Capital SouthwestCSWC
13F holders, Q3 2024 (September 30)149holders +4
21new positions
15sold out
1famous investor
$25.32avg. 13F price*
At the end of Q3 2024, 149 institutions reported holding Capital Southwest Corp. (CSWC) in their 13F filings, up 4 from Q2 2024. 21 opened new positions and 15 sold out. The largest holders were Van Eck Associates Corp. ($29.5M), Punch & Associates Investment Management, Inc. ($17.1M) and Two Sigma Advisers, LP ($16.7M). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- Capital Southwest Corp.
- CUSIP
- 140501107
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2024 → Q3 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 21 | $8.8M |
| Exits | 15 | $5.3M |
All 13F filers, Q2 2024 → Q3 2024: 1,132,976 shares bought and 633,991 shares sold, net +498,985 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 149 holders
| Van Eck Associates Corp. | 0.04% | Add +8.8% | 1,152,153 | $29.5M |
| Punch & Associates Investment Management, Inc. | 0.95% | Add +0.9% | 675,583 | $17.1M |
| Two Sigma Advisers, LP | 0.04% | Reduce -11.7% | 660,600 | $16.7M |
| Zuckerman Investment Group, LLC | 1.67% | Add +0.1% | 641,459 | $16.2M |
| Sanders Morris Harris LLC | 2.67% | Reduce -0.8% | 636,164 | $16.1M |
| Sound Income Strategies, LLC | 0.91% | Add +1.2% | 562,079 | $14.2M |
| Two Sigma Investments, LP | 0.03% | Reduce -15.7% | 473,718 | $12.0M |
| Invesco Ltd. | 0.00% | Add +15.8% | 399,349 | $10.1M |
| Melia Wealth LLC | 5.09% | Add +2.5% | 388,750 | $9.8M |
| Harbor Capital Advisors, Inc. | 0.43% | Add +146.7% | 387,647 | $9.8M |
| Legal & General Group Plc | 0.00% | Reduce -1.7% | 332,423 | $8.4M |
| Tectonic Advisors LLC | 0.55% | Add +17.3% | 328,834 | $8.3M |
| First Manhattan Co. Llc. | 0.02% | Reduce -14.8% | 306,850 | $7.8M |
| Hennion & Walsh Asset Management, Inc. | 0.25% | Reduce -10.0% | 209,808 | $5.3M |
| BlackRock, Inc. | 0.00% | — | 199,049 | $5.0M |
| LPL Financial LLC | 0.00% | Add +6.1% | 191,996 | $4.9M |
| Advisors Asset Management, Inc. | 0.08% | Add +7.3% | 182,606 | $4.6M |
| Grace & White Inc. | 0.82% | No change | 176,597 | $4.5M |
| Morgan Stanley | 0.00% | Reduce -0.4% | 164,461 | $4.2M |
| Franklin Resources Inc. | 0.00% | Add +24.6% | 154,038 | $3.9M |
| Raymond James Financial Services Advisors, Inc. | 0.00% | Add +12.2% | 128,650 | $3.3M |
| Denali Advisors LLC | 0.34% | New | 124,653 | $3.2M |
| Muzinich & Co., Inc. | 2.12% | Add +4.0% | 106,072 | $2.7M |
| Sumitomo Mitsui Trust Group, Inc. | 0.00% | Add +4.2% | 102,879 | $2.6M |
| MML Investors Services, LLC | 0.01% | Add +124.3% | 102,730 | $2.6M |
| Confluence Investment Management LLC | 0.03% | Add +1.3% | 98,463 | $2.5M |
| Ameriprise Financial Inc. | 0.00% | Add +6.2% | 84,456 | $2.1M |
