| CME Cme Group Inc. | Reduce -26.1% | 0.32% | −0.17 |
Portfolio Buys Q1 2026 → Q2 2026
| VOO Vanguard S&P 500 ETF | Add +3.5% | 8.99% | +2.56 |
| RWL Invesco S&P 500 Revenue ETF | New | 1.84% | +1.84 |
| SPYG SS SPDR P S&P 500 Growth ETF | Add +2391.6% | 1.84% | +1.78 |
| NVDA Nvidia Corp. | Add +14.8% | 3.99% | +1.41 |
| OMFL Invesco Russell 1000 DYN M/F | Add +4.2% | 4.12% | +1.17 |
| GOVI Invesco Equal Weight 0-30 YR | Add +512.3% | 1.31% | +1.12 |
| AMZN Amazon.com Inc. | Add +30.8% | 2.27% | +0.98 |
| AAPL Apple Inc. | Add +11.4% | 2.81% | +0.93 |
| IMFL Invesco Int DVLP DYN Multi | Add +23.3% | 2.42% | +0.88 |
| GOOGL Alphabet Inc. Class A | Add +12.3% | 2.22% | +0.87 |
| GTO Invesco Total Return Bond Et | Add +64.4% | 1.51% | +0.73 |
| XLK SS Technology Select Sector | Add +5.0% | 1.39% | +0.60 |
| MSFT Microsoft Corp. | Add +11.4% | 2.44% | +0.60 |
| IROC Invesco Rochester High Yield | New | 0.55% | +0.55 |
| JMEE JPM Sma & Mid Cap En Eq Et-U | Add +46.4% | 0.91% | +0.46 |
| VTEB Vanguard Tax-Exempt Bond ETF | Add +15.0% | 1.67% | +0.45 |
| MU Micron Technology Inc. | Add +84.9% | 0.51% | +0.44 |
| AVGO Broadcom Inc. | Add +8.6% | 1.15% | +0.42 |
| BLCR iShares LRG CP CR Act ETF-Ui | New | 0.36% | +0.36 |
| TSLA Tesla Inc. | Add +17.3% | 1.02% | +0.36 |
| IALT Ishrs SYS Alt Act ETF | New | 0.36% | +0.36 |
| GOOG Alphabet Inc. Class C | Add +16.9% | 0.87% | +0.36 |
| PANW Palo Alto Networks Inc. | Add +4.9% | 0.57% | +0.36 |
| USFR Wisdomtree Floating Rate Tre | Add +54.5% | 0.76% | +0.34 |
| JMST JPM Ultra-Short Muni Income | Add +59.6% | 0.68% | +0.32 |
| CORO Ish Intl CTRY Rot Act ETF | New | 0.31% | +0.31 |
| AMD Advanced Micro Devices | Add +20.5% | 0.41% | +0.31 |
| GGOV iShares Global GB Usd Ha ETF | New | 0.30% | +0.30 |
| IDEF Ishars Def Ind TC Ac ETF-Ui | New | 0.30% | +0.30 |
| JPM JPMorgan Chase & Co. | Add +17.7% | 0.77% | +0.27 |
| META Meta Platforms Inc. Class A | Add +3.3% | 1.55% | +0.25 |
| SYK Stryker Corp. | Add +397.8% | 0.26% | +0.21 |
| VIS Vanguard Industrials ETF | Add +13.5% | 0.56% | +0.20 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +5.3% | 0.60% | +0.19 |
| CAT Caterpillar Inc. | Add +12.4% | 0.36% | +0.18 |
| UNH Unitedhealth Group Inc. | Add +9.7% | 0.36% | +0.18 |
| ABBV Abbvie Inc. | Add +57.5% | 0.32% | +0.17 |
| APH Amphenol Corp. Class A | Add +44.1% | 0.26% | +0.16 |
| GS Goldman Sachs Group Inc. | Add +17.8% | 0.36% | +0.15 |
| VTI VG Morningstar TS MKT ETF-US | Add +6.5% | 0.47% | +0.14 |
| ARM Arm Holdings PLC-ADR | New | 0.14% | +0.14 |
| GEV GE Vernova Inc. | Add +14.7% | 0.30% | +0.14 |
| AMAT Applied Materials Inc. | Add +33.2% | 0.19% | +0.13 |
| PZA Invesco National Amt-Free Mu | Add +4.6% | 0.63% | +0.13 |
| COST Costco Wholesale Corp. | Add +21.0% | 0.51% | +0.13 |
| LRCX Lam Research Corp. | Add +60.3% | 0.17% | +0.13 |
| INTC Intel Corp. | Add +37.1% | 0.16% | +0.13 |
| MBB iShares MBS ETF | Add +10.2% | 0.55% | +0.12 |
| TFI SS SPDR N Ice Muni Bond ETF | Add +4.6% | 0.62% | +0.12 |
| CGUS Cap Group Core Equity | Add +2.1% | 0.41% | +0.11 |
Options Activity Q1 2026 → Q2 2026
| SPY SS SPDR S&P 500 ETF Trust-US | call | Reduce -25.0% | 900 | $672K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 376 | $676.4M | VOO, OMFL, NVDA, AAPL, MSFT |
| Q1 2026 | 442 | $796.5M | VOO, OMFL, NVDA, XLG, IVV |
| Q4 2025 | 296 | $526.7M | VOO, OMFL, NVDA, XLG, MSFT |
| Q3 2025 | 400 | $715.5M | VOO, OMFL, NVDA, IVV, XLG |
| Q2 2025 | 281 | $413.3M | VOO, NVDA, MSFT, VEA, META |
| Q1 2025 | 261 | $359.9M | VOO, MSFT, VEA, NVDA, OMFL |
| Q4 2024 | 258 | $364.2M | VOO, NVDA, MSFT, VEA, OMFL |
| Q3 2024 | 1,239 | $514.6M | IVV, VOO, IUSB, MSFT, VEA |
| Q2 2024 | 286 | $414.9M | IVV, IUSB, VOO, VEA, MSFT |