FNY Investment Advisers, LLC
In its 13F for Q2 2026 (holdings as of June 30, 2026, filed July 8, 2026), FNY Investment Advisers, LLC reported 814 stock positions worth $273.1 million. Its top holding was Nuvalent Class A (NUVL) at 4.9% of the portfolio, followed by Nextera Energy (NEE, 3.5%) and Codere Online Luxembourg (CDRO, 2.3%). Compared with Q1 2026, it opened 291 new positions, sold out of 186, added to 137 and reduced 187. The biggest buy was a new position in Nuvalent Class A (NUVL) and the biggest sale Global X Copper Miners ETF (COPX, shares −88%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001742998
- Portfolio Value
- $273.1M (Q2 2026)
- SEC Filing
- 0001742998-26-000004 ↗ filed Jul 8, 2026
Holdings Value
Holdings 814 stocks · $273.1M
| NUVL Nuvalent Inc. Class A | 4.93% | 108,951 | $13.5M | New |
| NEE Nextera Energy Inc. | 3.47% | 108,000 | $9.5M | New |
| CDRO Codere Online Luxembourg SA | 2.28% | 652,116 | $6.2M | Reduce -32.2% |
| CNI Canadian Natl Railway Co. | 1.89% | 43,300 | $5.2M | New |
| PM Philip Morris International | 1.83% | 27,690 | $5.0M | New |
| SA Seabridge Gold Inc. | 1.83% | 194,285 | $5.0M | Add +49.6% |
| SNDK Sandisk Corp. | 1.58% | 1,896 | $4.3M | New |
| FCRS.U Futurecrest Acquisition Corp. | 1.44% | 377,530 | $3.9M | Reduce -0.0% |
| NVDA Nvidia Corp. | 1.40% | 19,143 | $3.8M | Add +183.5% |
| ATII Archimedes Tech Spac Partner | 1.29% | 327,200 | $3.5M | New |
| FNV Franco-Nevada Corp. | 1.26% | 16,457 | $3.4M | New |
| STARBOARD VALUE ACQUISITN CO filed as SPRING VALEY ACQUISTION III CL A ORD | 1.22% | 325,270 | $3.3M | Add +39.4% |
| NSC Norfolk Southern Corp. | 1.19% | 10,290 | $3.2M | Reduce -8.9% |
| BCAR D. Boral Arc Acquisit Class A | 1.10% | 288,889 | $3.0M | Add +218.6% |
| BA The Boeing Co. | 1.04% | 13,132 | $2.8M | Add +33.5% |
| AZN Astrazeneca PLC | 1.03% | 200 | $2.8M | No change |
| CPPTL Copper Property CTL Pass THR | 1.00% | 250,000 | $2.7M | Reduce -3.0% |
| AVNS Avanos Medical Inc. | 0.94% | 103,500 | $2.6M | New |
| PCAP Procap Acquisition Corp. Class A | 0.79% | 208,930 | $2.2M | Add +40.2% |
| KVUE Kenvue Inc. | 0.78% | 111,350 | $2.1M | Reduce -3.9% |
| DELL Dell Technologies -C | 0.77% | 4,885 | $2.1M | Add +48750.0% |
| ASTS Ast Spacemobile Inc. | 0.77% | 23,602 | $2.1M | Add +403.2% |
| AUR Aurora Innovation Inc. | 0.75% | 298,497 | $2.0M | Add +20.2% |
| SPYI Neos S&P 500 High Income ETF | 0.72% | 37,000 | $2.0M | New |
| MU Micron Technology Inc. | 0.72% | 1,699 | $2.0M | Add +3298.0% |
| IMXI International Money Express | 0.71% | 135,000 | $1.9M | New |
| GNSS Genasys Inc. | 0.71% | 1,145,726 | $1.9M | Add +69.6% |
| BBCQ Bleichroeder Acquis II Class A | 0.71% | 187,620 | $1.9M | Add +26702.9% |
| WBD Warner Bros Discovery Inc. | 0.68% | 69,250 | $1.8M | Reduce -34.6% |
| FRNM Freenome Inc. filed as PERCEPTIVE CAP SOLUTIONS COR | 0.64% | 160,465 | $1.7M | Add +145.5% |
| LRCX Lam Research Corp. | 0.63% | 4,000 | $1.7M | New |
| KINS Kingstone Cos Inc. | 0.62% | 89,011 | $1.7M | Reduce -19.8% |
| LLY Eli Lilly & Co. | 0.61% | 1,393 | $1.7M | Reduce -13.1% |