| Argent Trust Co | 0.09% | Add +16.4% | 84,356 | $2.1M |
| Moerus Capital Management LLC | 0.76% | No change | 82,097 | $2.1M |
| Total Clarity Wealth Management, Inc. | 0.67% | Reduce -1.7% | 81,955 | $2.1M |
| Foundations Investment Advisors, LLC | 0.04% | Add +20.4% | 81,129 | $2.1M |
| Benjamin Edwards Inc. | 0.03% | Add +970.6% | 80,201 | $2.0M |
| Hodges Capital Management Inc. | 0.13% | Add +7.8% | 78,305 | $2.0M |
| Barclays PLC | 0.00% | Add +1.7% | 76,083 | $1.9M |
| Commonwealth Equity Services, LLC | 0.00% | Add +9.5% | 74,786 | $1.9M |
| Marshall Wace, LLP | 0.00% | Reduce -2.5% | 72,361 | $1.8M |
| HRT Financial LP | 0.01% | New | 71,786 | $1.8M |
| Redmont Wealth Advisors LLC | 2.71% | Reduce -3.5% | 68,658 | $1.7M |
| Legacy Capital Wealth Partners, LLC | 0.33% | Reduce -4.2% | 65,164 | $1.6M |
| Raymond James & Associates | 0.00% | Reduce -1.7% | 63,757 | $1.6M |
| Royal Bank of Canada | 0.00% | Add +3.2% | 62,351 | $1.6M |
| Cozad Asset Management Inc. | 0.15% | Reduce -6.0% | 60,872 | $1.5M |
| UBS Group AG | 0.00% | Reduce -8.1% | 57,079 | $1.4M |
| First Dallas Securities Inc. | 0.60% | Add +4.2% | 56,512 | $1.4M |
| B. Riley Wealth Advisors, Inc. | 0.03% | Reduce -4.7% | 46,685 | $1.2M |
| Mraz, Amerine & Associates, Inc. | 0.21% | Reduce -0.7% | 45,244 | $1.1M |
| Caldwell Sutter Capital, Inc. | 0.51% | No change | 43,228 | $1.1M |
| Kestra Advisory Services, LLC | 0.01% | Add +3.2% | 42,385 | $1.1M |
| CANADA LIFE ASSURANCE Co | 0.00% | Add +33.5% | 37,612 | $954K |
| Cornerstone Wealth Management, LLC | 0.07% | Reduce -0.4% | 37,609 | $951K |
| Global Retirement Partners, LLC | 0.03% | Reduce -6.6% | 36,529 | $924K |
| Cetera Investment Advisers | 0.00% | Reduce -4.7% | 34,201 | $865K |
| Cambridge Investment Research Advisors, Inc. | 0.00% | Add +7.5% | 31,300 | $792K |
| Beacon Pointe Advisors, LLC | 0.01% | Reduce -0.2% | 31,000 | $784K |
| Wells Fargo & Company | 0.00% | Reduce -17.4% | 27,974 | $707K |
| Cubist Systematic Strategies, LLC | 0.01% | Add +44.1% | 26,598 | $673K |
| Group One Trading LLC | 0.03% | Add +3104.0% | 26,593 | $673K |
| Virtus Advisers, LLC | 0.31% | Reduce -11.6% | 26,353 | $666K |
| Sunbelt Securities, Inc. | 0.06% | Add +0.1% | 24,413 | $617K |
| Northern Trust Corp. | 0.00% | New | 24,327 | $615K |
| Osaic Holdings, Inc. | 0.00% | Add +3.1% | 23,066 | $583K |
| Raymond James Trust N.A. | 0.01% | Reduce -0.2% | 22,441 | $568K |
| Guggenheim Capital LLC | 0.00% | Add +31.1% | 22,366 | $566K |
| All Season Financial Advisors, Inc. | 0.47% | Add +0.8% | 21,608 | $546K |
| Apollon Wealth Management, LLC | 0.01% | Add +0.2% | 20,554 | $520K |
| Samalin Investment Counsel, LLC | 0.23% | Add +11.9% | 20,476 | $518K |
