Pgim S&P 500 Buffer 12-OctOCTPETF
13F holders, Q2 2025 (June 30)8holders +2
2new positions
0sold out
$28.15avg. 13F price*
At the end of Q2 2025, 8 institutions reported holding Pgim S&P 500 Buffer 12-Oct (OCTP) in their 13F filings, up 2 from Q1 2025. 2 opened new positions and 0 sold out. The largest holders were WealthPlan Investment Management, LLC ($8.3M), Prudential Financial Inc. ($3.7M) and WealthPLAN Partners, LLC ($2.4M).
- Company
- Pgim S&P 500 Buffer 12-Oct
- Filed as
- PGIM ROCK ETF TR (Q2 2025)
- CUSIP
- 69420N742
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2025 → Q2 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 2 | $10.8M |
| Exits | 0 | $0 |
All 13F filers, Q1 2025 → Q2 2025: 402,731 shares bought and 10,604 shares sold, net +392,127 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 8 holders
| WealthPlan Investment Management, LLC | 0.61% | New | 296,358 | $8.3M |
| Prudential Financial Inc. | 0.00% | Add +14.9% | 132,286 | $3.7M |
| WealthPLAN Partners, LLC | 0.39% | New | 85,769 | $2.4M |
| Commonwealth Equity Services, LLC | 0.00% | Add +6.3% | 13,071 | $368K |
| Old Mission Capital LLC | 0.01% | Add +33.3% | 10,521 | $296K |
| Royal Bank of Canada | 0.00% | Reduce -83.8% | 2,046 | $58K |
| Parallel Advisors, LLC | 0.00% | No change | 1,904 | $54K |
| Harbour Investments, Inc. | 0.00% | No change | 500 | $14K |
"% of holder's portfolio" is OCTP's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 12-Oct the manager owns.