| EA Electronic Arts Inc. | 0.60% | 8,010 | $1.6M | Add +290.7% |
| ZM Zoom Communications Inc. | 0.59% | 18,603 | $1.6M | New |
| AMZN Amazon.com Inc. | 0.59% | 6,720 | $1.6M | Add +288.4% |
| FCRS Futurecrest Acquisition Class A | 0.57% | 150,045 | $1.5M | Add +1.1% |
| AES AES Corp. | 0.54% | 100,100 | $1.5M | Add +49950.0% |
| CCXI Churchill Capital Corp. Class A | 0.54% | 83,941 | $1.5M | New |
| SPKLF Spark I Acquisition Corp. | 0.53% | 116,031 | $1.5M | New |
| AMD Advanced Micro Devices | 0.53% | 2,500 | $1.5M | Reduce -62.8% |
| AVGO Broadcom Inc. | 0.53% | 3,797 | $1.4M | Add +177.6% |
| TLT iShares 20+ Year Treasury BD | 0.52% | 16,580 | $1.4M | Reduce -44.5% |
| SYNA Synaptics Inc. | 0.52% | 11,500 | $1.4M | New |
| JD Jd.com Inc.-ADR | 0.52% | 55,400 | $1.4M | New |
| SNOW Snowflake Inc. | 0.51% | 5,500 | $1.4M | New |
| LQDA Liquidia Corp. | 0.51% | 17,500 | $1.4M | New |
| NFG National Fuel Gas Co. | 0.49% | 17,500 | $1.4M | New |
| SILJ Amplify Junior Silver Miners | 0.48% | 50,300 | $1.3M | Reduce -1.0% |
| OKTA Okta Inc. | 0.47% | 9,501 | $1.3M | Reduce -7.3% |
| INTC Intel Corp. | 0.47% | 9,280 | $1.3M | Reduce -20.4% |
| AMAT Applied Materials Inc. | 0.45% | 1,702 | $1.2M | Add +229.2% |
| SIMO Silicon Motion Technol-ADR | 0.45% | 3,658 | $1.2M | Add +387.7% |
| SNPS Synopsys Inc. | 0.44% | 2,717 | $1.2M | Reduce -25.2% |
| TER Teradyne Inc. | 0.44% | 2,501 | $1.2M | Add +150.1% |
| PFE Pfizer Inc. | 0.44% | 50,150 | $1.2M | Add +209.8% |
| AEXA American Exceptionalism Class A | 0.44% | 102,046 | $1.2M | Add +267.1% |
| XBI SS SPDR S&P Biotech ETF | 0.43% | 7,385 | $1.2M | New |
| HOOD Robinhood Markets Inc. Class A | 0.42% | 11,524 | $1.2M | New |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.42% | 18,767 | $1.2M | No change |
| PYPL PayPal Holdings Inc. | 0.42% | 26,500 | $1.1M | Reduce -14.0% |
| IMDX Insight Molecular Diagnostic | 0.39% | 182,561 | $1.1M | Reduce -26.2% |
| IMSR Terrestrial Energy Inc. | 0.39% | 151,650 | $1.1M | Add +129.2% |
| KO The Coca-Cola Co. | 0.39% | 13,200 | $1.1M | Reduce -10.4% |
| AZUXY Azul SA-Spon ADR | 0.39% | 117,647 | $1.1M | New |
| COPX Global X Copper Miners ETF | 0.39% | 13,900 | $1.1M | Reduce -88.4% |
| MRAAY Murata Manufactur-Unspon ADR | 0.39% | 29,400 | $1.1M | New |
| TD Toronto-Dominion Bank | 0.38% | 8,600 | $1.0M | Reduce -2.3% |
| MSFT Microsoft Corp. | 0.38% | 2,790 | $1.0M | Add +80.0% |
| METC Ramaco Resources Inc. Class A | 0.38% | 78,248 | $1.0M | Add +82.0% |
| EMBJ Embraer SA-Spon ADR | 0.38% | 16,200 | $1.0M | New |
| PANW Palo Alto Networks Inc. | 0.38% | 3,020 | $1.0M | Reduce -70.0% |
| ELME Elme Communities | 0.37% | 687,800 | $1.0M | Reduce -11.3% |
| IWM iShares Russell 2000 ETF | 0.37% | 3,375 | $1.0M | New |
| ABVX Abivax SA-ADR | 0.37% | 7,605 | $1.0M | Add +7.8% |
| QXO Qxo Inc. | 0.37% | 58,615 | $1.0M | Add +41767.9% |
| B Barrick Mining Corp. | 0.37% | 27,220 | $999K | Reduce -25.9% |
| CSCO Cisco Systems Inc. | 0.37% | 8,500 | $998K | New |
| UNH Unitedhealth Group Inc. | 0.36% | 2,400 | $997K | Add +2300.0% |
| LASR Nlight Inc. | 0.36% | 14,131 | $983K | Reduce -2.5% |