| Dearborn Partners LLC | 0.02% | Add +8.0% | 19,681 | $498K |
| Citadel Advisors | 0.00% | New | 19,225 | $486K |
| 1900 Wealth Management LLC | 0.04% | No change | 18,272 | $462K |
| LBMC Investment Advisors, LLC | 0.04% | No change | 18,250 | $462K |
| Bard Associates Inc. | 0.16% | No change | 18,180 | $460K |
| Pinkerton Wealth, LLC | 0.06% | No change | 16,649 | $421K |
| Avantax Advisory Services, Inc. | 0.00% | Add +2.3% | 16,577 | $419K |
| U.S. Capital Wealth Advisors, LLC | 0.01% | New | 16,000 | $405K |
| SMH Capital Advisors Inc. | 2.49% | Reduce -1.2% | 15,946 | $403K |
| Trexquant Investment LP | 0.01% | New | 15,857 | $401K |
| Concurrent Investment Advisors, LLC | 0.01% | Reduce -8.9% | 15,832 | $400K |
| Mariner, LLC | 0.00% | Reduce -6.7% | 15,487 | $392K |
| Vident Advisory, LLC | 0.01% | Add +40.2% | 14,566 | $368K |
| Lido Advisors, LLC | 0.00% | New | 14,452 | $366K |
| Good Life Advisors, LLC | 0.02% | New | 14,400 | $364K |
| US Bancorp \de | 0.00% | Reduce -5.2% | 13,745 | $348K |
| Independent Financial Group, LLC | 0.01% | Add +12.9% | 13,135 | $332K |
| Autumn Glory Partners, LLC | 0.13% | Add +62.5% | 13,000 | $329K |
| Goldman Sachs Group Inc. | 0.00% | Add +23.3% | 12,813 | $324K |
| Mirae Asset Global Investments Co., Ltd. | 0.00% | No change | 12,680 | $323K |
| Quantbot Technologies LP | 0.01% | Reduce -59.1% | 12,625 | $319K |
| Envestnet Asset Management Inc. | 0.00% | Reduce -13.6% | 12,615 | $319K |
| Private Advisor Group, LLC | 0.00% | Reduce -16.5% | 12,273 | $310K |
| HighTower Advisors, LLC | 0.00% | Reduce -3.7% | 11,776 | $297K |
| Core Wealth Partners LLC | 0.18% | No change | 11,520 | $291K |
| Geode Capital Management, LLC | 0.00% | No change | 11,251 | $285K |
| Creative Planning | 0.00% | Add +4.2% | 11,161 | $282K |
| HFG Advisors, Inc. | 0.25% | New | 11,100 | $281K |
| Corient Private Wealth LP | 0.00% | Reduce -34.2% | 11,087 | $280K |
| Summit Financial, LLC | 0.01% | New | 10,801 | $273K |
| Aquatic Capital Management LLC | 0.01% | Reduce -55.4% | 10,000 | $253K |
| Evergreen Capital Management LLC | 0.01% | No change | 9,866 | $250K |
| TCFG Wealth Management, LLC | 0.13% | — | 9,800 | $248K |
| PNC Financial Services Group, Inc. | 0.00% | Reduce -36.5% | 9,794 | $248K |
| Jump Financial, LLC | 0.01% | Reduce -77.3% | 9,402 | $238K |
| Focus Partners Wealth | 0.00% | No change | 8,879 | $225K |
| Greenland Capital Management LP | 0.04% | New | 8,200 | $207K |
| Walter & Keenan Wealth Management LLC /in/ | 0.06% | No change | 8,000 | $202K |
| Bank of America Corp. | 0.00% | Add +30.4% | 7,528 | $190K |
| Blue Trust, Inc. | 0.00% | Add +1539.2% | 7,147 | $186K |
| Delphi Management Inc. | 0.17% | New | 7,220 | $183K |
| Hollencrest Capital Management | 0.01% | Add +8.6% | 6,527 | $165K |
