Pgim S&P 500 Buffer 20-NovPBNVETF
13F holders, Q1 2025 (March 31)6holders −2
0new positions
2sold out
$26.53avg. 13F price*
At the end of Q1 2025, 6 institutions reported holding Pgim S&P 500 Buffer 20-Nov (PBNV) in their 13F filings, down 2 from Q4 2024. 0 opened new positions and 2 sold out. The largest holders were Prudential Financial Inc. ($3.2M), Commonwealth Equity Services, LLC ($743K) and Jim Saulnier & Associates, LLC ($688K).
- Company
- Pgim S&P 500 Buffer 20-Nov
- Filed as
- PGIM ROCK ETF TR (Q1 2025)
- CUSIP
- 69420N767
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2024 → Q1 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 0 | $0 |
| Exits | 2 | $1.4M |
All 13F filers, Q4 2024 → Q1 2025: 33,412 shares bought and 51,620 shares sold, net −18,208 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 6 holders
| Prudential Financial Inc. | 0.00% | Add +18.4% | 122,087 | $3.2M |
| Commonwealth Equity Services, LLC | 0.00% | Add +20.9% | 28,012 | $743K |
| Jim Saulnier & Associates, LLC | 0.54% | No change | 25,934 | $688K |
| Royal Bank of Canada | 0.00% | Add +173.2% | 15,149 | $402K |
| DHJJ Financial Advisors, Ltd. | 0.01% | No change | 995 | $26K |
| UBS Group AG | 0.00% | Reduce -53.1% | 60 | $2K |
"% of holder's portfolio" is PBNV's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Nov the manager owns.