| V Visa Inc. Class A | 0.36% | 2,863 | $982K | Add +254.3% |
| GLW Corning Inc. | 0.36% | 3,818 | $975K | New |
| DYNC Dynamix Corp. | 0.36% | 90,398 | $975K | Reduce -1.3% |
| NBIS Nebius Group NV | 0.35% | 3,508 | $968K | Add +16.9% |
| MRVL Marvell Technology Inc. | 0.35% | 3,178 | $946K | Reduce -61.4% |
| TRMD Torm PLC-A | 0.34% | 36,100 | $940K | New |
| TGS Transportador Gas-ADR SP B | 0.34% | 31,147 | $926K | New |
| ENVX Enovix Corp. | 0.33% | 150,370 | $912K | Reduce -6.5% |
| DDOG Datadog Inc. Class A | 0.33% | 3,496 | $910K | New |
| CBRL Cracker Barrel Old Country | 0.33% | 17,000 | $906K | New |
| GTLS Chart Industries Inc. | 0.33% | 4,260 | $890K | Add +111.9% |
| ACMR Acm Research Inc. Class A | 0.33% | 7,000 | $888K | New |
| ARM Arm Holdings PLC-ADR | 0.32% | 2,500 | $886K | Reduce -12.4% |
| SVCO Silvaco Group Inc. | 0.32% | 64,246 | $885K | Reduce -24.0% |
| GEV GE Vernova Inc. | 0.32% | 750 | $881K | Add +237.8% |
| QQQI Neos Nasdaq-100 High Inc. ETF | 0.32% | 15,300 | $868K | New |
| HUT Hut 8 Corp. | 0.31% | 7,405 | $854K | New |
| PZZA Papa John's Intl Inc. | 0.31% | 23,030 | $846K | Add +631.1% |
| SGMT Sagimet Biosciences Inc. Class A | 0.31% | 109,250 | $844K | Reduce -27.1% |
| TGT Target Corp. | 0.30% | 6,300 | $822K | Add +96.9% |
Options reported separately and not counted above: GLD calls ($812K), SPY calls ($149K), IWM calls ($123K), IWM puts ($66K), SA calls ($47K), MSFT calls ($30K), NKE puts ($30K), SLV calls ($26K), FNV calls ($23K), NVDA calls ($20K), USO puts ($19K), AEXA calls ($18K), and 136 more.
Other holdings (19): bonds, preferreds, convertibles and warrants · $3.4M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| FANNIE MAE (FNMA F PERP O) | COM | 120,562 | $2.1M | Add +0.3% |
| MAIDEN HOLDING LTD (MHLD 6.625 06/14/46) | COM | 44,566 | $497K | Add +21.6% |
| FANNIE MAE (FNMA 6.75 PERP Q) | COM | 45,071 | $378K | No change |
| FREDDIE MAC (FMCC 5.81 PERP) | COM | 11,141 | $176K | No change |
| WHIRLPOOL CORP (WHR 8.5 02/15/29 A) | 8.5 DEP SR A CNV | 1,950 | $68K | No change |
| PAASF Pan American Silver Corp.-CVR | COM | 104,010 | $57K | No change |
| QWEST CORP (CTL 6.5 09/01/51) | COM | 3,000 | $50K | New |
| GRANITE POINT MTGE TRST (GPMT V7 PERP A) | COM | 1,294 | $22K | New |
| ACRES COMMERCIAL REALTY (ACR 7.875 PERP D) | COM | 1,000 | $21K | New |
| FANNIE MAE (FNMA F PERP P) | COM | 2,000 | $16K | No change |
| OFS CAPITAL CORP (OFS 7.5 07/31/28) | COM | 500 | $12K | No change |
| KDKRW Ares Acquisition Corp. II-28 | *W EXP 09/25/203 | 9,000 | $6K | No change |
| FIFTH THIRD BANCORP (FITB 6 PERP A) | COM | 220 | $5K | New |
| FREDDIE MAC (FMCC 5.57 PERP V) | COM | 200 | $1K | New |
| GOLDMAN SACHS GROUP INC (GS F PERP A) | COM | 100 | $1K | Reduce -50.0% |
| FREDDIE MAC (FMCC 5.66 PERP W) | COM | 100 | $0 | New |
| IGTAR Inception Growth Acq Ltd. -RT | RIGHT 12/08/2026 | 1,300 | $0 | No change |
| GENVR Gen Digital Inc. - CVR | RIGHT 99/99/9999 | 90 | $0 | No change |
| SIGNATURE BANK NEW YORK (SBNY 5 PERP a) | PFD | 200 | $0 | No change |
Total filed on the 13F, all lines: $276.5M.