| Comerica Bank | 0.00% | Reduce -21.9% | 5,556 | $141K |
| Washington Trust Advisors, Inc. | 0.01% | No change | 5,000 | $126K |
| Wintrust Investments LLC | 0.09% | Reduce -90.0% | 4,955 | $125K |
| Parallel Advisors, LLC | 0.00% | Reduce -2.6% | 4,853 | $123K |
| Nisa Investment Advisors, LLC | 0.00% | New | 4,200 | $106K |
| Northwestern Mutual Wealth Management Co. | 0.00% | No change | 4,000 | $101K |
| JPMorgan Chase & Co. | 0.00% | Reduce -21.5% | 3,794 | $96K |
| Signaturefd, LLC | 0.00% | Reduce -2.7% | 2,730 | $69K |
| EverSource Wealth Advisors, LLC | 0.00% | Add +4.0% | 2,340 | $59K |
| TCTC Holdings, LLC | 0.00% | No change | 2,136 | $54K |
| Citigroup Inc. | 0.00% | New | 2,095 | $53K |
| Geneos Wealth Management Inc. | 0.00% | Add +57.1% | 2,090 | $53K |
| Concourse Financial Group Securities, Inc. | 0.00% | No change | 2,050 | $52K |
| Capital Analysts, LLC | 0.00% | Reduce -24.3% | 1,881 | $48K |
| CIBC Private Wealth Group LLC | 0.00% | Add +166.0% | 1,463 | $37K |
| Quarry LP | 0.01% | New | 1,394 | $35K |
| Tower Research Capital LLC (TRC) | 0.00% | Reduce -49.7% | 1,316 | $33K |
| Cwm, LLC | 0.00% | Add +0.1% | 1,025 | $26K |
| Larson Financial Group LLC | 0.00% | No change | 1,000 | $25K |
| IFP Advisors, Inc | 0.00% | New | 650 | $16K |
| Nomura Asset Management Co. Ltd. | 0.00% | Add +112.5% | 646 | $16K |
| Toth Financial Advisory Corp. | 0.00% | No change | 600 | $15K |
| Spire Wealth Management | 0.00% | No change | 600 | $15K |
| Raleigh Capital Management Inc. | 0.01% | Add +10.0% | 550 | $14K |
| Ridgewood Investments LLC | 0.01% | No change | 500 | $13K |
| HHM Wealth Advisors, LLC | 0.00% | No change | 500 | $13K |
| Darwin Wealth Management, LLC | 0.00% | New | 400 | $10K |
| Quadrant Capital Group LLC | 0.00% | Reduce -36.2% | 321 | $8K |
| Spectrum Wealth Counsel, LLC | 0.00% | No change | 230 | $6K |
| Atlantic Edge Private Wealth Management, LLC | 0.00% | No change | 200 | $5K |
| GeoWealth Management, LLC | 0.00% | New | 200 | $5K |
| Gen-Wealth Partners Inc | 0.00% | No change | 190 | $5K |
| Harbour Investments, Inc. | 0.00% | Reduce -27.3% | 152 | $4K |
| Delta Asset Management LLC | 0.00% | No change | 70 | $2K |
| Archer Investment Corp | 0.00% | Add +2.0% | 52 | $1K |
| CoreCap Advisors, LLC | 0.00% | New | 29 | $740 |
| NBT Bank, N.A. | 0.00% | Add +3.7% | 28 | $709 |
| Smartleaf Asset Management LLC | 0.00% | New | 20 | $510 |
| Farther Finance Advisors, LLC | 0.00% | New | 19 | $481 |
| Lindbrook Capital, LLC | 0.00% | No change | 13 | $329 |
| Huntington National Bank | 0.00% | No change | 2 | $51 |
"% of holder's portfolio" is CSWC's weight in each manager's 13F, not the share of Capital Southwest Corp. the manager owns.