Pgim S&P 500 Buffer 12-OctOCTPETF

13F holders, Q4 2024 (December 31)
4holders +2
2new positions
0sold out
$26.82avg. 13F price*

At the end of Q4 2024, 4 institutions reported holding Pgim S&P 500 Buffer 12-Oct (OCTP) in their 13F filings, up 2 from Q3 2024. 2 opened new positions and 0 sold out. The largest holders were Prudential Financial Inc. ($2.1M), Old Mission Capital LLC ($951K) and Royal Bank of Canada ($20K).

Company
Pgim S&P 500 Buffer 12-Oct
Filed as
PGIM ROCK ETF TR (Q4 2024)
CUSIP
69420N742
Latest filing quarter
Q2 2026

History

Number of 13F holders

05101520 Q2 2024: 2Q2 2024Q3 2024: 2Q3 2024Q4 2024: 4Q4 2024Q1 2025: 6Q1 2025Q2 2025: 8Q2 2025Q3 2025: 8Q3 2025Q4 2025: 13Q4 2025Q1 2026: 16Q1 2026Q2 2026: 17Q2 2026

Total Exit/New Position Q3 2024 → Q4 2024

InstitutionsTotal Value
New Positions2$34K
Exits0$0

All 13F filers, Q3 2024 → Q4 2024: 43,307 shares bought, net +43,307 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 4 holders

Prudential Financial Inc. 0.00% Add +29.7% 78,919 $2.1M
Old Mission Capital LLC 0.02% Add +209.2% 35,436 $951K
Royal Bank of Canada 0.00% New 748 $20K
Harbour Investments, Inc. 0.00% New 500 $14K

"% of holder's portfolio" is OCTP's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 12-Oct the manager owns.