Portfolio Sells Q1 2026 → Q2 2026
| COPX Global X Copper Miners ETF | Reduce -88.4% | 0.39% | −3.67 |
| SEE Sealed Air Corp. | Sold out | 0.00% | −2.85 |
| CWAN Clearwater Analytics HDS-A | Sold out | 0.00% | −2.25 |
| FONR Fonar Corp. | Sold out | 0.00% | −2.09 |
| WIX Wix.com Ltd. | Sold out | 0.00% | −2.00 |
| DE Deere & Co. | Sold out | 0.00% | −1.91 |
| FOLD Amicus Therapeutics Inc. | Sold out | 0.00% | −1.80 |
| CME Cme Group Inc. | Sold out | 0.00% | −1.66 |
| WLAC Willow Lane Acquisition Class A | Sold out | 0.00% | −1.36 |
| CDRO Codere Online Luxembourg SA | Reduce -32.2% | 2.28% | −1.36 |
| TERN Terns Pharmaceuticals Inc. | Sold out | 0.00% | −1.33 |
| SKYT Skywater Technology Inc. | Sold out | 0.00% | −1.22 |
| APLS Apellis Pharmaceuticals Inc. | Sold out | 0.00% | −1.13 |
| ASML ASML Holding NV-NY Reg SHS | Sold out | 0.00% | −0.91 |
| RFAMU RF Acquisition Corp. III | Sold out | 0.00% | −0.89 |
| CEPT Cantor Equity Partners Class A | Reduce -94.2% | 0.05% | −0.80 |
| RACE Ferrari NV | Sold out | 0.00% | −0.75 |
| MCD McDonald's Corp. | Sold out | 0.00% | −0.73 |
| AZN Astrazeneca PLC-Spons ADR | Sold out | 0.00% | −0.64 |
| TTE Totalenergies SE -Spon ADR | Sold out | 0.00% | −0.64 |
| AL Sumisho Air Lease Corp. | Sold out | 0.00% | −0.63 |
| TLT iShares 20+ Year Treasury BD | Reduce -44.5% | 0.52% | −0.63 |
| WBD Warner Bros Discovery Inc. | Reduce -34.6% | 0.68% | −0.62 |
| BTI British American Tob-SP ADR | Reduce -80.7% | 0.12% | −0.59 |
| TSM Taiwan Semiconductor-SP ADR | Reduce -94.8% | 0.04% | −0.57 |
| META Meta Platforms Inc. Class A | Reduce -97.7% | 0.01% | −0.57 |
| ECHO Echostar Corp. Class A | Reduce -99.9% | 0.00% | −0.53 |
| BP BP PLC-Spons ADR | Sold out | 0.00% | −0.50 |
| UPS United Parcel Service Class B | Reduce -95.6% | 0.02% | −0.50 |
| PEP Pepsico Inc. | Sold out | 0.00% | −0.50 |
| VLOS Velos Acquisition I Corp. | Reduce -98.7% | 0.00% | −0.46 |
| COAL Range Global Coal Index ETF | Sold out | 0.00% | −0.46 |
| APTV Aptiv Irish Holdings Ltd. | Sold out | 0.00% | −0.39 |
| XLV SS Health Care Select Sector | Reduce -60.1% | 0.20% | −0.37 |
| CROX Crocs Inc. | Sold out | 0.00% | −0.37 |
| KMB Kimberly-Clark Corp. | Reduce -51.9% | 0.28% | −0.34 |
| PANW Palo Alto Networks Inc. | Reduce -70.0% | 0.38% | −0.34 |
| SPHR Sphere Entertainment Co. | Sold out | 0.00% | −0.34 |
| DEO Diageo PLC-Sponsored ADR | Sold out | 0.00% | −0.33 |
| IBIT iShares Bitcoin Trust ETF | Sold out | 0.00% | −0.32 |
| NAVN Navan Inc. Class A | Reduce -82.8% | 0.10% | −0.32 |
| SGML Sigma Lithium Corp. | Reduce -82.0% | 0.06% | −0.32 |
| PAYS Paysign Inc. | Sold out | 0.00% | −0.32 |
| ELME Elme Communities | Reduce -11.3% | 0.37% | −0.32 |
| RBLX Roblox Corp. Class A | Reduce -99.2% | 0.00% | −0.31 |
