Capital SouthwestCSWC
13F holders, Q1 2025 (March 31)175holders +15
35new positions
19sold out
3famous investors
$22.32avg. 13F price*
At the end of Q1 2025, 175 institutions reported holding Capital Southwest Corp. (CSWC) in their 13F filings, up 15 from Q4 2024. 35 opened new positions and 19 sold out. The largest holders were Sanders Morris Harris LLC ($32.0M), Van Eck Associates Corp. ($26.0M) and Two Sigma Advisers, LP ($22.7M). 3 famous investors held it, including Israel Englander (0.0% of Millennium Management's portfolio), Ken Griffin (0.0% of Citadel Advisors's portfolio) and David E. Shaw (0.0% of D. E. Shaw & Co.'s portfolio).
- Company
- Capital Southwest Corp.
- CUSIP
- 140501107
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2024 → Q1 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 35 | $19.5M |
| Exits | 19 | $4.8M |
All 13F filers, Q4 2024 → Q1 2025: 3,670,020 shares bought and 1,172,029 shares sold, net +2,497,991 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 175 holders
| Sanders Morris Harris LLC | 4.99% | Add +75.9% | 1,433,064 | $32.0M |
| Van Eck Associates Corp. | 0.03% | Reduce -2.0% | 1,166,932 | $26.0M |
| Two Sigma Advisers, LP | 0.05% | Add +31.0% | 1,014,900 | $22.7M |
| Balyasny Asset Management L.P. | 0.05% | Reduce -19.8% | 803,136 | $17.9M |
| Two Sigma Investments, LP | 0.04% | Add +18.5% | 798,500 | $17.8M |
| Punch & Associates Investment Management, Inc. | 1.02% | Add +2.1% | 686,513 | $15.3M |
| Sound Income Strategies, LLC | 0.81% | Add +6.5% | 616,016 | $13.7M |
| Millennium Management | 0.01% | Add +90.0% | 488,992 | $10.9M |
| Tectonic Advisors LLC | 0.61% | Add +10.7% | 440,473 | $9.8M |
| Zuckerman Investment Group, LLC | 1.02% | Reduce -36.5% | 427,020 | $9.5M |
| Melia Wealth LLC | 4.86% | Add +5.2% | 422,308 | $9.4M |
| Beacon Pointe Advisors, LLC | 0.10% | Reduce -15.5% | 414,489 | $9.3M |
| Harbor Capital Advisors, Inc. | 0.41% | Add +1.2% | 403,826 | $9.0M |
| Citadel Advisors | 0.01% | Add +177.1% | 333,417 | $7.4M |
| Legal & General Group Plc | 0.00% | Add +2.5% | 318,173 | $7.1M |
| Raymond James Financial Inc. | 0.00% | Add +54.4% | 300,600 | $6.7M |
| Franklin Resources Inc. | 0.00% | Add +44.0% | 298,623 | $6.7M |
| UBS Group AG | 0.00% | Add +189.9% | 296,877 | $6.6M |
| First Manhattan Co. Llc. | 0.02% | Reduce -4.9% | 287,136 | $6.4M |
| BlackRock, Inc. | 0.00% | Add +12.1% | 261,831 | $5.8M |
| Goldman Sachs Group Inc. | 0.00% | Add +246.5% | 257,672 | $5.8M |
| Epiq Partners, LLC | 3.17% | New | 255,400 | $5.7M |
| Marshall Wace, LLP | 0.01% | Add +142.7% | 248,748 | $5.6M |
| Qube Research & Technologies Ltd | 0.01% | Add +19.8% | 236,766 | $5.3M |
| LPL Financial LLC | 0.00% | Add +16.9% | 197,678 | $4.4M |
| Womack Financial LLC | 3.87% | Add +1.0% | 189,213 | $4.2M |
| Grace & White Inc. | 0.76% | No change | 176,597 | $3.9M |
| Morgan Stanley | 0.00% | Reduce -25.1% | 159,798 | $3.6M |
| Barclays PLC | 0.00% | Add +98.2% | 153,470 | $3.4M |
| Advisors Asset Management, Inc. | 0.06% | Reduce -0.7% | 148,565 | $3.3M |
| Muzinich & Co., Inc. | 1.88% | Add +24.4% | 137,371 | $3.1M |
| Sumitomo Mitsui Trust Group, Inc. | 0.00% | Add +30.4% | 134,178 | $3.0M |
