Pgim S&P 500 Buffer 20-NovPBNVETF
13F holders, Q1 2026 (March 31)12holders −2
1new positions
3sold out
$28.90avg. 13F price*
At the end of Q1 2026, 12 institutions reported holding Pgim S&P 500 Buffer 20-Nov (PBNV) in their 13F filings, down 2 from Q4 2025. 1 opened new positions and 3 sold out. The largest holders were Prudential Financial Inc. ($8.7M), Blue Water Asset Management ($3.7M) and LeClair Wealth Partners LLC ($3.7M).
- Company
- Pgim S&P 500 Buffer 20-Nov
- Filed as
- PGIM ROCK ETF TR (Q1 2026)
- CUSIP
- 69420N767
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 1 | $3.7M |
| Exits | 3 | $304K |
All 13F filers, Q4 2025 → Q1 2026: 192,477 shares bought and 25,048 shares sold, net +167,429 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 12 holders
| Prudential Financial Inc. | 0.01% | Add +26.9% | 300,105 | $8.7M |
| Blue Water Asset Management | 1.29% | No change | 128,780 | $3.7M |
| LeClair Wealth Partners LLC | 1.29% | New | 128,780 | $3.7M |
| Jim Saulnier & Associates, LLC | 1.58% | No change | 112,057 | $3.2M |
| Spire Wealth Management | 0.07% | Reduce -0.1% | 75,257 | $2.2M |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -23.4% | 47,869 | $1.4M |
| Kestra Advisory Services, LLC | 0.00% | No change | 18,498 | $535K |
| Cypress Financial Planning LLC | 0.07% | No change | 8,938 | $258K |
| Integrity Alliance, Llc. | 0.01% | No change | 7,908 | $229K |
| American Asset Management Inc. | 0.17% | No change | 6,947 | $201K |
| Royal Bank of Canada | 0.00% | Reduce -0.7% | 5,068 | $146K |
| DHJJ Financial Advisors, Ltd. | 0.02% | No change | 1,803 | $52K |
"% of holder's portfolio" is PBNV's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Nov the manager owns.