Roundhill Gen AI & Tech ETFCHATETF

13F holders, Q3 2025 (September 30)
107holders +44
52new positions
6sold out
2famous investors
$61.40avg. 13F price*

At the end of Q3 2025, 107 institutions reported holding Roundhill Gen AI & Tech ETF (CHAT) in their 13F filings, up 44 from Q2 2025. 52 opened new positions and 6 sold out. The largest holders were Jane Street Group, LLC ($37.5M), Mainstay Capital Management LLC ($37.3M) and LPL Financial LLC ($21.5M). 2 famous investors held it, including Ken Griffin (0.0% of Citadel Advisors's portfolio) and David E. Shaw (0.0% of D. E. Shaw & Co.'s portfolio).

Company
Roundhill Gen AI & Tech ETF
Filed as
TIDAL TRUST II (Q3 2025)
CUSIP
88636J600
Latest filing quarter
Q2 2026

History

Number of 13F holders

050100150200250 Q1 2024: 27Q1 2024Q2 2024: 42Q2 2024Q3 2024: 44Q3 2024Q4 2024: 40Q4 2024Q1 2025: 56Q1 2025Q2 2025: 63Q2 2025Q3 2025: 107Q3 2025Q4 2025: 139Q4 2025Q1 2026: 150Q1 2026Q2 2026: 215Q2 2026

Total Exit/New Position Q2 2025 → Q3 2025

InstitutionsTotal Value
New Positions52$119.4M
Exits6$136K

All 13F filers, Q2 2025 → Q3 2025: 2,229,753 shares bought and 16,335 shares sold, net +2,213,418 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 107 holders