| B Barrick Mining Corp. | Reduce -25.9% | 0.37% | −0.30 |
| PRA Proassurance Corp. | Sold out | 0.00% | −0.30 |
| SFTBY Softbank Group Corp.-Unsp ADR | Sold out | 0.00% | −0.29 |
| WEAV Weave Communications Inc. | Reduce -91.8% | 0.03% | −0.29 |
| PCAPU Procap Acquisition Corp. | Reduce -85.0% | 0.04% | −0.29 |
Portfolio Buys Q1 2026 → Q2 2026
| NUVL Nuvalent Inc. Class A | New | 4.93% | +4.93 |
| NEE Nextera Energy Inc. | New | 3.47% | +3.47 |
| CNI Canadian Natl Railway Co. | New | 1.89% | +1.89 |
| PM Philip Morris International | New | 1.83% | +1.83 |
| SNDK Sandisk Corp. | New | 1.58% | +1.58 |
| ATII Archimedes Tech Spac Partner | New | 1.29% | +1.29 |
| FNV Franco-Nevada Corp. | New | 1.26% | +1.26 |
| AVNS Avanos Medical Inc. | New | 0.94% | +0.94 |
| NVDA Nvidia Corp. | Add +183.5% | 1.40% | +0.88 |
| DELL Dell Technologies -C | Add +48750.0% | 0.77% | +0.77 |
| SPYI Neos S&P 500 High Income ETF | New | 0.72% | +0.72 |
| IMXI International Money Express | New | 0.71% | +0.71 |
| MU Micron Technology Inc. | Add +3298.0% | 0.72% | +0.71 |
| BBCQ Bleichroeder Acquis II Class A | Add +26702.9% | 0.71% | +0.71 |
| BCAR D. Boral Arc Acquisit Class A | Add +218.6% | 1.10% | +0.69 |
| LRCX Lam Research Corp. | New | 0.63% | +0.63 |
| ASTS Ast Spacemobile Inc. | Add +403.2% | 0.77% | +0.59 |
| ZM Zoom Communications Inc. | New | 0.59% | +0.59 |
| AES AES Corp. | Add +49950.0% | 0.54% | +0.54 |
| CCXI Churchill Capital Corp. Class A | New | 0.54% | +0.54 |
| SPKLF Spark I Acquisition Corp. | New | 0.53% | +0.53 |
| SYNA Synaptics Inc. | New | 0.52% | +0.52 |
| JD Jd.com Inc.-ADR | New | 0.52% | +0.52 |
| SNOW Snowflake Inc. | New | 0.51% | +0.51 |
| LQDA Liquidia Corp. | New | 0.51% | +0.51 |
| NFG National Fuel Gas Co. | New | 0.49% | +0.49 |
| XBI SS SPDR S&P Biotech ETF | New | 0.43% | +0.43 |
| AMZN Amazon.com Inc. | Add +288.4% | 0.59% | +0.43 |
| HOOD Robinhood Markets Inc. Class A | New | 0.42% | +0.42 |
| EA Electronic Arts Inc. | Add +290.7% | 0.60% | +0.42 |
| SIMO Silicon Motion Technol-ADR | Add +387.7% | 0.45% | +0.41 |
| AZUXY Azul SA-Spon ADR | New | 0.39% | +0.39 |
| MRAAY Murata Manufactur-Unspon ADR | New | 0.39% | +0.39 |
| EMBJ Embraer SA-Spon ADR | New | 0.38% | +0.38 |
| AMAT Applied Materials Inc. | Add +229.2% | 0.45% | +0.37 |
| IWM iShares Russell 2000 ETF | New | 0.37% | +0.37 |
| QXO Qxo Inc. | Add +41767.9% | 0.37% | +0.37 |
| CSCO Cisco Systems Inc. | New | 0.37% | +0.37 |
| GLW Corning Inc. | New | 0.36% | +0.36 |
| UNH Unitedhealth Group Inc. | Add +2300.0% | 0.36% | +0.35 |
| TRMD Torm PLC-A | New | 0.34% | +0.34 |
| TGS Transportador Gas-ADR SP B | New | 0.34% | +0.34 |
| AVGO Broadcom Inc. | Add +177.6% | 0.53% | +0.34 |
| DDOG Datadog Inc. Class A | New | 0.33% | +0.33 |
