Pgim S&P 500 Buffer 12-OctOCTPETF
13F holders, Q2 2026 (June 30)17holders +1
2new positions
1sold out
$32.33avg. 13F price*
At the end of Q2 2026, 17 institutions reported holding Pgim S&P 500 Buffer 12-Oct (OCTP) in their 13F filings, up 1 from Q1 2026. 2 opened new positions and 1 sold out. The largest holders were Prudential Financial Inc. ($17.6M), Castellan Group ($2.5M) and Commonwealth Equity Services, LLC ($1.2M).
- Company
- Pgim S&P 500 Buffer 12-Oct
- Filed as
- PGIM ROCK ETF TR (Q2 2026)
- CUSIP
- 69420N742
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2026 → Q2 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 2 | $79K |
| Exits | 1 | $737K |
All 13F filers, Q1 2026 → Q2 2026: 171,576 shares bought and 131,226 shares sold, net +40,350 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 17 holders
| Prudential Financial Inc. | 0.02% | Add +43.3% | 545,220 | $17.6M |
| Castellan Group | 0.28% | Reduce -6.7% | 78,480 | $2.5M |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -70.6% | 37,970 | $1.2M |
| NewEdge Advisors, LLC | 0.00% | Add +3.1% | 25,020 | $809K |
| Blue Water Asset Management | 0.25% | Reduce -1.8% | 24,433 | $790K |
| Kintra Wealth, LLC | 0.02% | No change | 9,297 | $307K |
| Royal Bank of Canada | 0.00% | Add +75.2% | 8,324 | $269K |
| Spire Wealth Management | 0.01% | Add +0.0% | 8,026 | $259K |
| Raymond James Financial Inc. | 0.00% | Reduce -35.8% | 7,547 | $244K |
| Kestra Advisory Services, LLC | 0.00% | Reduce -42.7% | 6,720 | $217K |
| PNC Financial Services Group, Inc. | 0.00% | Add +0.3% | 5,379 | $174K |
| DHJJ Financial Advisors, Ltd. | 0.03% | No change | 3,376 | $109K |
| Parallel Advisors, LLC | 0.00% | No change | 1,904 | $62K |
| Ameritas Advisory Services, LLC | 0.00% | New | 1,278 | $41K |
| UBS Group AG | 0.00% | New | 1,157 | $37K |
| Steward Partners Investment Advisory, LLC | 0.00% | No change | 671 | $22K |
| Harbour Investments, Inc. | 0.00% | No change | 500 | $16K |
"% of holder's portfolio" is OCTP's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 12-Oct the manager owns.