| Hennion & Walsh Asset Management, Inc. | 0.13% | Reduce -27.9% | 129,273 | $2.9M |
| Schonfeld Strategic Advisors LLC | 0.02% | Add +14.1% | 117,543 | $2.6M |
| Denali Advisors LLC | 0.30% | Add +11.4% | 116,404 | $2.6M |
| Foundations Investment Advisors, LLC | 0.04% | Add +5.4% | 106,671 | $2.4M |
| Confluence Investment Management LLC | 0.03% | Add +1.3% | 101,522 | $2.3M |
| B. Riley Wealth Advisors, Inc. | 0.06% | Add +82.5% | 92,384 | $2.1M |
| CreativeOne Wealth, LLC | 0.06% | New | 92,019 | $2.1M |
| Hodges Capital Management Inc. | 0.20% | Add +0.0% | 91,760 | $2.0M |
| Ameriprise Financial Inc. | 0.00% | Reduce -0.6% | 90,651 | $2.0M |
| HRT Financial LP | 0.01% | Reduce -30.8% | 87,696 | $2.0M |
| Benjamin Edwards Inc. | 0.03% | Add +2.9% | 84,780 | $1.9M |
| Naviter Wealth, LLC | 0.23% | Reduce -2.1% | 81,753 | $1.9M |
| Argent Trust Co | 0.07% | Add +3.6% | 80,816 | $1.8M |
| Commonwealth Equity Services, LLC | 0.00% | Add +9.0% | 77,540 | $1.7M |
| Moerus Capital Management LLC | 0.74% | No change | 73,983 | $1.7M |
| Cetera Investment Advisers | 0.00% | Add +34.4% | 71,944 | $1.6M |
| First Dallas Securities Inc. | 0.67% | Add +7.2% | 71,925 | $1.6M |
| Sovereign's Capital Management, LLC | 0.93% | Add +4.1% | 70,370 | $1.6M |
| Royal Bank of Canada | 0.00% | Add +13.4% | 69,139 | $1.5M |
| Voloridge Investment Management, LLC | 0.01% | New | 65,724 | $1.5M |
| Bank of America Corp. | 0.00% | Add +248.0% | 61,627 | $1.4M |
| Quantbot Technologies LP | 0.04% | Add +68.0% | 61,553 | $1.4M |
| Legacy Capital Wealth Partners, LLC | 0.33% | Reduce -3.3% | 60,238 | $1.3M |
| Total Clarity Wealth Management, Inc. | 0.40% | No change | 56,305 | $1.2M |
| Cubist Systematic Strategies, LLC | 0.02% | New | 54,015 | $1.2M |
| Redmont Wealth Advisors LLC | 2.33% | Reduce -19.9% | 53,623 | $1.2M |
| CANADA LIFE ASSURANCE Co | 0.00% | Add +37.9% | 48,247 | $1.1M |
| Cozad Asset Management Inc. | 0.11% | Add +12.7% | 47,151 | $1.1M |
| Kestra Advisory Services, LLC | 0.01% | Add +4.9% | 46,888 | $1.0M |
| SMH Capital Advisors Inc. | 2.38% | Reduce -2.3% | 45,981 | $1.0M |
| Envestnet Asset Management Inc. | 0.00% | Reduce -35.5% | 45,383 | $1.0M |
| Virtus Investment Advisers, LLC | 0.27% | New | 44,164 | $986K |
| Mraz, Amerine & Associates, Inc. | 0.17% | Add +0.5% | 43,732 | $978K |
| Cornerstone Wealth Management, LLC | 0.06% | Add +8.1% | 42,319 | $945K |
| Caldwell Sutter Capital, Inc. | 0.44% | Reduce -1.6% | 41,728 | $931K |
| FJ Capital Management LLC | 0.09% | New | 40,081 | $895K |
| Sunbelt Securities, Inc. | 0.08% | Add +5.4% | 39,229 | $876K |
| ExodusPoint Capital Management, LP | 0.01% | New | 39,100 | $873K |
| BNP Paribas Financial Markets | 0.00% | Add +133.1% | 38,238 | $853K |
| Susquehanna International Group, LLP | 0.00% | Add +118.2% | 37,587 | $839K |
| Verition Fund Management LLC | 0.00% | New | 33,774 | $754K |
| JPMorgan Chase & Co. | 0.00% | Reduce -16.1% | 32,951 | $735K |
| Cambridge Investment Research Advisors, Inc. | 0.00% | Reduce -2.5% | 32,481 | $725K |
| Invesco Ltd. | 0.00% | Reduce -11.4% | 27,909 | $623K |
| AlphaCore Capital LLC | 0.05% | New | 27,810 | $621K |
| Osaic Holdings, Inc. | 0.00% | Reduce -0.6% | 26,255 | $586K |