| CBRL Cracker Barrel Old Country | New | 0.33% | +0.33 |
| ACMR Acm Research Inc. Class A | New | 0.33% | +0.33 |
| FRNM Freenome Inc. | Add +145.5% | 0.64% | +0.32 |
| QQQI Neos Nasdaq-100 High Inc. ETF | New | 0.32% | +0.32 |
| HUT Hut 8 Corp. | New | 0.31% | +0.31 |
| TER Teradyne Inc. | Add +150.1% | 0.44% | +0.31 |
Options Activity Q1 2026 → Q2 2026
| GLD SPDR Gold Shares | call | New | 2,206 | $812K |
| SPY SS SPDR S&P 500 ETF Trust-US | call | New | 200 | $149K |
| IWM iShares Russell 2000 ETF | call | Add +49.1% | 410 | $123K |
| IWM iShares Russell 2000 ETF | put | Reduce -38.9% | 220 | $66K |
| KKR KKR & Co. Inc. | call | Sold out | 600 | $55Kbefore exit |
| SA Seabridge Gold Inc. | call | Reduce -30.2% | 1,864 | $47K |
| COPX Global X Copper Miners ETF | put | Sold out | 400 | $30Kbefore exit |
| MSFT Microsoft Corp. | call | New | 81 | $30K |
| NKE Nike Inc. Class B | put | New | 750 | $30K |
| EA Electronic Arts Inc. | call | Sold out | 129 | $26Kbefore exit |
| SLV iShares Silver Trust | call | Add +1900.0% | 500 | $26K |
| MASI Masimo Corp. | call | Sold out | 135 | $24Kbefore exit |
| FNV Franco-Nevada Corp. | call | New | 112 | $23K |
| AVGO Broadcom Inc. | put | Sold out | 65 | $20Kbefore exit |
| NVDA Nvidia Corp. | call | New | 100 | $20K |
| USO United States Oil Fund LP | put | Add +8.8% | 185 | $19K |
| AEXA American Exceptionalism Class A | call | New | 1,600 | $18K |
| CME Cme Group Inc. | put | Sold out | 60 | $17Kbefore exit |
| IMXI International Money Express | call | New | 1,197 | $17K |
| TLT iShares 20+ Year Treasury BD | put | New | 200 | $17K |
| IGV iShares Expanded Tech-Softwa | put | Sold out | 215 | $17Kbefore exit |
| ALB Albemarle Corp. | call | New | 120 | $16K |
| IGV iShares Expanded Tech-Softwa | call | Sold out | 200 | $16Kbefore exit |
| ARKK ARK Innovation ETF | put | Reduce -6.8% | 205 | $16K |
| LLY Eli Lilly & Co. | call | Sold out | 17 | $15Kbefore exit |
| ASTS Ast Spacemobile Inc. | call | Add +690.0% | 158 | $14K |
| QQQ Invesco QQQ Trust Series 1 | put | New | 18 | $13K |
| SLAB Silicon Laboratories Inc. | call | Add +342.9% | 62 | $13K |
| TLT iShares 20+ Year Treasury BD | call | Reduce -12.6% | 153 | $13K |
| XOMA Xoma Royalty Corporation | put | New | 276 | $11K |
| IREN Iren Ltd. | call | Add +545.0% | 258 | $11K |
| BABA Alibaba Group Holding-SP ADR | call | New | 100 | $9K |
| SNDK Sandisk Corp. | put | Reduce -55.6% | 4 | $9K |
| METC Ramaco Resources Inc. Class A | call | Reduce -51.0% | 671 | $8K |
| ACLX Arcellx Inc. | call | Sold out | 72 | $8Kbefore exit |
| PLTR Palantir Technologies Inc. Class A | put | Sold out | 55 | $8Kbefore exit |
| SIRI Sirius XM Holdings Inc. | call | New | 282 | $8K |
