Pgim S&P 500 Buffer 12-OctOCTPETF
13F holders, Q4 2025 (December 31)13holders +5
6new positions
2sold out
$30.35avg. 13F price*
At the end of Q4 2025, 13 institutions reported holding Pgim S&P 500 Buffer 12-Oct (OCTP) in their 13F filings, up 5 from Q3 2025. 6 opened new positions and 2 sold out. The largest holders were Prudential Financial Inc. ($8.4M), Commonwealth Equity Services, LLC ($4.0M) and Castellan Group ($2.6M).
- Company
- Pgim S&P 500 Buffer 12-Oct
- Filed as
- PGIM ROCK ETF TR (Q4 2025)
- CUSIP
- 69420N742
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2025 → Q4 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 6 | $3.8M |
| Exits | 2 | $1.1M |
All 13F filers, Q3 2025 → Q4 2025: 346,183 shares bought and 38,004 shares sold, net +308,179 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 13 holders
| Prudential Financial Inc. | 0.01% | Add +49.6% | 275,692 | $8.4M |
| Commonwealth Equity Services, LLC | 0.01% | Add +965.8% | 131,902 | $4.0M |
| Castellan Group | 0.32% | New | 84,120 | $2.6M |
| Blue Water Asset Management | 0.37% | — | 33,980 | $1.0M |
| NewEdge Advisors, LLC | 0.00% | New | 18,626 | $565K |
| Raymond James Financial Inc. | 0.00% | New | 11,754 | $357K |
| Kestra Advisory Services, LLC | 0.00% | Add +61.7% | 11,720 | $356K |
| Spire Wealth Management | 0.01% | New | 8,025 | $244K |
| PNC Financial Services Group, Inc. | 0.00% | Add +847.8% | 4,739 | $144K |
| DHJJ Financial Advisors, Ltd. | 0.03% | New | 3,376 | $102K |
| Parallel Advisors, LLC | 0.00% | No change | 1,904 | $58K |
| Steward Partners Investment Advisory, LLC | 0.00% | New | 671 | $20K |
| Harbour Investments, Inc. | 0.00% | No change | 500 | $15K |
"% of holder's portfolio" is OCTP's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 12-Oct the manager owns.