| Autumn Glory Partners, LLC | 0.29% | Add +30.0% | 26,000 | $580K |
| D. E. Shaw & Co. | 0.00% | Reduce -74.8% | 25,574 | $571K |
| Samalin Investment Counsel, LLC | 0.22% | Add +5.5% | 23,955 | $535K |
| Aquatic Capital Management LLC | 0.01% | Reduce -60.6% | 23,177 | $517K |
| Guggenheim Capital LLC | 0.00% | Reduce -2.1% | 23,104 | $516K |
| Northeast Financial Consultants Inc | 0.02% | New | 21,867 | $488K |
| Apollon Wealth Management, LLC | 0.01% | Add +4.0% | 21,498 | $480K |
| Campbell & CO Investment Adviser LLC | 0.04% | Reduce -39.1% | 21,362 | $477K |
| Catalyst Capital Advisors LLC | 0.01% | No change | 20,000 | $446K |
| Mariner, LLC | 0.00% | Add +32.1% | 19,697 | $440K |
| Engineers Gate Manager LP | 0.01% | New | 19,587 | $437K |
| GRIMES & Co WEALTH MANAGEMENT, LLC | 0.01% | New | 18,599 | $415K |
| Dearborn Partners LLC | 0.02% | Reduce -2.8% | 18,424 | $411K |
| 1900 Wealth Management LLC | 0.03% | No change | 18,272 | $408K |
| LBMC Investment Advisors, LLC | 0.03% | No change | 18,250 | $407K |
| NewEdge Advisors, LLC | 0.00% | Reduce -5.1% | 18,158 | $405K |
| Vident Advisory, LLC | 0.01% | Add +72.7% | 17,997 | $402K |
| Bard Associates Inc. | 0.14% | No change | 17,256 | $385K |
| Lansforsakringar Fondforvaltning AB (publ) | 0.00% | New | 16,133 | $360K |
| U.S. Capital Wealth Advisors, LLC | 0.01% | Add +0.1% | 16,015 | $357K |
| Mutual Advisors, LLC | 0.01% | New | 17,379 | $352K |
| Oppenheimer & Co. Inc. | 0.01% | Reduce -0.1% | 14,943 | $334K |
| Independent Financial Group, LLC | 0.01% | Add +6.9% | 14,735 | $329K |
| State Street Corp. | 0.00% | New | 14,335 | $320K |
| Caxton Associates LLP | 0.01% | — | 14,257 | $318K |
| Mirae Asset Global Investments Co., Ltd. | 0.00% | Add +28.6% | 14,000 | $313K |
| US Bancorp \de | 0.00% | Add +0.4% | 13,756 | $307K |
| Union Bancaire Privee, UBP SA | 0.01% | No change | 13,655 | $305K |
| Catalina Capital Group, LLC | 0.20% | No change | 13,240 | $296K |
| Generali Investments CEE, investicni spolecnost, a.s. | 0.03% | New | 12,628 | $282K |
| Simplex Trading, LLC | 0.01% | New | 11,898 | $265K |
| Northern Trust Corp. | 0.00% | Reduce -59.7% | 11,832 | $264K |
| Squarepoint Ops LLC | 0.00% | New | 11,821 | $264K |
| Sciencast Management LP | 0.06% | New | 11,696 | $261K |
| Janney Montgomery Scott LLC | 0.00% | New | 11,603 | $259K |
| Core Wealth Partners LLC | 0.15% | No change | 11,520 | $257K |
| Oxford Asset Management LLP | 0.12% | New | 11,392 | $254K |
| Geode Capital Management, LLC | 0.00% | No change | 11,251 | $251K |
| Avantax Advisory Services, Inc. | 0.00% | Reduce -30.8% | 11,157 | $249K |
| Corient Private Wealth LP | 0.00% | Reduce -33.9% | 10,957 | $245K |
| Palisade Capital Management, LP | 0.01% | Reduce -31.3% | 10,747 | $240K |
| Jane Street Group, LLC | 0.00% | Reduce -53.4% | 10,133 | $226K |
| DRW Securities, LLC | 0.02% | New | 10,070 | $225K |
| Townsquare Capital LLC | 0.00% | New | 9,912 | $221K |
| ProShare Advisors LLC | 0.00% | New | 9,859 | $220K |
| TCFG Wealth Management, LLC | 0.11% | No change | 9,800 | $219K |
| Evergreen Capital Management LLC | 0.01% | No change | 9,750 | $218K |
| Focus Partners Wealth | 0.00% | Reduce -0.2% | 9,442 | $211K |
