Pgim S&P 500 Buffer 12-OctOCTPETF
13F holders, Q1 2025 (March 31)6holders +2
2new positions
0sold out
$26.22avg. 13F price*
At the end of Q1 2025, 6 institutions reported holding Pgim S&P 500 Buffer 12-Oct (OCTP) in their 13F filings, up 2 from Q4 2024. 2 opened new positions and 0 sold out. The largest holders were Prudential Financial Inc. ($3.0M), Royal Bank of Canada ($332K) and Commonwealth Equity Services, LLC ($322K).
- Company
- Pgim S&P 500 Buffer 12-Oct
- Filed as
- PGIM ROCK ETF TR (Q1 2025)
- CUSIP
- 69420N742
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2024 → Q1 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 2 | $372K |
| Exits | 0 | $0 |
All 13F filers, Q4 2024 → Q1 2025: 62,270 shares bought and 27,545 shares sold, net +34,725 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 6 holders
| Prudential Financial Inc. | 0.00% | Add +45.8% | 115,087 | $3.0M |
| Royal Bank of Canada | 0.00% | Add +1591.2% | 12,650 | $332K |
| Commonwealth Equity Services, LLC | 0.00% | New | 12,296 | $322K |
| Old Mission Capital LLC | 0.00% | Reduce -77.7% | 7,891 | $207K |
| Parallel Advisors, LLC | 0.00% | New | 1,904 | $50K |
| Harbour Investments, Inc. | 0.00% | No change | 500 | $13K |
"% of holder's portfolio" is OCTP's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 12-Oct the manager owns.