Jane Street Group, LLC 0.04% New 610,443 $37.5M
Mainstay Capital Management LLC 3.74% New 607,289 $37.3M
LPL Financial LLC 0.01% Add +23.6% 349,232 $21.5M
Gradient Investments LLC 0.33% Add +23.3% 319,444 $19.6M
Price Capital Management, Inc. 9.27% New 128,280 $7.9M
Commonwealth Equity Services, LLC 0.01% Add +7.1% 87,073 $5.4M
Simplex Trading, LLC 0.11% New 84,019 $5.2M
Gemmer Asset Management LLC 0.37% Add +14.5% 75,116 $4.6M
NRI Wealth Management LC 2.39% New 72,761 $4.5M
Barclays PLC 0.00% New 67,260 $4.1M
Quadcap Wealth Management, LLC 0.42% New 57,180 $3.5M
Summit Financial, LLC 0.05% New 54,397 $3.3M
Mattson Financial Services, LLC 0.78% Add +12.0% 52,882 $3.3M
Citadel Advisors 0.00% New 52,585 $3.2M
Envestnet Asset Management Inc. 0.00% Add +1104.4% 50,644 $3.1M
Janney Montgomery Scott LLC 0.01% Add +86.9% 44,631 $2.7M
Osaic Holdings, Inc. 0.00% Add +19.8% 38,394 $2.1M
Susquehanna International Group, LLP 0.00% Reduce -15.2% 29,014 $1.8M
Cetera Investment Advisers 0.00% Add +401.5% 23,669 $1.5M
Belvedere Trading LLC 0.10% New 19,437 $1.2M
Valley National Advisers Inc. 0.18% Add +39.2% 18,855 $1.2M
Visionary Wealth Advisors 0.05% Add +33.9% 17,938 $1.1M
Cambridge Investment Research Advisors, Inc. 0.00% Reduce -24.9% 17,435 $1.1M
Integrity Alliance, Llc. 0.05% New 17,262 $1.1M
Concurrent Investment Advisors, LLC 0.02% New 15,722 $967K
Group One Trading LLC 0.03% Add +2738.5% 14,448 $889K
Sivia Capital Partners, LLC 0.25% New 14,390 $885K
World Investment Advisors 0.02% New 13,841 $851K
SeaCrest Wealth Management, LLC 0.08% Add +23.1% 12,245 $797K
Kestra Private Wealth Services, LLC 0.01% New 12,786 $786K
Creative Planning 0.00% Add +12.9% 12,399 $763K
Wealth Enhancement Advisory Services, LLC 0.00% Add +9.2% 9,723 $619K
Beacon Financial Advisory LLC 0.14% No change 9,782 $602K
Equitable Holdings, Inc. 0.00% Add +70.8% 9,702 $597K
Cary Street Partners Financial LLC 0.01% New 9,080 $558K
Endowment Wealth Management, Inc. 0.25% Add +17.8% 8,922 $549K
Valeo Financial Advisors, LLC 0.01% New 8,736 $537K
Stifel Financial Corp. 0.00% Add +15.6% 8,686 $534K
International Assets Investment Management, LLC 0.04% No change 11,017 $529K
Ashton Thomas Private Wealth, LLC 0.01% Add +14.2% 6,978 $429K
Allworth Financial LP 0.00% Add +4044.4% 6,631 $408K
Stratos Wealth Partners, LTD. 0.00% New 6,489 $399K
Focus Partners Wealth 0.00% Reduce -0.1% 6,177 $380K
Wealthcare Advisory Partners LLC 0.01% New 6,160 $379K
Berbice Capital Management LLC 0.22% New 5,715 $351K
Wolverine Trading, LLC 0.01% New 5,674 $346K
Tidal Investments LLC 0.00% Add +6.1% 5,542 $341K
Gladstone Institutional Advisory LLC 0.01% New 5,493 $338K
Brookstone Capital Management 0.00% Add +22.7% 5,083 $313K
Quantum Portfolio Management LLC 0.09% New 5,062 $311K
Stephens Inc. 0.00% New 4,792 $295K
KCM Investment Advisors LLC 0.01% No change 4,707 $289K
Marshall Wace, LLP 0.00% Reduce -27.6% 4,636 $285K
GTS Securities LLC 0.01% New 4,282 $263K
Wealthspire Advisors, LLC 0.00% New 4,190 $258K
Integrated Wealth Concepts LLC 0.00% New 4,145 $255K
BXM Wealth LLC 0.23% New 3,875 $238K
Brown Financial Advisors 0.09% New 3,858 $237K
Tempus Wealth Planning, LLC 0.05% New 3,815 $235K
Rockefeller Capital Management L.P. 0.00% New 3,690 $227K
D. E. Shaw & Co. 0.00% New 3,667 $226K
Trexquant Investment LP 0.00% New 3,575 $220K
Jackson Wealth Management, LLC 0.02% New 3,482 $214K
Brown Wealth Management, LLC 0.06% New 3,411 $210K
NewEdge Advisors, LLC 0.00% Add +693.7% 3,397 $209K
PFG Investments, LLC 0.01% New 3,368 $207K
Advyzon Investment Management, LLC 0.03% New 3,266 $201K
Harbour Investments, Inc. 0.00% Add +24.8% 2,669 $164K
Jackson, Grant Investment Advisers, Inc. 0.05% No change 2,278 $140K
Morgan Stanley 0.00% Add +26.7% 2,053 $126K
Geneos Wealth Management Inc. 0.00% Add +189.0% 1,734 $107K
Creative Financial Designs Inc. 0.01% New 1,635 $101K
Cranbrook Wealth Management, LLC 0.02% New 1,528 $94K
JPMorgan Chase & Co. 0.00% No change 1,300 $80K
Advisory Services Network, LLC 0.00% New 1,193 $73K
Royal Bank of Canada 0.00% No change 1,167 $72K
AE Wealth Management LLC 0.00% Reduce -20.1% 1,025 $63K
Spire Wealth Management 0.00% No change 1,000 $62K
Legacy Wealth Managment, LLC 0.02% No change 893 $55K
IFP Advisors, Inc 0.00% Add +29.4% 828 $51K
Parallel Advisors, LLC 0.00% New 617 $38K
Blue Trust, Inc. 0.00% No change 472 $29K
Glass Jacobson Investment Advisors llc 0.01% No change 442 $27K
Morse Asset Management, Inc 0.01% New 430 $26K
Evolution Wealth Management Inc. 0.03% Reduce -55.8% 429 $26K
Larson Financial Group LLC 0.00% No change 333 $20K
Root Financial Partners, LLC 0.00% New 330 $20K
Principal Securities, Inc. 0.00% New 300 $18K
Assetmark, Inc. 0.00% New 299 $18K
Financial Consulate, Inc. 0.00% New 248 $15K
Aptus Capital Advisors, LLC 0.00% New 239 $15K
Roble, Belko & Company, Inc 0.00% No change 216 $13K
Bank of America Corp. 0.00% No change 206 $13K
Cwm, LLC 0.00% New 183 $11K
ROSS\JOHNSON & Associates LLC 0.17% No change 150 $9K
Federation des caisses Desjardins du Quebec 0.00% Add +10.0% 143 $9K
Strategic Advocates LLC 0.00% New 100 $6K
US Bancorp \de 0.00% No change 100 $6K
Rossby Financial, LCC 0.00% New 65 $4K
Armstrong Advisory Group, Inc. 0.00% No change 56 $3K
Global Retirement Partners, LLC 0.00% Add +5000.0% 51 $3K
Cornerstone Planning Group LLC 0.00% New 46 $3K
PNC Financial Services Group, Inc. 0.00% New 34 $2K
Koesten, Hirschmann & Crabtree, INC. 0.00% No change 27 $2K
Horizon Investments, LLC 0.00% No change 8 $492
MCF Advisors LLC 0.00% No change 1 $62
Wells Fargo & Company 0.00% No change 1 $42

"% of holder's portfolio" is CHAT's weight in each manager's 13F, not the share of Roundhill Gen AI & Tech ETF the manager owns.