| HighTower Advisors, LLC | 0.00% | Add +0.8% | 9,388 | $210K |
| Wolverine Trading, LLC | 0.01% | Add +0.8% | 9,339 | $209K |
| PFG Investments, LLC | 0.01% | New | 9,264 | $207K |
| Wells Fargo & Company | 0.00% | Reduce -71.9% | 7,880 | $176K |
| Hollencrest Capital Management | 0.01% | Add +2.6% | 6,875 | $153K |
| Washington Trust Advisors, Inc. | 0.01% | No change | 5,000 | $112K |
| Rialto Wealth Management, LLC | 0.03% | No change | 4,809 | $107K |
| Parallel Advisors, LLC | 0.00% | Reduce -4.6% | 4,402 | $98K |
| Northwestern Mutual Wealth Management Co. | 0.00% | No change | 4,000 | $89K |
| Citigroup Inc. | 0.00% | Add +15.7% | 2,994 | $67K |
| Blue Trust, Inc. | 0.00% | Add +10.8% | 2,963 | $66K |
| MAI Capital Management | 0.00% | Reduce -0.6% | 2,659 | $59K |
| Capital Analysts, LLC | 0.00% | Add +2.6% | 2,616 | $58K |
| Garde Capital, Inc. | 0.00% | New | 2,401 | $54K |
| EverSource Wealth Advisors, LLC | 0.00% | Reduce -0.3% | 2,359 | $53K |
| Cwm, LLC | 0.00% | Add +12.1% | 2,315 | $52K |
| TCTC Holdings, LLC | 0.00% | No change | 2,136 | $48K |
| Geneos Wealth Management Inc. | 0.00% | Reduce -7.7% | 1,930 | $43K |
| Signaturefd, LLC | 0.00% | Reduce -8.5% | 1,634 | $36K |
| PNC Financial Services Group, Inc. | 0.00% | No change | 1,566 | $35K |
| Group One Trading LLC | 0.00% | New | 1,496 | $33K |
| Ameriflex Group, Inc. | 0.01% | No change | 1,462 | $33K |
| Promus Capital, LLC | 0.02% | No change | 1,384 | $31K |
| Quarry LP | 0.01% | Reduce -36.5% | 1,351 | $30K |
| Nomura Asset Management Co. Ltd. | 0.00% | Reduce -39.2% | 1,347 | $30K |
| CIBC Private Wealth Group LLC | 0.00% | Reduce -17.9% | 1,552 | $28K |
| Larson Financial Group LLC | 0.00% | No change | 1,000 | $22K |
| Toth Financial Advisory Corp. | 0.00% | No change | 670 | $15K |
| AdvisorNet Financial, Inc | 0.00% | New | 608 | $14K |
| Spire Wealth Management | 0.00% | No change | 600 | $13K |
| North Star Investment Management Corp. | 0.00% | New | 528 | $12K |
| Hager Investment Management Services, LLC | 0.01% | New | 500 | $11K |
| Ridgewood Investments LLC | 0.01% | No change | 500 | $11K |
| HHM Wealth Advisors, LLC | 0.00% | No change | 500 | $11K |
| Nisa Investment Advisors, LLC | 0.00% | Reduce -81.5% | 500 | $11K |
| Farther Finance Advisors, LLC | 0.00% | Add +2094.7% | 417 | $9K |
| LRI Investments, LLC | 0.00% | New | 250 | $6K |
| Spectrum Wealth Counsel, LLC | 0.00% | No change | 230 | $5K |
| Runnymede Capital Advisors, Inc. | 0.00% | New | 216 | $5K |
| Hexagon Capital Partners LLC | 0.00% | New | 202 | $5K |
| Atlantic Edge Private Wealth Management, LLC | 0.00% | No change | 200 | $4K |
| First Horizon Advisors, Inc. | 0.00% | New | 200 | $4K |
| Delta Asset Management LLC | 0.00% | No change | 70 | $2K |
| Archer Investment Corp | 0.00% | Add +3.7% | 56 | $1K |
| NBT Bank, N.A. | 0.00% | New | 30 | $659 |
| Tower Research Capital LLC (TRC) | 0.00% | Reduce -78.1% | 14 | $312 |
| SOA Wealth Advisors, LLC. | 0.00% | No change | 11 | $246 |
| DHJJ Financial Advisors, Ltd. | 0.00% | No change | 5 | $112 |
| Huntington National Bank | 0.00% | No change | 2 | $45 |
"% of holder's portfolio" is CSWC's weight in each manager's 13F, not the share of Capital Southwest Corp. the manager owns.