| AGNC AGNC Investment Corp. | call | Sold out | 750 | $7Kbefore exit |
| TRMD Torm PLC-A | put | New | 300 | $7K |
| ENVX Enovix Corp. | call | Reduce -51.1% | 1,155 | $7K |
| VKTX Viking Therapeutics Inc. | call | Add +164.5% | 164 | $6K |
| QQQ Invesco QQQ Trust Series 1 | call | Sold out | 10 | $5Kbefore exit |
| SLV iShares Silver Trust | put | New | 100 | $5K |
| NEE Nextera Energy Inc. | call | Sold out | 60 | $5Kbefore exit |
| UNG US Natural Gas Fund LP | call | Sold out | 500 | $5Kbefore exit |
| SGML Sigma Lithium Corp. | call | Reduce -41.4% | 472 | $5K |
| AA Alcoa Corp. | call | New | 93 | $4K |
| BSX Boston Scientific Corp. | call | New | 100 | $4K |
| NVDA Nvidia Corp. | put | Sold out | 25 | $4Kbefore exit |
| XLE SS Energy Select Sector | call | New | 79 | $4K |
Showing the first 50 of 202.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q1 2026 → Q2 2026
| FANNIE MAE (FNMA F PERP O) | COM | Add +0.3% | 120,562 | $2.1M |
| MAIDEN HOLDING LTD (MHLD 6.625 06/14/46) | COM | Add +21.6% | 44,566 | $497K |
| CANTOR FITZGERALD INC TR (CANFIT 9.5 PERP A) | PFD | Sold out | 3,860 | $96Kbefore exit |
| NATIONAL STORAGE AFFILIA (NSA 6 PERP) | COM | Sold out | 1,523 | $60Kbefore exit |
| QWEST CORP (CTL 6.5 09/01/51) | COM | New | 3,000 | $50K |
| BROOKFIELD INFRASTRUCTUR (BIP 5 PERP 14) | STOK | Sold out | 2,400 | $38Kbefore exit |
| GRANITE POINT MTGE TRST (GPMT V7 PERP A) | COM | New | 1,294 | $22K |
| ACRES COMMERCIAL REALTY (ACR 7.875 PERP D) | COM | New | 1,000 | $21K |
| BCTXL Briacell Therapeutics Corp. | *W EXP 01/15/203 | Sold out | 7,500 | $7Kbefore exit |
| BACCR Blue Acquisition Corp.-RTS | RIGHT 06/11/2030 | Sold out | 20,000 | $6Kbefore exit |
| FIFTH THIRD BANCORP (FITB 6 PERP A) | COM | New | 220 | $5K |
| GOLDMAN SACHS GROUP INC (GS F PERP A) | COM | Reduce -50.0% | 100 | $1K |
| FREDDIE MAC (FMCC 5.57 PERP V) | COM | New | 200 | $1K |
| BAYAR Bayview Acquisition Corp. | RIGHT 11/17/2028 | Sold out | 1,100 | $0before exit |
| FREDDIE MAC (FMCC 5.66 PERP W) | COM | New | 100 | $0 |
| HSPTR Horizon Space Acquisition II | RIGHT 03/30/2026 | Sold out | 1,200 | $0before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 814 | $273.1M | NUVL, NEE, CDRO, CNI, PM |
| Q1 2026 | 708 | $224.4M | COPX, CDRO, SEE, CWAN, FONR |
| Q4 2025 | 802 | $347.3M | CDTX, BMO, UNH, SILJ, COPX |
| Q3 2025 | 1,105 | $303.3M | VRNA, NVDA, UNH, SBSW, CPPTL |
| Q2 2025 | 889 | $230.5M | BPMC, VOD, ERIC, CDRO, NVDA |
| Q1 2025 | 704 | $160.8M | BECN, QQQ, AMZN, MO, ESGR |
| Q4 2024 | 607 | $190.2M | ASML, HUM, SMAR, AVGO, VNO |
| Q3 2024 | 640 | $205.6M | ITW, MO, FMC, IWM, MU |
| Q2 2024 | 415 | $147.1M | BN, BITO, NWLI, RL, AVGO |
| Q1 2024 | 650 | $163.8M | TRITIUM DCFC LIMITED, BYRN, BITO, GE, PEP |