Pgim S&P 500 Buffer 12-OctOCTPETF
13F holders, Q1 2026 (March 31)16holders +3
3new positions
0sold out
$29.62avg. 13F price*
At the end of Q1 2026, 16 institutions reported holding Pgim S&P 500 Buffer 12-Oct (OCTP) in their 13F filings, up 3 from Q4 2025. 3 opened new positions and 0 sold out. The largest holders were Prudential Financial Inc. ($11.3M), Commonwealth Equity Services, LLC ($3.8M) and Castellan Group ($2.5M).
- Company
- Pgim S&P 500 Buffer 12-Oct
- Filed as
- PGIM ROCK ETF TR (Q1 2026)
- CUSIP
- 69420N742
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 3 | $1.2M |
| Exits | 0 | $0 |
All 13F filers, Q4 2025 → Q1 2026: 149,934 shares bought and 11,991 shares sold, net +137,943 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 16 holders
| Prudential Financial Inc. | 0.01% | Add +38.0% | 380,422 | $11.3M |
| Commonwealth Equity Services, LLC | 0.01% | Reduce -2.2% | 129,002 | $3.8M |
| Castellan Group | 0.34% | No change | 84,120 | $2.5M |
| Blue Water Asset Management | 0.25% | Reduce -26.8% | 24,890 | $737K |
| LeClair Wealth Partners LLC | 0.25% | New | 24,890 | $737K |
| NewEdge Advisors, LLC | 0.00% | Add +30.3% | 24,270 | $719K |
| Raymond James Financial Inc. | 0.00% | No change | 11,754 | $348K |
| Kestra Advisory Services, LLC | 0.00% | No change | 11,720 | $347K |
| Kintra Wealth, LLC | 0.02% | New | 9,297 | $275K |
| Spire Wealth Management | 0.01% | Reduce -0.0% | 8,024 | $238K |
| PNC Financial Services Group, Inc. | 0.00% | Add +13.1% | 5,361 | $159K |
| Royal Bank of Canada | 0.00% | New | 4,751 | $141K |
| DHJJ Financial Advisors, Ltd. | 0.03% | No change | 3,376 | $100K |
| Parallel Advisors, LLC | 0.00% | No change | 1,904 | $56K |
| Steward Partners Investment Advisory, LLC | 0.00% | No change | 671 | $20K |
| Harbour Investments, Inc. | 0.00% | No change | 500 | $15K |
"% of holder's portfolio" is OCTP's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 12-Oct the manager owns.