Pgim S&P 500 Buffer 20-NovPBNVETF
13F holders, Q2 2026 (June 30)14holders +2
3new positions
1sold out
$30.99avg. 13F price*
At the end of Q2 2026, 14 institutions reported holding Pgim S&P 500 Buffer 20-Nov (PBNV) in their 13F filings, up 2 from Q1 2026. 3 opened new positions and 1 sold out. The largest holders were Prudential Financial Inc. ($15.2M), Blue Water Asset Management ($3.5M) and Jim Saulnier & Associates, LLC ($3.5M).
- Company
- Pgim S&P 500 Buffer 20-Nov
- Filed as
- PGIM ROCK ETF TR (Q2 2026)
- CUSIP
- 69420N767
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2026 → Q2 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 3 | $879K |
| Exits | 1 | $3.7M |
All 13F filers, Q1 2026 → Q2 2026: 219,094 shares bought and 157,342 shares sold, net +61,752 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 14 holders
| Prudential Financial Inc. | 0.02% | Add +63.1% | 489,451 | $15.2M |
| Blue Water Asset Management | 1.14% | Reduce -11.3% | 114,178 | $3.5M |
| Jim Saulnier & Associates, LLC | 1.40% | No change | 112,057 | $3.5M |
| Spire Wealth Management | 0.07% | Reduce -0.9% | 74,584 | $2.3M |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -21.3% | 37,669 | $1.2M |
| Kestra Advisory Services, LLC | 0.00% | No change | 18,498 | $573K |
| Kintra Wealth, LLC | 0.02% | New | 14,925 | $472K |
| MML Investors Services, LLC | 0.00% | New | 12,788 | $396K |
| Integrity Alliance, Llc. | 0.01% | Add +21.4% | 9,596 | $297K |
| Cypress Financial Planning LLC | 0.07% | No change | 8,938 | $277K |
| American Asset Management Inc. | 0.18% | No change | 6,947 | $215K |
| Royal Bank of Canada | 0.00% | Reduce -60.9% | 1,981 | $61K |
| DHJJ Financial Advisors, Ltd. | 0.02% | No change | 1,803 | $56K |
| Osaic Holdings, Inc. | 0.00% | New | 347 | $11K |
"% of holder's portfolio" is PBNV's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Nov the manager owns.